MARY BETH KELLY, J.
This case requires that we determine whether expert witness testimony regarding interrogation techniques and psychological factors claimed to generate false confessions is admissible under MRE 702 and MRE 403 and whether exclusion of this testimony violates the Sixth Amendment right to present a defense. The circuit court excluded the testimony of two experts regarding the occurrence of false confessions and the police interrogation
We hold that the circuit court did not abuse its discretion by excluding the expert testimony regarding the published literature on false confessions and police interrogations on the basis of its determination that the testimony was not reliable, even though the subject of the proposed testimony is beyond the common knowledge of the average juror. We also hold, however, that the circuit court abused its discretion by excluding the proffered testimony regarding defendant's psychological characteristics because it failed to consider this evidence separately from the properly excluded general expert testimony and therefore failed to properly apply both MRE 702 and MRE 403 to that evidence. Accordingly, we remand this case to the circuit court for it to determine whether evidence of defendant's psychological characteristics is sufficiently reliable for admissibility under MRE 702. We further hold that the circuit court's application of MRE 702 did not violate defendant's constitutional right to present a defense.
In May 2008, the brother and sister-in-law of defendant, Jerome Walter Kowalski, were found dead in their home. Defendant was charged with both murders. Testimony elicited at defendant's preliminary examination and Walker
During the third interview session, defendant acquiesced to the interviewer's statement that there was a "fifty percent chance [he killed his brother], but a fifty percent chance [he] didn't." Defendant discussed having a "blackout" and "blurred" memory and stated, "I thought I had a dream Thursday, but it was the actual shooting."
Defendant confessed to the murders during the last interview session, which followed a night in jail. Defendant stated that he went to his brother's home, walked into the kitchen, and murdered his brother and sister-in-law after a brief verbal exchange. The record suggests that defendant initially described shooting his brother in the chest from a distance of several feet, although he eventually changed his account after a detective illustrated through role-playing that defendant's first version of events did not corroborate the evidence recovered from the victims' house. At this point in the pretrial proceedings, defendant's confession is the primary evidence implicating him in the murders.
Before trial, defendant filed a motion to suppress his statements to the police, which the circuit court denied after conducting a Walker hearing. Defendant then filed a notice of intent to call two expert witnesses. Dr. Richard Leo, a social psychologist, would testify regarding police interrogation techniques and the existence of false confessions. Dr. Jeffrey Wendt, a clinical and forensic psychologist, proposed to testify about the psychological testing he performed on defendant and offer his opinion about defendant's mental state during police questioning. Wendt would also offer testimony that the "circumstances of Mr. Kowalski's confession were consistent with the literature on false
The prosecutor moved to exclude this proposed expert testimony, arguing that it was inadmissible under MRE 702. Both experts testified at a Daubert
On the basis of this research, Leo proposed to testify that "false confessions are associated with certain police interrogation techniques," that "some of those interrogation techniques were used in this case," and that "risk factors associated with false and unreliable confessions, especially persuaded false confessions, were [also] present in this case." In support of Leo's opinions, defendant offered research conducted by Leo and by others. Some of this research appeared in peer-reviewed scientific journals, while some appeared in law reviews, which are not peer-reviewed.
Next, Wendt testified that he had administered a battery of standard psychological tests on defendant, performed an extensive clinical interview of defendant, and reviewed both the police reports recounting the circumstances of defendant's police interrogation as well as the transcripts of those interrogations.
At the conclusion of the hearing, the circuit court excluded both experts' proposed testimony. The circuit court ruled that Leo was qualified in terms of knowledge but that his testimony was unreliable and would not assist the trier of fact. The circuit court stated that "the lack of precise information" precluded Leo from measuring the accuracy of his studies and also critiqued the sources underlying Leo's classifications of particular confessions as false:
The circuit court examined the manner in which Leo analyzed the confessions that he determined to be false:
The circuit court criticized this methodology for failing to compare true and false confessions and identify factors that contribute to false confessions but not true confessions. As the circuit court stated, "[I]f true and false confessions can be derived from the same police interrogation techniques, [how] is it possible to blame police interrogation techniques with any degree of reliability?" Given what the circuit court considered to be inadequacies of Leo's data and methodology, the circuit court concluded that Leo's testimony was unreliable.
