JULIAN ABELE COOK, JR., District Judge.
On January 10, 2005, the Court entered a judgment which reflected the finding by a jury that the Petitioner, Roy Allen Robinson, was guilty of being a "felon in possession of ammunition" in violation of 18 U.S.C. § 922(g)(1). The Court sentenced him to serve seventy seven months of imprisonment in the custody of the Bureau of Prisons to be followed by two years of supervised release. Thereafter, Robinson filed an appeal with the Court of Appeals for the Sixth Circuit which affirmed the challenged judgment on July 23, 2007.
On October 15, 2008, Robinson, acting with the assistance of counsel, filed a Petition for Habeas Corpus Relief pursuant to 28 U.S.C. § 2255 in an effort to vacate or set aside his conviction and sentence on the basis of an ineffective assistance of counsel claim. Eleven days later (October 26, 2008), he submitted a formal request to conduct discovery, relying upon Rule 6 of the Rules Governing § 2255 Cases.
Robinson and the Government subsequently presented the Court with a stipulation which, if found to be acceptable to the Court, would resentence him to no more than fifty seven months in the custody of the Bureau of Prisons. However, the Court, believing that this stipulation would implicitly give credence to Robinson's accusations without giving Barnett an opportunity to be heard, rejected this proposal and thereafter referred the issue to a magistrate judge for his consideration.
On August 20, 2009, the magistrate judge submitted a report, in which he recommended to the Court that it accept the proposed stipulation if (1) the Government agreed that Robinson's motion to vacate should be granted, (2) the parties entered into a new Rule 11 plea agreement, and (3) Robinson proffered a plea of guilty pursuant to the new Rule 11 plea agreement. On November 19th, the Court convened a status conference in order to advise the parties of the reasons why it found the proposed stipulation to be unacceptable. At that time, the Court stated that, inasmuch as the currently pending motion to vacate is premised on a belief that Barnett had provided him with constitutionally ineffective assistance of counsel, its acceptance of the parties' proposed stipulation would constitute an implicit acceptance of Robinson's claims as well as an implicit rejection of his attorney's position on the issue. The Court also advised the parties that without any other basis upon which to warrant Robinson's re-sentencing, it would not disturb his sentence.
On January 6, 2010, the Court convened an evidentiary hearing regarding Robinson's motion to vacate. During this hearing, Barnett advised the Court that his ability to respond to the Government's questions was hampered because Robinson had not waived his attorney-client privilege. Thereafter, the Court elicited the allegedly privileged testimony from
The Court also addressed a motion by the Government to strike certain affidavits that had been proffered by Robinson and conditionally admitted into the record. It was the ultimate conclusion of the Court that it would not accept these affidavits for substantive purposes if it had been shown that the affiants were within its subpoena power. Thereafter, Robinson produced one of the affiants as a witness during the January 28th hearing.
The Court then authorized Robinson and the Government to submit post-hearing briefs regarding the pending issues. The Court now turns to the merits of Robinson's petition.
On the first day of the trial in this criminal case and prior to the entry of the jury into the courtroom, the parties proffered a stipulation which, in essence, stated that (1) Robinson had been convicted of two felonies and (2) the Government would be able to prove these two convictions beyond a reasonable doubt at trial. Barnett then advised the Court that (1) Robinson would testify during the trial and (2) it was his belief that any information relating to his client's prior convictions was irrelevant because of the parties' stipulation. The Court, in responding to Barnett's motion, made a preliminary ruling that the production of this evidence would not be relevant to the issues in this case.
At the conclusion of the Government's opening statement during the trial, Barnett made the following comments during his opening statement when he asserted, in part, the following to the jury:
(Jury Trial, 45:10-46:17, June 30, 2004.)
At the conclusion of Barnett's opening statement, the Government produced the two arresting Detroit Police officers (Walter Harris and Glen Johnson), both of whom testified that on the fourth of July 2003 at approximately 12:15 in the morning, they were dispatched to investigate a possible auto stripping on Mt. Elliott and Selkirk streets in Detroit.
Johnson testified that he and his partner arrived at the scene and observed a gathering of approximately five or six persons gambling on the street. As the officers approached the men in their patrol car, one unidentified man ran into a nearby house. The remaining individuals were ordered by the officers to place their hands against a vehicle.
