JOHN C. NIVISON, Magistrate Judge.
Petitioner William Berube has filed a petition (ECF No. 1) pursuant to 28 U.S.C. § 2254, challenging a probation revocation that followed his state court judgment of conviction for theft by unauthorized taking and criminal trespass. State of Maine v. William E. Berube, MACSC-CR-2011-00114 (Me. Super. Ct., Was. Cnty, Feb. 17, 2012). (State Court Record at 11, ECF No. 5-1.) In his section 2254 petition, Petitioner asserts claims of ineffective assistance of counsel, judicial bias, excessive drug testing in violation of the Fourth Amendment, and the lack of a meaningful post-deprivation remedy in violation of the Fourteenth Amendment. The State responded, pursuant to the Court's order, and requested a dismissal, arguing that Petitioner failed to exhaust his remedies in the state court. The recommendation is that relief be denied and that the petition be dismissed.
The state court record reveals that in the original criminal proceeding, Petitioner pled guilty, was convicted and sentenced on February 17, 2012. (Record at 11.) The state court sentenced Petitioner to thirty months of imprisonment on count one (theft by unauthorized taking or transfer) with all but 120 days suspended, and 120 days of imprisonment on count two (criminal trespass) to be served concurrently with the sentence on count one. (Record at 5, 11.) The state court also ordered Petitioner to serve two years of probation subject to certain special conditions, one of which was that he not possess or use unlawful drugs. (Record at 5.) Petitioner did not appeal the judgment and did not seek permission to appeal the sentence.
During the course of Petitioner's probation, the State filed three motions to revoke Petitioner's probation. In the first motion, filed in October 2012, the State alleged that Petitioner used an opiate, marijuana, methadone, and benzodiazepine. (Record at 14.) According to the probation officer's supporting affidavit, an officer with the Baileyville Police Department stopped a vehicle in which Petitioner was a passenger, and requested Petitioner submit to a drug test, which test produced a positive result. (Record at 15.)
In the affidavit, the probation officer also asserted the following: Petitioner admitted to the use of opiates, but told the officer that he had a prescription. Petitioner's physician and pharmacy, both designated pursuant to the pharmacy conditions identified as part of the special probation conditions, told the probation officer that Petitioner had been prescribed oxycodone in June 2012. In mid-July, Petitioner tested positive, but told the probation officer that he had just taken the last of the oxycodone and had no more left. Petitioner tested negative in August 2012. (Record at 15.) As to the positive marijuana test result, Petitioner said he had been in contact the day before with someone who had a legal prescription for medical marijuana. Petitioner told the officer he was baffled over the positive test for methadone. Petitioner did not address the positive result for benzodiazepine. (Record at 15.) The probation officer's violation review form included a recommendation for a partial revocation at that point. (Record at 17.)
At his initial appearance in October 2012, Petitioner denied the allegations in the initial motion to revoke. (Record at 14.) The Court granted Petitioner's motion for appointment of counsel, and the Court apparently appointed the same attorney that Petitioner had when he pled to the underlying criminal charges. (Record at 2, 7, 14.) At the probation revocation hearing on December 17, 2012, Petitioner admitted that he had violated his probation conditions. (Record at 8.) The Court continued the matter for sentencing. (Record at 8.)
The State filed the second motion on December 17, 2012, in which motion the State alleged that Petitioner illegally used an opiate. (Record at 8, 18.) At his initial appearance on December 17, 2012, Petitioner denied the allegation, and the Court scheduled a hearing for January. (Record at 8.) The hearing was subsequently continued to February 25, 2013. (Record at 8.)
Before the hearing was conducted, the State filed a third motion to revoke Petitioner's probation. (Record at 8.) In the motion, the State asserted that Petitioner illegally used both morphine and codeine on or about February 5, 2013, and that he illegally used morphine again on or about February 19, 2013. (Record at 19.) In his affidavit, the probation officer states that although Petitioner contested the positive results of the urine screening drug test for morphine, when the sample was subsequently sent to an out-of-state laboratory for testing, the testing revealed the presence of both morphine and codeine. (Record at 21.) The probation officer also stated that on February 19, 2013, Petitioner admitted that he had used morphine the day before. (Record at 21.) Petitioner's initial appearance was held on February 22, 2013. (Record at 8.)
