GEORGE Z. SINGAL, District Judge.
Following a remand from the First Circuit, Plaintiff Ellen DeCotiis ("DeCotiis") has filed the following motions: (1) Motion for Leave to Amend Complaint ("First Motion to Amend") (Docket # 33); (2) Motion to Amend or Modify Order and Second Motion to Amend and Add a Party ("Motion to Modify Order and Second Motion to Amend") (Docket # 38); and (3) Motion to Strike (Docket # 43). Defendants not only object to Plaintiff's motions but have filed the Motion to Dismiss the Complaint
Via the Motion to Strike, Plaintiff alleges that Defendants engaged in a "blatant discovery violation" when (1) a defense witness provided testimony based on a document that had not been produced in discovery and (2) Defendants withheld the documents during briefing of the Eleventh Amendment issues. As a result. Plaintiff asks the Court to exclude from its consideration evidence that supports a finding that CDS-Cumberland is covered by the State's Risk Management Program. For reasons adequately stated in Defendant's Response (Docket #45), the Court rules that there was no discovery violation. To the extent any impropriety occurred, Plaintiff was not prejudiced by the delayed production of the relevant documents. Accordingly, Plaintiff's Motion to Strike is DENIED.
Both this Court and the First Circuit previously have detailed the factual background in this case. See Decotiis v. Whittemore, 635 F.3d 22 (1st Cir.2011); Decotiis v. Whittemore, 680 F.Supp.2d 263 (D.Me.2010). Accordingly, the Court briefly summarizes the relevant facts. Plaintiff Ellen DeCotiis is a licensed speech-language pathologist and speech-language therapist who for more than eighteen years has provided speech and language therapy and evaluations at various State of Maine Child Development Services ("CDS") regional sites. In 2008, Plaintiff worked under contracts with CDS-York, CDS-Norway, and Defendant CDS-Cumberland to provide speech and language therapy and evaluations for children with disabilities between the ages of three and five.
Among the services CDS sites provide to children is Free Appropriate Public Education ("FAPE"), a program supervised by the Maine Department of Education in which children with disabilities between the ages of three and five years are provided with therapy for physical, cognitive, communication, social, emotional, and adaptive development. In 2008, the Maine legislature passed Unified Rule 101, which changed the way FAPE services were provided on a year-round basis. Unified Rule 101 provided that services would be offered on a school-year basis (September-June), and that children would be entitled to services in July and August only if they qualified for Extended School Year Services ("ESY"). Whereas the prior version of the rule provided children with year-round services if stated in their Individualized Family Service Plan ("IFSP") or Individualized Education Plan ("IEP"), which was generally based on the calendar year, the State CDS adopted a policy under the new rule whereby ESY would be the exception and not the rule. Under the new policy, ESY services would be provided only if the team consulting on a child's IEP determined, on an individualized basis,
The adoption of Unified Rule 101 caused "confusion and concern" among regional CDS sites, providers of services, and parents of children with disabilities. (Amended Complaint (Docket # 38-1) ¶ 22.) In early 2008, CDS-York and CDS-Norway informed Plaintiff of the procedure by which requests for ESY services would be evaluated in their regions. CDS-Cumberland, however, gave Plaintiff no such guidance. In March 2008, Plaintiff completed her routine quarterly reports for her caseload of children covered by CDS-Cumberland. These reports included recommendations for ESY services. Based on her experience with CDS-York and CDS-Norway, Plaintiff expected that CDS-Cumberland would then notify her of an IEP meeting for each client, during which she expected that a decision would be made regarding that child's eligibility for ESY services. However, CDS-Cumberland did not contact Plaintiff to schedule IEP review meetings regarding ESY services.
In the Spring of 2008, Plaintiff became concerned that CDS-Cumberland was acting unlawfully by failing to comply with federal standards regarding the provision of ESY services. Plaintiff contacted Defendant Hannigan, State CDS Director and Director of CDS-Cumberland, regarding inconsistencies between the provision of ESY services at CDS-Cumberland and other regional CDS sites. Hannigan informed Plaintiff that she could not account for the inconsistencies. In response, Plaintiff contacted Southern Maine Parents Awareness ("SMPA"), a private advocacy group giving support to parents with children with disabilities; the Disability Rights Center ("DRC"), a federally funded, statewide advocacy group for people with disabilities; and individuals in the Maine Speech Language Hearing Association. SMPA and DRC informed Plaintiff that CDS-Cumberland did not appear to be complying with state and federal requirements under the Individuals with Disabilities Education Act, 20 U.S.C. §§ 1401, et seq. ("IDEA"). Plaintiff concluded that CDS-Cumberland was not operating in compliance with IDEA and was denying children of public services to which they were entitled.
