To the Honorable Justices of the Supreme Judicial Court:
Please accept my request for an Opinion of the Justices of the Maine Supreme Judicial Court pursuant to Article VI, Section 3 of the Maine Constitution. I seek your advice upon important questions of law regarding my constitutional obligation to faithfully execute the laws, specifically, 65 bills vetoed by me on July 16, 2015, 17 of which are emergency legislation.
When the Legislature adjourned on June 30 with no date to reconvene, I was prevented from returning the bills to their houses of origin. This triggered the constitutional provision that I could hold the bills until the Legislature reconvened for three consecutive days. The Legislature reconvened on July 16, providing the earliest opportunity to return the bills since the Legislature's adjournment. I promptly returned
The Legislature's failure to timely extend the first regular session beyond the statutory adjournment date of June 17, then adjourning on June 30 with no date of return, has resulted in a dispute over the validity of the 65 bills. Now that the Legislature has refused to consider the vetoes, insisting that the bills have already become law, my constitutional duty as Governor to "take care that the laws be faithfully executed" is in question. I must know whether the 65 bills have become law.
To determine this, I must know what type of adjournment prevents the return of a bill to the Legislature. I must know whether the Legislature triggered the constitutional three-day procedure for the exercise of the Governor's veto And finally, I must know whether the 65 bills I returned to the Legislature on July 16 were presented properly before that body for reconsideration.
The first regular session of the 127th Legislature began on December 3, 2014. Over the course of the session, the Legislature enacted bills and presented them to me for action. I signed numerous bills into law; I allowed others to become law without my signature; I vetoed many others. The statutory adjournment date for this session was June 17, 2015. Despite knowing the statutory adjournment date—a date published in numerous Legislative calendars—the Legislature failed to timely extend the session by the close of the June 17 meeting. This is so even though a Joint Order to extend the first regular session by five legislative days was prepared on June 17 (Exhibit 1, SP 549). That Joint Order was never presented, however. Instead of timely extending the first regular session, the Legislature simply adjourned and returned on June 18, creating a question around its legal authority to reconvene the session at all. A verbal motion to extend the session (which had arguably already ended by operation of law) was passed in the House (Exhibit 2, Roll Call # 296) and in the Senate (Exhibit 3, Remarks, and Exhibit 4, Roll Call # 288).
Pursuant to the Maine Constitution, Article IV, Pt. 3, § 2, when the Legislature is in session, I have 10 days (excepting Sundays) in which to return bills with my objections to their legislative houses of origin. The Constitution also provides, however, that if "the Legislature by their adjournment prevent [a bill's] return", there is an alternative veto process that ensures that the Governor has the opportunity to exercise his veto power and that the Legislature has time to reconsider the bill in light of the Governor's objections.
Prior to June 30, I had received 23 bills from the Legislature, six of which were emergency bills. The respective deadlines for return of these bills were all later than June 30. Just prior to its adjournment on June 30, the Legislature presented me with an additional 58 bills, 14 of which were emergency bills. The deadline for the return of these bills would have been July 11, 2015 if the Legislature had been in session.
Instead, the Legislature conditionally adjourned on June 30 with no date for its return. Moreover, the indefinite condition that could have prompted its return—the call of the Senate President and Speaker of the House—did not come to pass on or before July 11. In fact, while there were unofficial reports that the legislators would reconvene on July 16, the legislative record confirms that the date for reconvening was ambiguous at best (Exhibit 8, House Legislative Record on HP 991, Rep. Fredette's remarks). By their adjournment without a set date of return, I was prevented from returning these bills to their houses of origin.
Believing these circumstances triggered the constitutional three-day procedure
I have a constitutional duty, as Governor, to "take care that the laws be faithfully executed" (Me. Const. Art. V Pt. 1, § 12). Accordingly, I must know whether the 65 bills I was prevented by the Legislature's adjournment from returning to their houses of origin by July 11 have become law. This is a particularly pressing issue because 17 of these bills are emergency legislation, meaning they are effective immediately after the conclusion of the session. There is no dispute that at this time, the first regular session of the 127th Legislature is over; the exact date of the end of the session is likely disputed, however. I must know whether the three-day procedure was triggered by the Legislature's action or inaction during and/or after the session. If so, the exercise of my
With great deference, therefore, I respectfully submit to you that these facts present the "important questions of law" and "solemn occasion" necessary to invoke your constitutional authority to issue advisory opinions under Article VI, Section 3 of the Maine Constitution. There can be no doubt that the validity of the laws at issue is a constitutionally important question. Likewise, according to a 1975 Opinion of the Justices, "for it to be a solemn occasion ... the questions must not be `tentative, hypothetical and abstract...." Opinion of the Justices, 330 A.2d 912, 915 (Me.1975). "Subjects of advisory opinions must be "of instant, not past nor future concern; things of live gravity." Opinion of the Justices, 134 Me. 510, 513, 191 A. 487 (1936). The questions of whether the constitutional three-day procedure was triggered by the Legislature's action or inaction, including but not limited to its failure to legally extend the session and/or its conditional "adjournment without day" raise sufficiently important legal questions that must be answered because the faithful discharge of my constitutional duty to execute numerous laws depends on the answers. Moreover, the guidance I seek is needed with respect to matters of instant concern and live gravity.
