JOHN A. WOODCOCK, JR., Chief Judge.
In the early morning hours of July 1,
At approximately 4:30 a.m. on July 1, 2007, Ms. Morin went to the emergency department at EMMC with Roger Morin, her then-fiancé. Defendant's Statement of Material Facts ¶ 1 (Docket # 19) (DSMF). She told the registration clerk that she was sixteen-weeks pregnant and was having abdominal cramping. Id. ¶¶ 2-3. Ms. Morin also informed the clerk that Pamela Gilmore, M.D., her primary care doctor, had told her to go to the hospital if she had any problems due to her high risk pregnancy; Ms. Morin explained that her pregnancy was high risk as a result of her having previously had cervical cancer, a miscarriage, and a cone
At 5:25 a.m., Dr. Grover met with Ms. Morin. He noted that Ms. Morin complained
Ms. Morin met again with Dr. Reinstein and told him that she wanted to have the fetus delivered that morning. PSMF ¶ 36. Dr. Reinstein consulted with Dr. Grover, who told him that Ms. Morin's cervix was not ready for delivery. Medical Records at 3. Dr. Reinstein discharged Ms. Morin over her and her financé's vehement protests. PSMF ¶¶ 38-39. Ms. Morin understood that as part of her discharge instructions she was to call her doctor should her condition worsen. DSMF ¶ 28; PSMF ¶ 28. That evening at approximately 9:00 p.m., Ms. Morin delivered the dead fetus at home. PSMF ¶ 45.
On June 19, 2009, Ms. Morin filed a Complaint against EMMC, seeking damages under EMTALA for EMMC's failure to stabilize her before discharge. Compl. (Docket # 1). On February 19, 2010, EMMC moved for summary judgment and moved to exclude or limit the expert testimony of Annette O'Brien, Ms. Morin's expert witness. Mot. for Summ. J. and Mot. to Exclude or Limit the Proposed Expert Testimony of Pl.'s Expert Witness Annette O'Brien (Docket # 18) (Def.'s Mot.). On March 3, 2010, Ms. Morin filed a response to both motions. Pl.'s Resp. On March 17, 2010, EMMC replied. Reply to Resp. to Mot. for Summ. J. and Reply to Resp. to Mot. to Exclude or Limit the Proposed Expert Testimony of Pl.'s Expert Witness Annette O'Brien (Docket # 41) (Def.'s Reply). On March 19, 2010, Ms. Morin moved for oral argument and the Court granted the request on June 29, 2010. Mot. for Oral Argument/Hearing (Docket # 46); Order (Docket # 47). The Court held oral argument on July 26, 2010.
The trial court must determine that the proffered expert witness is "qualified as an expert by knowledge, skill, experience, training, or education" before permitting her testimony to be presented to the jury. Fed. R. Evid. 702. In Daubert v. Merrell Dow Pharmaceuticals, Inc., the Supreme Court gave federal judges the "gatekeeping role" of screening expert testimony to determine whether, although relevant, it is based on unreliable scientific methodologies. 509 U.S. 579, 597, 113 S.Ct. 2786, 125 L.Ed.2d 469 (1993). Although the "gatekeeping function requires the trial court to determine, given the proffered expert's background, whether the scientific, technical, or other specialized knowledge [she] offers will assist the trier better to understand a fact in issue," Gaydar v. Sociedad Instituto Gineco-Quirurgico
Annette O'Brien graduated from Queens Hospital Center School of Nursing with a Registered Nurse diploma in 1974. Resume of Annette O'Brien, RNC, LNC (Docket # 28). Since 1974, Ms. O'Brien has worked as a staff nurse in labor and delivery at three hospitals in the New York area. Id. From 2005 to 2007, Ms. O'Brien served as acting manager of a labor and delivery department. Id. Ms. O'Brien states that her duties as staff nurse include caring for women with both high and low risk pregnancies and working as a bereavement counselor. Id. Ms. O'Brien is certified in Basic Life Support, in Neonatal Resuscitation Program, in Inpatient Obstetrics, as a Legal Nurse Consultant, and as a Bereavement Counselor. Id. She is a member of the Association of Women's Health, Obstetric and Neonatal Nurses and the American Association of Legal Nurse Consultants. Id. As Ms. Morin's expert witness, Ms. O'Brien reviewed EMMC's treatment records and a case summary Ms. Morin's legal counsel prepared. Ex. 4 to O'Brien Deposition Attach. 6 at 1. (Docket # 37). In a letter dated June 11, 2009, Ms. O'Brien stated that in her opinion, Ms. Morin was "having cramps upon arrival to the ER." Letter from Ms. O'Brien (Docket # 27). She further asserted that
Id.