Harris testified that he then observed Robinson, one of the individuals standing against the vehicle, move his hands in an apparent attempt to reach into his right-hand pocket. Thereafter, Harris, after directing Robinson to return his hands to the vehicle, stood behind him in an effort to regain control over the situation. But, according to Harris, Robinson—without authority—suddenly left the immediate area and ran toward an otherwise empty debris littered field. A chase followed. Harris, while running after Robinson, observed him to be tugging at his right-hand pocket. At this point, Harris says that he pulled out his weapon and pointed it at Robinson who removed a pager and a gun from his pocket, both of which were thrown to the ground. A physical struggle on the ground followed. Harris asserts that he made an effort to put handcuffs on Robinson who continued to resist and remain non-compliant until Johnson came to his aid with a shot gun.
Johnson noted that by the time of his arrival to give some assistance to his partner, Robinson had already been handcuffed by Harris. Johnson also asserts that Harris retrieved the weapon that had allegedly been thrown to the ground by Robinson. The officers then took Robinson to their car and then to the police station.
Following the completion of the Government's case in chief, Barnett called only one witness, Agent Steve Hassler from the Alcohol, Tobacco, Firearms and Explosives agency. During a side bar conference which followed, Barnett advised the Court and the Government that he intended to call Robinson and "ask him no questions at all and rest [his] case." (Jury trial, 205:7 July 1, 2004.) Barnett called Robinson to the stand, asked him to identify himself, and thereby completed the examination of his client.
During the evidentiary hearing to support his § 2255 petition, Robinson presented a much different version of events relating to his arrest. According to Robinson, he was sitting on the porch of his home during the early morning hours of July 4, 2003 and observed the officers direct family and friends and order them to stand by a car that had been parked in front of his house. Robinson (denying that he possessed any articles in his pockets except for a pocket knife and a pager) approached the officers and asked "what is the problem?" (Evid. Hrg., 26:10-14, Jan. 6, 2010.) Ignoring Harris' directive to stay back, Robinson proceeded to walk toward him and, again, made inquiries as to the reasons for the placement of his family members
Robinson also indicated that his family and friends were present during his altercation with the officers, and some of them are believed to have registered citizen's complaints with the Detroit Police Department regarding the maltreatment by the officers. According to Robinson, he advised Barnett that all of these witnesses were willing to testify at his trial, but none of them were contacted or interviewed by his counsel. One such person, Willard Ware, testified at the January 28, 2010 evidentiary hearing and substantially corroborated Robinson's version of the events in question.
Robinson has filed a motion to vacate or set aside his conviction and sentence pursuant to 28 U.S.C. § 2255, which provides, in part:
28 U.S.C. § 2255(a), (b).
The Sixth Amendment of the United States Constitution provides the following:
U.S. Const. Amend. VI.
As stated by the Sixth Circuit Court of Appeals (Sixth Circuit) in 2009, the Supreme Court in Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984) established a two part test for an aggrieved petitioner to prove that he was the recipient of ineffective assistance of counsel. Holder v. Palmer, 588 F.3d 328, 337-38 (6th Cir.2009). The Sixth Circuit declared as follows:
Id. (internal citations omitted). Moreover, a reasonable probability is less demanding than the "more likely than not" standard and is only "a probability sufficient to undermine confidence in the outcome." Strickland, 466 U.S. at 693-94, 104 S.Ct. 2052.
Robinson first claims that his trial counsel, Marvin Barnett, was objectively unreasonable when he promised the jury that his client would present his version of events and, thereafter, only allowed him to state his name. In his opinion, this conduct severely prejudiced the outcome of his trial.
Several circuit courts have recognized the legitimacy of an ineffective assistance of counsel claim that is based, in part, on an unfulfilled promise to the jury. In 1993, the Third Circuit Court of Appeals (Third Circuit) opined in McAleese v. Mazurkiewicz, that "[t]he failure of counsel to produce evidence which he promised the jury during his opening statement that he would produce is indeed a damaging failure sufficient of itself to support a claim of ineffectiveness of counsel." 1 F.3d 159, 166 (3rd Cir.1993). According to the Third Circuit, the stated inference that jurors would likely draw is that the witnesses mentioned by counsel in the opening statement were later "unwilling or unable to deliver the testimony he promised." Id. However, this appellate tribunal concluded that the attorney had not made such a promise. Id. at 167.