The Constitution of the State of Maine provides in pertinent part,
Me. Const. Art. IV, pt. 3, § 2.
The Constitution further provides, in pertinent part, "The Legislature shall enact appropriate statutory limits on the length of the first regular session ..." Pursuant to this constitutional mandate, the Legislature enacted 3 M.R.S. § 2, which provides in pertinent part, "The first regular session of the Legislature, after its convening, shall adjourn no later than the 3rd Wednesday in June ..." [emphasis added].
In order to fulfill my constitutional obligation to faithfully execute duly passed, constitutionally sound laws, I must have answer[s] to the following question[s]:
In light of the constitutional importance of these questions as well as the need now for guidance on how to appropriately meet my constitutional duty to faithfully execute the laws, I request the Court provide its answers to these questions as promptly as the Court is able. I would be happy to expeditiously provide any briefing requested by the Justices.
To His Excellency, Paul R. LePage, Governor of the State of Maine:
[¶ 1] Pursuant to article VI, section 3 of the Maine Constitution, it is our honor to respond to Questions presented by Governor Paul R. LePage, who seeks the advice of the Supreme Judicial Court regarding the status of certain bills that were acted on by the 127th Maine Legislature in its First Regular Session.
[¶ 2] We invited input from the Governor's Office, the Legislature, and interested members of the public. We received briefs from Governor LePage; the President of the Senate, by and on behalf of the Maine Senate, and the Speaker of the House, by and on behalf of the Maine House of Representatives; the Attorney General; several Republican Members of the House of Representatives; the ACLU of Maine Foundation; Planned Parenthood of Northern New England and other medical organizations; and several interested members of the public. Oral Argument on the Questions was held on July 31, 2015.
[¶ 3] After thoroughly considering the Governor's Questions, the briefs and arguments presented, the Maine Constitution and laws, the history and practices of Maine Governors and Legislatures, and analogous jurisprudence from other jurisdictions, all participating Justices being in agreement, we have the honor of providing the following response.
[¶ 4] Before addressing the Questions, we are required by the Maine Constitution to determine whether each of the Questions presents a solemn occasion. The Constitution provides that "[t]he Justices of the Supreme Judicial Court shall be obliged to give their opinion upon important questions of law, and upon solemn occasions, when required by the Governor, Senate or House of Representatives." Me. Const. art. VI, § 3 (emphasis added). Thus, we must determine whether each Question presents a solemn occasion "that confers on us the constitutional authority to answer the questions propounded." Opinion of the Justices, 2015 ME 27, ¶ 17, 112 A.3d 926.
[¶ 5] "`A solemn occasion arises when questions are of a serious and immediate nature, and the situation presents an unusual exigency.'" Id. ¶ 18 (quoting Opinion of the Justices, 2012 ME 49, ¶ 5, 40 A.3d 930). "`[S]uch an exigency ... exists when the body making the inquiry, having some action in view, has serious doubts as to its power and authority to take such action under the Constitution or under existing statutes.'" Opinion of the Justices, 2002 ME 169, ¶ 6, 815 A.2d 791 (quoting Opinion of the Justices, 709 A.2d 1183, 1185 (Me.1997)). Only where the "facts in support of the alleged solemn occasion are clear and compelling," will we determine that a solemn occasion exists. Opinion of the Justices, 2015 ME 27, ¶ 18, 112 A.3d 926 (quotation marks omitted). We will only answer questions that "concern a matter of live gravity," Opinion of the Justices, 2012 ME 49, ¶ 6, 40 A.3d 930 (quotation marks omitted), and are "sufficiently precise for the justices to be able to determine the exact nature of the inquiry," Opinion of the Justices, 2004 ME 54, ¶ 40, 850 A.2d 1145 (quotation marks omitted).
[¶ 7] Although we will not answer "questions from one branch of the government inquiring about the power, duty, or authority of another branch," Opinion of the Justices, 709 A.2d at 1185, when those duties and authorities overlap or intertwine, we may respond. Addressing such an occasion, we responded to Governor John R. McKernan Jr.'s question regarding whether the Legislature could enact certain legislation without the approval of the Governor, see Opinion of the Justices, 571 A.2d 1169, 1179-81 (Me.1989), and Governor Angus S. King's questions regarding whether the Legislature had authority to enact certain legislation at a Special Session, see Opinion of the Justices, 680 A.2d 444, 445-49 (Me.1996).