At the hearing on February 25, 2013, Petitioner appeared with counsel. (Record at 22.) The Court considered all three of the pending motions during the hearing. (Record at 22.) At the conclusion of the hearing, the Court revoked Petitioner's probation, and ordered Petitioner to serve twenty-four months in prison. (Record at 22.)
Petitioner filed a petition for state court post-conviction review in May 2013, and moved for appointment of counsel. (Record at 24.) In his request for post-conviction review, Petitioner alleged ineffective assistance of counsel in the probation revocation hearings and claimed that as the result of the ineffective assistance of counsel, he failed to file a request for a discretionary appeal under 17-A M.R.S. § 1207(2). (Record at 27.) Petitioner also alleged judicial bias and excessive drug testing in violation of the Fourth Amendment. (Record at 26-27.)
On June 27, 2013, the state court entered a summary dismissal of Petitioner's post-conviction petition, concluding that the petition related to a probation revocation, which was beyond the scope of Maine's post-conviction review statute, 15 M.R.S. § 2121(2). (Record at 28.) In his section 2254 petition, Petitioner represents that he filed a notice of appeal from the summary dismissal of his state post-conviction petition. (Petition at 5; Reply at 2, ECF No. 6.) However, the last entry on the docket for the post-conviction review reflects the dismissal of Petitioner's motion for appointment of counsel, which followed the summary dismissal of the petition; the docket sheet contains no entry of a notice of appeal from the summary dismissal. (Record at 23.)
Petitioner filed this section 2254 petition in August 2013.
In support of the petition, Petitioner initially alleges ineffective assistance of counsel in the probation revocation proceedings. Specifically, he contends that his attorney (1) failed to present mitigating factors "at sentencing," presumably meaning the probation revocation hearings; (2) promised him that in exchange for his admission of the probation violations, he would receive a nine-month partial probation revocation, rather than the full revocation to which he was eventually sentenced; (3) failed to investigate adequately the probation violations; (4) failed to object to the continuance of the hearing, which failure resulted in a hearing before a judge whom Petitioner claims is biased and unduly harsh; and (5) failed to advise him concerning the proper procedure to pursue, in state court, a discretionary appeal of the probation revocation. (Petition at 5, 10.) Petitioner's remaining allegations are judicial bias, excessive drug testing, and the lack of a meaningful post-deprivation remedy. (Petition at 7-10.) Petitioner's bias contention appears to include an allegation of prosecutorial misconduct. (Petition at 7.)
The State argues that Petitioner's claims must be dismissed because he failed to exhaust all available state court remedies as 28 U.S.C. § 2254(b)(1) requires. (Response at 3-4, ECF No. 5.) In particular, the State contends that Petitioner did not exhaust his state court claims because he failed to file a notice of discretionary appeal, pursuant to 17-A M.R.S. § 1207(2) and M.R. App. P. 19, following the Superior Court's revocation order. (Response at 3.) The State argues that Petitioner is not entitled to pursue his federal habeas claims because he failed to seek relief in state court first, which failure resulted in a procedural default. The State further contends that Petitioner cannot overcome the default.
Ineffective assistance of counsel is a recognized basis for overcoming a procedural default. To succeed on an ineffective assistance of counsel claim, a petitioner "must establish both that counsel's representation fell below an objective standard of reasonableness and that there exists a reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding would have been different." Turner v. United States, 699 F.3d 578, 584 (1st Cir. 2012) (citing Strickland v. Washington, 466 U.S. 668, 688 (1984)). A district court reviewing such claims need not address both prongs of the test because a failure to meet either prong will undermine the claim. Strickland, 466 U.S. at 697. The issue in this case is whether a claim of ineffective assistance in a post-conviction proceeding may establish cause to excuse Petitioner's failure to exhaust his state court remedies. As explained below, Petitioner cannot rely upon a claim of ineffective assistance of counsel to establish cause because there is no constitutional right to counsel in a post-conviction proceeding.
The Court "will not review a question of federal law decided by a state court if the decision of that court rests on a state law ground that is independent of the federal question and adequate to support the judgment. . . . This rule applies whether the state law ground is substantive or procedural." Coleman v. Thompson, 501 U.S. 722, 729 (1991) (citation omitted).