The circuit court further determined that Leo's testimony would not assist the trier of fact because the jury could evaluate the credibility and reliability of defendant's confession in other ways:
Accordingly, the circuit court ruled that Leo's testimony failed to comply with MRE 702.
Finally, the circuit court concluded that Leo's testimony was also properly excluded under MRE 403. The circuit court ruled that the "highly questionable" probative value of Leo's testimony was outweighed by the danger of unfair prejudice because the jury would hear about confessions of defendants with characteristics not present in this case, such as mental illness and youth, and because Leo would describe some confessions as "proven false" when the data did not support that conclusion.
With regard to Wendt's testimony, the circuit court found that the exclusion of Leo's testimony regarding the phenomenon of false confessions also required the exclusion of Wendt's testimony:
Defendant sought interlocutory leave to appeal the circuit court's decision excluding the expert testimony. The Court of Appeals stayed the circuit court proceedings, but ultimately affirmed the circuit court in a split decision.
The Court of Appeals partial dissent would have reversed the circuit court's decision with respect to Leo's testimony regarding "the general fact of false confessions" and with respect to Wendt's testimony to the extent it could stand independently of Leo's.
Defendant applied for leave to appeal in this Court. We granted leave and instructed the parties to address
This Court reviews for an abuse of discretion a circuit court's decision to admit or exclude evidence.
MRE 702 establishes prerequisites for the admission of expert witness testimony.
A court considering whether to admit expert testimony under MRE 702 acts as a gatekeeper and has a fundamental duty to ensure that the proffered expert testimony is both relevant and reliable.
Whatever the pertinent factors may be, however, a court evaluating proposed expert testimony must ensure that the testimony (1) will assist the trier of fact to understand a fact in issue, (2) is provided by an expert qualified in the relevant field of knowledge, and (3) is based on reliable data, principles, and methodologies that are applied reliably to the facts of the case.
However, the threshold inquiry — whether the proposed expert testimony will "assist the trier of fact to understand the evidence or to determine a fact in issue" — is also not satisfied if the proffered testimony is not relevant or does not involve a matter that is beyond the common understanding of the average juror. Interpreting the nearly identical language in the federal counterpart to MRE 702,
In this case, the Court of Appeals affirmed the circuit court's exclusion of the expert testimony primarily because, in its view, the expert testimony about false confessions "would not have involved a proposition that was outside the common knowledge of a layperson."
As we have explained, whether expert testimony is beyond the ken of common knowledge is a commonsense inquiry that focuses on whether the proposed expert testimony is on a matter that would be commonly understood by the average person.
Although we have not considered whether the aid of expertise may help a juror to understand the occurrence of false confessions, we have allowed experts to explain other human behavior that is contrary to the average person's commonsense assumptions. In People v. Peterson, for example, we observed that victims of child sexual abuse sometimes exhibit behavior, such as delayed reporting of abuse or retraction of accusations, that psychologists understand to be common among abuse victims but that jurors might interpret as being inconsistent with abuse.
Likewise, in People v. Christel, we observed that expert testimony is needed when a "witness'[s] actions or responses are incomprehensible to average people."
The common theme in these cases is that certain groups of people are known to exhibit types of behavior that are contrary to common sense and are not within the
Although we have not recognized that making a purported false confession constitutes behavior contrary to common sense, the Court of Appeals did so in People v. Hamilton.
We agree with Hamilton that expert testimony bearing on the manner in which a confession is obtained and how a defendant's psychological makeup may have affected the defendant's statements is beyond the understanding of the average juror and may be relevant to the reliability and credibility of a confession.
Our conclusion that a confession challenged as false constitutes behavior contrary to common sense finds additional support in a longstanding presumption deeply rooted in our country's legal system: A person does not ordinarily make untruthful incriminating statements. As the United States Supreme Court explained more than 100 years ago, confessions are given great weight on the basis of the presumption that "one who is innocent will not imperil his safety or prejudice his interests by an untrue statement...."
Accordingly, we hold that because the claim of a false confession is beyond the common knowledge of the ordinary person, expert testimony about this phenomenon is admissible under MRE 702 when it meets the other requirements of MRE 702. We caution, however, that like other expert testimony explaining counterintuitive behavior, the admissibility of expert testimony pertaining to false confessions is not without limitations. An expert explaining the situational or psychological factors that might lead to a false confession may not "comment on the ... truthfulness" of a defendant's confession,
Our conclusion in this regard does not end our analysis. We must still consider the other requirements of MRE 702 before determining whether the circuit court's ultimate conclusion to exclude the proposed testimony amounted to an abuse of discretion. As we have explained, the testimony of Leo and Wendt is admissible under MRE 702 if it meets the other requirements of the evidentiary rule: the "witness [is] qualified as an expert by knowledge, skill, experience, training, or education," the "testimony is based on sufficient facts or data," the "testimony is the product of reliable principles and methods," and the "witness has applied the principles and methods reliably to the facts of the case."