[¶ 8] In the matter before us, Governor LePage's Questions ask us to provide him guidance in carrying out his responsibilities as the Chief Executive. Specifically, the Questions involve the status of multiple bills that were passed by both Houses of the Legislature and delivered to the Governor near the end of the First Regular Session of the 127th Maine Legislature. Whether those bills now have the force and effect of law, or are not yet law because they await the Legislature's action on the Governor's objections, will determine whether the Governor takes actions to enforce and effectuate those laws. Some of the bills were passed as emergency legislation. The urgency of potential emergency legislation and the sheer number of bills in dispute create a significant issue of grave public interest. Cognizant that an Opinion of the Justices is not an adjudication, and is advisory only, we take the Governor at his word that he seeks the input of the Justices in order to "take care that the laws be faithfully executed."
[¶ 9] In addition, and as discussed at Oral Argument, the Governor's alternative argument that the Legislature was finally adjourned on June 17, 2015, by operation of statute, 3 M.R.S. § 2 (2014), creates a question as to the efficacy of all legislative action after that date. See Me. Const. art. IV, pt. 3, § 16. This creates additional immediate and urgent questions for the Governor, given his institutional responsibility for enforcing the laws, and planning and budgeting for implementation of that legislation.
[¶ 10] On these facts, we have no difficulty determining that a solemn occasion has been presented. We are careful, however, to answer only those Questions that are specific to the circumstances confronting the Executive Branch and relevant to the specific facts presented here. Thus, in one instance, we answer the Question presented only in part.
[¶ 11] The critical facts are not in dispute except where noted. The First Regular Session of the 127th Maine Legislature was convened on December 3, 2014. The statutory adjournment date for this legislative session was the third Wednesday in June, or, more specifically, June 17, 2015.
[¶ 12] On June 23rd, the Legislature again extended its session by five legislative days. See id. The following day, the House announced its intention to return on or about June 30 and July 16, 2015, to deal with bills that were still awaiting the Governor's signature. See Legis. Rec. H-*** (June 24, 2015, 1st Reg. Sess. 2015). On June 26th, the President of the Senate and the Speaker of the House sent a memorandum via email to all of the members of the 127th Legislature, stating that they were "anticipating the potential for morning, afternoon and evening sessions" on June 30; July 1; and July 16, 2015.
[¶ 13] On June 30, 2015, the Legislature adjourned. The Senate Advanced Journal and Calendar reflects the following Joint Order from June 30, 2015:
Sen. Advanced Jour. & Calendar, Supp. No. 31, S.P. 556 (127th Legis. June 30, 2015). The order of adjournment did not contain a date certain for return.
[¶ 14] When the Legislature adjourned on June 30, 2015, eighty-one bills,
[¶ 15] The Governor did not return the bills with his objections within ten days. Instead, asserting that he had the constitutional authority to present the bills when the Legislature next convened for more than three days, the Governor returned sixty-five of the eighty-one bills to the Legislature with his vetoes on July 16th, when the Legislature returned at the call of the President of the Senate and Speaker of the House. The Legislature, through its leadership, announced that the Governor's vetoes of the sixty-five bills had been returned outside of the constitutionally-established ten-day period; declined to act on the Governor's objections; and reported to the Governor through the Clerk of the House and Secretary of the Senate that the bills had become law. Acting pursuant to 1 M.R.S. §§ 91-95, 361-363 (2014), the Office of the Revisor of Statutes began processing the bills that the Governor had not returned within the ten-day period as enacted Public Laws to be incorporated into the Maine Revised Statutes.
[¶ 16] At the close of business on July 16, 2015, the Legislature adjourned sine die.
[¶ 17] Reduced to its simplest form, the immediate question presented by all three of the Governor's inquiries is whether, when the 127th Maine Legislature adjourned on June 30, 2015, "until the call of the President of the Senate and the Speaker of the House," the Legislature "prevented the return" of the sixty-five bills for which the Governor later provided his vetoes. If the adjournment did not prevent the Governor from returning the bills to the Legislature with his veto messages, the bills have become law because the Governor did not return the bills with his objections within ten days. If the June 30th adjournment of the Legislature did prevent the return of the Governor's objections, the bills have not yet become law, and the Governor's objections can be presented to the next more-than-three-day session of the 127th Maine Legislature.
[¶ 18] Before we address whether the Governor was prevented from returning his objections to the sixty-five bills under the circumstances set out above, however, we first address the alternative argument made by the Governor.
[¶ 19] The Governor argues, pursuant to 3 M.R.S. § 2,
[¶ 20] If the First Regular Session of the 127th Maine Legislature was adjourned with finality on June 17th, the Governor's vetoes would, pursuant to Me. Const. art. IV, pt. 3, § 2, have to be presented to the next legislative session lasting more than three days. Thus, the possibility that the Legislature lost its capacity to act on June 18, 2015, without calling a new Special Session, cannot be overlooked in our analysis.
[¶ 21] The Maine Constitution does not contain express limitations on the length of legislative sessions. It does expressly establish the opening date of the First and Second Sessions, and it provides that the Legislature has the authority to "enact appropriate statutory limits on the length" of those sessions. Me. Const. art. IV, pt. 3, § 1. Exercising that authority, the Legislature has statutorily allowed itself to extend the legislative session by a total of eleven legislative days—two five-day extensions, and an additional one-day extension "for the purpose of considering possible objections of the Governor to any bill or resolution presented to him by the Legislature under the Constitution." 3 M.R.S. § 2.
