JOHN A. WOODCOCK, JR., Chief Judge.
After Mid-State Machine Products learned that one of its employees under the Plaintiff's supervision had been subjected to approximately one year of lewd, dirty, vulgar, and inappropriate comments from two other employees under the Plaintiff's supervision, Mid-State fired the Plaintiff. Replaced by a younger worker, the Plaintiff contends he was fired because of his age and has filed suit to prove it. In response, the employer has moved for summary judgment, arguing that the Plaintiff has failed to generate a genuine issue of material fact as to whether the Plaintiff's age was the but-for cause for his termination. Acknowledging the absence of any direct evidence of age discrimination, the Plaintiff has pressed the fact that the employer settled another age discrimination case and has attacked the employer's investigation leading to his discharge. The Court concludes that evidence of the other lawsuit would be inadmissible and, even if admissible, would not generate a genuine issue of material fact regarding the Defendants' discriminatory animus toward the Plaintiff. The Court further concludes that the Defendants' investigation does not reveal evidence of age discrimination. The Court grants the employer's motion for summary judgment and remands the Maine Whistleblowers' Protection Act claim to state court.
On March 28, 2011, Linwood Hall filed a complaint in the Kennebec County Superior
Linwood "Jake" Hall worked for Defendants from February 23, 1989 until April 6, 2009. DSMF ¶ 7; PRDSMF ¶ 7. In 2007, the Defendants promoted Mr. Hall to Finishing Room Supervisor and he served in that position for the remainder of his employment. DSMF ¶ 7; PRDSMF ¶ 7. The Defendants terminated Mr. Hall on April 6, 2009.
In 2009, Mr. Hall supervised about 20 people including blue collar employees Randy McGahey, Evans Lister, and Levi Mosher. PSAMF ¶ 9; DRPSAMF ¶ 9. Mr. Hall's job duties included supervising shipping/receiving, packaging, trucking, building inspection, shop sanitation, saw operations, deburring, waste coolants, fork truck drivers, and janitors.
Located at 83 Verti Drive, Winslow, Maine, Mid-State Machine Products (Mid-State) is a Maine-based company that manufactures precision machine and fabricated metal parts. DSMF ¶¶ 1-2; PRDSMF ¶¶ 1-2. Mid-State has 233 employees and has been in business since 1968. DSMF ¶ 3; PRDSMF ¶ 3; PSAMF ¶ 15; DRPSAMF ¶ 15. With headquarters located in Skokie, Illinois, Precision Partners Holding Company (Precision) is a global manufacturing and engineering services company. DSMF ¶ 4; PRDSMF ¶ 4.
In 1998, Precision acquired Mid-State through a stock purchase, becoming Mid-State's parent corporation. DSMF ¶ 5; PRDSMF ¶ 5. Precision has adopted Mid-State's corporate structure into its organization: the President/Chief Executive Officer of Mid-State reports directly to the President/Chief Executive Officer of Precision.
Randall McGahey has worked in Mid-State's finishing department since 2007 and has a mental disability. DSMF ¶ 23; PRDSMF ¶ 23. Mr. Hall was Mr. McGahey's supervisor and was aware of his disability. DSMF ¶ 24; PRDSMF ¶ 24. Specifically, Mr. Hall understood from Mr. McGahey that he had a limited learning disability from his younger years that made it difficult for him to learn things that were too technical. PSAMF ¶ 18; DRPSAMF ¶ 18. Describing this learning disability, Mid-State wrote:
PSAMF ¶ 19; DRPSAMF ¶ 19.
Mid-State maintained a written anti-harassment policy, which Precision oversaw.
Beginning in 1995, Allan Dorval, the President and Chief Executive Officer of Mid-State, annually addressed all the employees and emphasized Mid-State's expectation and requirement that all employees treat each other with respect. DSMF ¶ 14; PRDSMF ¶ 14. Mid-State expects supervisors, including Mr. Hall, to address and prevent workplace misconduct, including workplace harassment, as part of their job duties. DSMF ¶ 15; PRDSMF ¶ 15.
Mr. Hall received copies of Mid-State's anti-harassment and misconduct policies, and received annual training on the meaning of these policies. DSMF ¶ 16; PRDSMF ¶ 16. Mr. Hall knew that violating Mid-State's anti-harassment or misconduct policy could result in discipline up to immediate discharge. DSMF ¶ 16; PRDSMF ¶ 16. Mr. Hall understood that as a supervisor his job duties extended beyond ensuring that the Finishing Department ran smoothly, and included monitoring employee conduct and enforcing company policy, specifically Mid-State's anti-harassment and Code of Conduct policies. DSMF ¶ 17; PRDSMF ¶ 17. Mr. Hall understood that his job duties required him to address and stop inappropriate conduct. DSMF ¶ 17; PRDSMF ¶ 17. Mr. Hall further understood that he was responsible for setting a positive example for his subordinates and it was his responsibility to make sure his subordinates treated each other with respect. DSMF ¶ 18; PRDSMF ¶ 18. Mr. Hall understood that his job duties required him to report inappropriate workplace misconduct, including harassment or other threatening behavior, to his supervisor and other company officials. DSMF ¶ 19; PRDSMF ¶ 19. Mr. Hall understood that sexual jokes meeting Mid-State's definition of sexual harassment were inappropriate for the workplace.
Peter McAllister has served as the Human Resource Manager at Mid-State since 2007.
Since 2006, while on breaks, Randy McGahey, Evans Lister, Levi Mosher, and other young men in the Finishing Department would from time to time joke and tease each other around the workplace.
On occasion, Mr. Hall intervened when the men persisted in joking around within the earshot of others, and on those limited occasions, Mr. Hall was aware that it was possible others would overhear and take offense.
During break periods, two Finishing Department employees, Levi Mosher and Evans Lister, frequently directed sexual and other inappropriate comments at Mr. McGahey and Mr. McGahey would engage in similar conduct with them.