Here, the expert testimony consists of two distinct categories: testimony by Leo and Wendt regarding the general phenomenon of false confessions and testimony by Wendt regarding his clinical psychological examination of defendant. We address each category in turn as it relates to the remaining requirements of MRE 702.
Both Leo and Wendt proposed to offer testimony based on research and literature about the phenomenon of false confessions. Leo proposed to testify that false confessions existed, that certain psychological interrogation techniques commonly employed by the police sometimes resulted in false confessions, and that some of those techniques were used in this case. Wendt proposed to build on this foundation and testify that "[t]he circumstances of [defendant's] confession were consistent with the literature on false confessions" and that the interaction between defendant and the police "was consistent with a coerced internalized confession."
With regard to Leo, the circuit court followed the mandate of MRE 702 and carefully reviewed all the stages of Leo's research, starting with his data.
Next, the circuit court identified multiple problems with the analysis Leo applied to his data. Among the circuit court's observations was that Leo "starts with the conclusion that the confession is false and then he works backwards" to find commonalities. The circuit court concluded that, rather than yielding factors common to all false confessions, Leo's method seemed to yield only factors common to confessions Leo believed to be false. This also made it impossible to test Leo's research or compute its rate of error. The circuit court also noted that because Leo did not have a "reliable means to have a study group" that excluded extraneous factors, he had "no ability to estimate the frequency of false confessions." The circuit court found troubling the number of confessions in Leo's studies that involved factors not present in this case, such as a defendant's youth or mental incapacity. Finally, the circuit court was troubled by a lack of "a random sample of confessions, true and false."
Nothing in the circuit court's analysis placed the exclusion of Leo's testimony outside the range of principled outcomes.
Further, because the circuit court and Court of Appeals properly excluded Leo's testimony pertaining to the literature of false confessions, they were also correct to exclude the portion of Wendt's testimony indicating that defendant's confession was consistent with this literature.
Our decision to uphold the exclusion of the testimony based on false-confession literature is supported by Vent v. State,
Wendt also proposed to testify regarding defendant's psychological profile, which he constructed from psychological tests and clinical interviews of defendant. The circuit court excluded the entirety of Wendt's testimony, reasoning that, without the evidence about false confession literature, his testimony on this subject would not assist the trier of fact. This conclusion was based on the erroneous premise that this portion of Wendt's testimony was somehow dependent on false-confession research for its reliability. The record establishes, however, that this portion of Wendt's testimony is, in fact, independent of the false-confession literature and was offered to illustrate a separate, but related, point regarding Wendt's specific study of defendant himself.
This is exactly the type of expert testimony regarding defendant's psychological profile that may "assist the trier of fact" within the meaning of MRE 702. Consequently, the circuit court abused its discretion by excluding this testimony on the basis of the absence of testimony about the false-confession literature. Because the circuit court did not apply the remaining MRE 702 factors to this second aspect of Wendt's testimony, we do not hold that the circuit court is required to admit Wendt's testimony, only that its basis for excluding Wendt's testimony amounted to an abuse of discretion. On remand, it remains the circuit court's duty to fulfill its gatekeeper role under MRE 702 with respect to any proposed expert testimony.
Further, although the circuit court did not complete its analysis under MRE 702, it also opined that Wendt's testimony was properly excluded under MRE 403. We conclude that the circuit court's analysis of MRE 403 was similarly faulty. MRE 403 excludes relevant evidence only if "its probative value is substantially outweighed by the danger of unfair prejudice, confusion of the issues, or misleading the jury...."
Again, we do not hold that the circuit court is required to admit this portion of Wendt's testimony, just that it misapplied MRE 403 in excluding the testimony. However, in applying MRE 403 on remand, the circuit court must also consider whether the limits that this Court imposes on expert testimony of this nature and the possibility of a limiting jury instruction reduce the danger of any unfair prejudice.