[¶ 22] The statutorily established adjournment date for the First Regular Session of the 127th Legislature was June 17, 2015. See id. ("The first regular session of the Legislature, after its convening, shall adjourn no later than the 3rd Wednesday in June. . . ."). The Joint Order on the first motion to extend the legislative session is dated June 17, 2015. Sen. Advanced Jour. & Calendar, Supp. No. 19, S.P. 549 (127th Legis. June 17, 2015). Both Houses voted on the motion to extend on June 18, 2015, the day following the statutorily set date of adjournment. See Me. Sen., Roll Call No. 288 (127th Legis. June 18, 2015); Me. House, Roll Call No. 296 (127th Legis. June 18, 2015). Thus, the Governor argues, the vote occurred after the session had already ended by operation of law, potentially invalidating all subsequent legislative action.
[¶ 23] For the reasons set out below, it is our opinion that, on the facts presented here, the First Regular Session of the 127th Maine Legislature was not effectively adjourned by the operation of the statutory adjournment date, and the Legislature was not stripped of its ability to act on June 18, 2015. There are a number of factors that inform our analysis of this issue.
[¶ 24] First, and perhaps most importantly, it is affirmatively the role of the Legislature to say when it is in session. See Me. Const. art. IV, pt. 3, § 1; NLRB v. Canning, ___ U.S. ___, 134 S.Ct. 2550, 2574-75, 189 L.Ed.2d 538 (2014); see also Me. Const. art. III, § 2 (providing for the distribution and exclusivity of powers of the three branches of government); Sawyer v. Gilmore, 109 Me. 169, 180, 83 A. 673 (1912); Opinion of the Justices, 7 Me. 483, 489-90 (1830). There was no procedural objection by any member of the Legislature to the extension of the session at the June 18th vote, nor does any legislator now challenge the validity of the extension.
[¶ 25] Second, neither the Constitution nor the statute expressly requires the Legislature to act to extend the session before midnight on the statutorily established date. The absence of any such constitutional limitation is critical to the analysis given the Legislature's powers to act on behalf of the people unless limited by the Constitution. See Sawyer, 109 Me. at 180, 83 A. 673. Indeed, the Constitution expressly provides that neither House can adjourn for more than two days without the consent of the other House:
Me. Const. art. IV, pt. 3, § 12. That express constitutional limitation on the power of the Houses to adjourn must be understood to control over any statutorily established adjournment date. In other words, once the First Regular Session began, that legislative session could not be adjourned for more than two days without the constitutionally required consent of both Houses.
[¶ 26] Finally, the Legislature has the exclusive authority to set its own rules of procedure, see Me. Const. art. IV, pt. 3, §§ 1, 4, which includes the power to "ratify any action that it had the power to authorize in advance and the ratification dates back to the action that was ratified." William T. Pound, Nat'l Conference of State Legislatures, Mason's Manual of Legislative Procedure § 146(6) at 114 (2010 ed.); see id. § 443 at 294; Me. Sen. R. 520 (127th Legis. Dec. 3, 2014) ("The rules of parliamentary practice comprised in `Mason's Manual of Legislative Procedure' or any other standard authority, govern the Senate in all cases in which they are applicable. . . ."); Me. House R. 522 (127th Legis. Dec. 3, 2014) ("Mason's Rules govern the House in all cases in which they are applicable. . . .").
[¶ 27] On this record, where no affirmative language of the Constitution or statute requires the extension vote to occur at a particular time, where the vote to extend came within twenty-four hours of the statutory adjournment date, where the motion to extend was extant before that adjournment date, and where no member of the Legislature objected to the process used to establish the extension, we conclude that neither the Judicial Branch nor the Executive Branch has the constitutional authority to question the validity of the June 18th extension, and we accept the assertion of the Maine Legislature that the extension was procedurally appropriate.
[¶ 28] We begin our analysis of the specific Questions presented by the Governor by reviewing the process that the Maine Constitution sets out for circumstances in which the Governor objects to a bill that has been passed by both Houses of the Legislature and delivered to him.
[¶ 29] During the session, the Governor has three options when a bill is presented to him: (1) he can sign the bill into law; (2) he can withhold his signature, which, after ten days, has "the same force and effect as if the Governor had signed it"; or (3) he can object to the bill and send the bill and his objections back to the Legislature within ten days. Me. Const. art. IV,
[¶ 30] A gubernatorial veto requires both Houses to "reconsider" the bill. Me. Const. art. IV, pt. 3, § 2. Only if, by a two-thirds vote of both the House and the Senate, the Legislature votes to approve the bill notwithstanding the objections of the Governor does the bill become law "as if it had been signed by the Governor." Me. Const. art. IV, pt. 3, § 2.