Acting on her investigations and conclusions. Plaintiff advocated to parents of children she was treating that the criteria being used by CDS-Cumberland for determining eligibility for ESY services were not in compliance with IDEA and that parents should contact SMPA and DRC for guidance concerning their children's rights. In May 2008, Whittemore contacted Plaintiff to complain that Plaintiff was "out to get her" with the advice she was giving parents about contacting advocacy groups. (Amended Complaint ¶ 42.) On July 29, 2008, Plaintiff was informed that CDS-Cumberland had decided that it would not renew her annual contract, which was set to expire on September 1, 2008.
On August 7, 2009, Plaintiff filed her Complaint (the "Original Complaint") (Docket # 1), which contained three counts: Count One, for retaliation in violation of her First Amendment rights against Defendant Whittemore individually and in her official capacity as director of CDS-Cumberland; Count Two, against CDS-Cumberland for an unconstitutional policy, custom, or procedure and for failure to train Whittemore; and Count Three, against Defendant Hannigan in her official capacity as Director of CDS for failure to adequately supervise Whittemore. In an Order dated January 28, 2010, this Court dismissed Plaintiff's Complaint in its entirety. (See Judgment (Docket # 17); Decotiis, 680 F.Supp.2d at 265). The Court
Following Plaintiff's appeal, the First Circuit upheld this Court's judgment dismissing the Complaint against Whittemore in both her individual and official capacity. See Decotiis, 635 F.3d at 26-27. However, after considering two First Circuit cases decided after the January 28, 2010 Order, the First Circuit vacated this Court's judgment dismissing the claims against Hannigan and CDS-Cumberland and remanded for further consideration. See id. Thus, on remand, Count Two and Count Three of Plaintiff's Original Complaint remain.
On remand, Plaintiff moves this Court for leave to amend her Complaint. Pursuant to Fed.R.Civ.P. 15(a)(2), the Court "should freely give leave [to amend] when justice so requires." In exercising its discretion to allow amendment of pleadings, a court may find that a motion to amend a complaint following an appeal and remand is still timely. See, e.g., 6 Charles Alan Wright, Arthur R. Miller & Mary Kay Kane, Federal Practice & Procedure § 1488 & n. 11 (3d ed. 2010) (collecting cases). Nonetheless, even a timely motion for leave to amend is properly denied when the proposed amendments would be futile. See Foman v. Davis, 371 U.S. 178, 182, 83 S.Ct. 227, 9 L.Ed.2d 222 (1962) (leave to amend should be granted where there is no "undue delay, bad faith or dilatory motive on the part of the movant, repeated failure to cure deficiencies by amendments previously allowed, undue prejudice to the opposing party by virtue of allowance of the amendment, [or] futility...."); Chiang v. Skeirik, 582 F.3d 238, 243-44 (1st Cir.2009); Correa-Martinez v. Arrillaga-Belendez, 903 F.2d 49, 59 (1st Cir.1990) ("Where an amendment would be futile or would serve no legitimate purpose, the district court should not needlessly prolong matters."), overruled on other grounds by Educadores Puertorriquenos en Accion v. Hernandez, 367 F.3d 61 (1st Cir.2004). If leave to amend is sought before discovery is complete and neither party has moved for summary judgment, "futility" is gauged by the criteria of Rule 12(b)(6). See Hatch v. Dept. for Children Youth and Their Families, 274 F.3d 12, 19 (1st Cir.2001).