EMMC argues that Ms. O'Brien is unqualified to testify as an expert regarding whether EMMC met EMTALA standards in treating Ms. Morin, to opine as to whether Ms. Morin was in "labor" at EMMC, and to state whether Ms. Morin was at risk of complications. Def.'s Mot. at 16. EMMC argues that because Ms. O'Brien "cannot make a diagnosis," she cannot give "an expert medical diagnosis that Plaintiff was in labor" and cannot give testimony "concerning any potential threat to Plaintiff's health and safety." Id. at 17-18. Furthermore, EMMC argues that as a labor and delivery nurse, Ms. O'Brien has experience only with "the labor and delivery of viable newborns": "There is no evidence that Ms. O'Brien has the knowledge, experience, training, or education, to qualify her to testify as to a missed abortion after 16-weeks when the woman presents at a hospital's emergency department." Id. at 18. Even if Ms. O'Brien is allowed to opine about whether Ms. Morin was having contractions, EMMC argues that such testimony is irrelevant to the EMTALA analysis. Def.'s Reply at 9-10.
Ms. Morin agrees that Ms. O'Brien is not qualified to express legal conclusions about "whether EMMC violated EMTALA," but she does intend to ask her questions "about the factual predicates for an EMTALA violation, including whether Plaintiff was pregnant, having contractions,
Maine law defines the practice of professional nursing to include:
32 M.R.S. § 2102(2)(A)(1)-(3).
As Maine law makes clear, a nurse is authorized to arrive at a diagnosis but a
Because Ms. O'Brien is a nurse does not mean she is not an expert. Santos v. Posadas De P.R. Assocs., 452 F.3d 59, 63 (1st Cir.2006) (stating that experts "come in various shapes and sizes" and there "is no mechanical checklist for measuring whether an expert is qualified to offer opinion evidence in a particular field"); Akerson v. Falcon Transp. Co., CV-06-36-B-W, 2006 WL 3377940, at *5 (D.Me. Nov. 21, 2006) (concluding that a physician's assistant may express expert opinions). The test under Rule 702 is whether the proposed expert has "scientific, technical, or other specialized knowledge" that will "assist the trier of fact to understand the evidence or to determine a fact in issue." Fed. R. Evid. 702; Pagés-Ramirez v. Ramírez-González, 605 F.3d 109, 113-14 (1st Cir.2010) (describing the principles underlying the admissibility of expert medical testimony).
After thirty-five years as an experienced labor and delivery nurse, Ms. O'Brien presumably knows a contraction when she sees it and based on her review of the medical records, Ms. O'Brien is qualified to give expert testimony as a nurse about whether Ms. Morin was having contractions.
At the same time, Nurse O'Brien cannot testify as a doctor. Because Ms. O'Brien is not licensed to arrive at a medical diagnosis, she cannot opine about the correctness of Drs. Reinstein and Grover's diagnoses, since such testimony is outside her expertise. Further, as she acknowledges, Ms. O'Brien is not an expert in EMTALA and cannot give expert testimony about EMTALA's legal standards or whether EMMC complied with EMTALA in treating Ms. Morin.
Summary judgment is appropriate "if the pleadings, the discovery and disclosure materials on file, and any affidavits show that there is no genuine issue as to any material fact and that the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(c). On a summary judgment motion, "[a] genuine issue exists where a reasonable jury could resolve the point in favor of the nonmoving party.'" Meuser v. Fed. Express Corp., 564 F.3d 507, 515 (1st Cir.2009) (quoting Suárez v. Pueblo Int'l, Inc., 229 F.3d 49, 53 (1st Cir.2000)). "A fact is material only if it possesses the capacity to sway the outcome of the litigation under the applicable law." Vineberg v. Bissonnette, 548 F.3d 50, 56 (1st Cir.2008) (internal quotations omitted) (quoting Cadle Co. v. Hayes, 116 F.3d 957, 960 (1st Cir.1997)).