While witnessing some of Messrs. Lister and Mosher's comments, Mr. Hall says that he pulled Mr. McGahey aside and asked him if he was okay with the comments that were being made and that Mr. McGahey informed him that he was fine with the comments and he was just joking
On the morning of March 23, 2009, Mr. McGahey came to Mr. Hall and asked him to put a stop to the Lister-Mosher teasing, and it was at that point that Mr. Hall determined that their statements to Mr. McGahey were inappropriate, that they probably constituted sexual harassment, and that he needed to put a stop to them.
That morning, on March 23, 2009, Mr. Hall approached his supervisor, David Mills, and informed him that Mr. McGahey was being teased and wanted it stopped.
Mr. Mills immediately instructed Mr. Hall to address Messrs. McGahey, Mosher and Lister and put a stop to the teasing. DSMF ¶ 42; PRDSMF ¶ 42. Specifically, Mr. Mills told Mr. Hall to meet individually with Messrs. Lister, Mosher and McGahey and instruct them (1) not to speak with each other unless it was business-related, and (2) to keep their comments to a minimum.
Mr. Hall understood from his conversation with Mr. Mills that Mr. Mills would inform management or Human Resources if further notification were necessary.
Mr. Hall understood that due to the right to privacy, he should keep quiet about this matter and talk to management when they approached him.
On April 1, 2009, Mr. Hall asked Mr. McGahey how things were going with his job and the guys.
On Thursday, March 26, 2009, Jerry Fitzmorris, a welding supervisor and Mr. Hall's peer, overheard two employees discussing some of the sexual comments Messrs. Lister and Mosher had directed at Mr. McGahey; one of the overheard employees was Russ Simpson, who reported to Mr. Fitzmorris.
Mr. Fitzmorris immediately went to Mr. Hall, and without clarifying what or whom he was talking about, Mr. Fitzmorris told Mr. Hall that Mr. Hall had a problem in his Department and that Mr. Hall needed to address it right away.
On March 28, 2009, Mr. Fitzmorris drafted an unsigned note to Mr. McAllister, and placed it under Mr. McAllister's door. DSMF ¶ 51; PRDSMF ¶ 51. The Fitzmorris note informed Mr. McAllister in vague terms that an employee in the Finishing Department had been intimidated and harassed and stated that the author had taken steps to address the misconduct. DSMF ¶ 52; PRDSMF ¶ 52. The note informed Mr. McAllister that he could expect to be called into a meeting with Messrs. Hall, Mills, and McGahey. DSMF ¶ 52; PRDSMF ¶ 52. The note told Mr. McAllister to speak with Mr. Simpson for more specifics. DSMF ¶ 52; PRDSMF ¶ 52. The note did not make any reference to any sexual comments directed at Mr. McGahey. DSMF ¶ 51; PRDSMF ¶ 51.
On Monday, March 30, 2009, Mr. McAllister discovered Mr. Fitzmorris's note and because the note was vague, unsigned, and stated that he would be contacted, Mr. McAllister did not immediately initiate an investigation. DSMF ¶ 53; PRDSMF ¶ 52. On the same day, Mr. Simpson approached Mr. Fitzmorris and told him that the inappropriate conduct issue in the Finishing Department had been addressed. DSMF ¶ 54; PRDSMF ¶ 54. Later that same day, Mr. Fitzmorris approached Mr. McAllister, asked him if he had received
On April 1, 2009, Mr. Fitzmorris again spoke to Mr. Hall about the issue in the Finishing Department. DSMF ¶ 56; PRDSMF ¶ 56. Mr. Hall informed Mr. Fitzmorris that he had instructed Messrs. Lister and Mosher to stop making inappropriate comments to Mr. McGahey and not to speak to him about anything unless it related directly to work. DSMF ¶ 56; PRDSMF ¶ 56. Mr. Hall also said that he had instructed Messrs. Lister and Mosher that if they made any inappropriate comments, it could cost them their jobs. DSMF ¶ 56; PRDSMF ¶ 56. Finally, Mr. Hall told Mr. Fitzmorris that he had told Mr. McGahey that he could not be retaliated against and he could go to Human Resources or anyone else he wanted.
Mr. Fitzmorris believed that Mr. Hall had taken the wrong approach with Mr. McGahey as it seemed retaliatory because it excluded Mr. McGahey from the rest of the Finishing Department and it made it seem that Mr. McGahey was to blame for Messrs. Lister and Mosher's comments. DSMF ¶ 57; PRDSMF ¶ 57. Mr. Fitzmorris thought that Mr. Hall's actions might make the situation worse.
As a result, on April 1, 2009, Mr. Fitzmorris wrote Mr. McAllister a second handwritten note, stating his concerns that Mr. McGahey was being mistreated and that Mr. Hall might be involved in the mistreatment. DSMF ¶ 58; PRDSMF ¶ 58. The note did not refer to any sexual comments being directed at Mr. McGahey and at the time, Mr. McAllister was still unaware of the sexual nature of the comments being directed at him. DSMF ¶ 58; PRDSMF ¶ 58. On April 3, 2009, before Mr. McAllister had begun an investigation, Mr. Fitzmorris approached him and told him that all of the issues that he had raised in his April 1 letter had been addressed and that Mr. McAllister did not need to worry about it. DSMF ¶ 59; PRDSMF ¶ 59.
Later on April 3, 2009, Jeff Farley, Mid-State's manufacturing manager, approached Mr. McAllister and asked him
Mr. McAllister spoke to Mr. McGahey on April 3, 2009 and asked him what was going on in the Finishing Department. DSMF ¶ 65; PRDSMF ¶ 65. Mr. McGahey told Mr. McAllister that Messrs. Lister and Mosher had made some sexual comments to him that were upsetting, specifically that he needed to wear knee pads to give blow jobs, that he was a child molester, and that he should suck their dicks. DSMF ¶ 66; PRDSMF ¶ 66. Mr. McGahey also informed Mr. McAllister that Mr. Hall had instructed everyone to stop making inappropriate comments and that the comments had stopped. DSMF ¶ 66; PRDSMF ¶ 66. Mr. McGahey told Mr. McAllister that he had been sexually abused as a teenager and was reluctant to come forward because he did not want anyone to know what had happened to him. DSMF ¶ 67; PRDSMF ¶ 67. He said that, although he had tried to engage his coworkers during the rib sessions to defend himself, he found the sexual comments made by Messrs. Lister and Mosher particularly upsetting and hurtful. DSMF ¶ 67; PRDSMF ¶ 67. He also said that he was reluctant to come forward because Mr. Hall had been present for some of the inappropriate comments and had not intervened. DSMF ¶ 67; PRDSMF ¶ 67. He told Mr. McAllister that he thought that perhaps he was being overly sensitive and that he did not want his co-workers to think he was a tattletale.