Likewise, a panel of the First Circuit Court of Appeals (First Circuit) found that an attorney's promise to produce the testimony of a psychiatrist and a psychologist during his opening statement and, the later decision not to put them on the stand was objectively unreasonable and prejudicial as a matter of law. Anderson v. Butler, 858 F.2d 16, 17-19 (1st Cir.1988); see also Ouber v. Guarino, 293 F.3d 19, 28 (1st Cir.2002) ("When a jury is promised that it will hear the defendant's story from the defendant's own lips, and the defendant then reneges, common sense suggests that the course of trial may be profoundly altered.")
Robinson has also proffered a more recent case in which the Sixth Circuit concluded that the petitioner had been given ineffective assistance of counsel when the evidence disclosed that the trial attorney (1) had failed to properly investigate a witness and (2) did not call her to the witness stand despite having promised the jury that she would testify. English v. Romanowski, 602 F.3d 714, 726-28 (6th Cir.2010). In English, the Court found that the decision of the trial attorney not to call the witness did not constitute a deficient performance, reasoning that there were several legitimate reasons for his decision. Id. at 727. However, it held that the lawyer's failure to adequately investigate this decision before trial was unreasonable. Id. at 728. The Court therefore decreed that "it was objectively unreasonable for [the petitioner's] trial attorney to decide before trial to call [the] witness, make that promise to the jury, and then later abandon that strategy, all without having fully investigated [the witness] and her story prior to opening statements." Id. Moreover, the Court cited the Anderson and Hampton decisions in determining that the petitioner had been prejudiced by his counsel's deficient performance, in part, based on the unfulfilled promise to the jury. Id. at 729. These cases illustrate that, while a failure to present evidence that was promised to the jury by trial counsel during the opening statement may, under certain circumstances, be unreasonable and/or prejudicial, it may not always constitute a constitutional deprivation of the assistance of counsel.
In this case, in his opening statement, Barnett characterized the case against his client as one about credibility. Indeed, the Government did not have any physical evidence to demonstrate that Robinson was a felon in possession of ammunition (e.g., fingerprints). Barnett then stated that Robinson would testify and tell the jury his version of events, one that would be a direct challenge to that of the two arresting officers. He also testified during the evidentiary hearing that it was a strategic choice to put Robinson on the stand only to say his name. Barnett gave two reasons for having made this decision; namely, (1) he did not want the Government to publish his client's criminal record and (2) inasmuch as Robinson had acknowledged his personal involvement in the criminal offense, he—as the defense counsel—did not want to suborn perjury. Furthermore, Barnett also asserted that Robinson was in complete agreement with his contemplated trial strategy.
However, the Court does not find Barnett's reasoning to be credible because it is
Barnett's other allegation (i.e., he did not want to give Robinson any opportunity to perjure himself) is also unconvincing. As stated above, Barnett not only promised the jurors that Robinson would testify and tell his side of the story, but he also told the jurors in detail of the facts that Robinson would assert. Barnett also stated during the evidentiary hearing that he had chosen his words carefully during the opening statement because of his personal knowledge that Robinson had committed the criminal offense, with which he had been charged.
Barnett also acknowledged during cross-examination that there were no evidentiary surprises at any time before or during the trial which would warrant such a change in strategy after he had promised the jurors that they would hear from Robinson.
Turning to the second prong of the Strickland test, the Court must determine whether Barnett's unreasonable conduct resulted in a prejudice to Robinson. The Sixth Circuit opined that "(w)hen determining prejudice, [courts] must consider the errors of counsel in total, against the totality of the evidence in the case." Stewart v. Wolfenbarger, 468 F.3d 338, 361 (6th Cir.2006). As Robinson notes in his brief—and Barnett has acknowledged—his case rests on the credibility of the witnesses. The officers had an account of the events that is at odds with Robinson's version of the facts. There is no physical evidence which connects Robinson to his possession of the ammunition as charged by the Government. Notwithstanding, the Court believes that Barnett's broken promise to the jury—without more—is insufficient to establish a reasonable probability that but for Barnett's commentary to the jury, the result of the proceeding would have been different. However, when combined with Barnett's failure to investigate possible witnesses who would have corroborated Robinson's version of events and directly attacked the credibility of the officers, there is a reasonable probability that the outcome of the case would have been different.