EMTALA is designed to prevent hospital emergency rooms from "refusing to accept or treat patients with emergency conditions if the patient does not have medical insurance." Alvarez-Torres v. Ryder Memorial Hosp., Inc., 582 F.3d 47, 51 (1st Cir.2009) (quoting Correa v. Hosp. San Francisco, 69 F.3d 1184, 1189 (1st Cir.1995)). "To this end, EMTALA imposes duties on covered facilities to: (a) provide an appropriate medical screening examination' for those who come to an emergency room seeking treatment, and (b) provide, in certain situations, such further medical examination and such treatment as may be required to stabilize the medical condition.'" Alvarez-Torres, 582 F.3d at 51 (quoting 42 U.S.C. § 1395dd(a), (b)(1)(A)).
To establish a violation of the stabilization provision of EMTALA, a plaintiff must prove that:
Alvarez-Torres, 582 F.3d at 51 (quoting Correa, 69 F.3d at 1190). The parties agree that EMMC is a participating hospital covered by EMTALA and that Ms. Morin arrived at its emergency room seeking treatment.
EMTALA has special provisions for pregnant women. First, it specifically defines "emergency medical condition":
42 U.S.C. § 1395dd(e)(1)(B)(ii).
42 C.F.R. § 489.24(b).
EMMC concedes that "[i]f Plaintiff had an emergency medical condition' as defined above, then EMMC would have been required, under EMTALA to stabilize' her, which, under the circumstances, would have required delivery, including of the placenta." Def.'s Mot. at 5. Thus, the sole remaining issue is whether EMMC determined that Ms. Morin was suffering from an "emergency medical condition" that required stabilization. Heimlicher v. Steele, 615 F.Supp.2d 884, 902-03 (N.D.Iowa 2009) (stating that hospitals do not have a duty to stabilize patients suffering from an emergency medical condition, including pregnant woman in labor, absent knowledge of the emergency medical condition).
EMMC gives three arguments for why Ms. Morin was not suffering an "emergency medical condition," despite being a pregnant woman with contractions. First, EMMC argues that "EMTALA requires that a hospital stabilize a patient only if the hospital determines that an emergency medical condition exists." Def.'s Mot. at 5. Here, EMMC diagnosed Ms. Morin as having suffered a "missed abortion," which it says is not an "emergency medical condition" as a matter of law. Id. at 6-7. Because Ms. Morin was not diagnosed as being in labor, EMMC contends that EMTALA's obligation to stabilize never attached. Id. at 7.
Second, EMMC contends that "whether a pregnant woman is experiencing an emergency medical condition' is not simply a legal determination, divorced from how physicians define terms like labor' and contractions.'" Id. at 9. EMMC parses EMTALA's regulation, which states that "[a] woman experiencing contractions is in true labor unless a physician, certified nurse-midwife, or other qualified medical person... certified that, after a reasonable time of observation, the woman is in false labor." Id. (quoting 42 C.F.R. § 489.24(b)). By not defining "false labor" and leaving the term's definition "up to physicians," EMMC argues that Congress intended EMTALA to "account for how those terms are used in the medical profession by those physicians trained to use the term." Id. at 8-9. EMMC concludes that "viewing the statutory scheme and its regulations as a
Third, EMMC argues that Ms. Morin cannot establish that it knew her discharge posed a threat to her health and safety. EMMC argues that the burden is on Ms. Morin to prove that "EMMC was aware that Plaintiff's miscarriage posed some threat to her in particular." Id. at 12. At oral argument, EMMC pressed that there is no record that the hospital knew of Ms. Morin's prior Caesarean section. EMMC argues there was no "determination here that Plaintiff was at risk if she were discharged" or "any indication in the medical records that EMMC was aware that Plaintiff posed any unique risk of hemorrhage, ruptured uterus, or any other complications, if discharged." Id. at 13.
Ms. Morin responds that "[t]here is no question here that EMMC was aware of Lorraine Morin's emergency medical condition." Pl.'s Resp. at 5. Ms. Morin contends that the hospital knew she was pregnant, knew she was having contractions, and knew that discharge might have proved a threat to her health. Id. at 5-6. Ms. Morin contends that these three facts overcome summary judgment. Id. at 6-7.