Accordingly, we reverse the portions of the Court of Appeals' judgment and the circuit court order excluding the expert testimony regarding Wendt's psychological testing of defendant. On remand, the circuit court must consider whether this testimony meets the requirements of MRE 702 and MRE 403.
Finally, defendant claims that, to the extent any of the proposed expert testimony is excluded, the exclusion violates his right to present a defense. Criminal defendants have a constitutional right to "a meaningful opportunity to present a complete defense."
The right to present a defense limits the otherwise broad latitude of states to establish rules that exclude evidence from criminal trials.
We must therefore determine whether the exclusion of the expert testimony at issue denies defendant his constitutional right to present a defense. To do so, we consider the purpose MRE 702 is designed to serve. The purpose of nearly identical FRE 702 is to "ensure that any and all scientific testimony or evidence admitted is not only relevant, but reliable."
The lack of such discretion is what has most often prompted the United States Supreme Court to strike down evidentiary rules as violative of the Sixth Amendment. In Rock v. Arkansas, for example, the Court considered a categorical rule prohibiting the consideration of a hypnotically refreshed memory.
The dissenting justice's principal disagreement with our decision stems from our view that the phenomenon of false confessions is beyond the average person's common knowledge. The dissent, however, does not dispute that the "statement against interest" exception to the hearsay rule embodies the presumption that a person does not ordinarily make untruthful incriminating statements, which is a strong indicator that the circumstances of a false confession are beyond the average person's understanding. Still, the dissent dismisses the significance of the fact that this presumption is embodied in our rules of evidence as well as the significance of our caselaw recognizing that the aid of expertise can help jurors understand similarly counterintuitive behavior.
Having posited that jurors can, in fact, understand without the aid of expertise why a person might falsely confess, the dissent supports this view with a list of our holding's supposed ill effects. But the dissent's fears that our decision will cause jurors to subordinate their judgment to the "false appearance of expertise,"
Further, the dissent lists several types of behavior that it believes could be subject to expert testimony as a result of our decision. However, that concern is not supported by today's holding. We agree with the dissent that questions of eyewitness identification, fading memories, witnesses' body language, and the like involve obvious human behavior from which jurors can make "commonsense credibility determinations."
We affirm the exclusion of Leo's testimony and the portion of Wendt's testimony based on false-confession research because the circuit court's determination that it was not reliable under MRE 702 was not an abuse of discretion and its exclusion does not violate defendant's right to present a defense. Because the circuit court and the Court of Appeals erred by excluding Wendt's testimony regarding the psychological testing he performed on the ground that it depended on the testimony of Leo, we reverse those rulings and remand this case to the circuit court for the court to determine its admissibility under MRE 702 and MRE 403.
YOUNG, C.J., and ZAHRA, J., concurred with MARY BETH KELLY, J.
CAVANAGH, J. (concurring).
I concur in the result reached by the lead opinion.
I agree with the lead opinion that the phenomenon of false confessions is counterintuitive and, thus, inconsistent with "`the common-sense intuition that a reasonable person would be expected to lie, if at all, only in his own favor, and would not harm himself by his own words.'" Ante at 29, quoting People v. Watkins, 438 Mich. 627, 636, 475 N.W.2d 727 (1991); see, also, United States v. Shay, 57 F.3d 126, 133 (C.A.1, 1995) ("Common understanding conforms to the notion that a person ordinarily does not make untruthful inculpatory statements."); Crane v. Kentucky, 476 U.S. 683, 689, 106 S.Ct. 2142, 90 L.Ed.2d 636 (1986) (noting the "one question every
I believe that appellate review of whether a trial court's decision to exclude evidence resulted in an abuse of discretion requires an examination of the importance of the testimony to a defendant's theory of defense. See People v. Barrera, 451 Mich. 261, 269, 547 N.W.2d 280 (1996). At this juncture and under this Court's current evidentiary rule, however, I find that the issue presented in this case raises a close evidentiary question regarding Dr. Richard Leo's proposed testimony. Thus, I agree with the lead opinion's conclusion that the trial court did not abuse its discretion by excluding as unreliable Leo's testimony as it pertains to police-interrogation techniques. People v. Golochowicz, 413 Mich. 298, 322, 319 N.W.2d 518 (1982).
