GERALD E. ROSEN, Chief Judge.
This relatively simple slip-and-fall case presents a law school examination-type question which tests the boundaries of the present sense impression and excited utterance exceptions to the general prohibition against hearsay testimony. Specifically, it examines the extent to which hearsay statements themselves can be used to prove the actions and circumstances surrounding the event which actually prompted their utterance.
On August 30, 2011, Plaintiff Diane Gainer filed this action in Wayne County Circuit Court, alleging that Defendant Wal-Mart Stores East, L.P., is liable for injuries sustained as a result of her slip-and-fall in Defendant's store on September 13, 2008. Defendant removed the action to this Court on September 30, 2011, pursuant to 28 U.S.C. §§ 1441(a) and 1445(a). Following discovery, Defendant filed the
This case began in the mid-morning of September 13, 2008, when Plaintiff Diane Gainer and her daughter, Angela Bell, drove to Defendant's Livonia, MI location. Ms. Bell and Plaintiff parked towards the back of the lot, which was wet and covered with puddles from that morning's rainstorm. It does not appear that it was raining when Plaintiff and her daughter arrived at the store.
Plaintiff and her daughter walked across the parking lot, approached the store's entrance, and passed through the first of two sets of automatic sliding doors into a vestibule. The vestibule — comprising of the area between the two sets of automatic doors — was about 10 feet in length and contained a shiny, glassy-looking, dark-colored floor. The second set of doors leads from the vestibule into the store itself. The parties dispute whether or not the floor was covered with mats, but it is undisputed that no warning signs or cones were posted to alert invitees of any danger.
Plaintiff's daughter passed through the doors first and was about four feet ahead of Plaintiff when she stopped to let her mother catch up. Plaintiff walked "very carefully" over the same ground just traversed by her daughter, and was "looking down" at the ground as she walked. Neither Plaintiff nor her daughter saw anything on the ground, and her daughter did not warn her to be careful.
Plaintiff suddenly began to fall. She reached out to hold on to her daughter, but could not reach, and eventually lost her footing and fell on her bottom, breaking her wrist and allegedly incurring a number of other injuries.
Several customers came to help Plaintiff to her feet, allegedly stating that "[other] people had came in and almost went down because they didn't have mats or cones out there." Pl. Dep. 46-47. According to Ms. Bell, the unidentified customers were "very upset," stating "they [Defendant] were just mopping the [mother f — king] floor. Why didn't they put mats out or signs out?" Bell Dep. 39-40. The customers helped Plaintiff off the floor and seated her on a bench, where she met with a Wal-Mart employee about her fall and had her daughter fill out an Incident Report on her behalf. A security guard was positioned beyond the second set of doors throughout the incident, but there is no evidence regarding the guard's identity or what he saw before, during, or after Plaintiff's fall.
In her deposition, Plaintiff was asked about the cause of her fall. The transcript reads as follows:
Pl. Dep. 55-57.
Later in her deposition, Plaintiff admitted that she does not know how the water got on the floor. Pl. Dep. 61 ("Q: And you don't know how the water got on the floor? A: No, I don't."). Further, Plaintiff claimed to possess no personal knowledge of: (i) when Wal-Mart last mopped the area; (ii) whether the area was wet mopped or dry mopped; (iii) whether a customer had recently spilled water or some other liquid in the vestibule; (iv) whether a customer had recently tracked-in rain water from the wet parking lot; (v) when the vestibule was last inspected by Wal-Mart; (vi) if any other customers fell or complained to Wal-Mart management about water in the vestibule; or (vii) how long the alleged water had been sitting in the vestibule prior to Plaintiff's fall. Plaintiff's daughter likewise was unable to assert personal knowledge of any of these facts.
Neither Plaintiff nor her daughter reported seeing water on the ground either before or after Plaintiff's fall. When asked how she knew her fall was caused by water, and not something else, Plaintiff stated "[b]ecause when they got me up, my clothes [short pants and three quarter shirt sleeves] was damp from the fall." Pl. Dep. 60.
Anne Greer, assistant manager of the Wal-Mart, stated in her affidavit that, "as part of my daily routine ... I conduct multiple visual inspections (also known as "Safety Sweeps" and "Zoning") throughout the subject store, including the vestibule area" where Plaintiff fell. Greer Aff. 1. She further averred that "based on my inspections of the store, including the vestibule area, the floor was well maintained and free from substances, spills, debris and/or any other types of materials before Plaintiff reported the alleged incident. Further, there were mats down on the vestibule area on said date." Greer Aff. 2. Finally, Greer stated that Wal-Mart had received no complaints or concerns about the vestibule area prior to Plaintiff's fall, and that several customers had safely traversed the vestibule prior to Plaintiff fall.