Ms. Morin argues that EMTALA does not track the medical definition of "labor" because EMTALA does not define an emergency medical condition in terms of labor. Id. at 7-8. Instead, Ms. Morin argues that its plain language applies to all pregnant women having contractions, regardless of whether the baby is viable or non-viable. Id. at 8. Furthermore, even if the definition of "labor" was applicable, Ms. Morin argues that the regulations assume that "a pregnant woman having contractions is in true labor, unless a doctor or other medical professional certifies that she is in false labor." Id. at 9. Because "there is no certification in the medical record," Ms. Morin argues that she was in true labor. Id.
Finally, Ms. Morin concludes that she easily fits within EMTALA's protections because she must only show "the presence of a possible threat of harm." Id. at 6-7 (quoting Hongsathavij v. Queen of Angels/Hollywood Presbyterian Med. Ctr., 62 Cal.App.4th 1123, 73 Cal.Rptr.2d 695, 705 (1998)) (emphasis added by Ms. Morin). She argues that she was "at significant risk for complications, including a ruptured uterus, because she had previously had a Caesarean section in the past." Id. at 6.
EMTALA extends protection to "a pregnant woman who is having contractions." 42 U.S.C. § 1395dd(e)(1)(B). Nothing in this requirement depends on the viability of the fetus and courts have extended EMTALA protections regardless of viability. See, e.g., Barrios v. Sherman Hosp., No. 06 C 2853, 2006 WL 3754922, at *4 (N.D.Ill.2006) (denying motion to dismiss EMTALA claim from a woman who was discharged after a miscarriage but prior to the delivery of the placenta); Thompson v. St. Anne's Hosp., 716 F.Supp. 8, 9 (N.D.Ill.1989) (denying motion to dismiss EMTALA claim from a woman who alleged the she was not stabilized when she arrived at the emergency room sixteen-weeks pregnant and in active labor). Ms. Morin was sixteen-weeks pregnant when she arrived at the emergency room. EMMC's medical records indicate that she was experiencing "suprapubic cramps" while at EMMC and "having
EMMC seeks to avoid this clear language by arguing that EMMC diagnosed Ms. Morin as having suffered a "missed abortion," not "as being in labor." Def.'s Mot. at 7. Because stabilization is required "only if the hospital determines that an emergency medical condition exists," EMMC argues that the relevant inquiry is its diagnosis, not Ms. Morin's objective condition. Id. at 5-6. EMTALA, however, turns on a determination, not a diagnosis: whether a patient is a pregnant woman having contractions is a fact, not a diagnosis. EMMC is correct that EMTALA would not apply if EMMC had not known either that Ms. Morin was pregnant or that she was having contractions. Brenord v. Catholic Med. Ctr. of Brooklyn and Queens, Inc., 133 F.Supp.2d 179, 191-92 (E.D.N.Y.2001) (granting summary judgment on EMTALA stabilization claim because hospital was unaware that pregnant woman was in labor). But having determined that Ms. Morin was pregnant and having contractions, EMMC cannot avoid EMTALA by assigning her a different diagnosis.
EMMC's medical judgment does not trump the statute. If transfer of "a pregnant woman who is having contractions... may pose a threat to the health or safety of the woman or the unborn child," she has an "emergency medical condition" by law regardless of whether she has one by medicine.
EMMC responds that EMTALA's implementing regulations make distinctions on the basis of the viability of the fetus. Def.'s Mot. at 8 (citing 42 C.F.R. § 489.24(b)).
42 C.F.R. § 489.24(b). EMMC argues that "`labor' refers to `the process of childbirth,' rather than defining it in a more general manner that could refer to missed abortions." Def.'s Mot. at 9 (quoting 42 C.F.R. § 489.24(b)). "In other words," says EMMC, "although section (e)(1)(B) refers to `contractions,' it is clear that viewing the statutory scheme and its regulations as a whole, the protections of (e)(1)(B) apply to pregnant women who are experiencing contractions related to labor and childbirth, rather than cramping associated with a missed abortion." Id.
A straightforward reading of the regulation simply does not begin to support EMMC's questionable interpretation; there is no express or implicit requirement of viability. The regulation does not mention live birth. It focuses instead on the end result of the childbirth — the "delivery of the placenta," a phrase that encompasses both viable and nonviable fetuses.