Defendant moves to dismiss the remanded portions of Plaintiff's Complaint and Plaintiff's Proposed Amended Complaint under Federal Rules of Civil Procedure 12(b)(1) and 12(b)(6). Under Rule 12(b)(1), a party may move to dismiss due to lack of subject matter jurisdiction. See, e.g., Am. Fiber & Finishing, Inc. v. Tyco Healthcare Group, LP, 362 F.3d 136, 138 (1st Cir.2004) ("Federal courts are courts of limited jurisdiction. In the absence of jurisdiction, a court is powerless to act."). Rule 12(b)(1) is the proper vehicle for addressing a variety of jurisdictional questions, including sovereign immunity. See Valentin v. Hospital Bella Vista, 254 F.3d 358, 362-63 (1st Cir.2001) ("[Rule 12(b)(1)] is a large umbrella, overspreading a variety of different types of challenges to subject-matter jurisdiction," including "sovereign immunity"). The burden falls on the party invoking jurisdiction "clearly to allege facts demonstrating that he is a proper
"To survive a [Rule 12(b)(6)] motion to dismiss, a complaint must contain sufficient factual matter, accepted as true, to `state a claim for relief that is plausible on its face.'" Ashcroft v. Iqbal, 556 U.S. 662, 129 S.Ct. 1937, 1949, 173 L.Ed.2d 868 (2009) (quoting Bell Atlantic v. Twombly, 550 U.S. 544, 570, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007)). In considering the merits of a motion to dismiss, the Court must accept as true all well-pleaded factual allegations in the complaint and draw all reasonable inferences in Plaintiff's favor. Gargano v. Liberty Intern. Underwriters, Inc., 572 F.3d 45, 48 (1st Cir.2009). The Court must examine the factual content of the complaint and determine whether those facts support a reasonable inference "that the defendant is liable for the misconduct alleged." Iqbal, 129 S.Ct. at 1949. While a complaint "need not include evidentiary detail, it must nonetheless allege a factual predicate concrete enough to warrant further proceedings." U.S. ex rel. Karvelas v. Melrose-Wakefield Hosp., 360 F.3d 220, 240 (1st Cir.2004), abrogated on other grounds by Allison Engine Co., Inc. v. U.S. ex rel. Sanders, 553 U.S. 662, 128 S.Ct. 2123, 170 L.Ed.2d 1030 (2008). Moreover, the Court need not accept "[t]hreadbare recitals of the elements of a cause of action, supported by mere conclusory statements." Iqbal, 129 S.Ct. at 1949.
The Court first turns its attention to the Motion to Modify Order and Second Motion to Amend (Docket # 38) as well as a portion of Plaintiff's First Motion to Amend (Docket # 33). The Court focuses specifically on Plaintiff's request that the Court modify or amend its January 28, 2010 Order and thereby allow an Amended Complaint that would add Whittemore as a defendant in her individual capacity for money damages under Counts II and III and as a defendant in her official capacity on all Counts for the purpose of obtaining reinstatement under the Ex Parte Young doctrine.
The January 28, 2010 Order Plaintiff asks this Court to now "modify" dismissed all of Plaintiff's claims, including all claims against Whittemore. As a result, judgment was entered in favor of Whittemore by this Court. (See Judgment (Docket # 19).) Following Plaintiff's appeal to the First Circuit, the First Circuit entered a judgment on March 24, 2011 that decreed in relevant part that "[t]he judgment of the district court as to Defendant Lori Whittemore is affirmed." (See First Circuit Judgment (Docket # 24) at 3.) Given this procedural history, the Court believes that Plaintiff is barred from seeking to resurrect Whittemore as a defendant in this action.
The first bar to Plaintiff's reinsertion of Whittemore: the mandate rule of the law of the case doctrine. See United States v. Matthews, 643 F.3d 9, 13 (1st Cir.2011) ("The law of the case doctrine has two branches. The first branch —
Recognizing the hurdle presented by the mandate rule branch of the law of the case doctrine. Plaintiff invokes the "serious injustice exception" to the law of the case doctrine. See Negron-Almeda, 579 F.3d at 51-52 (explaining that "a showing of exceptional circumstances" can exist when "controlling legal authority has changed dramatically; significant new evidence, not earlier obtainable in the exercise of due diligence [, is proffered]; or ... a blatant error in the prior decision will, if uncorrected, result in a serious injustice.").