Summary judgment is proper if the moving party "shows that there is no genuine
In deciding a motion brought under Rule 56, the Court must view the evidence in a light most favorable to the non-moving party. Pack v. Damon Corp., 434 F.3d 810, 813 (6th Cir.2006). It is well settled that "[t]he evidence of the non-movant is to be believed, and that all justifiable inferences are to be drawn in his favor." Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 255, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). However, the evidence submitted by non-movant in opposition to a motion for summary judgment must be admissible evidence. Alexander v. CareSource, 576 F.3d 551, 558 (6th Cir.2009) ("the party opposing the motion then may not rely on the hope that the trier of fact will disbelieve the movant's denial of a disputed fact, but must make an affirmative showing with proper evidence in order to defeat the motion.") (internal citations omitted). More specifically, "[h]earsay evidence must be disregarded." Id. (internal citations omitted). Thus, this Court must grant summary judgment if Plaintiff cannot provide admissible evidence to support each element of its claim.
To establish negligence under Michigan law, Plaintiff must demonstrate (i) that Defendant owed Plaintiff a legal duty; (ii) that Defendant breached that duty; (iii) that Plaintiff suffered injuries; and (iv) that Defendant's breach of duty was both the "cause in fact" and "legal cause" of those injuries. See, e.g., Case v. Consumers Power Co., 463 Mich. 1, 6, 615 N.W.2d 17 (2000); Skinner v. Square D Company, 445 Mich. 153, 163-64, 516 N.W.2d 475 (1994). There is no dispute that Plaintiff, as a customer at Defendant's store, was an invitee, and that Defendant owed Plaintiff "a duty to exercise reasonable care in order to protect the invitee [Plaintiff] from unreasonable risks created by dangerous conditions" on the property. Ogden v. Target Stores, Inc., 2007 WL 4358193, at *3 (E.D.Mich. Dec. 13, 2007) (citing Lugo v. Ameritech Corp., Inc., 464 Mich. 512, 516, 629 N.W.2d 384 (2001)). Thus, the first element of negligence is established without dispute.
The second element — breach of duty — is more troublesome. Although Defendant, as invitor, has a duty to exercise reasonable care, invitors "are not absolute insurers of the safety of their invitees." Bertrand v. Alan Ford, Inc., 449 Mich. 606, 610, 537 N.W.2d 185 (1995). "The mere fact that a customer slips and is injured on the premises of a storekeeper does not constitute actionable negligence." J.K. Winfrey v. S.S. Kresge Co., 6 Mich.App. 504, 507, 149 N.W.2d 470 (1967).
To establish a breach of duty, Plaintiff must offer admissible evidence demonstrating that Defendant (i) knew or should have known about the dangerous condition and the unreasonable risk it created; (ii) should have expected that invitees would not discover the danger, or would otherwise fail to protect against it; and (iii) failed to exercise reasonable care to protect its invitees against the danger. See Bertrand, 449 Mich. at 610, 537 N.W.2d 185.
The first prong Plaintiff must satisfy to demonstrate a breach of duty is that Defendant knew or should have known — i.e., had notice of — the dangerous condition. Such a demonstration requires showing either (i) that Defendant created the risk through its own negligence; or (ii) that Defendant had actual or constructive notice of the risk. Ogden, 2007 WL 4358193, at *4 (E.D.Mich. Dec. 13, 2007). If Plaintiff fails to provide admissible evidence to support at least one of these theories of notice, this Court will grant summary judgment in Defendant's favor.
Plaintiff's primary theory of notice is that Defendant itself created the alleged dangerous condition when one of its employees mopped the floor, and Defendant was, therefore, on notice of the dangerous condition. The only pieces of evidence indicating that an employee of Defendant mopped the vestibule are the purported statements of unidentified customers — overheard by Plaintiff and her daughter — exclaiming that someone "had been out there mopping" and was "just mopping the [mother f — king] floor." Certainly, these out-of-court statements are offered to prove the fact that one of Defendant's employees mopped the floor, and Plaintiff does not argue that the statements are — or could be — offered for any other purpose. As such, they constitute hearsay, and are only admissible if they fall under a recognized exception to the hearsay rule. Alexander, 576 F.3d at 558 ("Rule 56[] leaves no doubt about the obligation of a summary judgment opponent to make her case with a showing of facts that can be established by evidence that will be admissible at trial.").