And although I find persuasive the principles espoused by the Court of Appeals partial dissent as it relates to Dr. Jeffrey Wendt, People v. Kowalski, unpublished opinion per curiam of the Court of Appeals, issued August 26, 2010 (Docket No. 294054), 2010 WL 3389741 (DAVIS, J., concurring in part and dissenting in part), I agree with this Court's conclusion that it is prudent to remand this case to the trial court to consider the admissibility of Wendt's testimony in the first instance, in light of the trial court's failure to consider Wendt's testimony independently of Leo's testimony. Nevertheless, on remand, I urge the trial court to "conscientiously consider" the relationship between the evidentiary rules and defendant's constitutional right to present a defense. Barrera, 451 Mich. at 269, 547 N.W.2d 280. When the accuracy of a potential conviction rests in large part on the accuracy of a confession, I believe that a trial court should give due consideration to the importance of a defense theory that seeks to undermine the accuracy of the confession.
MARILYN KELLY and HATHAWAY, JJ., concurred with CAVANAGH, J.
MARKMAN, J. (concurring in part and dissenting in part).
I agree with the lead opinion that (a) the trial court did not abuse its discretion by ruling that Dr. Richard Leo's proffered expert testimony regarding the existence of false confessions and the interrogation techniques claimed to generate them is unreliable and thus inadmissible under MRE 702, (b) for the same reason, to the extent that Dr. Jeffrey Wendt's proffered testimony relied on Leo's false confession testimony, the trial court did not abuse its discretion by excluding this testimony, and (c) the exclusion of this testimony did not violate defendant's Sixth Amendment right to present a defense. However, I respectfully disagree with the lead opinion's conclusions that (a) expert testimony regarding the existence of false confessions, even if reliable, is admissible under MRE 702 because it is beyond the common knowledge of the average juror and (b) Wendt's testimony concerning defendant's psychological characteristics, even if reliable, is relevant and thus admissible under MRE 702. Instead, I conclude that (a) expert testimony regarding the existence of false confessions is not beyond the common knowledge of the average juror and thus is inadmissible under MRE 702 and (b) Wendt's testimony concerning defendant's psychological characteristics is irrelevant
The issue in this case is not whether defendants may sometimes falsely confess. Indeed, it is precisely because this possibility is so obvious that it can hardly be said to be "beyond the common knowledge of the average juror" and thus an appropriate subject of "expert" testimony under the law. Moreover, there is nothing offered in this case by the asserted "experts" on false confessions that would afford jurors any actual assistance in determining whether defendant's confession was, in fact, false. The police interrogation techniques Leo identified as being associated with false confessions were acknowledged by Leo as also being associated with true confessions, and the psychological traits Wendt identified as evidence of a possible false confessor were acknowledged by Wendt as also being traits that might be possessed by nonfalse confessors. Thus, neither expert's proposed testimony is relevant in any way to the jury in deciding whether defendant was a false confessor or a nonfalse confessor. It is hard to think of a function more central to the traditional jury role than to ascertain the credibility of ordinary witnesses and other persons. To introduce into the jury process "expert" witnesses who will testify that persons will sometimes falsely confess is to belabor the obvious and create the illusion that there is some "scientific, technical, or other specialized knowledge" that will assist the jury in carrying out its core responsibility of determining credibility. Thus, the introduction of "experts" into the realm of the mundane does not merely risk distracting the jury, but risks the prospect of jurors increasingly subordinating their own commonsense judgments — precisely the kind of judgments that form the rationale for the jury system in the first place — to the false appearance of expertise suggested by the presence of expert psychological testimony. The criminal trial of the near future in Michigan, one being nudged forward by today's decision, is one in which: (a) increasing numbers of criminal defendants will as a matter of routine employ "expert" witnesses to attempt to dispel the trustworthiness of their confessions, (b) increasing numbers of criminal defendants will be encouraged not to testify on their own behalf that they falsely confessed, preferring to let the jury infer this same conclusion from the testimony of "experts," (c) prosecutors will be increasingly incentivized to respond to testimony by defendants' "experts" that false confessions sometimes occur with testimony by their own "experts" that truthful confessions sometimes also occur and that, in fact, truthful confessions tend to occur more often than false confessions, with defendants' "experts" then responding that, while that may all be true, false confessions nonetheless occur more often than acknowledged by the prosecutors' "experts," (d) ordinary issues of credibility traditionally resolved by juries through the exercise of their own common sense, judgment, and experience will increasingly become the subject of battling contingents of "experts," and (e) increasingly frequent and distracting courtroom debates will take place concerning other unremarkable propositions of human behavior such as that memories fade over time, police officers sometimes testify falsely, and persons
This Court reviews a trial court's decision to exclude expert testimony for an abuse of discretion. Edry v. Adelman, 486 Mich. 634, 639, 786 N.W.2d 567 (2010). A trial court abuses its discretion when it "chooses an outcome falling outside [the] principled range of outcomes." People v. Babcock, 469 Mich. 247, 269, 666 N.W.2d 231 (2003).