[¶ 31] The procedure for a gubernatorial veto during the legislative session is a long-familiar process in Maine government, and there is no dispute that, during the session, the Governor has ten days to present his objection—his veto—to any bill presented to him. That process has been in place since the Maine Constitution took effect in 1820, although the time for the Governor's vetoes has been extended to ten days from its original five days. See Me. Const. art. IV, pt. 3, § 2 (1820); Const. Res. 1976, ch. 6, passed in 1976.
[¶ 32] The circumstances creating the Questions before us today arise when a bill that has been passed in both Houses is presented to the Governor at or near the end of a legislative session, calling into question the ordinary ten-day period for the Governor's action. If the Houses present a bill to the Governor but "by their adjournment prevent [the] return" of the bill with the Governor's veto, the Constitution provides the process by which that objection is to be addressed. See Me. Const. art. IV, pt. 3, § 2. Between sessions, the process requires the Governor to present his objection "within 3 days after the next meeting of the same Legislature which enacted the bill or resolution." Me. Const. art. IV, pt. 3, § 2. Following the final adjournment of the Second Regular Session, the Constitution dictates that bills not signed by the Governor under those circumstances do not become law. Me. Const. art. IV, pt. 3, § 2. This is commonly known as a "pocket veto." See, e.g., Tinkle, The Maine State Constitution 90 (2d ed. 2013).
[¶ 33] Thus, the question we address today is whether the Legislature by its June 30, 2015, adjournment prevented the return of the Governor's objections.
Me. Const. art. IV, pt. 3, § 2 (emphasis added).
[¶ 34] As noted, the Governor and the Legislature offer differing definitions of an adjournment that "prevents" a bill's return with the Governor's objections. The Legislature asserts that the only adjournment that meets that definition is an adjournment without day,
[¶ 35] Because the same principles employed in the construction of statutory language hold true in the construction of a constitutional provision, we first examine the plain language of the provision. Allen v. Quinn, 459 A.2d 1098, 1100 (Me. 1983) (stating that "`we look primarily to the language used'" in interpreting the Maine Constitution (quoting Farris ex rel. Dorsky v. Goss, 143 Me. 227, 230, 60 A.2d 908 (1948))). We have agreed with the New York Court of Appeals in addressing the construction of our own Constitution: "`It is the approval of the People of the State which gives force to a provision of the Constitution . . . and in construing the Constitution we seek the meaning which the words would convey to an intelligent, careful voter.'" Id. (quoting Kuhn v. Curran, 294 N.Y. 207, 61 N.E.2d 513, 517-18 (1945)).
[¶ 36] The Maine Constitution does not use the term "adjournment sine die," nor does it define or explain the terms "adjournment" or "adjournment without day." The only constitutional reference to "adjournment without day" is within article IV, part 3, section 20, which sets out the procedures for an entirely different process—a people's veto. See Me. Const. art. IV, pt. 3, §§ 17-20.
[¶ 37] In other provisions, the term "recess" is used synonymously with "adjournment sine die." See Me. Const. art. IV, pt. 3, § 16 (providing that Acts of the Legislature take effect ninety days after the "recess of the session").
[¶ 38] In contrast to the use of the terms in the foregoing provisions, the Constitution also uses the term "adjourn" or "adjournment" in other contexts where the meaning may include a brief or temporary hiatus of legislative business. See, e.g., Me. Const. art. IV, pt. 3, §§ 3, 12.
[¶ 39] Thus, the constitutional provision at issue is ambiguous. The phrase "by their adjournment prevent its return" has not been clarified within the Maine Constitution or by our past opinions. When a provision is ambiguous, as is the case here, we must "determine the meaning by examining the purpose and history surrounding the provision." Voorhees v. Sagadahoc Cty., 2006 ME 79, ¶ 6, 900 A.2d 733 (citing Morris v. Goss, 147 Me. 89, 108-09, 83 A.2d 556 (1951)). In construing the Maine Constitution, we address context, historical origins, tradition, and precedent.
[¶ 40] Context is critically important:
1 Thomas M. Cooley & Walter Carrington, Cooley's Constitutional Limitations 129 (8th ed. 1927). Also critical to our analysis of the ambiguous phrase are the traditions of Maine government and its long-practiced actions interpreting the constitutional provisions at issue. "[W]henever a constitutional provision may be considered ambiguous its . . . `interpretation must be held to be settled by the contemporaneous construction, and the long course of practice in accordance therewith.'" Opinion of the Justices, 146 Me. 316, 323, 80 A.2d 866 (1951) (quoting State v. Longley, 119 Me. 535, 540, 112 A. 260 (1921)). Finally, we may look to the interpretation of constitutional provisions undertaken by other courts when the constitutional language at issue is similar or drawn from similar historical passages. See Opinion of the Justices, 175 A.2d 405, 407 (Del.1961).
[¶ 41] Because context, long-practiced traditions and interpretations, and judicial analysis and precedent in other jurisdictions interpreting similar constitutional provisions all play a part in our interpretation of the constitutional provision at issue here, we address them each in turn.
[¶ 42] Any assessment of executive and legislative authority must be understood in the context of Maine's constitutional and historical recognition of the separation of powers among the three branches of government as set out in article III of the Maine Constitution.