Mr. McAllister also apparently interviewed some other employees: Drew Bridger, Bud Bolduc, and Alan Mathieu.
Toward the end of the day on April 3, 2009, Messrs. McAllister and Mills met with Mid-State's Vice President of Operations, Kevin Nelson, and with Mr. Dorval, and updated them on the status of the investigation. DSMF ¶ 70; PRDSMF ¶ 70. Upon hearing about Messrs. Lister, Mosher, and Hall's behavior, Mr. Dorval decided to take the weekend to digest the information and make a decision regarding these men. DSMF ¶ 71; PRDSMF ¶ 71.
On April 4, 2010, Mr. McGahey called in sick because he was afraid to work with Mr. Lister, who was also scheduled to work that day. DSMF ¶ 72; PRDSMF ¶ 72. On Monday, April 6, 2009, Mr. Simpson informed Mr. McAllister that Mr. McGahey had called in sick on Saturday, April 4, 2009 because he was afraid to work with Mr. Lister. DSMF ¶ 73; PRDSMF ¶ 73. Mr. McAllister contacted Paul Oxley, Mid-State West Plant Manager, to see if Mr. McGahey could work at the West Facility for a while. DSMF ¶ 73; PRDSMF ¶ 73. Mr. Oxley agreed and Mr. McGahey was able to work at the West Facility where he could avoid working with Messrs. Lister and Mosher. DSMF ¶ 73; PRDSMF ¶ 73.
Mr. McAllister continued his investigation on April 6, 2009, speaking with four individuals Mr. Simpson had said were witnesses to Messrs. Lister, Mosher, and Hall's actions. DSMF ¶ 74; PRDSMF ¶ 74. These witnesses confirmed that Messrs. Lister and Mosher had harassed, threatened, and intimated Mr. McGahey by directing vulgar, sexual, and other demeaning comments at him. DSMF ¶ 75; PRDSMF ¶ 75. These individuals also told Mr. McAllister that Mr. Hall had been present when Messrs. Lister and Mosher made some of their comments and that Mr. Hall had failed to immediately put a stop to the inappropriate harassment. DSMF ¶ 76; PRDSMF ¶ 76. Finally, Mr. McAllister was told that Mr. Hall had occasionally participated in the teasing by laughing at the comments and directing his own inappropriate comments at Mr. McGahey.
Mr. Dorval learned from Mr. McAllister that multiple employees had confirmed that Messrs. Lister and Mosher had directed sexually inappropriate comments at Mr. McGahey, and that Mr. Hall had been present when some of the comments had been made and had failed to immediately stop the harassment or prevent future inappropriate conduct. DSMF ¶ 78;
Regarding Mr. Hall, Mr. Dorval was aware that Mr. Hall's behavior in condoning the mistreatment of Mr. McGahey was not the first instance in which he had demonstrated poor managerial judgment. DSMF ¶ 80; PRDSMF ¶ 80. In late December 2008, Mr. McGahey was disciplined after he made threatening comments about using a gun inside Mid-State's facility.
Less than two business days after first hearing of Mr. McGahey's complaints and without interviewing Messrs. Lister, Mosher, or Hall, the Defendants terminated Jake Hall on Monday morning.
Mr. Hall believes that Mid-State terminated his employment partially because of his age. DSMF ¶ 83; PRDSMF ¶ 83. No one at Mid-State made any comments about Mr. Hall's age, including during his termination meeting and other than his termination; Mr. Hall does not contend that he was subjected to any other harassment or disparate treatment by Mid-State because of his age. DSMF ¶ 84; PRDSMF ¶ 84. Mr. Hall claims that Mid-State could replace him with a younger, less costly employee.
After Mr. Hall's termination, Mid-State promoted Joe Ball, who was 38, to Finishing Supervisor. DSMF ¶ 86; PRDSMF ¶ 86; PSAMF ¶ 82; DRPSAMF ¶ 82. Mr. Ball received the same benefits as Mr. Hall but was paid approximately $4,000 less a year, the difference between their pay being about 8% with no difference in the cost of benefits. DSMF ¶ 86; PRDSMF ¶ 86. Mr. Hall agrees that a $4,000 pay disparity is a small difference and that a big difference would be $20,000.
Mr. Mosher was 42 and Mr. Lister 37 when terminated. DSMF ¶ 88; PRDSMF ¶ 88. Mr. Fitzmorris, who was 55 in April 2009, remains employed at Mid-State. DSMF ¶ 89; PRDSMF ¶ 89.
In 2009, a former employee of Mid-State brought an ADEA claim against
As Mr. Hall is proceeding under two statutes — the Age Discrimination in Employment Act (ADEA) and the Maine Whistleblower Protection Act (MWPA), the Defendants address each separately.
The Defendants say that Mr. Hall's ADEA claim is subject to the familiar McDonnell Douglas
The Defendants say that MWPA claims are also subject to the McDonnell Douglas burden-shifting framework. Id. at 13. Noting that the MWPA prohibits an employer from taking adverse action against an employee because the employee in good faith reports what he has reasonable cause to believe is a violation of law, the Defendants point out that the employee must be reporting an unlawful employment practice and that an employee who reports such activity in conformity with his job duties does not engage in protected activity under the MWPA. Id. Here, because Mr. Hall has admitted that his job duties required him to promote a respectful workplace, the Defendants argue that he cannot be said to have blown the whistle by making a required report. Id. at 16. Next, the Defendants maintain that Mr. Hall is not protected under the MWPA because he was complicit in the misconduct. Id. at 17-19. Finally, the Defendants argue that Mr. Hall cannot demonstrate that Mid-State's proffered reason for the termination is a pretext. Id. at 19-20.