Robinson also claims that Barnett was unreasonable in failing to properly investigate his case. More specifically, he claims to have told Barnett that (1) there were identifiable witnesses who were willing to testify on his behalf, (2) some of these witnesses had filed citizen complaints about the officers' conduct during the early morning hours of July 4th, and (3) he had medical records which supported his contention that the arresting officers were physically abusive to him during the early morning of his arrest. Robinson maintains that this information would have come to light at trial only if Barnett had conducted a reasonable investigation into his assertions. The Government disagrees, stating that Barnett "disproved this accusation" during the evidentiary hearing.
The Sixth Circuit declared in 2005 that "[i]t is well-established that `counsel has a duty to make reasonable investigations or to make a reasonable decision that makes particular investigations unnecessary.'" Towns v. Smith, 395 F.3d 251, 258 (6th Cir.2005) (quoting Strickland, 466 U.S. at 691, 104 S.Ct. 2052). "This duty includes the obligation to investigate all witnesses who may have information concerning his or her client's guilt or innocence." Id. (citations omitted). In any case where the defendant alleges ineffective assistance of counsel, the trial court must assess a defense attorney's decision not to investigate for reasonableness under the circumstances, while "applying a heavy measure of deference to counsel's judgments." Id. Further, "[a] purportedly strategic decision is not objectionably reasonable `when the attorney has failed to investigate his options and make a reasonable choice between them.'" Id. (quoting Horton v. Zant, 941 F.2d 1449, 1462 (11th Cir.1991)).
In the instant case, Barnett acknowledged in his response to the order to show cause issued by the Court and during the evidentiary hearing that Robinson had provided him with a list of names and accompanying telephone numbers of prospective witness. However, he maintained that "[a]fter discussing these potential witnesses with the [D]efendant, we decided to place one person, Lawrence Patton, on the witness list and thereafter agreed not to call [him] to the stand." (Doc. #59, Resp. to show cause ¶ 6.) Barnett also asserted that "[a]ny claim that we failed to seek out or interview the witnesses is untrue because it was not necessary." (Id. at ¶ 7.)
During the evidentiary hearing, Barnett stated that although he and Robinson had discussed the list of witnesses, "[s]ome of them [could be] impeached, people that were in prison, or—I had client records I recall and none of them knew anything about the facts and circumstances of the particular case." (Evid. Hrg. 27:11-14, Jan. 28, 2010.)
Robinson testified at the evidentiary hearing that he not only provided Barnett with a witness list but that he brought several witnesses to his office. However, he noted that the only person with whom Barnett talked was Lawrence Pattson.
During his appearance at the evidentiary hearing, Ware testified that when the officers arrived, Robinson was sitting on his front porch while the other persons who had gathered for the barbeque were scattered around in different locations. Ware asserted that he never saw Robinson run away from the officers. Ware also commented that Robinson, after approaching the officers and following an exchange of words with them, was knocked to the ground and struck. Robinson was then arrested and taken to the police station. Ware stated that he followed Robinson to the police station and lodged a complaint regarding the arresting officers' conduct.
Ware's testimony during the evidentiary hearing underscores both (1) the deficiency of Barnett's investigation and
The Court will grant Robinson's petition for habeas relief on the basis of the two foregoing claims. However, for the purposes of completeness, it will briefly address Robinson's two remaining claims. See Daniel v. Palmer, 719 F.Supp.2d 817, 828 (E.D.Mich.2010) (citing Brown v. Palmer, 358 F.Supp.2d 648, 656 (E.D.Mich.2005)).
Robinson has also alleged that he had been denied ineffective assistance of counsel because Barnett did not allow him to testify, thereby infringing upon his constitutional right. The Government argues that the record does not support this assertion because its counsel had been informed by Barnett of his intention to put Robinson on the witness stand and only ask his name. The Government, in making this argument, impliedly suggests that Robinson's failure to express any objection to this proposed trial strategy constitutes a waiver of his right to make this contention against his counsel.
A criminal defendant's right to testify at trial is a fundamental right that may only be knowingly and voluntarily waived by the defendant. United States v. Webber, 208 F.3d 545, 550 (6th Cir.2000). Although the defense attorney has a legal obligation to advise his client about the wisdom, if any, of taking the witness stand, it is the defendant who must make the ultimate decision. Id. However, because attorneys are obliged to follow the professional rules of conduct, "when a tactical decision is made not to have the defendant testify, the defendant's assent is presumed." Id. at 551. Therefore,
Id. (internal citations omitted).