Me. Const. art. III.
[¶ 43] The effectuation of these provisions is paramount. More than one hundred years ago, we noted that the power of the Legislature to act on behalf of the people is addressed in broad terms, subject only to the limitations established by the Constitution.
Sawyer, 109 Me. at 180, 83 A. 673 (emphasis added).
[¶ 45] It is in this constitutional context that we address the Questions presented.
[¶ 46] In considering the effect of the June 30th adjournment on the Governor's authority and responsibility in returning the end-of-session bills, we must look to the past. History demonstrates that Maine Governors, for nearly forty years, have routinely returned bills with their vetoes during temporary absences of the Legislature that came at the end of the session—after an "adjournment" but before the Legislature adjourned sine die. The Legislature, in turn, routinely addressed those vetoes and either overrode or sustained the governors' objections before finally adjourning the legislative session sine die.
[¶ 47] Because of the importance of practical construction in the constitutional analysis, we provide a recitation of these practices throughout the last four decades. Beginning in the late 1970s, governors have routinely returned vetoes during temporary adjournments of the Legislature, and the Legislature has reconvened to address objections to bills. For example:
[¶ 48] The same practice was evident during Governor McKernan's administrations. On one occasion, Governor McKernan returned his objections to bills after the Legislature had adjourned until a date certain, and on another occasion, Governor McKernan returned vetoed bills after the Legislature adjourned "to the call" of legislative leadership twenty-nine days after the interim adjournment:
[¶ 49] Examples of a similar process can be found during Governor King's terms in office.
[¶ 50] More currently, during Governor LePage's tenure in office, veto override sessions have occurred after adjournment to a date certain and before adjournment sine die:
[¶ 51] All of the legislative veto sessions during Governor LePage's first term occurred more than ten days after an interim adjournment of the Legislature, some several days later. Even when the Legislature did not specify the date of its return when adjourning near the end of the session, the Governor was not prevented from returning vetoed bills to their Houses of origin. For example:
[¶ 52] These examples demonstrate that temporary adjournments of the Legislature near the end of a legislative session—whether until a date certain or until the call of the leadership, and whether beyond a ten-day period—have not prevented governors from returning bills with their objections to their Houses of origin within the constitutionally-required ten-day timeframe.
[¶ 53] This long-settled practice plays a significant role in our interpretation of the provision of the Constitution at issue. See Opinion of the Justices, 146 Me. at 323, 80 A.2d 866 (citing Longley, 119 Me. at 540, 112 A. 260).
[¶ 54] We turn finally to the analysis and interpretations of other jurisdictions. Because our analysis depends on the specific language of Maine's Constitution and long-settled Maine practice, our review of precedent from other jurisdictions may not carry as much weight as precedent from our own jurisdiction. It will, however, serve the important purpose of assuring that we have considered all of the available authority on point.
[¶ 55] Beginning with federal precedent, we note that article IV, part 3, section 2 of the Maine Constitution very closely mirrors, but is not identical to, the United States Constitution, which provides:
U.S. Const. art. I, § 7, cl. 2 (emphasis added). The seminal case that interpreted this provision and that the Governor urges us to apply in undertaking our own constitutional analysis is the Pocket Veto Case, 279 U.S. 655, 49 S.Ct. 463, 73 L.Ed. 894 (1929).
[¶ 56] In the Pocket Veto Case, the Supreme Court of the United States interpreted Article I, Section 7 of the United States Constitution to allow a pocket veto when Congress's intrasession adjournment prevented the return of a bill to the House where it originated within ten days. 279 U.S. at 691-92, 49 S.Ct. 463. Because the adjournment at issue in the Pocket Veto Case was unquestionably a final adjournment of the First Session of Congress, id. at 672, 49 S.Ct. 463 the analysis is not on all fours with the matter before us. Nonetheless, the Supreme Court's language has provided guidance for other courts, and we address it here.
[¶ 57] The determinative question in the Pocket Veto Case was whether the Congressional adjournment was the type of adjournment that "prevents the [Executive] from returning the bill to the House in which it originated within the time allowed." Id. at 680, 49 S.Ct. 463 (quotation marks omitted). Because Congress had adjourned finally for the session, the Supreme Court determined "no substantial basis [exists] for the suggestion" that, although Congress is not in session, "the bill may nevertheless be returned . . . by delivering it, with the [Executive's] objections, to an officer or agent of the House, for subsequent delivery . . . when it resumes its sittings at the next session." Id. at 683-84, 49 S.Ct. 463.
[¶ 58] That interpretation of the "prevent" language in the context of an adjournment sine die is consistent with the understanding of all parties before us today. It was the broader language of the Supreme Court's opinion that added to the potential for dispute here. The Court went on to conclude that the return of the vetoes cannot be made to an officer or an agent of the specific House in question, but must "be returned to the `House' when sitting in an organized capacity for the transaction of business." Id. at 683, 49 S.Ct. 463.