Ultimately, the First Circuit affirmed "the district court's judgment dismissing the complaint against Whittemore, because she is entitled to qualified immunity in her individual capacity and the suit against Whittemore in her official capacity is redundant of the suit against CDS-Cumberland." (First Circuit Judgment at 3; Decotiis, 635 F.3d at 26). In short. Plaintiff failed to challenge dismissal of Whittemore in her official capacity on the basis of Ex Parte Young and, therefore, waived the argument. See Negron-Almeda, 528 F.3d at 24-25 (ruling that plaintiffs waived their Ex Parte Young argument because they did not brief the argument on appeal and only raised the argument during appellate oral argument); United States v. Houlihan, 92 F.3d 1271, 1292 (1st Cir.1996) ("noting settled appellate rule that issues not briefed and properly developed on appeal are waived") (internal citation and quotation omitted); Martinez v. Colon, 54 F.3d 980, 987 (1st Cir.1995) (stating that where plaintiff did not proffer an argument in the district court or in his appellate brief, the argument is waived).
In short, the Court finds that Plaintiff's attempts to reintroduce Whittemore on remand on barred by the mandate rule and waiver. Additionally, the Court considers attempts to state additional claims against Whittemore untimely. For all of these reasons, the Court DENIES Plaintiff's First Motion to Amend and Second Motion to Amend to the extent either motion sought an amendment regarding Whittemore as a defendant.
The remaining portions of Plaintiff's First and Second Motions to Amend seek to amend the Complaint in order to: (1) remove Defendant Hannigan; (2) clarify that Plaintiff's claims against Defendant CDS-Cumberland are predicated upon Monell liability, see Monell v. New York City Dept. of Soc. Servs., 436 U.S. 658, 98 S.Ct. 2018, 56 L.Ed.2d 611 (1978); and (3)
Defendant does object to all of Plaintiff's other proposed amendments. Specifically, Defendant CDS-Cumberland contends that the Court lacks subject-matter jurisdiction over the First Amendment claims remanded to this Court. Furthermore, Defendant argues that Plaintiff's requests for leave to amend her complaint to add ADA and Rehabilitation Act claims should be denied because they are futile. In sum, Defendant seeks the complete dismissal of this case. The Court considers each of these arguments in turn.
In relevant part, the First Circuit remanded this case for reconsideration of Count II of Plaintiff's Original Complaint, which stated a claim against CDS-Cumberland for depriving Plaintiff of her First Amendment rights.
Defendant contends that the Court lacks subject-matter jurisdiction over Plaintiff's 42 U.S.C. § 1983 claim against CDS-Cumberland for violations of Plaintiff's First Amendment rights because CDS-Cumberland is an agency of the state entitled to sovereign immunity. Under the Eleventh Amendment a state is immune from suit brought by a private party, regardless of the nature of the relief sought, unless the state consents to such a suit. See, e.g., Seminole Tribe of Florida v. Florida, 517 U.S. 44, 54, 116 S.Ct. 1114, 134 L.Ed.2d 252 (1996) (internal citations omitted); Hans v. Louisiana, 134 U.S. 1, 10 S.Ct. 504, 33 L.Ed. 842 (1890); Irizarry-Mora v. Univ. of Puerto Rico, 647 F.3d 9, 11 n. 1 (1st Cir.2011) ("In the absence of consent, waiver, or abrogation, the Eleventh Amendment bars suit against states themselves regardless of the form of relief sought.") (internal citations omitted). Further, "neither a state agency nor a state official acting in her official capacity may be sued for damages in a section 1983 action." Johnson v. Rodriguez, 943 F.2d 104, 108 (1st Cir.1991) (citing Will v. Michigan Dep't of State Police, 491 U.S. 58, 71, 109 S.Ct. 2304, 105 L.Ed.2d 45 (1989)). The doctrine of sovereign immunity extends
To determine whether an entity is an arm-of-the-state, the First Circuit has set forth a two-stage framework:
Id. at 12 (internal citations omitted).
To determine whether the state "has indicated an intention" to share its sovereign immunity with the entity, the Court examines statutory provisions and case law to determine whether they evince a public role for the entity consistent with such a relationship. Id. at 14.
