JOHN A. WOODCOCK, JR., Chief Judge.
The Court denies the Defendants' motion for reconsideration of the Court's earlier denial of their motion for summary judgment.
On July 2, 2010, David Kaplan, M.D. moved for summary judgment against Anton Samaan, contending that because Mr. Samaan had failed to present competent expert testimony to support his claims against the doctor, Dr. Kaplan was entitled to summary judgment. Def. David Kaplan, M.D.'s Mot. for Summ. J. (Docket #24). With his motion for summary judgment, Dr. Kaplan filed a motion in limine seeking to exclude the opinions of Mr. Samaan's expert witness. Def. David Kaplan, M.D.'s Mot. in Limine to Exclude Testimony of Ravi Tikoo, M.D. (Docket #26). Codefendant St. Joseph Hospital joined Dr. Kaplan's motion. Def. St. Joseph Hospital's Mot. for Summ. J. (Docket #29). On October 14, 2010, 744 F.Supp.2d 367, 2010 WL 4053672 (D.Me. 2010), the Court denied the motion in limine and the motion for summary judgment. Order on Mot. in Limine (Docket #49); Order Denying Def.'s Mot. for Summ. J. (Docket #50).
On October 19, 2010, Dr. Kaplan moved for reconsideration. Def. David Kaplan, M.D.'s Mot. for Recons. of the Court's Order on his Mot. for Summ. J. or in the Alternative for a Daubert Hr'g on the Admissibility of the Opinions of the Pl.'s Causation Expert (Docket #53) (Defs.' Daubert Mot.). Mr. Samaan objected. Pl.'s Mem. in Opp'n. to Def. Kaplan's Mot. for Recons., or in the Alternative, for Daubert Hr'g (Docket #65) (Pl.'s Daubert Opp'n.). On November 15, 2010, the Court denied the motion for reconsideration but granted the motion for a Daubert hearing. Order (Docket #68) (Hr'g Order). Following a December 9, 2010 testimonial hearing, on December 21, 2010, 755 F.Supp.2d 236, 2010 WL 5177740 (D.Me. 2010), the Court granted Dr. Kaplan's motion to exclude the expert testimony of Dr. Tikoo. Order on Daubert Hr'g (Docket #91) (Daubert Order).
On December 23, 2010, Dr. Kaplan and St. Joseph Hospital moved for reconsideration of the Court's October 14, 2010 Order on summary judgment. Defs. St. Joseph Hosp.'s and David Kaplan, M.D.'s Mot. for Recons. of the Court's Order on Mots. for Summ. J. (Docket #94) (Defs.' Mot.). On January 11, 2011, Mr. Samaan objected. Pl.'s Mem. in Opp'n. to Defs. David Kaplan's and St. Joseph Hosp.'s Mot. for Recons. of the Court's Order on Mots. for Summ. J. (Docket #99) (Pl.'s Opp'n.). On January 13, 2011, the Defendants replied. Defs.' Joint Reply to Pl.'s Opp'n to Mot. for Recons. of the Court's Order on Their Mot. for Summ. J. (Docket #101) (Defs.' Reply).
Referring to the Court Order on the Daubert hearing, the Defendants say that "it is now clear that Plaintiff will not be able to present expert evidence on causation." Defs.' Mot. at 3. With the exclusion of Dr. Tikoo's testimony, the Defendants say that Mr. Samaan cannot present evidence that there was a departure from a
Mr. Samaan objects on a number of grounds. First, he says that Rule 59 does "not provide a procedural avenue for the defendants to appeal the denial of a summary judgment motion, because such an order is interlocutory." Pl.'s Opp'n. at 2. Mr. Samaan again reminds the Court that he raised this issue when he opposed the Defendants' motion for reconsideration and that he raised the issue again during a November 17, 2010 telephone conference with the Court. Id. He says that when he questioned why a Daubert hearing was being held, the Court "merely replied: `Because I want to.'" Id. Mr. Samaan contends that Rule 59 is "expressly designed and intended to provide only for motions made post-trial, and following the entry of judgment." Id. Because the denial of a motion for summary judgment is an interlocutory order, which cannot be appealed under Rule 59, Mr. Samaan says that the motion is out of order. Id.
Mr. Samaan says that the "second reason that defendants' current motion must be denied is that the claim for professional negligence is not the only claim asserted in the complaint." Id. at 3. He points out that he has a claim for the negligent infliction of emotional distress. Id. at 3-4.