Mr. Hall's argument on the ADEA claim focuses on the third stage of the McDonnell
On the MWPA claim, Mr. Hall points out, after reviewing the shifting burdens under McDonnell Douglas, that the reporting of sexual harassment is a protected activity and asserts that Mr. Hall's report to Mr. Mills satisfies the protected activity element of the MWPA prima facie case. Pl.'s Opp'n at 11-12. Mr. Hall rejects the Defendants' contention that he cannot file a MWPA claim because he was required to report sexual harassment as part of his job duties, contending that "courts have refused to allow a blanket requirement of all employees like this to extinguish the protections of the whistleblower laws." Id. at 12. Mr. Hall vigorously asserts that the Defendants are "beg[ging] the Court to overlook the summary judgment standard and ignore the sea of disputed facts concerning how [Mr. Hall] was responsible for [Messrs.] Lister and Mosher's dirty jokes and what Defendants did to find out about them." Id. at 13. Mr. Hall emphatically denies participating in Mr. McGahey's harassment and emphasizes that Mr. McGahey joined in with Messrs. Lister and Mosher in the teasing that was part of Mid-State's work environment. Id. at 13-14. Mr. Hall contends that the Defendants' inconsistent behavior in its investigation and discipline "raises eyebrows." Id. at 15.
In their reply, the Defendants argue that Mr. Hall is attempting to turn this case into something it is not: a sexual harassment claim. Defs.' Reply at 1-2. The Defendants maintain that "[w]hether Mosher, Lister, and the Plaintiff engaged in sexual harassment is irrelevant" and "[w]hat is relevant is Mid-State's nondiscriminatory decision to end Plaintiff's employment because he witnessed, condoned, and failed to timely stop Lister and Mosher from directing inappropriate, sexual, and other derogatory comments at McGahey." Id. at 2. The Defendants also defend their investigation of Mr. McGahey's complaints and say that Mr. Hall "cannot point to other evidence that would lead a reasonable fact finder to conclude Mid-State's proffered reason was pretextual." Id. at 7.
Summary judgment is appropriate when "the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." FED.R.CIV.P. 56(a). For summary judgment purposes, "genuine" means that "a reasonable jury could resolve the point in favor of the nonmoving party," and a "material fact" is one whose "existence or nonexistence has the potential to change the outcome of the suit." Tropigas de Puerto Rico, Inc. v. Certain Underwriters at Lloyd's of London, 637 F.3d 53, 56 (1st Cir.2011) (citations omitted).
"The party moving for summary judgment must demonstrate an absence of evidence to support the nonmoving party's case." Phair v. New Page Corp., 708 F.Supp.2d 57,
Although the Court "view[s] the evidence in the light most favorable to the nonmovant, `as to any essential factual element of its claim on which the nonmovant would bear the burden of proof at trial, its failure to come forward with sufficient evidence to generate a trialworthy issue warrants summary judgment to the moving party.'" In re Spigel, 260 F.3d 27, 31 (1st Cir.2001) (quoting Ralar Distribs., Inc. v. Rubbermaid, Inc., 4 F.3d 62, 67 (1st Cir. 1993)). "This evidence `cannot be conjectural or problematic; it must have substance in the sense that it limns differing versions of the truth which a factfinder must resolve at an ensuing trial.'" Mesnick v. Gen. Elec. Co., 950 F.2d 816, 822 (1st Cir.1991) (quoting Mack v. Great Atl. and Pac. Tea Co., 871 F.2d 179, 181 (1st Cir.1989)). "`Even in employment discrimination cases where elusive concepts such as motive or intent are at issue,' summary judgment is appropriate if the non-moving party rests `merely upon conclusory allegations, improbable inferences, and unsupported speculation.'" Benoit v. Technical Mfg. Corp., 331 F.3d 166, 173 (1st Cir.2003) (quoting Feliciano de la Cruz v. El Conquistador Resort & Country Club, 218 F.3d 1, 5 (1st Cir.2000)).
The ADEA makes it unlawful for an employer "to discharge any individual... because of such individual's age." 29 U.S.C. § 623(a)(1). Where, as here, the plaintiff presents no direct evidence of discrimination, the plaintiff "may nonetheless prove [his case] by using the three stage burden-shifting framework set forth by the Supreme Court in McDonnell Douglas v. Green, 411 U.S. 792, 93 S.Ct. 1817, 36 L.Ed.2d 668 (1973)." Velez v. Thermo King de P.R., Inc., 585 F.3d 441, 447 (1st Cir.2009).
"The first stage of the McDonnell Douglas framework requires a plaintiff to establish a prima facie case of employment discrimination." Velez, 585 F.3d at 447. To make a prima facie showing, Mr. Hall must demonstrate that: "1) he was at least 40 years old at the time he was fired; 2) he was qualified for the position he had held; 3) he was fired, and 4) the employer subsequently filled the position, demonstrating a continuing need for the plaintiff's services." Velez, 585 F.3d at 447; see also Cameron v. Idearc Media Corp., 685 F.3d 44, 48 (1st Cir.2012). The First Circuit has described this prima facie showing as "modest" and a "low standard." Velez, 585 F.3d at 447 (quoting Rathbun v. Autozone, Inc., 361 F.3d 62, 71 (1st Cir.2004), and Zapata-Matos v. Reckitt & Colman, Inc., 277 F.3d 40, 42 (1st Cir.2002)). The Defendants do not appear to challenge whether Mr. Hall has succeeded in meeting this modest standard for a prima facie case, and the Court assumes he has. See Defs.' Mot. at 11-12 (arguing, at 12, that Mr. Hall's subjective belief is not sufficient
Once the Plaintiff has met his prima facie burden, the burden of production shifts to the employer "to produce sufficient competent evidence to allow a rational fact-finder to conclude that a legitimate non-discriminatory reason existed for the termination." Melendez v. Autogermana, Inc., 622 F.3d 46, 50 (1st Cir. 2010). The employer's burden at this stage "entails only a burden of production, not a burden of persuasion; the task of proving discrimination remains the claimant's at all times." Mesnick, 950 F.2d at 823.