The Maine Department of Education ("DOE") oversees a "statewide system" that provides "services to eligible children" with disabilities from birth through age five. 20-A M.R.S.A. § 7209(1). As part of this statewide system, the Maine Legislature created regional CDS sites to fulfill the State's obligation under state and federal law to provide services to children with disabilities. See 20-A M.R.S.A. §§ 7001(1-A) & (4-A) (defining each CDS site as a "locally governed regional intermediate educational unit established to ensure the provision of services to children with disabilities"). More specifically, regional CDS sites fulfill the State's obligations under federal and state law to "[e]nsure that eligible children with disabilities, from birth to under 3 years of age, receive early intervention services, in accordance with the payment provisions established by the State." Id. at § 7209(8)(D). For children aged three to five years, regional CDS sites "[e]nsure that eligible children with disabilities ... receive free, appropriate public education services, in collaboration with school administrative units when possible." Id. at § 7209(8)(E).
Regional CDS sites are governed by a board of directors "responsible for governance of [site] activities, including the management and oversight of its general operations." Id. at § 7209(5). By statute, each sites' board of directors "must include representatives of the regional offices of the Department of Health and Human Services, representatives of participating school administrative units, parents of children with disabilities and other community members...." Id. at § 7209(5). In circumstances where the regional CDS board of directors does not exist, the State CDS Director may step in and govern a regional CDS site. See 20-A M.R.S.A. § 7209(1)(E) ("The [DOE] may assume temporary responsibility for operations at a regional site that fails to meet compliance requirements."). During the time period relevant to this case, CDS-Cumberland did not have a board of directors and State CDS Director Hannigan governed CDS-Cumberland in lieu of the board of directors. (See Child Development Services' Responses to Plaintiff's Interrogatories (Docket # 36-3) ¶ 6 (stating that during July 2008, State CDS Director Hannigan governed CDS-Cumberland because
Under the statewide system, a State official oversees and manages regional CDS sites by providing administrative guidance, policy, and funding. The State director of early childhood special education (the "Director") administers a state intermediate educational unit that provides administration and coordination functions for the regional CDS sites. See 20-A M.R.S.A. § 7209(3), (4). The Director directs early childhood special education and "develop[s] statewide policies and procedures for carrying out federal and state laws and rules relating to ... early intervention services and the provision of a free, appropriate public education to children from birth to under 6 years of age." Id. at § 7209(4)(A), (B).
Regional sites have limited policymaking authority. The State dictates regional sites' fiscal administration by requiring that "contracts, leases and agreements and any other instruments and arrangements that are necessary" for the sites to perform their duties be conducted using forms and procedures developed by the State. Id. at § 7209(7)(B). Furthermore, the State funds regional sites by approving the provision of an annual entitlement plan and budget to sites' boards of directors. Id. at § 7209(1)(B) & (6). Where the regional sites' annual entitlement plan or budget does not comply with state standards, the DOE requires the regional site to revise and resubmit the entitlement plan and budget within a reasonable time determined by the State. 20-A M.R.S.A. § 7209(1)(B)(2). In addition, regional sites such as CDS-Cumberland must abide by job classifications, pay scales, and personnel policies established by the State. Id. at § 7209(7)(A). The State also establishes extensive policies and procedures, which regional cites must adhere to and which must be included in their annual entitlement plans submitted to the State. These policies and procedures cover statewide salary and benefits administration systems for CDS personnel, see § 7209(3)(A) & (B), payroll functions for CDS personnel, see § 7209(3)(B), a statewide template for regional site contracts with service providers, see § 7209(3)(E), and program accountability standards for compliance with federal mandates that must be included in each regional sites' annual entitlement plan, see § 7209(3)(F).