EMMC further argues that because doctors certify when a patient is "in false labor," "Congress intended that, in application of EMTALA's requirements, physicians would be required to make certain medical judgments based on their medical education and experience." Def.'s Mot. at 9. Because medical doctors do not define contractions at early stages of pregnancy as "labor," EMMC argues "there could have been no certification by a physician that Plaintiff was in false labor' because, medically, she would not have been considered by a physician to be in false labor' (much less labor)." Id. at 10.
The Court disagrees. Even though "false labor is not defined," "labor" is. Regardless of what the physician may diagnose, the regulation says that a pregnant woman who is experiencing contractions is in true labor unless the hospital certifies that she is in false labor. Medical professionals are presumably expected to certify "false labor" in reference to the regulation's definition of "labor," not an external medical definition. See Burditt v. U.S. Dep't of Health and Human Services, 934 F.2d 1362, 1369 (5th Cir.1991) (stating that EMTALA's statutory definition "renders irrelevant any medical definition of active labor").
EMTALA applies to pregnant women with contractions to whom "[discharge from the hospital] may pose a threat to the health or safety of the woman or the unborn child." 42 U.S.C. 1395dd(e)(1)(B)(ii). Burditt, the only federal court to interpret the "may pose a threat" language, viewed the requirement as a low hurdle. 934 F.2d at 1370. Because other sections of EMTALA already afforded protection to "those with conditions that would seriously impair the patient's health absent immediate medical care," the Fifth Circuit reasoned that Congress intended the "may pose a threat" language to "require [] less of a showing of probability and severity of harm for women in labor than the general population." Id. Absent First Circuit authority, the Court applies Burditt. The Court interprets the "may pose a threat" requirement to require only a "showing of possible threat" to the health or safety of mother or unborn child. Id.
Again, the focus of the inquiry is on the determination of EMMC. Ms. Morin suggests that the test is objective, arguing that discharge may have posed a threat to Ms. Morin's health because "Ms. Morin was at significant risk for complications." Pl.'s Resp. at 6. However, EMTALA is clear that a hospital has a duty to stabilize only if "the hospital determines that the individual has an emergency condition." 42 U.S.C. § 1395dd(b)(1). Because only a subset of pregnant women with contractions has an emergency condition — those for whom discharge may pose a threat to the safety of the woman of the unborn child — the hospital must have determined both that Ms. Morin was having contractions and that her discharge may have posed a threat to her safety.
Even so, EMMC's motion for summary judgment is doomed because it is
Buttressed by the expert testimony of Ms. O'Brien, Ms. Morin's statement of additional material facts creates a jury-worthy issue about whether there was a threat to her physical or emotional health from EMMC's discharge. Cruz-Vazquez v. Mennonite Gen. Hosp., Inc., 613 F.3d 54, 56 (1st Cir.2010) (stating that "expert testimony is generally required to assess certain elements of an EMTALA claim").
Summary judgment is inappropriate because whether EMMC knew that Ms. Morin was a pregnant woman having contractions and that her discharge posed a risk to her health are questions of material fact.
The Court GRANTS in part and DENIES in part Eastern Maine Medical Center's Motion to Exclude the Expert Testimony of Ms. O'Brien pursuant to Federal Rule of Evidence 702 and Daubert/Kumho (Docket # 18). The Court DENIES Eastern Maine Medical Center's Motion for Summary Judgment (Docket # 18).
SO ORDERED.
Furthermore, Ms. Morin does not argue that she had an emergency medical condition under subsection (A), which provides:
Id. § 1395dd(e)(1)(A).
The Court is manifestly dubious about EMMC's stated fears that it will be inundated with pregnant women claiming that they are experiencing cramps and that EMTALA will require EMMC to stabilize them through delivery. Although EMMC argues that "[t]o avoid this absurd result," the Court must define labor to exclude missed abortions, EMMC never explains how doing so allows hospitals to discharge cramping pregnant women who "are not dilated enough to deliver." Def.'s Mot. at 9.
Moreover, the solution to EMMC's asserted dilemma is found in the implementing regulations, which allow hospitals to avoid EMTALA liability by certifying that a pregnant woman is in false labor. If a pregnant woman is having contractions, the regulations require that the hospital see her through delivery unless it concludes and certifies she is in false labor.