MEAD, J.
[¶ 1] Dale M. Pinkham Sr. appeals from a judgment of conviction entered in the Unified Criminal Docket (York County, Fritzsche, J.) following his convictions after conditional guilty pleas, and a bench trial on aggravating factors only, on three counts of aggravated trafficking in scheduled drugs (Class A), 17-A M.R.S. § 1105-A(1)(H) (Count I), (1)(B)(1) (Count II), (1)(C-1)(1) (Count III) (2015);
[¶ 2] Pinkham contends that both 17-A M.R.S. § 1101(17)(E) (2015), which provides that one of the ways in which a person may "traffick" in heroin is "[t]o possess 2 grams or more of heroin," and 17-A M.R.S. § 1105-A(1)(H),
[¶ 3] From the evidence admitted at trial, the court could find the following See State v. Stanley, 2015 ME 56, ¶ 2, 115 A.3d 1236. On December 6, 2013, Maine Drug Enforcement Agency agents executed a search warrant at Pinkham's residence. They found 20.75 grams of a powder testing positive for heroin, packaged in two "fingers" and five smaller "tickets," as well as several firearms, including a loaded .44 magnum revolver, and $3800 in cash. When agents interviewed Pinkham that evening, he admitted that the heroin was his and that he used some and regularly sold it as well. He said that the guns belonged to his son.
[¶ 4] The York County Grand Jury indicted Pinkham on seven criminal counts and four counts of criminal forfeiture.
[¶ 5] Pinkham entered conditional guilty pleas to Counts I, II, and III absent their aggravating factors, resulting in pleas to unlawful trafficking in scheduled drugs (Class B), 17-A M.R.S. § 1103(1-A)(A) (2015).
[¶ 6] When the court addressed Pinkham concerning his intention to enter conditional guilty pleas, it said:
[¶ 7] The State offered no objection to the court's explanation constraining the scope of the pleas to the trafficking charges in Counts I, II, and III to the weight of heroin in Pinkham's possession. After the court heard the State's proffer of the evidence that it expected to present had there been a trial, which included evidence of Pinkham's possession of heroin and his confession to selling it, the court accepted the pleas. Pinkham's attorney then noted, without objection or qualification by the State, that "with respect to the Rule 11
[¶ 8] Although the State could have sought to establish as an alternative basis for conviction that Pinkham did "sell, barter, trade, exchange or otherwise furnish [heroin] for consideration," and was therefore guilty of trafficking the drug, 17-A M.R.S. § 1101(17)(C) (2015), it is clear that Pinkham's conditional pleas to Counts I, II and III were tendered only in response to the allegation that he "possess[ed] 2 grams or more of heroin." 17-A M.R.S. § 1101(17)(E).
[¶ 9] The pleas preserved for appeal the argument raised in Pinkham's third motion in limine, which the court rejected, that the State was required to prove that he possessed two grams or more of actual heroin.
[¶ 10] At a bench trial convened to address the viability of the aggravating factors alleged in Counts I, II, and III, which would, if proved, elevate the Class B offenses to which Pinkham pleaded guilty to Class A offenses,
[¶ 11] The State also offered the testimony of the chemist for the Maine Health and Environmental Testing Laboratory who tested the powder recovered from Pinkham. He testified that prior to testing he aggregated 19.52 grams of powder from the two "fingers," and separately aggregated 1.23 grams of powder from the five "tickets." He then tested the two mixtures; each tested positive for heroin and at least one also tested positive for a cutting agent, caffeine. The chemist could not say whether each of the original "fingers" or "tickets" contained heroin before they were mixed together, nor did he determine the amount of actual heroin in the mixtures, although the laboratory could have done so if the submitting agency had requested such a test. In sum, the chemist told the court that there was some detectable amount of heroin in the mixtures that met the laboratory's unspecified threshold reporting requirement, "but I have no idea how much heroin was in fact there."
[¶ 12] At the conclusion of the trial the court found that the aggravating factors alleged in Counts I, II, and III had been proved beyond a reasonable doubt, and thus found Pinkham guilty of the three counts of Class A aggravated trafficking charged in the indictment. The court also found Pinkham guilty on Count VII; Pinkham does not challenge that verdict on appeal. At a sentencing hearing, the court entered judgment and sentenced Pinkham on Counts I, II and III to concurrent terms of fourteen years' imprisonment, with all but seven years suspended, and four years of probation, along with a $400 fine on each count and $120 in restitution; on Count VII the count imposed three years' imprisonment to be served concurrently. Pinkham appealed.
[¶ 13] Concerning both the weight required to establish Class B trafficking (two grams), 17-A M.R.S. § 1101(17)(E), and the weight required to prove the aggravating factor in Count I (six grams), 17-A M.R.S. § 1105-A(1)(H), the issue is whether, as the State contends, the term "heroin" as used in 17-A M.R.S. § 1101(17)(E) and § 1105-A(1)(H) means a "compound, mixture or preparation containing" heroin, see 17-A M.R.S. § 1102(1)(I) (2015),
[¶ 14] It is well established that "[w]hen interpreting a statute de novo, we first examine the plain meaning of the statutory language. The fundamental rule in the interpretation of any statute is that the intent of the legislature, as divined from the statutory language itself, controls." State v. Solomon, 2015 ME 96, ¶ 9, 120 A.3d 661 (quotation marks omitted). More specifically, "[w]hen interpreting a criminal statute, we are guided by two interrelated rules of statutory construction: the rule of lenity, and the rule of strict construction. Pursuant to each of these rules, any ambiguity left unresolved by a strict construction of the statute must be resolved in the defendant's favor." State v. Lowden, 2014 ME 29, ¶ 15, 87 A.3d 694 (citations omitted).