MRE 702 governs the admissibility of expert witness testimony and provides:
MRE 702 requires expert testimony to be both reliable and relevant. See Daubert v. Merrell Dow Pharm., Inc., 509 U.S. 579, 597, 113 S.Ct. 2786, 125 L.Ed.2d 469 (1993) ("[T]he Rules of Evidence — especially Rule 702 — do assign to the trial judge the task of ensuring that an expert's testimony both rests on a reliable foundation and is relevant to the task at hand."); Kumho Tire Co., Ltd. v. Carmichael, 526 U.S. 137, 141, 119 S.Ct. 1167, 143 L.Ed.2d 238 (1999) ("[S]cientific expert testimony ... is admissible only if it is both relevant and reliable."); Gilbert v. DaimlerChrysler Corp., 470 Mich. 749, 780 n. 46, 685 N.W.2d 391 (2004), quoting Daubert, 509 U.S. at 589, 113 S.Ct. 2786 ("`[T]he trial judge must ensure that any and all scientific testimony or evidence admitted is not only relevant, but reliable.'") (emphasis omitted).
I do not believe that the trial court abused its discretion by excluding Leo's testimony pursuant to MRE 702. For the reasons explained by the lead opinion, I agree that Leo's proposed testimony was not the product of reliable principles and methods and thus is inadmissible on this basis alone. However, I disagree with the lead opinion's conclusion that had Leo's testimony been the product of reliable principles and methods, it would have been admissible. I do not believe that the trial court abused its discretion by concluding that Leo's proposed testimony would not "assist the trier of fact to understand the evidence or to determine a fact in issue...." MRE 702. "`Expert testimony is not admissible ... when it merely deals with a proposition that is not beyond the ken of common knowledge.'" Gilbert, 470 Mich. at 790, 685 N.W.2d 391 (citation and emphasis omitted).
Leo proposed to testify that people sometimes falsely confess. However, this is not a proposition that is outside the "common knowledge" of the average juror. Jurors, as ordinary members of the community with ordinary measures of judgment, common sense, experience, and personal insight, understand that people sometimes falsely confess, although jurors
"[T]here is no need for expert testimony that tells the jury what it already knows." Comment, The (in)admissibility of false confession expert testimony, 26 Touro L R 23, 58 (2010). "As it stands, most jurors have a nuanced understanding that false confessions occur, but only rarely. An expert witness that simply repeats this fact is not `assisting the trier of fact.'" Id. at 59. As one commentator explained:
Because Leo's proposed testimony concerning the existence of false confessions is "`not beyond the ken of common knowledge,'" Gilbert, 470 Mich. at 790, 685 N.W.2d 391 (citation omitted), it is unlikely to "assist the trier of fact to understand the evidence or to determine a fact in issue," MRE 702, and thus is inadmissible under MRE 702.
As the Court of Appeals explained:
As even the concurring/dissenting Court of Appeals judge explained, Leo's "conclusion that certain police interrogation techniques are associated with false confessions ... is useless" because "[t]he police interrogation techniques Dr. Leo associated with false confessions are also associated with true ones and partially true ones, and there is no known difference in rates." Id. at 2 (DAVIS, J., concurring in part and dissenting in part). "[A]ll Dr. Leo can tell us is that police interrogation techniques are associated with confessions," and "[t]his association will not assist the jury[.]" Id. (emphasis in the original).
Because Leo admitted that the same interrogation techniques that result in false confessions may also result in true confessions, his proposed testimony concerning interrogation techniques will not "assist the trier of fact to understand the evidence or to determine a fact in issue," and thus it is inadmissible under MRE 702.
Wendt proposed to testify that defendant possesses some psychological traits that can lead to false confessions. However, given that he admitted that these same psychological traits can also lead to true confessions, this testimony is equally irrelevant.