In the instant case, Robinson has failed to proffer any evidence to suggest that, at the time of his trial, he disagreed with Barnett's decision to call him as a witness only to ask his name. As the Government correctly notes, although one of the discussions between Barnett, counsel for the Government and the Court occurred outside of his presence (at side bar), there was another colloquy between the two lawyers and the Court in Robinson's presence regarding this strategy. Robinson at no point gave the Court any indication that he wanted to testify and/or that he disagreed with his lawyer's strategic decision. Therefore, as the Webber opinion instructs, absent anything in the record evidencing the contrary, the Court must assume that Robinson waived his right to testify. See Hodge v. Haeberlin, 579 F.3d 627, 639 (6th Cir.2009) (defendant's "present allegations that he wanted to testify and was prevented from doing so do not suffice to overcome the presumption that he assented to the tactical decision that he not testify.") Accordingly, Robinson has not shown that Barnett's conduct constituted deficient performance with regard to this claim.
Finally, Robinson has argued that Barnett's conduct was unreasonable and caused him to suffer a prejudice by failing to communicate the Government's plea offer to him. During the evidentiary hearing before the Court, Robinson testified that Barnett never told him about the plea offer. Barnett directly contradicted Robinson's assertions, though he could not point to any notes or any other written confirmation that he had in fact shown the plea offer to his client.
The Sixth Circuit has held that a defense attorney acts unreasonably in failing to communicate a plea offer to his client. Guerrero v. United States, 383 F.3d 409, 416 (6th Cir.2004) (citing Griffin v. United States, 330 F.3d 733, 737 (6th Cir.2003)). Thus, a habeas petitioner must show that (1) the Government had made a plea offer and (2) his attorney failed to communicate it to him in order to meet the first prong under Strickland's ineffective assistance of counsel test. Id. In order to meet the prejudice prong of Strickland, the petitioner must show that there is a reasonable probability that if he had known about the plea offer, he would have accepted it. Id.
Here, Robinson and Barnett agreed that the Government had made a plea offer. Indeed, the parties' plea agreement was placed into the record during the evidentiary hearing as Exhibit 1. Robinson and Barnett had diametrically different versions about what happened thereafter. However, even assuming that Robinson's version of events is correct and Barnett never communicated the plea agreement to him, he has failed to show prejudice by this deficiency. During the evidentiary hearing, the Government had the following colloquy with Robinson:
(Evid. Hrg., 51:14-52:16 Jan. 6, 2010.)
Based on Robinson's own assertions during the evidentiary hearing, the Court finds that he has failed to establish that had Barnett shown him the Government's plea offer, there is a reasonable probability that he would have accepted it. Indeed, the Court believes that Robinson would have done just the opposite. Robinson testified that he wanted to prove his innocence at trial, and had he been shown a plea offer, he likely would have rejected it.
With respect to the remedy to be granted, § 2255 states that where the court finds that there has been a denial of the petitioner's constitutional rights, "the court shall vacate and set the judgment aside and shall discharge the prisoner or resentence him or grant a new trial or correct the sentence as may appear appropriate." 28 U.S.C. § 2255(b) (emphasis added). The Supreme Court has held that § 2255 "can perform the full service of habeas corpus, by effecting the immediate and unconditional discharge of the prisoner." Andrews v. United States, 373 U.S. 334, 339, 83 S.Ct. 1236, 10 L.Ed.2d 383 (1963); see also United States v. Torres-Otero, 232 F.3d 24, 30 (1st Cir.2000) ("The § 2255 remedy is broad and flexible, and entrusts to the courts the power to fashion an appropriate remedy."); United States v. Garcia, 956 F.2d 41, 45 (4th Cir.1992) (same).
The Court first notes that Robinson has already served almost his entire prison sentence after having been convicted following a jury trial where he was not afforded his Sixth Amendment right to the effective assistance of counsel. Therefore, the principles of justice and equity lead the Court to conclude that Robinson is entitled to relief under 28 U.S.C. § 2255 and (1) vacates and sets aside his conviction and sentence and (2) immediately and unconditionally discharges him from federal custody.
IT IS SO ORDERED.
(Evid. Hrg., 28:15-24 Jan. 28, 2010.)
(Evid. Hrg. 54:22-25, Jan. 28, 2010.)