In 2006, the Maine Legislature amended Title 20-A, the statute governing CDS. Plaintiff seizes on these amendments to support her argument that regional CDS sites such as CDS-Cumberland are local educational agencies rather than an arm of the State. Prior to the amendments, Title 20-A provided that CDS was "established as a body corporate and politic and as a public instrumentality of the State...." See Child Development Services-Cumberland County v. Attorney General, 760 A.2d 630, 631, 632 (Me.2000) (holding that "regional CDS sites are `agencies of the State'"). When the statute was rewritten, the Legislature described each CDS regional site as a "locally governed regional intermediate educational unit established to ensure the provision of services to children with disabilities" and placed the "body corporate and politic" language in the subsection describing the state intermediate educational unit, an entity one step above regional CDS sites in the organizational hierarchy. See 20-A M.R.S.A. §§ 7001(4-A), 7209(3). Considered in the context of the statute as a whole, this revision does not indicate an intention to consider that regional CDS sites are anything other than an arm of the state for the purpose of Eleventh Amendment sovereign immunity analysis. In fact, the statute defines each CDS regional site as an "intermediate educational unit
In addition, the Maine Supreme Judicial Court has recognized that regional CDS sites are an arm of the state. In Child Development Services — Cumberland County v. Attorney General, 760 A.2d 630, 632 (2000), the Supreme Judicial Court concluded that "regional CDS sites are state agencies" for the purpose determining whether the State Attorney General must appear on behalf of regional CDS sites. Plaintiff argues that because the case was decided prior to the 2006 amendments, its central holding is no longer controlling. The Court finds Plaintiff's argument unavailing.
Based on the statutory scheme and the relevant case law, this Court concludes that the structural indicators — namely, relevant State statutes and case law — indicate an intention that the regional CDS sites share the state's sovereign immunity.
Given this conclusion, it is unnecessary for the Court to consider whether the State's treasury would be at risk in the event of an adverse judgment. See Irizarry-Mora, 647 F.3d at 12. Nonetheless, in an abundance of caution, the Court notes that an adverse judgment against CDS-Cumberland would impact the State treasury, further supporting the status of CDS-Cumberland as an arm of the state. In fact, regional CDS sites receive all of
Based on an analysis of the factors set forth in the First Circuit's test in Irizarry-Mora, the Court rules that CDS-Cumberland is an arm-of-the-state for the purposes of Eleventh Amendment sovereign immunity and, therefore, that the Court lacks subject-matter jurisdiction over Plaintiff's Section 1983 claims against CDS-Cumberland. See id. at 12, 17. Accordingly, Count II of Plaintiff's Original Complaint is DISMISSED. For the same reasons, the Court rules that Count I of Plaintiff's proposed Amended Complaint is futile. Therefore, Plaintiff's First Motion to Amend and Second Motion to Amend are DENIED with regard to Count I of the proposed Amended Complaint.
In Count III of her Amended Complaint, Plaintiff alleges that CDS-Cumberland declined to renew her contract in retaliation for Plaintiff engaging in activity protected by Title II of the ADA. The Court first addresses Plaintiff's retaliation claim and then turns to analyzing whether CDS-Cumberland enjoys sovereign immunity. See Buchanan v. Maine, 469 F.3d 158, 172 (1st Cir.2006) ("before the immunity issue is reached, the court must first address whether plaintiff's Title II claim fails on the merits"). Although Plaintiff entitles Count III of the proposed Amended Complaint as a "Violation of Title II of the Americans with Disability Act," Count III actually sets out a claim for retaliation under Title V of the ADA.
To establish a claim of retaliation, a plaintiff must show that "(1) she engaged in protected conduct, (2) she suffered an adverse employment action, and (3) there was a causal connection between the protected conduct and the adverse employment action." Freadman v. Metro. Prop. & Cas. Ins. Co., 484 F.3d 91, 106 (1st Cir.2007).
The parties agree that Plaintiff has adequately pled the second prong; thus, the court analyzes the first and third prongs only. As to the first prong, Plaintiff alleges that she engaged in protected conduct through "advocacy to parents concerning the failure of CDS-Cumberland to comply with its obligations to children with disabilities under IDEA." (Amended Complaint (Docket # 38-1) ¶ 65.) In other words, Plaintiff alleges that she advocated for disabled students who were receiving inadequate public services — namely, educational services provided by CDS-Cumberland — which are covered under Title II of the ADA ("Title II: Public Services"). See 42 U.S.C. §§ 12131, et seq.; Barker v. Riverside County Office of Educ., 584 F.3d 821, 828 (9th Cir.2009) (holding that a teacher has standing to sue the County Office of Education for retaliation under the ADA where she alleged that she was constructively discharged after advocating for the rights of disabled students). Indeed, public services provided to disabled students are the focus of Title II of the ADA. See §§ 12131, et seq. Thus, Plaintiff's claim was appropriately brought under Title II. By alleging that she has taken an affirmative step to advocate to parents concerning the rights of children with disabilities. Plaintiff has alleged that she engaged in protected activity.