As the Court of Appeals correctly explained:
Even assuming for the sake of argument that Leo's and Wendt's testimony is relevant and reliable, I believe that its "probative value is substantially outweighed by the danger of unfair prejudice...." MRE 403. "Evidence is unfairly prejudicial when there exists a danger that marginally probative evidence will be given undue or preemptive weight by the jury." People v. Crawford, 458 Mich. 376, 398, 582 N.W.2d 785 (1998). As the United States Supreme Court has explained:
For the reasons explained earlier, I do not believe that the testimony at issue here is even "marginally probative evidence," but even if it were, there would be a considerable risk that the jury would accord undue weight to the experts' testimony. "Since experts base their testimony on science, jurors tend to find the testimony more convincing, and therefore the risk of misleading and confusing them increases." Comment, 26 Touro L R at 37. "`[Q]uestions of credibility, whether of a witness or of a confession, are for the jury,'" Crane v. Kentucky, 476 U.S. 683, 688, 106 S.Ct. 2142, 90 L.Ed.2d 636 (1986) (citation omitted), but the admission of expert testimony on the subject of false confessions, or on
In the instant case, defendant will be arguing that the confession is false,
As a plurality of the United States Supreme Court explained in United States v. Scheffer, 523 U.S. 303, 313-314, 118 S.Ct. 1261, 140 L.Ed.2d 413 (1998), regarding polygraph evidence:
Similarly, expert testimony concerning false confessions may diminish the jury's role in making credibility determinations. Jurors may give excessive weight to this testimony and abandon or subordinate their own primary duties to assess credibility and guilt. "[T]he testimony would... convert the expert witness into a human lie detector," and "[c]ourts should be as wary of admitting human lie detectors as they are of admitting the results of a polygraph test." Comment, 26 Touro L R at 57-58. "Our criminal justice system is founded on the belief that juries can understand when statements might be unreliable, and admitting expert testimony on false confessions upends this fundamental pillar." Id. at 74. For these reasons, I do not believe that the trial court abused its discretion by concluding that the probative value of the experts' testimony is substantially outweighed by the danger of unfair prejudice.
As the Court of Appeals explained:
The lead opinion relies on Peterson, 450 Mich. at 352-353, 537 N.W.2d 857, which held that
Justice CAVANAGH, joined by Justice LEVIN, dissented and explained that he would have "continue[d] to limit the use of behavioral reaction testimony to rebuttal purposes" and "preclude[d] an expert ... from making any reference to the particular complainant or defendant" because "[t]he marginal probative value of allowing the expert to further testify with respect to the particular complainant is substantially outweighed by the danger of unfair prejudice that the jury will misuse the testimony." Id. at 381-382, 391, 537 N.W.2d 857.
The lead opinion also relies on People v. Christel, 449 Mich. 578, 580, 592, 537 N.W.2d 194 (1995), which held that "battered woman syndrome testimony is relevant and helpful [and thus admissible] when needed to explain a complainant's actions, such as prolonged endurance of physical abuse accompanied by attempts at hiding or minimizing the abuse, delays in reporting the abuse, or recanting allegations of abuse" because "expert testimony is needed when a witness' actions or responses are incomprehensible to average
I agree with the lower courts that Peterson and Christel are fully distinguishable. First, they were decided before this Court amended MRE 702 to conform to Daubert, so the trial court's gatekeeper role was different than it is now. Under the pre-Daubert version of MRE 702, the trial court's sole function was to determine whether the expert's testimony was "generally accepted within the scientific community." Craig v. Oakwood Hosp., 471 Mich. 67, 80, 684 N.W.2d 296 (2004). The trial court's gatekeeping function is much broader under the current version of MRE 702. "Rule 702 ... assign[s] to the trial judge the task of ensuring that an expert's testimony both rests on a reliable foundation and is relevant to the task at hand." Daubert, 509 U.S. at 597, 113 S.Ct. 2786; see also Kumho, 526 U.S. at 152, 119 S.Ct. 1167 ("The objective of [Daubert's gatekeeping requirement] is to ensure the reliability and relevancy of expert testimony."); Allison v. McGhan Med. Corp., 184 F.3d 1300, 1310 (C.A.11, 1999) ("[W]hile Rules 401 and 402 reflect the general policy of the Federal Rules for liberal admission of evidence, Rule 403, working in conjunction with Rules 702 and 703, militates against this general policy by giving courts discretion to preclude expert testimony unless it passes more stringent standards of reliability and relevance. These stricter standards are necessary because of the potential impact on the jury of expert testimony."). Furthermore, although it is common knowledge that sometimes people falsely confess, knowledge of how a sexually abused child or a battered woman may react to the abuse may not be so common. While it is one thing for this Court to hold that psychological expert testimony may be necessary in extraordinary and narrow circumstances involving a sexually abused child or a battered woman — in which it is the remarkable sense of dependency of the victims on those who have abused them that may explain their conduct — it is quite another to extend this proposition, as the lead opinion does, to commonplace circumstances in which a competent person has confessed to committing a crime. An ordinary juror may well lack the life's experience to comprehend what is entailed in the extraordinary relationships of the sexually abused child and the battered woman, but deciding ordinary questions of witness credibility lies at the heart of the juror's responsibility.