Finally, he claims that summary judgment is inappropriate because the record "contains admissions by both defendant St. Joseph Hospital and the defendants' joint expert witness, Dr. McKenna, which satisfy the Plaintiff's burden of proof for establishing the proximate cause element of the professional negligence claim." Id. at 4 (emphasis in original). Mr. Samaan protests that "[t]he court did not acknowledge or address those facts in the orders denying the motions for summary judgment and the first motion for reconsideration." Id. Mr. Samaan instructs that "admissions by a party-opponent are an exception to the prohibition on hearsay testimony and are admissible." Id. at 4-5 (citing FED. RULE EVID. 801(d)(2)). To this end, he points to the testimony of Dr. Maryann Walsh, the physician at St. Joseph who admitted Mr. Samaan, and a letter from Dr. Elsayed Hussein, Mr. Samaan's treating physician, who opined that Mr. Samaan should have received t-PA, and if he had, the permanent left-sided paralysis would have been avoided. Id. at 5-6. Finally, Mr. Samaan asserts that Defendants' joint expert witness, Dr. Paul Nyquist, "agreed with the ECASS-III recommendation for the extension of the 3 hour administration window, and did so because patients generally received a benefit from the administration of t-PA." Id. at 6-7. He goes on to say that Dr. Nyquist testified that "the statistics demonstrate patients receiving t-PA have a ten or eleven times greater chance of receiving a clinical benefit than experiencing a negative side-effect." Id. at 7 (emphasis in original). Mr. Samaan points to an article in which Dr. Nyquist wrote that the NINDS Study confirmed "
Mr. Samaan notes that the Defendants seek reconsideration of "two proper orders which denied their motions for summary judgment." Id. at 8 (emphasis in original). He complains that "the court's decision to proceed with a Daubert hearing of Plaintiff's expert witness, Dr. Tikoo, effectively switched the burden of proof with respect to the sought-after summary judgment from the Defendants and onto the Plaintiff." Id. at 9. He demands that the burden
The Defendants reply that the Court has the inherent authority to entertain a motion for reconsideration. Defs.' Reply at 1. They observe that the Court also has the inherent authority to hold a Daubert hearing as part of its gate-keeping function. Id. The Defendants further reply that a claim for negligent infliction of emotional distress "is not a claim that can stand alone without a finding of negligence against the defendants." They argue that a claim for negligent infliction of emotional distress may only stand when there exists bystander liability or a special relationship between the actor and the person emotionally harmed. Id. at 2-3. They contend that neither exists here. Id.
Mr. Samaan has vigorously insisted that a motion to reconsider the denial of a motion for summary judgment is procedurally flawed because it amounts to an attempted appeal of an interlocutory order. The Court has traced the source for this incomprehensible argument to the Defendants' miscitation of the proper rule for their motions for reconsideration. As authority for their motions for reconsideration, the Defendants cited Rule 59. Def.'s Daubert Mot. at 1; Defs.' Mot. at 1. Noting that Rule 59 addresses a motion for new trial or a motion to alter or amend judgment, Mr. Samaan has seized on Defendants' citation error and claimed that their motions for reconsideration were somehow impermissible attempts to appeal an interlocutory order. Pl.'s Daubert Opp'n. at 3; Pl.'s Opp'n. at 2.
Mr. Samaan's argument badly conflates an interlocutory appeal with a motion for reconsideration. The Local Rules provide for the filing of a motion for reconsideration:
Me. Loc. R. 7(g). Overlooking the Defendants' obvious citation error, the Court viewed the Defendants' motions for reconsideration as garden variety motions under Local Rule 7(g).
Contrary to Mr. Samaan's contentions, the pending motion for reconsideration has nothing to do with an appeal of an interlocutory ruling. A motion for reconsideration directed to the same court that made the original decision is not an appeal and the rules against interlocutory appeals are not
Mr. Samaan's repeated objections to the scheduling of the Daubert hearing are also not well taken. Here, the Defendants had filed a motion for summary judgment on the assumption that the Court would grant a companion motion in limine. When the Court did not grant the motion in limine, the Defendants' motion for summary judgment failed. However, in its order on the motion in limine, the Court suggested it would benefit "from a greater understanding of the foundation for the expert's opinions and from more illuminating and less adjectival advocacy." Order on Mot. in Limine at 9. Taking the cue, the Defendants moved for a Daubert hearing, and the Court granted the motion. Def.'s Daubert Mot.; Hr'g Order.
Having ordered the Daubert hearing, the Court scheduled a telephone conference not to discuss whether the Daubert hearing should be held, but to discuss its mechanics. Specifically, the purpose of the court-initiated telephone conference was to alert counsel to the availability of cost-saving videoconference procedure and thereby to assist the parties, particularly Mr. Samaan. Both experts were medical doctors from East Coast cities and the Court's intent was to consult with counsel to arrive at a date, time, and manner of presentation that would minimize expense and inconvenience. At the telephone conference, the Court introduced this topic and suggested that the parties consider videoconference testimony. The Court asked counsel whether they had discussed the Daubert hearing and its parameters.