Turning to the third prong, causal connection, Plaintiff has shown sufficient facts to establish a causal connection between
Defendant contends that Plaintiff's retaliation claim must be dismissed because CDS-Cumberland is an arm-of-the-state entitled to sovereign immunity. Neither the Supreme Court nor the First Circuit has yet decided whether Eleventh Amendment sovereign immunity bars claims brought against state entities pursuant to Title V of the ADA. The majority of courts in this circuit and in other circuits to have considered this issue first examine whether the underlying violation is predicated upon Title I or Title II of the ADA. See, e.g., Cardona Roman v. Univ. of Puerto Rico, 799 F.Supp.2d 120, 127 (D.P.R.2011) (granting sovereign immunity when retaliation claim was based on Title I); McCollum v. Owensboro Cmty. & Tech. Coll., No. 4:09CV-00121-M, 2010 WL 5393852, at *3 (W.D.Ky. Dec. 22, 2010) (internal citations omitted) (denying sovereign immunity in retaliation action by community college instructional specialist against community college for advocacy on behalf of disabled students); Chiesa v. New York State Dep't of Labor, 638 F.Supp.2d 316, 323 (N.D.N.Y.2009) ("Applying the Title I and Title II conditions on liability to Title V ensures state employers receive the degree of protection Congress intended. If a state is immune from underlying discrimination, then it follows that the state must be immune from claims alleging retaliation for protesting against discrimination."); see also Worley v. Louisiana, No. 10-3313, 2012 WL 218992, at *4 (E.D.La. Jan. 25, 2012) (collecting cases and stating that "this Court is similarly persuaded that Congress failed to validly abrogate the Board's Eleventh Amendment immunity with respect to Title V retaliation claims predicated on violations of Title I").
Thus, where the underlying claim is predicated on alleged violations of Title I of the ADA, then the Title I immunity recognized in Bd. of Trustees of Univ. of Alabama v. Garrett, 531 U.S. 356, 121 S.Ct. 955, 148 L.Ed.2d 866 (2001), is generally extended to ADA Title V retaliation claims. See, e.g., Demshki v. Monteith, 255 F.3d 986, 988-89 (9th Cir.2001). Where the underlying claim is predicated on alleged violations of Title II of the
The Supreme Court has held that Congress validly abrogated state sovereign immunity with regard to certain claims brought under Title II of the ADA. See United States v. Georgia, 546 U.S. 151, 159, 126 S.Ct. 877, 163 L.Ed.2d 650 (2006) ("[I]nsofar as Title II creates a private cause of action for damages against the States for conduct that actually violates the Fourteenth Amendment, Title II validly abrogates state sovereign immunity."); Tennessee v. Lane, 541 U.S. 509, 533-534, 124 S.Ct. 1978, 158 L.Ed.2d 820 (2004) (Title II validly abrogates state immunity as to cases involving the right of access to the courts). Circuit courts relying on both Supreme Court cases have held that Title II of the ADA validly abrogates sovereign immunity with respect to public education. See e.g., Bowers v. NCAA, 475 F.3d 524, 555-556 (3d. Cir.2007); Toledo v. Sanchez, 454 F.3d 24, 40 (1st Cir.2006); Ass'n for Disabled Americans, Inc. v. Florida Int'l Univ., 405 F.3d 954, 957-959 (11th Cir. 2005). See also McCollum, 2010 WL 5393852, at *3.
Here, it is clear that Plaintiff's Title V retaliation claim arises under Title II. Plaintiff's complaint clearly pleads that she suffered retaliation in response to her efforts to advocate to parents regarding CDS-Cumberland's failure to provide public educational services to disabled children, thus extending the Supreme Court's analysis of ADA Title II public services claims in Lane to Plaintiff's Title V retaliation claim. See McCollum, 2010 WL 5393852, at *3 (citing Garrett, 531 U.S. at 363, 121 S.Ct. 955; Lane, 541 U.S. at 533-34, 124 S.Ct. 1978).