Coleman, 501 U.S. at 730-31. "[A] state procedural default of any federal claim will bar federal habeas unless the petitioner demonstrates cause and actual prejudice," or "where review of a state prisoner's claim is necessary to correct `a fundamental miscarriage of justice.'" Id. at 748 (quoting Engle v. Isaac, 456 U.S. 107, 129, 135 (1982)). The failure to exhaust state court remedies is treated as a procedural default. In Cullen v. Pinholster, 131 S.Ct. 1388 (2011), the Supreme Court explained: "[a] state prisoner must, as a general matter, properly exhaust his federal claims in state court to avoid having his claim defaulted on procedural grounds." Id. at 1414 n.1 (citing Coleman, 501 U.S. at 750).
Procedural default is a judicial doctrine, see Lovins v. Parker, 712 F.3d 283, 294 (6th Cir. 2013), whereas the exhaustion of state court remedies is a statutory requirement.
28 U.S.C. § 2254(b)(1). "With certain narrow exceptions, federal courts cannot consider a claim at all, let alone accept new evidence relevant to the claim, if it has not been exhausted in state court." Cullen, 131 S. Ct. at 1414.
A claim that is procedurally barred in state court is considered to be exhausted, but the claim is subject to a procedural default analysis in federal court. See Gray v. Netherland, 518 U.S. 152, 161-62 (1996). When discussing the exhaustion requirement, the Supreme Court wrote:
Id. (citations omitted). Thus, although a state procedural bar may render the federal exhaustion requirement "satisfied," the procedural bar itself prevents federal habeas review of the defaulted claim unless a petitioner can demonstrate cause for the default and prejudice. See id.
In this case, Petitioner's opportunity for a discretionary appeal of his probation revocation is now procedurally barred under state law. His post-conviction petition was dismissed summarily, and he did not file a timely probation revocation discretionary appeal pursuant to M.R. App. P. 2(b)(2)(A), which requires appeals in criminal cases to be filed within 21 days of the entry of the judgment being appealed.
A petitioner may overcome a procedural default if he or she can demonstrate "cause" and "actual prejudice" sufficient to excuse the default. Bucci v. United States, 662 F.3d 18, 29 (1st Cir. 2011).
However, ineffective assistance in state post-conviction proceedings cannot constitute cause for a procedural default, because "[t]here is no constitutional right to an attorney in state post-conviction proceedings." Id. at 752, 757.
Pursuant to Maine statute, Petitioner has a limited right to counsel during a probation revocation hearing. See 17-A M.R.S.A. § 1206. Section 1206 provides that in such a hearing, "the person on probation must be afforded the opportunity to confront and cross-examine witnesses against the person, to present evidence on that person's own behalf and to be represented by counsel. If the person on probation can not afford counsel, the court shall appoint counsel for the person." 17-A M.R.S. § 1206(4).
In short, because Petitioner was not constitutionally entitled to court appointed counsel in the probation revocation proceeding, Petitioner cannot rely upon ineffective assistance of counsel to overcome the procedural default. Petitioner thus is foreclosed from seeking relief under § 2254.
Even if Petitioner could rely upon ineffective assistance of counsel to overcome the procedural default, Petitioner could not satisfy the necessary requirements in this case. That is, assuming that counsel's error resulted in the failure to file the discretionary appeal from the probation revocation, Petitioner nevertheless would not prevail because he cannot establish prejudice,
In this case, because Petitioner admitted to one or more probation violations, the facts would not support a finding of either prejudice or a miscarriage of justice. He thus cannot demonstrate that the outcome would have been different if he had been able to file a discretionary appeal, nor can he demonstrate actual innocence. Accordingly, even if Petitioner could rely upon ineffective assistance of counsel, he would fail insofar as he cannot establish prejudice, and he cannot prove that a manifest miscarriage of justice occurred, on these facts.
Based on the foregoing analysis, the recommendation is that the Court dismiss Petitioner's petition for habeas relief under 28 U.S.C. § 2254, and that the Court deny a certificate of appealability pursuant to Rule 11 of the Rules Governing Section 2254 Cases because there is no substantial showing of the denial of a constitutional right within the meaning of 28 U.S.C. § 2253(c)(2).