At this point, Mr. Flynn immediately informed the Court that counsel had not discussed the Daubert hearing. He then proceeded to launch into a prolonged objection in which he raised a number of concerns about the hearing itself. Mr. Flynn informed the Court that he objected to the cost of the hearing especially in light of his client's lack of money. He complained that he had raised a procedural issue that had not been addressed in the hearing order and vociferously expressed his contention that because the Defendants' motion for reconsideration had been filed under Rule 59 and there had been no appeal from the Court's dispositive motion order, he had a procedural concern. He emphatically informed the Court that he did not know why we were proceeding with a Daubert hearing to begin with.
The grounds for his objection were and remain frivolous. The Rule 59 objection was impenetrable and his overall objection to any Daubert hearing at all was untimely and hopeless. Under Federal Rules 104(a) and 702 and under Daubert v. Merrell Dow Pharms., 509 U.S. 579, 589, 113 S.Ct. 2786, 125 L.Ed.2d 469 (1993), the trial court has been entrusted with a gate-keeping function to "ensure that any and all scientific testimony or evidence admitted is not only relevant, but reliable." Following Daubert, the "2000 amendments to Rule 702 codify the principle that trial courts must perform their gatekeeping role for all proffered expert testimony." 4 JOSEPH M. MCLAUGHLIN, JACK B. WEINSTEIN & MARGARET A. BERGER, WEINSTEIN'S FED. EVID. § 702.05[1][b] (2d ed. 2010). In scheduling the Daubert hearing, the Court was acting in accordance with this well known directive. This is not new law.
Cutting to the quick, the Court assured Mr. Flynn that the reason Court was
Mr. Flynn now quotes a portion of the colloquy out of context, presumably to highlight what he believes is the Court's preemptory and imperious ruling. It was nothing of the kind. The Court granted the motion for a Daubert hearing because the Court is obligated to perform its gate-keeping functions under Supreme Court and First Circuit precedent. When a serious issue of scientific reliability has been raised—as it was in this case—for a trial court to grant a motion for a Daubert hearing is singularly routine and within its discretion. In short, the Court was doing its job.
Mr. Samaan contends that even if he failed to produce admissible expert testimony on the question of causation, he should still be allowed to proceed with a claim that Dr. Kaplan and/or St. Joseph Hospital negligently inflicted emotional distress upon him by failing to timely treat his stroke symptoms with t-PA and thereby causing him severe emotional injury. Pl.'s Opp'n. at 13-14. Mr. Samaan assumes that he can proceed with a claim of negligent infliction of emotional distress even though he cannot proceed with a medical malpractice claim. Pl.'s Opp'n. at 13 (stating that "a separate claim for negligent infliction of emotional distress may proceed despite other tort claims in the same action when there exists a special relationship between plaintiff and defendant"). Mr. Samaan further asserts that his testimony alone without expert confirmation is sufficient to prove the elements of the case. Id. at 14.
He is wrong. To establish a claim of negligent infliction of emotional distress, a plaintiff must demonstrate 1) that the defendant owed a duty to the plaintiff; 2) that the defendant breached that duty; 3) that the plaintiff was harmed; and, 4) that the breach caused the plaintiff's harm. Curtis v. Porter, 2001 ME 158 ¶ 18, 784 A.2d 18, 25; Korhonen v. Allstate Ins. Co., 2003 ME 77 ¶ 17 n. 7, 827 A.2d 833, 839 n. 7. Tort actions against physicians and hospitals are covered by the Maine Health Security Act (MHSA), 24 M.R.S. §§ 2501 et seq. The MHSA defines "action for professional negligence" broadly to include "any action for damages for injury . . . against any health care provider, its agents or employees, or health care practitioner, his agents or employees, whether based upon tort or breach of contract or otherwise, arising out of the provision or failure to provide health care services." 24 M.R.S. § 2502(6). The Court reads the MHSA's reference to "tort" to include the tort of negligent infliction of emotional distress.
To prove a case of professional negligence, a plaintiff must demonstrate that "[t]here is a reasonable medical or professional probability that the acts or omissions complained of proximately caused the injury complained of." 24
Framing his medical malpractice claim as a negligent infliction of emotional distress claim does not relieve Mr. Samaan from presenting expert testimony on the critical issues of negligence and causation. If it ultimately turns out that Mr. Samaan does not have an expert to prove—as required by Maine statute—that "[t]here is a reasonable medical or professional probability that the acts or omissions complained of proximately caused the injury complained of," his negligent infliction of emotional distress claim will fail too. 24 M.R.S. § 2502(7)(B).