Plaintiff offers these statements to prove that an employee of Defendant mopped the floor and contends, without any supporting argument, that they are admissible as either (i) present sense impressions under Fed.R.Evid. 803(1)
Next, with respect to Rule 803(2), accepting Plaintiff's position would blur critical distinctions under this Rule, as it is necessary to distinguish between the event being described in the statement — Defendant's employee's mopping — and the exciting event which provides a basis for application of the exception: Plaintiff's slip-and-fall. While a description of the fall itself may be admissible as an excited utterance,
The excited utterance exception has a less stringent temporal requirement than the present sense impression, requiring only that the statements "relate to the startling event or condition." Fed.R.Evid. 803 advisory committee's note. However, "[i]t should be kept in mind that as soon as the excited utterance goes beyond description of the exciting event and deals with past facts or with the future it may tend to take on a reflective quality and must be more carefully scrutinized." Murphy Auto Parts Co. v. Ball, 249 F.2d 508, 512 (D.C.Cir.1957). Certainly, there are cases in which statements describing the events precipitating an excited utterance have been admitted as "relating to" the startling event. See, e.g., Sanitary Grocery Co. v. Snead, 90 F.2d 374 (D.C.Cir.1937) (admitting Defendant's employee's spontaneous
However, it is equally clear that declarants in such cases were direct participants in the events described and/or clearly possessed personal knowledge of the facts asserted and observed the events as part of a seamless occurrence connecting the prior fact to the startling event. See, e.g., Sanitary Grocery Co., 90 F.2d 374 (employee asserted personal knowledge of lettuce on floor, his failure to remedy the condition, and that plaintiff slipped on the lettuce); Wright v. Swann, 261 Or. 440, 493 P.2d 148 (unidentified declarant observed plaintiff run in front of her car before immediately running into defendant's car).
It is at precisely this point of distinction that we see why the two hearsay exceptions at issue here require the out-of-court declarant to be able to establish personal knowledge about the events described by the hearsay statement, and the factual statements offered by Plaintiff here demonstrate the wisdom of this personal knowledge requirement. Here, the statements are offered to establish the event — the mopping of the floor — and are made by unidentified, and apparently now unidentifiable, declarants. This obviously raises the problem of establishing the foundation for their statements, as all witnesses — and certainly all hearsay declarants — must have personal knowledge of the events they describe. Indeed, the advisory committee notes for Fed.R.Evid. 803 unambiguously state that "[i]n a hearsay situation, the declarant is, of course, a witness, and neither this rule nor Rule 804 dispenses with the requirement of firsthand knowledge." See also, e.g., Bemis v. Edwards, 45 F.3d 1369, 1373 (9th Cir.1995); Miller v. Keating, 754 F.2d 507, 511 (3d Cir.1985); United States v. Stratton, 779 F.2d 820, 829 (2d Cir.1985), cert. denied, 476 U.S. 1162, 106 S.Ct. 2285, 90 L.Ed.2d 726 (1986).
The Rule establishing the personal knowledge requirement provides that "[a] witness may testify to a matter only if evidence is introduced sufficient to support a finding that the witness has personal knowledge of the matter." Fed.R.Evid. 602. While the rule "does not govern the situation of a witness who testifies to a hearsay statement as such," it prohibits a witness from testifying to prove the truth of a hearsay statement unless the proponent can establish that the declarant had personal knowledge of the content of her statement. Fed.R.Evid. 602 advisory committee's note.
Here, Plaintiff and her daughter allege to have personal knowledge of the fact that an unidentified declarant stated that someone had just mopped the floor, and would be able to testify to that statement to prove that it was made. However, Plaintiff is not offering the statement for that purpose. Rather, Plaintiff offers the statement to prove that an agent of Defendant had, in fact, just mopped the floor, thereby attempting to present evidence that Defendant itself created the alleged dangerous condition. Thus, for our purposes, the personal knowledge at issue is not whether the statement was made, but whether and when the unidentified declarants personally observed someone mop the floor. Viewed in this important context, in order
27 Fed. Prac. & Proc. Evid. § 6026 (2d ed.).
As the proponent of this testimony, Plaintiff bears the burden of establishing the unidentified declarants' personal knowledge "by a preponderance of the evidence." Keating, 754 F.2d at 511. Plaintiff has this burden under both the present sense impression and excited utterance exceptions to the general rule against admitting hearsay evidence. See Bemis, 45 F.3d at 1373 (9th Cir.1995) ("Specifically, this requirement that a declarant have personal knowledge of the events described applies to the present sense impression exception. Similarly, the excited utterance exception is only available if the declarant has firsthand knowledge of the subject matter of her statement.") (internal citations and quotations omitted).
Thus, the Court must determine whether Plaintiff has demonstrated by a preponderance of the evidence that the unidentified declarants had personal knowledge of the events described in their statements.