[¶ 15] The crime of trafficking heroin to which Pinkham pleaded guilty in Count I may be committed in one of two ways, either by (1) "possess[ing] 2 grams or more of heroin," or by (2) "possess[ing]... 90 or more individual bags, folds, packages, envelopes or containers of any kind containing heroin." 17-A M.R.S. §§ 1101(17)(E), 1103(1-A)(A). The difference in the two alternatives is significant. Whereas the second alternative criminalizes trafficking in a sufficient number of packages "containing heroin," id. § 1101(17)(E) (emphasis added), the first criminalizes trafficking two grams or more of "heroin," not two grams or more of a compound containing heroin. The fact that the Legislature drew that distinction between two alternatives in the same sentence suggests that it was purposeful. It would have been simple enough to define the crime as prohibiting trafficking in two grams or more of any mixture containing heroin, had that been the Legislature's intent.
[¶ 16] Prior to 2007 that is what the Legislature did. As late as 2006, schedule W included "all narcotic drugs, including, but not limited to, the following narcotic drugs or their salts, isomers or salts of isomers: heroin.... As used in this chapter, `heroin' means any compound, mixture or preparation containing heroin." 17-A M.R.S. § 1102(1)(I) (2006) (emphasis added). In 2007, that provision, including the final sentence that would have conclusively resolved the issue in this case, was repealed. P.L.2007, ch. 55, § 1 (effective Sept. 20, 2007).
[¶ 17] The provision now states that schedule W includes "any compound, mixture or preparation containing narcotic drugs, including, but not limited to, the following narcotic drugs or their salts, isomers or salts of isomers: heroin." Id. (codified at 17-A M.R.S. § 1102(1)(I)). The State argues that the legislation simply moved the "compound, mixture or preparation containing" language to the top of the paragraph and changed nothing insofar as heroin is concerned. That argument ignores the critical "[a]s used in this chapter" clause, however, which was repealed and not reenacted. See 17-A M.R.S. § 1102(1)(I) (2006). A plain language reading of the current section 1102(1)(I) classifies a "compound, mixture or preparation containing ... heroin" as a schedule W drug, but it does not, as it did formerly, provide that that is the meaning of the word "heroin" throughout title 17-A, chapter 45.
[¶ 18] We do not regard the omission of "[a]s used in this chapter" as meaningless. Rather, we conclude that section 1102(1)(I) continues to categorize a mixture containing heroin as a schedule W drug, but when section 1101(17)(E) sets out "possess[ing] 2 grams or more" as an
[¶ 19] That conclusion finds further support in other parts of the chapter of the criminal code concerning drugs.
[¶ 20] Furthermore, the Legislature recently added the drug fentanyl to the definition of "traffick" in a way that demonstrates that it continues to differentiate between a drug and mixtures that contain the drug. Identically to the treatment of heroin in section 1101(17)(E), "traffick" is now defined to include the possession of "2 grams or more of fentanyl powder or 90 or more individual bags, folds, packages, envelopes or containers of any kind containing fentanyl powder." P.L.2015, ch. 346, § 1 (effective Oct. 15, 2015) (codified at 17-A M.R.S. § 1101(17)(F) (2015)). Dissimilar to the post-2007 treatment of heroin, however, but similar to the current treatment of cocaine, "Fentanyl powder" is newly defined to mean "any compound, mixture or preparation, in granular or powder form, containing fentanyl." P.L. 2015, ch. 346, § 3 (effective Oct. 15, 2015) (codified at 17-A M.R.S. § 1101(24) (2015)).
[¶ 21] In short, when the Legislature uses the name of a drug and intends for the term to include mixtures containing that drug, it knows how to accomplish that result, and does so, most recently within the past year. The fact that it once defined heroin in that way, and then repealed that definition, has meaning. Logically, that meaning is that the Legislature intended to continue including mixtures containing heroin for crimes involving schedule W drugs generally,
[¶ 22] If, as the State contends, requiring proof of a specific quantity of actual heroin runs counter to common street practice because traffickers sell, and users buy, the "cut" weight of the drug, that is an argument that must be made to the Legislature. It is our task to strictly construe criminal statutes as enacted by that body, in the context of the relevant statutory scheme. See Lowden, 2014 ME 29, ¶ 15, 87 A.3d 694; Mourino, 2014 ME 131, ¶ 8, 104 A.3d 893 (stating that "criminal statutes must be construed strictly with ambiguities resolved in favor of the accused" (quotation marks omitted)).
[¶ 23] Pinkham has prevailed on the issue preserved by his conditional guilty pleas. Because he expressly pleaded guilty to the charge of trafficking based on possession of two grams or more of heroin, and not to any alternative manner of proof provided in 17-A M.R.S. § 1101(17), we vacate the judgments of conviction on Counts I, II, and III and remand to the
[¶ 24] Because we are vacating all three trafficking convictions and allowing Pinkham to withdraw his guilty pleas to those counts, we do not reach his alternative argument that the trafficking convictions must be consolidated in order to avoid a double jeopardy violation.
The entry is:
Judgment on Counts I, II, and III vacated. Remanded to allow Pinkham to withdraw his guilty pleas to those counts, and for further proceedings. Judgment on Counts VII, VIII, IX, and X affirmed.