Finally, Mr. Samaan contends that he is entitled to proceed to jury trial because Drs. McKenna, Walsh, Hussein, and Nyquist each admitted that Dr. Kaplan and St. Joseph were negligent and that their negligence caused injury to Mr. Samaan. Pl.'s Opp'n. at 10-12. Of course, if the Defendants' employees or agents made such admissions within the scope their employment or agency, their testimony would be admissible under Rule 801(d)(2).
Turning to Dr. McKenna, Mr. Samaan says only that "[a]s raised previously in Plaintiff's memorandum opposing the summary judgment motions, and the first motion for reconsideration, the record contains admissions by both defendant St. Joseph Hospital and the defendant's joint expert witness, Dr. McKenna, which satisfy the Plaintiff's burden of proof for establishing the proximate cause element of the professional negligence claim."
Mr. Samaan says that Dr. Walsh, who is employed by St. Joseph Hospital, admitted that the "administration of t-PA, barring contraindications, was
Mr. Samaan then says that Dr. Hussein, Mr. Samaan's treating physician, wrote in 2007 that Mr. Samaan "should have been administered t-PA and if he had, the permanent left-sided paralysis would have been avoided." Id. Dr. Hussein's letter is the subject of a pending motion in limine. Def. David Kaplan, M.D.'s Mot. in Limine to Exclude July 5, 2007 Letter from Elsayed Hussein, M.D. (Docket #62).
To resolve the expert testimony of Drs. Walsh and Hussein, the Court must perform a standard summary judgment analysis. To start, it refers back to the dueling statements of material fact in the motion for summary judgment. In his statement of additional material fact paragraph 7, Mr. Samaan says:
Pl.'s Statement of Additional Material Fact ¶ 7 (Docket #34) (PSAMF). In his reply, Dr. Kaplan interposed a qualified response and asked that Dr. Walsh's statement be stricken because it is immaterial, it is without foundation, and she is not qualified. Def.' Kaplan's Reply to Pl.'s Resp. to Def.'s Statement of Material Facts Not in Dispute and Statement of Additional Material Facts ¶ 7 (Docket 41) (DRPASMF). The Court disagrees with Dr. Kaplan's contentions concerning Dr. Walsh and allows the statement of material fact to stand.
In statement of material fact paragraph 13, Mr. Samaan says:
PASMF ¶ 13. Dr. Kaplan denied this statement and said it should be stricken. DRPASMF ¶ 13. Dr. Kaplan says that Dr. Hussein's letter is hearsay, that the letter is not authenticated, that the letter does not address the causation issue on summary judgment, that Dr. Hussein is not qualified, that the Plaintiff never designated Dr. Hussein as an expert witness, and the letter is otherwise unreliable. Id. The Court disagrees that Plaintiff's statement of material fact paragraph 13 should be stricken and accepts the statement over Dr. Kaplan's denial.
This leaves Dr. Nyquist. In his statement of additional material fact paragraph eight, Mr. Samaan states:
PSAMF ¶ 8. Dr. Kaplan interposed a qualified response and moved to strike on the ground that this opinion is not material to any issue before the Court on summary
PSAMF ¶ 9. Dr. Kaplan responded by moving to strike on the ground that the statement is not material because "the ECASS-III study showed that patients receiving t-PA were 7.2% more likely to have a better outcome than patients receiving a placebo." DRPSAMF ¶ 9.
The Court agrees with Dr. Kaplan that neither statement of additional material fact paragraph eight or nine properly presents a countervailing fact. In its Order dated December 21, 2010, the Court extensively analyzed the significance of the ECASS-III study and Dr. Nyquist's views of that study. The Court concluded, among other things, that the ECASS-III study did not sustain Mr. Samaan's burden of proof and that it was Dr. Nyquist's professional opinion that there is no statistical likelihood of improvement from the administration of t-PA. Consistent with that Order, the Court STRIKES statements of material fact eight and nine.
This leaves Drs. Walsh and Hussein. The Defendants' rejoinder to Mr. Samaan's assertions about their expert testimony is only that "[i]f the science does not support Dr. Tikoo's conclusions about causation, it will not support the conclusions of any other medical provider the plaintiff may offer as a witness." Def.'s Reply at 4. The Court disagrees. Simply because one expert did not convince the Court that his opinions were well grounded under Daubert does not mean that other experts would be similarly unconvincing. Furthermore, in the context of a motion for summary judgment, the Court is required to view the evidence in the light most favorable to the non-movant and both Dr. Walsh's and Dr. Hussein's statements are on their face sufficient to withstand summary judgment.
The Court DENIES the Defendants' Motion for Reconsideration of the Court's Order on Their Motion for Summary Judgment (Docket #94).
SO ORDERED.