Although Mr. Hall does not expressly concede that the Defendants met their burden of production in this case, he does not argue the point in his brief, see Pl.'s Opp'n at 16-17, and the Court readily concludes that the Defendants did in fact meet their burden of production. Here, undisputed evidence would warrant a rational fact finder in believing that Mr. Dorval fired Mr. Hall because of Mr. Hall's role in allowing Messrs. Mosher and Lister to direct "vulgar, sexual, and other demeaning comments" at Mr. McGahey for the better part of a year. See DSMF ¶¶ 75-76; PRDSMF ¶¶ 75-76; PSAMF ¶¶ 75-76; DRPSAMF ¶¶ 75-76.
Mr. Hall has contended in his responses to the Defendants' Statement of Material Facts and at oral argument that these comments were "consensual," and did not amount to "sexual harassment" under Precision's Code of Conduct until Mr. McGahey complained about them to Mr. Hall.
Mr. Dorval did not provide an explicit reason when firing Mr. Hall, saying, "At first, I was upset. Then, I got mad. You're terminated." PSAMF ¶ 76; DRPSAMF ¶ 76. But the timing and context of Mr. Hall's termination, which occurred less than two business days after Mr. Dorval learned of Mr. McGahey's complaint, would allow a rational fact finder to conclude that Mr. Hall was terminated because of his failure, as a supervisor, to deal satisfactorily with Mr. McGahey's situation. The Defendants have borne their burden of production.
Once the employer has sustained its burden of production, the burden shifts back to the Plaintiff, who, "unaided by the presumption that was previously raised in the prima facie case, must put forth sufficient facts for a reasonable fact finder to conclude that [the Defendants'] proffered reason for discharging him is a pretext and that the true reason behind the firing was discriminatory animus." Melendez, 622 F.3d at 52. In an ADEA claim, the Plaintiff bears "the burden of persuasion to
The Defendants contend that the only basis for Mr. Hall's claim that they engaged in age discrimination is his subjective belief they did so. Defs.' Mot. at 11-12. Even on a motion for summary judgment, the Court is not required to credit a plaintiff's unsupported subjective belief that he was the victim of age discrimination. See Medina-Munoz, 896 F.2d at 8 ("Even in cases where elusive concepts such as motive or intent are at issue, summary judgment may be appropriate if the nonmoving party rests merely upon conclusory allegations, improbable inferences, and unsupported speculation"). If the only evidence of age discrimination in this case were Mr. Hall's own perceptions, his case would fail.
Against this contention, Mr. Hall asks the Court to consider how the employer has treated "other employees of the same protected class" and to conclude that, based on evidence that the Defendants discriminated against another former employee due to age, a fact finder could reasonably conclude that they did so against Mr. Hall too. Pl.'s Opp'n at 17-18. Specifically, Mr. Hall points to one other worker, Glenn Duckworth, who filed an age discrimination case against Mid-State in federal court. Id.; see Duckworth v. Mid-State Mach. Prods., 736 F.Supp.2d 278 (D.Me.2010). Mr. Hall asserts that "[t]his is not the first time an older employee has demonstrated Mid-State's discriminatory practices." Pl.'s Opp'n at 18. He urges the Court to conclude that evidence of Mid-State's treatment of Mr. Duckworth is admissible under Federal Rule of Evidence 404(b) and generates a genuine issue of material fact as to Mid-State's reason for terminating Mr. Hall. Id. at 17; see FED.R.EVID. 404(b)(2) (providing that evidence of a wrong may be admissible to prove, among other things, plan, absence of mistake, or lack of accident).
The Defendants, in opposition, note that the Plaintiff "offers no evidence that his circumstances are in anyway [sic] related to the circumstances of" Mr. Duckworth, Defs.' Reply at 6, and argue that the Plaintiff's "conclusory statement" that Mr. Duckworth's claim is evidence of discriminatory intent "is insufficient to defeat summary judgment." Id. The Defendants also dispute the truth of the allegations in Duckworth, noting that "the court in Duckworth did not make any finding that the allegations asserted were true." DRPSAMF ¶¶ 84-85.
Before it considers how to weigh evidence of Mr. Duckworth's claim toward Mr. Hall's burden of demonstrating age discrimination, the Court must decide whether that evidence would be admissible
In Sprint/United Mgmt. Co. v. Mendelsohn, the Supreme Court addressed whether "evidence of discrimination by other supervisors is relevant in an individual ADEA case" and concluded that the answer "is fact based and depends on many factors, including how closely related the evidence is to the plaintiff's circumstances and theory of the case." Sprint/United Mgmt. Co. v. Mendelsohn, 552 U.S. 379, 388, 128 S.Ct. 1140, 170 L.Ed.2d 1 (2008). The Supreme Court observed that "Rules 401 and 403 do not make such evidence per se admissible or per se inadmissible."
Under First Circuit law, "evidence of a discriminatory `atmosphere' may sometimes be relevant to showing the corporate state-of-mind at the time of the termination." Cummings v. Std. Register Co., 265 F.3d 56, 63 (1st Cir.2001). Furthermore, "evidence of a corporate state-of-mind or a discriminatory atmosphere is not rendered irrelevant by its failure to coincide precisely with the particular actors or timeframe involved in the specific claim that generated a claim of discriminatory treatment." Cummings, 265 F.3d at 63 (quoting Conway v. Electro Switch Corp., 825 F.2d 593, 597 (1st Cir.1987)); see also Cariglia v. Hertz Equip. Rental Corp., 363 F.3d 77, 85 (1st Cir.2004). At the same time, the First Circuit has cautioned that such evidence can be "too attenuated" to justify admission, Cummings, 265 F.3d at 63 (quoting Conway, 825 F.2d at 598), and that "testimony to this effect should be let in sparingly." Cummings, 265 F.3d at 63. The Cummings Court also noted that "decisions to admit or exclude such evidence always demand careful balancing" under Rule 403. Id. at 64; see also Koster v. TWA, 181 F.3d 24, 33 (1st Cir.1999) (affirming the district court's order prohibiting the plaintiff from calling six former employees because such testimony was "collateral," and "would require the court to examine the circumstances of each individual firing").