In Count II of her proposed Amended Complaint Plaintiff alleges that Defendants impermissibly terminated her position with CDS-Cumberland in retaliation for Plaintiff engaging in activity protected by § 504 of the Rehabilitation Act, 29 U.S.C. § 794. Although the ADA and the Rehabilitation Act are not identical, the First Circuit has recognized that a separate analysis of § 504 claims is not necessary when an ADA claim is being considered on the same grounds. See Calero-Cerezo v. U.S. Dep't of Justice, 355 F.3d 6, 12 n. 1 (1st Cir.2004) ("The same standards ... apply to claims under the ADA and under the Rehabilitation Act.") (citing Oliveras-Sifre v. Puerto Rico Dep't of Health, 214 F.3d 23, 25 (1st Cir.2000)); Vazquez v. Municipality of Juncos, 756 F.Supp.2d 154 (D.P.R.2010). Accordingly, the Court does not find it necessary to repeat its reasoning with regard to Plaintiff's retaliation claim under § 504. As stated previously, Plaintiff has stated a claim for retaliation because she alleged that her employment contract was not renewed because she advocated for disabled children who were receiving inadequate public services from CDS-Cumberland. See supra, III.D.2; see also Reinhardt, 595 F.3d at 1132; Barker, 584 F.3d at 824-25; Montanye, 218 Fed.Appx. at 131; Weber v. Cranston School Committee, 212 F.3d 41, 48 (1st Cir.2000) (indicating that
Because the State has applied for and accepted funds under § 504 of the Rehabilitation Act, Defendant makes no Eleventh Amendment sovereign immunity argument with regard to Plaintiff's § 504 retaliation claim. See Nieves-Marquez v. Puerto Rico, 353 F.3d 108, 127-28 (1st Cir.2003). Accordingly, Plaintiff states a claim for retaliation against CDS-Cumberland under the Rehabilitation Act.
For the reasons stated above, the Court hereby DENIES Plaintiff's Motion to Strike (Docket # 43). Plaintiff's Motion to Amend (Docket # 33) is DENIED IN PART as to Count I and DENIED IN PART as moot as to Counts II and III. The Court hereby GRANTS Defendant's Motion to Dismiss (Docket #37) as to Counts II and III of Plaintiff's Original Complaint. Furthermore, Plaintiff's Motion to Modify Order and Second Motion to Amend (Docket # 38) is GRANTED IN PART as to Counts II (Rehabilitation Act) and III (ADA) against CDS-Cumberland and DENIED IN PART in all other respects. Therefore, the case shall proceed on these two counts against Defendant CDS-Cumberland.
SO ORDERED.
Before the Court is the Motion for Reconsideration (Docket # 49) by Plaintiff Ellen DeCotiis. DeCotiis asks the Court to reconsider its Order on Pending Motions (Docket # 46) and apply the manifest injustice exception to the law of the case doctrine to allow DeCotiis to proceed against Defendant Whittemore in her official capacity for the purpose of granting prospective equitable relief — namely, reinstatement.
This Court has "substantial discretion and broad authority to grant or deny" a motion for reconsideration. See Ruiz Rivera v. Pfizer Pharms., LLC, 521 F.3d 76, 81 (1st Cir.2008). The Court may grant a motion for reconsideration "where the movant shows a manifest error of law or newly discovered evidence." Id. at 81-82. Likewise, a motion for reconsideration should be granted if the Court has "patently misunderstood" a party, or if the court made an error "not of reasoning but of apprehension." Id. at 82. Rather than presenting a manifest error of law, newly discovered evidence, convincing evidence that the Court has "patently misunderstood" her, or evidence that the Court made an "error of apprehension," DeCotiis merely rehashes arguments she previously has made to this Court.
The Court dismissed Plaintiff's claims against Whittemore in her official and individual capacity, see Decotiis v. Whittemore, 680 F.Supp.2d 263 (D.Me.2010), and the First Circuit specifically affirmed the dismissal, see Decotiis v. Whittemore, 635 F.3d 22, 26 (1st Cir.2011). DeCotiis could have raised her Ex Parte Young argument on appeal, but she did not.
Accordingly, the Court hereby DENIES Plaintiff's Motion for Reconsideration (Docket # 49).
SO ORDERED.