My principal concern with the lead opinion pertains to its holding that expert testimony concerning false confessions, if reliable, is admissible because it is beyond the "common knowledge" of the average juror. I disagree with this assertion and am concerned that such a holding has the potential to open up the floodgates for expert testimony on a host of reasonably obvious matters of human behavior that have never been generally thought to require expert testimony. As a result, criminal trials will be increasingly converted into battles of psychological experts. See State v. Sabetta, 680 A.2d 927, 933 (R.I.1996) ("[T]o introduce the expert testimony of a psychologist concerning the unreliability of eyewitness memory ... would effectively invade the province of the jury and ... open a floodgate whereby experts would testify on every conceivable aspect of a witness's credibility.").
What other reasonably obvious matters of human behavior are beyond the "common knowledge" of the average juror, and may therefore necessitate expert testimony? Is it within the "common knowledge" of the juror that it is possible for a witness to inadvertently testify inaccurately or for a witness to deliberately testify falsely? Is it within the "common knowledge" of the juror that some parts of a witness's testimony may be true, while others may be false? Is it within the "common knowledge" of the juror that eyewitness recollections may differ, although each eyewitness is testifying honestly? Is it within the "common knowledge" of the juror that sometimes police officers testify falsely and sometimes convicted felons testify truthfully? Is it within the "common knowledge" of the juror that it is possible
Until today, "such normal human processes were held to be within the knowledge and experience of the jury, the triers of fact, thus requiring no expert opinion to clarify or inform their rational decision-making roles." Clifford, Expert Testimony, in Towl & Crighton, eds, Forensic Psychology (Chichester: Blackwell Publishing Ltd., 2010), ch. 4, p. 47. After today, however, will criminal trials increasingly become a battle of psychologists? Although a battle of psychologists may well be useful in contexts beyond the ken of the ordinary juror, it seems considerably less useful in the context of making commonsense credibility determinations — exactly the type of determinations that we have always before entrusted to the jury. See United States v. Alexander, 816 F.2d 164, 169 (C.A.5, 1987) ("Requiring the admission of the expert testimony proffered... would have established a rule that experts testifying generally as to the value of eyewitness testimony would have to be allowed to testify in every case in which eyewitness testimony is relevant. This would constitute a gross overburdening of the trial process by testimony about matters which juries have always been deemed competent to evaluate."). Indeed, making such commonsense credibility determinations has always been at the heart of the jury's role within our criminal justice system, and this core responsibility should not, in my judgment, be supplanted by a growing role for psychological expert testimony.
Because I agree with the Court of Appeals that the trial court did not abuse its discretion by excluding the expert witness testimony, I would affirm the judgment of the Court of Appeals.
The dissent also dismisses these safeguards as ineffective, claiming that an expert on false confessions is akin to a "human lie detector" whose testimony will almost certainly cause jurors to casually abandon their role of assessing witness credibility. Post at 46 (quotation marks and citation omitted). This analogy is inapt because the "aura of infallibility" surrounding polygraph evidence — which is derived from a physiological test to determine whether a person is lying — is not attendant to experts testifying about the phenomenon of false confessions and defendants' psychological traits. Post at 46 (quotation marks and citation omitted). Further, we assume that "jurors are presumed to follow their instructions," People v. Graves, 458 Mich. 476, 486, 581 N.W.2d 229 (1998), and we must consider the extent to which a juror has the ability both to follow those instructions and to autonomously assess the credibility of the expert's testimony in light of all the other evidence produced at trial.