Having been the Judge who ruled on Glenn Duckworth's case against Mid-State, the Court is not convinced that the Duckworth case is significantly probative of age discrimination in Mr. Hall's case, even viewing the facts in Duckworth in the light most favorable to Mr. Hall.
The facts in Duckworth were dissimilar to and unrelated to the facts in this case. In Duckworth, a 60-year-old former employee, who had been terminated in 2002 for lack of work, expressed interest in re-employment. Duckworth, 736 F.Supp.2d at 281. Mid-State instead hired in 2005 a 26-year-old and in 2008 a 34-year-old to Mr. Duckworth's former position. Id. According to Mr. Duckworth, a Mid-State manager told Mr. Duckworth they wanted someone who would be with the company for a long time. Id. Mr. Hall does not allege that the manager who made this comment to Mr. Duckworth participated in the decision-making process that led to Mr. Hall's termination. Mr. Hall nevertheless asserts that this stray remark suggests a "policy of discriminating based on one's age." Pl.'s Opp'n at 18. In the absence of any other evidence of a discriminatory policy, this one stray remark is at best marginally probative as to why Mid-State fired Mr. Hall.
Some marginal probative value, however, does not render the Duckworth case admissible in Mr. Hall's claim. The Court must still determine whether the probative value is "substantially outweighed by a danger of one or more of the following: unfair prejudice, confusing the issues, misleading the jury, undue delay, wasting time, or needlessly presenting cumulative evidence." FED.R.EVID. 403. Here, admitting evidence of Mr. Duckworth's claim could lead to a trial within a trial. The Order denying Mid-State's motion for summary judgment necessarily viewed contested facts in the light most favorable to Mr. Duckworth, and Mid-State has consistently disputed many of the material facts in Mr. Duckworth's case. Duckworth v. Mid-State Mach. Prods., 736 F.Supp.2d 278, 289 (D.Me.2010) ("Mid-State vigorously disputes much, if not all, of Mr. Duckworth's version of the hiring process in 2005 and 2008"). If Mr. Hall were to present evidence of Mr. Duckworth's claim at trial, the Defendants would be entitled to rebut that evidence with evidence of their own. The danger of a trial within a trial would be great and weighs toward excluding the evidence. See, e.g., Ramos-Melendez v. Valdejully, 960 F.2d 4, 6 (1st Cir.1992) (affirming the magistrate's exclusion of testimony by other employees with pending employment discrimination suits
Although the Court is obligated to view all admissible evidence in the light most favorable to Mr. Hall when assessing the sufficiency of his evidence, the Court is under no obligation to bend the rules of evidence to the non-movant's benefit. See General Elec. Co. v. Joiner, 522 U.S. 136, 143, 118 S.Ct. 512, 139 L.Ed.2d 508 (1997) ("[o]n a motion for summary judgment, disputed issues of fact are resolved against the moving party ... [b]ut the question of admissibility ... is not such an issue of fact"); see also Bennett v. Saint-Gobain Co., 507 F.3d 23, 28 (1st Cir.2007) (noting that the First Circuit reviews decisions to admit or exclude evidence at the summary judgment stage for abuse of discretion). The danger of a trial within a trial, coupled with the low probative value of Mr. Duckworth's claim, leads the Court to conclude that any evidence of Mr. Duckworth's claim would likely be excluded at trial and should not be considered at the summary judgment stage.
Even if the Court were to admit evidence of Mr. Duckworth's claim at trial, such evidence would not forestall summary judgment under First Circuit precedent. Though the quantum of evidence necessary to survive summary judgment "is not susceptible to formulaic quantification," Mesnick, 950 F.2d at 825, evidence of discriminatory acts or statements made to employees other than the plaintiff must involve more than a single unrelated, disputed incident to raise the reasonable inference of discriminatory intent required to survive summary judgment.
For instance, in Cummings, two other employees believed they were also victims of age discrimination. One testified that his boss had told him that he and other employees were "too old to do the job," and that his boss's age-related comments were "like a broken record." Cummings, 265 F.3d at 61. The other testified that his boss had repeatedly told him that the company needed to make room for "young blood." Id. The case went to trial.
Likewise, in Santiago-Ramos v. Centennial, a sex discrimination case, the plaintiff's immediate supervisors had repeatedly made discriminatory comments. Santiago-Ramos v. Centennial P.R. Wireless Corp., 217 F.3d 46, 55 (1st Cir.2000). The plaintiff also presented evidence that others at the company had made similar comments. Id. at 55-56. The First Circuit held that although the latter comments "are not proof of discrimination against [the plaintiff], they add `color' to the decision-making process and to the reasons given for her dismissal" and, when combined with the comments by the plaintiff's supervisors, could reasonably be relied upon by a jury. Id. at 56.
By contrast, in Medina-Munoz, the plaintiff put forth two pieces of evidence to prove discriminatory intent. The first was that his supervisor had mentioned, prior to becoming the plaintiff's supervisor, "that the sales personnel was [sic] getting too old," and that this was a "problem" for the company. 896 F.2d at 9. The second piece of evidence was that the plaintiff's former supervisor often addressed him as "el viejo" (the old man). Id. at 10. Yet the First Circuit held that these stray comments were "fragmentary tendrils" that did not suffice, without more, to prove age discrimination. Id.