[¶ 59] Almost ten years after the Pocket Veto Case, the Supreme Court retrenched from the breadth of its Pocket Veto language, interpreting the same constitutional provision—Article I, Section 7—as preventing the President from exercising the pocket veto when the House had adjourned for a brief mid-session recess. See Wright v. United States, 302 U.S. 583, 594-98, 58 S.Ct. 395, 82 L.Ed. 439 (1938). In Wright, the Court left open the question of whether a pocket veto could occur during a longer intrasession recess, but stated that, in reaching its decision, it sought to promote the "two fundamental purposes" of the pocket veto provision: "(1) that the President shall have suitable opportunity to consider the bills presented to him, and (2) that the Congress shall have suitable opportunity to consider his objections to bills and on such consideration to pass them over his veto provided
[¶ 60] Many states have grappled with the interpretation of their own state constitutions and the question of what type of adjournment prevents the return of governors' vetoes. The great weight of state authority appears to be that only a final adjournment of the Legislature prevents the return of a bill. See Wood v. State Admin. Bd., 255 Mich. 220, 238 N.W. 16, 18 (1931); see also Opinion of the Justices, 175 A.2d at 407 (collecting cases).
[¶ 61] As early as 1791, the Justices of the Massachusetts Supreme Judicial Court issued an opinion answering two questions referred to it by the Massachusetts Senate. At the time, the Massachusetts Constitution provided that "if any bill or resolve shall not be returned by the governor within five days after it shall have been presented, the same shall have the force of a law." Mass. Const. pt. II, ch. I, § 1, art. II. The Senate sought an opinion on what effect a recess of the General Court had on the five-day period in which the Governor was required to act on a bill. Opinion of the Justices, 3 Mass. 567, 567 (1791). The Justices opined that "[i]f by recess . . . [it] is meant a recess after a prorogation,[
[¶ 62] In 1821, the Massachusetts Constitution was amended to add a similar provision to that of article IV, part 3, section 2 of the Maine Constitution:
Mass. Const. amend. art. 1.
[¶ 63] In 1864, the Justices of the New Hampshire Supreme Court issued an opinion interpreting a similar provision in the New Hampshire Constitution. Opinion of the Justices, 45 N.H. 607 (1864). The New Hampshire Constitution states as follows:
N.H. Const. pt. 2, art. 44 (emphasis added).
Id. at 610 (emphasis added).
[¶ 64] Similarly, in 1927, the Minnesota Supreme Court held that where the Minnesota Senate temporarily adjourned from Thursday to Monday, the adjournment did not prevent the return of a bill by the Governor. State ex rel. Putnam v. Holm, 172 Minn. 162, 215 N.W. 200, 201, 203-04 (1927). At the time, the Minnesota Constitution provided as follows:
Minn. Const. art. IV, § 11 (emphasis added).
[¶ 65] In 1931, the Michigan Supreme Court held that
Wood, 238 N.W. at 20. The provision of the Michigan Constitution interpreted by the court provided as follows:
Mich. Const. art. V, § 36.
Id. at 20.
[¶ 66] Many other state courts have similarly interpreted their respective state constitutions. See, e.g., Harpending v. Haight, 39 Cal. 189, 206 (1870) (holding that "no other adjournment than the final adjournment of the Legislature itself at the end of the session . . . prevent[s] the return of a bill by the Executive with his objections to its passage"); State ex rel. State Pharm. Ass'n v. Michel, 27 So. 565, 567 (La.1900) (stating that "adjournment" "means final adjournment at the close of the session" and that the Legislature need not be present for the Governor to return a bill with his objections); Miller v. Hurford, 11 Neb. 377, 9 N.W. 477, 479 (1881) (stating that a similar provision "appl[ies] to adjournments sine die, and not to adjournments from time to time"); Hequembourg v. Dunkirk, 2 N.Y.S. 447, 450 (Gen. Term 1888) (adopting New Hampshire's interpretation of "adjournment"); Corwin v. Comptroller Gen., 6 S.C. 390, 395-98 (1875) (interpreting a constitutional provision nearly identical to Maine's and holding that the House's temporary adjournment did not prevent the Governor's return of a bill); Johnson City v. Tenn. E. Elec. Co., 133 Tenn. 632, 182 S.W. 587, 590 (1915) (holding that, where a bill's "return was not prevented by final adjournment of the assembly[,]. . . the bill became a law at the expiration of the time limited, and its subsequent return by the governor to the house, and any action on it taken by the house must be regarded as nullities"); State ex rel. Sullivan v. Dammann, 221 Wis. 551, 267 N.W. 433, 437 (1936) ("It is our conclusion that the word `adjournment' means sine die adjournment of the legislature, and that such an adjournment is the only one that prevents the return of a bill.").
Ill. Const. of 1848, art. IV, § 21.
[¶ 68] In 1904, the Connecticut Supreme Court of Errors held that an adjournment of the House in which a bill originated for more than three calendar days after its presentation to the Governor prevents the return of the bill. State ex rel. Norwalk v. South Norwalk, 77 Conn. 257, 58 A. 759, 760 (1904). The Connecticut Constitution provided:
Conn. Const. of 1818, art. IV, § 12.
[¶ 69] In 1912, the Supreme Court of New Jersey held that a bill was invalid when the House where the bill had originated adjourned for more than five days, thereby preventing the Governor from returning the bill. In re "An Act to Amend an Act Entitled `An Act Concerning Pub. Utils.'" (Public Utils. Act Case), 83 N.J.L. 303, 84 A. 706, 710-11 (N.J.1912). At the time, the New Jersey Constitution provided as follows:
N.J. Const. of 1844, art. V, § 7.
[¶ 70] In 1961, the Justices of the Delaware Supreme Court issued an opinion answering questions referred to them by the Governor of Delaware involving the interpretation of a similar provision in Delaware's Constitution. Opinion of the Justices, 175 A.2d 405, 406 (Del.1961). The Delaware Constitution then provided as follows:
Del. Const. art. III, § 18. The Justices, after recognizing the majority view held by state courts that temporary adjournments do not prevent the return of a bill, opined that the "more persuasive" view, "having regard to the provisions of our own Constitution. . . [is] that a temporary adjournment does prevent the return of a bill." Opinion of the Justices, 175 A.2d at 407. The court gave considerable weight to the fact that (1) the Delaware Constitution distinguished between "adjournment" and "final adjournment" within the same constitutional provision; (2) Delaware's only judicial precedent, in dictum, supported its opinion; and (3) "meager" but "suggestive"
[¶ 71] In sum, a majority of the state courts that have interpreted similar constitutional provisions have concluded that only a final adjournment at the end of a session of the Legislature, rather than a temporary adjournment, will prevent the return of a bill with the Governor's objections. Although some state courts have reached the opposite conclusion, their opinions have generally been based on the unique language of each state's constitution and legislative practice,
[¶ 72] Because democracy thrives on discussion and debate, and mankind has not yet found a method of communication that eliminates all potential for misperception or misunderstanding, the process of doing the people's business will occasionally involve contention, confusion, or miscommunication. It follows that clarity of process and adherence to settled expectations are critical to assuring that the procedures of democracy do not devolve into uncertainty. We understand the hope expressed by the three Republican Members of the House that a method of compromise could be found by which the Chief Executive and the Legislature would have an opportunity to revisit decisions and timeframes that have already passed. The Maine Constitution, and nearly four decades of practice and precedent, do not, however, provide for such a process. We have been asked for our opinions regarding the language of the Maine Constitution, and we have endeavored faithfully to provide those opinions.
[¶ 73] In so doing, we are acutely aware that our conclusions will render ineffective the Governor's objections to sixty-five bills—a result that we do not take lightly. Nonetheless, in exercising the authority of the Judicial Branch to respond to an inquiry from the Executive Branch, we are guided by the need for certainty in, and confirmation of, the constitutionally-identified process that has been employed in Maine for so many years.
[¶ 75] Our unanimous Opinion is as follows: A solemn occasion has been presented. The constitutional language at issue is ambiguous. The Questions presented by the Governor require reference to context, governmental tradition and practice, and judicial precedent. Having considered the filings, the factual background and legislative record, the constitutional context of the language at issue, long-held traditions and practices of Maine Governors and Legislatures, and the analysis and precedents of other jurisdictions, each of us is of the opinion that a temporary legislative adjournment does not prevent the return of the bills with the Governor's objections to the Legislature. During such a temporary adjournment, the Governor may return the bills and his objections to the officers and agents of the originating House.
[¶ 76] In the matter at hand, the adjournment of the First Regular Session of the 127th Legislature on June 30, 2015, "until the call" of legislative leadership, for the purpose of addressing the "possible objections of the Governor," did not "prevent" the return of the Governor's objections as described by the Maine Constitution in article IV, part 3, section 2.
[¶ 77] Accordingly, for the reasons set forth above, with respect, we answer the Governor's Questions as follows:
Each Justice Individually Opining.
/s/
LEIGH I. SAUFLEY
Chief Justice
DONALD G. ALEXANDER
ANDREW M. MEAD
ELLEN A. GORMAN
JOSEPH M. JABAR
THOMAS E. HUMPHREY
Associate Justices
Immigration & Naturalization Serv. v. Chadha, 462 U.S. 919, 947, 103 S.Ct. 2764, 77 L.Ed.2d 317 (1983); see also The Federalist No. 73 (Alexander Hamilton).
Mass. Const. art. XC, §§ 1, 2.
Minn. Const. art. IV, § 23.
Mich. Const. art. IV, § 33.
Ill. Const. art. IV, § 9, subsec. b (emphasis added).
Conn. Const. art. IV, § 15 (emphasis added).
Del. Const. art. III, § 18 (emphasis added); see also Opinion of the Justices, 405 A.2d 694, 697 n. 6 (Del.1979) (stating that the amendment was "evidently in response to the 1961 Delaware Opinion of the Justices").