Similarly, in Mesnick, the plaintiff offered only "two isolated tidbits" to prove discriminatory intent. 950 F.2d at 826. One was a comment made by the plaintiff's boss, upon the resignation of a subordinate, that he was "sad to lose the youth
Here, Mr. Hall's evidence of age discrimination is even weaker than the evidence in Medina-Munoz or Mesnick, where the plaintiffs at least had personal knowledge of age-related comments. Mr. Hall concedes that no one at Mid-State made any comments about Mr. Hall's age. DSMF ¶ 84; PRDSMF ¶ 84. The fact that one other employee sued Mid-State for age discrimination based on a remark made by an employee who was not involved in Mr. Hall's firing is scant proof that Mr. Hall's termination was age-related. In the First Circuit, "the discriminatory intent of which a plaintiff complains must be traceable to the person or persons who made the decision to fire him." Bennett, 507 F.3d at 31. Moreover, other than the fact that Mr. Hall was replaced by a younger worker, no additional evidence corroborates Mr. Hall's claim: "no statistical evidence, no demonstration of discriminatory corporate policies, no instances of disparate treatment, no invidious pattern of age-related discharges or forced early retirements." Medina-Munoz, 896 F.2d at 10.
The Court's obligation to view the facts in the light most favorable to Mr. Hall does not require it to make improbable inferences. See id. at 8 ("summary judgment may be appropriate if the nonmoving party rests merely upon conclusory allegations, improbable inferences, and unsupported speculation"). Even if it were admissible, evidence of Mr. Duckworth's claim is too remote from Mr. Hall's circumstances, and the inference of age discrimination Mr. Hall urges too farfetched, to forestall summary judgment.
The Plaintiff spends much of his brief trying "to impugn the veracity of the employer's justification."
Mr. Hall claims that the Defendants did not provide him with any explanation for months as to its rationale for terminating him. Id. at 14. He says that "[o]nly now, after the commencement of litigation, have the Defendants come up with at least four reasons: (1) he not only condoned the harassment, but (2) he actively participated in it, (3) his job was already hanging by a thread for a 2008 statement he made, despite no written warning (or even documentation) and an intervening merit-based raise, and (4) McGahey was a vulnerable, mentally-challenged man who couldn't be joked with, even though he made dirty comments and boldly showed off a tattoo of two pigs having sex." Id. at 14-15.
Mr. Hall argues that the comments Messrs. Lister and Mosher directed at Mr. McGahey did not fit within the Defendants'
Mr. Hall attacks Mid-State's investigation as arbitrary, and questions Mid-State's stated rationale. Pl.'s Opp'n at 18-19. Mr. Hall points out that, although Mid-State claimed it fired Mr. Hall because he "allegedly condoned and engaged in the harassment of a `mentally challenged man' while having a previous history of poor managerial judgment," Mr. McGahey's disability was unobservable to coworkers and supervisors. Id. at 18. Mr. Hall notes that "as soon as he realized the scope of the teasing, he intervened swiftly to first report it and then to stop it." Id. at 18. Mr. Hall observes that "subjective standards used to assess an employee's performance can be used, consciously or otherwise, to mask unlawful discrimination," id. (citing Phair v. New Page Corp., 708 F.Supp.2d 57, 66-67 (D.Me.2010)), and argues that the teasing did not amount to sexual harassment under the law.
The problem with these arguments is that "[t]he evidence was consistent on the essential point." Carreras v. Sajo, 596 F.3d 25, 37 (1st Cir.2010). The undisputed evidence shows that, for approximately one year, employees under Mr. Hall's supervision directed "lewd, dirty, vulgar, and inappropriate" comments at another employee under his supervision, calling the employee a child molester and a homosexual, demanding that he wear knee pads to give blow jobs, and saying he should suck their dicks. Knowledge of this behavior was widespread within the employer and had reached not only the employees of other departments but the supervisor of another department. Once the employer's CEO learned of the nature and extent of the harassment, the CEO quickly fired the 54-year-old supervisor, who had been aware of the behavior and failed to put a stop to it. The company also fired the 42-year-old and 37-year-old employees who made the comments and did not fire the 55-year-old fellow supervisor who first reported the harassment to Mr. McAllister.
Even if Mr. Hall were to show that Mid-State's decision to fire him were "unfair or unwise," he would be entitled to no relief under the ADEA because he has failed to raise a reasonable inference that age discrimination was the real reason for his firing. See Davila v. Corporation de Puerto Rico Para La Difusion Publica, 498 F.3d 9, 16 (1st Cir.2007). In reviewing employment discrimination cases, courts do not act as "super personnel departments," substituting their judicial judgments for the business judgments of employers. Mesnick, 950 F.2d at 825. Here, it seems unarguable that the Defendants — faced with evidence of this year-long behavior — were fully within their rights in
Mr. Hall relies on a recent case from this District, Phair v. New Page Corp., to show that "subjective standards used to assess an employee's performance can be used, consciously or otherwise, to mask unlawful discrimination." Pl.'s Opp'n at 19, citing Phair v. New Page Corp., 708 F.Supp.2d 57, 66-67 (D.Me.2010). While that general proposition is uncontroversial, Phair was unlike Mr. Hall's case. In Phair, the plaintiff presented evidence of both "numerous references to age ... some of which occurred during the meetings in which Plaintiff's termination was discussed" and "statistical evidence showing a correlation between age and the likelihood of termination." Phair, 708 F.Supp.2d at 68. Mr. Hall has presented evidence of neither.
In short, Mr. Hall has failed to present sufficient evidence to permit a reasonable inference of discriminatory animus. Moreover, even if the Court were to admit evidence of Mr. Duckworth's claim at trial, such evidence is the type of "fragmentary tendril" that does not suffice, without more, to prove age discrimination. See Medina-Munoz, 896 F.2d at 10. A rational fact finder could conclude that the reason Mr. Hall was fired was his actions — or more precisely his inaction — in preventing lewd, dirty, vulgar, and inappropriate comments from poisoning the workplace he supervised. That reason may, to Mr. Hall, seem foolish, incorrect, and arbitrary. See Davila, 498 F.3d at 17 (noting that it is not the province of the courts to second-guess business decisions regardless of whether they seem "wise or foolish, correct or incorrect, sound or arbitrary"). But a rational fact finder could not conclude, based on Mr. Hall's evidence, that age played any role in Mid-State's decision to fire him, let alone that it was the but-for cause of his termination. See Velez, 585 F.3d at 448 ("[u]ltimately, the plaintiff's burden is to prove that age was the but-for cause of the employer's adverse action").
The sole basis for federal jurisdiction in this case is the federal question under the ADEA. Notice of Removal (ECF No. 1) ("Pursuant to 28 U.S.C. § 1331, this Court has original jurisdiction over this action because the Plaintiff has raised in his Complaint a federal question based upon allegations that the Defendants violated the Age Discrimination in Employment Act of 1967"). With the grant of summary judgment against the Plaintiff on the ADEA claim, what remains is solely a matter of state law: whether the Defendants violated the MWPA, 26 M.R.S. §§ 831-40.
Under 28 U.S.C. § 1367(c)(3), a district court "may decline to exercise supplemental jurisdiction over a claim [over which it had original jurisdiction] if... the district court has dismissed all claims over which it has original jurisdiction." In addition, section 1367(c)(1) provides that a district court may decline to exercise supplemental jurisdiction if "the claim raises a novel or complex issue of State law." 28 U.S.C. § 1367(c)(1). In deciding whether to assert supplemental jurisdiction over state law claims, the Court "must weigh concerns of comity, judicial economy, convenience, and fairness." Redondo Constr. Corp. v. Izquierdo, 662 F.3d 42, 49 (1st Cir.2011). "In the usual case in which all federal-law claims
Here, although the evidentiary bases for Mr. Hall's MWPA and ADEA claims are similar, requiring the parties to litigate the state claim in state court would not be unduly costly or wasteful and would advance principles of comity. See Redondo, 662 F.3d at 50. Mr. Hall's MWPA claim raises a series of state law questions, including whether Mr. Hall engaged in protected activity, whether his report of the sexual harassment of Mr. McGahey was in conformity with his job duties, whether he was complicit in the misconduct, and whether his complicity, if proven, bars his MWPA claim. Under these circumstances, the Maine state courts should resolve contested issues of Maine state law.
However, rather than dismiss the state-based claims without prejudice and force Mr. Hall to begin again in state court, it is preferable to direct him back to where he began: the Kennebec County Superior Court. See Carnegie-Mellon, 484 U.S. at 351, 108 S.Ct. 614 ("the animating principle behind the pendent jurisdiction doctrine supports giving a district court discretion to remand when the exercise of pendent jurisdiction is inappropriate"); see, e.g., Wainwright v. Cnty. of Oxford, 369 F.Supp.2d 3, 9 (D.Me.2005) (remanding the case to state court upon dismissal of the federal count).
The Court GRANTS the Defendants' Motion for Summary Judgment (ECF No. 21). The Court REMANDS the case to the Kennebec County Superior Court.
SO ORDERED.
Mr. Dorval confirms that this language comes from the Precision Code of Conduct itself. DSMF Attach. 1, Dep. of Alan D. Dorval, at 30:2-7 (Dorval Dep.). Next, counsel discusses with Mr. Dorval how Precision's counsel supervises implementation of the Code. Id. at 30:8-32:11. In light of Mr. Dorval's testimony, the Court refuses to accept the Defendants' qualified response. To the extent the language is unclear, it is the Defendants' own language.
The Court reviewed the portion of Mr. Hall's deposition that the Plaintiff cited in support of these statements. See Hall Dep. at 63:1-13. Mr. Hall testified that Mr. McGahey had the tattoo on his arm, that he always wore short-sleeved shirts and was exposing it, and that his co-workers joked with him about it and he to them. Id. at 63:1-6. Mr. Hall testified that he told Mr. McGahey to stop wearing short-sleeved shirts and to wear long-sleeve shirts because the tattoo was not appropriate for the workplace. Id. at 63:6-8. Viewing the evidence in the light most favorable to the nonmovant, the Court concludes that it is a fair inference that in wearing short-sleeved shirts that revealed his tattoo to the extent that his supervisor directed him to stop wearing short-sleeves, Mr. McGahey was often showing his tattoo to his co-workers. Furthermore, there is sufficient evidence in the record, viewing the evidence in the light most favorable to Mr. Hall, that he had in fact instructed Mr. McGahey to cover up his tattoos. The Court refuses to accept the Defendants' denials.
The Defendants also claim that because Precision's Code of Conduct supports but does not replace Mid-State's policies and practices, the Plaintiff's attempt to rely on the Code is disingenuous and contrary to the record. DRPSAMF ¶ 39. The Court rejects this qualification as argument. At the same time, the Plaintiff's next statement concerning the involvement of Mid-State Human Resources and the Code of Conduct is also argument and the Court has excluded it. PSAMF ¶ 40; DRPSAMF ¶ 40. The Code of Conduct itself states that it supplements any subjects covered by policies issued by Precision and its subsidiaries. See PSAMF Attach. 4, Tr. of Dep. of Linwood E. Hall, Ex. 10 at 4.
Hall Dep. 72:4-9. Mr. Hall's testimony confirms that he may have noticed Mr. McGahey reacting poorly to the teasing, which prompted him to approach Mr. McGahey about it. Because the Court is required to view the evidence in the light most favorable to the non-movant, the Court has inserted that Mr. McGahey recalls hanging his head, but the Court declines to eliminate the sentence in its entirety.
In his paragraph 52, the Plaintiff seeks to introduce Mr. Lister's support for the proposition that these conversations took place. PSAMF ¶ 52. The Court has not included the paragraph because it merely corroborates the Plaintiff's assertion, which the Court has accepted, that the conversations took place.
The Defendants assert that Mr. Fitzmorris told Mr. Hall that the problem involved Messrs. Lister, Mosher, and McGahey. DRPSAMF ¶¶ 58-59. During his deposition, Mr. Hall denied that Mr. Fitzmorris told him who was involved, see Hall Dep. 152:5-17, and, as the Court is obligated to view the evidence in the light most favorable to the non-movant, it has included the Plaintiff's paragraphs.
The Duckworth case is unusual, however, in two respects: first, the disposition of the motion for summary judgment is a matter of public record, and second, this Judge was the author of that opinion. In fairness to Mr. Hall, the Court examined the published record of the Duckworth case to make a more complete determination as to whether it would be admissible. The Court concludes it would not.