To carry her burden of demonstrating the unidentified declarants' personal knowledge of the events described in their statements, Plaintiff offers only the statements themselves. In the context of these hearsay exceptions, where an unidentified declarant's capacity to observe can be neither substantiated nor attacked, courts are hesitant to uphold a declarant's statement — standing alone — as sufficient basis to infer personal knowledge. Fed. R.Evid. 803 advisory committee's note ("However, when declarant is an unidentified bystander, the cases indicate hesitancy in upholding the statement alone as sufficient.") (citing Garrett v. Howden, 73 N.M. 307, 387 P.2d 874 (1963); Beck v. Dye, 200 Wn. 1, 92 P.2d 1113 (1939)); see also, e.g., Miller v. Keating, 754 F.2d 507, 511 (3d Cir.1985) ("When there is no evidence of personal perception, apart from the declaration itself, courts have
In Miller v. Crown Amusements, Inc., 821 F.Supp. 703, 706 (S.D.Ga.1993), for example, the court admitted an unidentified declarant's 911 call describing the circumstances surrounding a car accident. In deciding this "difficult matter," the court emphasized that the unidentified declarant "specifically stated, `We noticed the truck sideswipe a person'" as evidence that the declarant personally observed the accident, (emphasis added). It also noted other indicia of the statement's reliability, such as (i) that the timing of the call was consistent with amount of time it would take to reach a phone from the point of the accident; and (ii) that since the call was recorded, there was no uncertainty as to the actual content of the statement, or the fact that it was made.
The lack of such indicia of reliability — particularly explicit claims of personal observation — in other cases has barred admission of an unidentified declarant's statements. For example, Miller v. Keating, 754 F.2d at 511, involved a personal injury action that sought to determine liability for a multi-vehicle accident. After exiting his car and comforting the occupants of another vehicle, a participant in the accident testified that he was approached by an unidentified declarant who asserted that "the bastard [plaintiff] tried to cut in." Finding that statement insufficient to infer that the unidentified declarant actually saw plaintiff "cut in," the Third Circuit reversed the district court's decision to admit that testimony, as:
Id. (internal citations omitted).
Similarly, in Beck v. Dye, a police officer testified to arriving at the scene of an accident and being told by an unidentified declarant that defendant caused the accident by running a red light. 200 Wn. 1, 10, 92 P.2d 1113 (1939). After examining the history of cases under the res gestae rule, the court concluded that this statement was inadmissible because:
Id.
Indeed, even in those cases in which the declarant is identified, courts have required some corroborative evidence that the declarant personally observed the subject matter of the statement. In McClure v. Price, a witness testified that he was looking out of a barber shop window and observed a car wreck. As part of his testimony, the witness claimed that his fellow barber "saw the McClure car approaching the intersection and exclaimed, `The dern fool in [sic] going to kill himself,' or something to that effect." 300 F.2d 538, 545 (4th Cir.1962). The Fourth Circuit upheld the district court's refusal to admit this portion of the testimony, as "at no point in his testimony did [the second barber] say that he saw the McClure car before the collision."
The Sixth Circuit has also recognized that the statement of a declarant — standing by itself — may not be sufficient to provide the foundation for its admissibility. In United States v. Arnold, 486 F.3d 177 (6th Cir.2007), defendant sought to exclude the contents of a 911 call that had been admitted as an excited utterance. In the call, the declarant told the emergency operator that she "saw [defendant] with a gun in his hand," "observed him cock the weapon," and "pulled a gun on [her] and said he was going to kill [her]."
Courts should be particularly vigilant in policing the personal knowledge requirement where the only witness able to testify to a statement made by an unidentified declarant is a party in interest. In this case, the unidentified declarants' statement that Defendant's employee was "just mopping the [mother f — king] floor" provides no personal knowledge foundation for the Court to conclude, by a preponderance of the evidence, that the declarants saw an employee mop the floor. Further,
As a final matter, it bears noting again that the personal knowledge problems here are exacerbated by the fact that the statements themselves are not specifically about the exciting event — Plaintiff's fall — which presumably gave rise to either an excited utterance or present sense impression, but rather a temporally separate and independent event — the alleged mopping — which purportedly preceded and precipitated Plaintiff's fall by an unknown and unproven period of time. This, of course, causes a heightened concern for reliability and trustworthiness, as the event of mopping the floor, by itself, is not particularly noteworthy.
Absent any additional evidence indicating that the unidentified declarants actually saw Defendant's employee mop the floor, Plaintiff has failed to carry its burden of demonstrating the declarants' personal knowledge. This failure renders their statements inadmissible. Because these statements are the only evidence indicating that Defendant was responsible for the alleged dangerous condition, Plaintiff's theory that Defendant had notice because it created the dangerous condition fails as a matter of law.
Plaintiff has also failed to demonstrate that Defendant had constructive notice of the alleged dangerous condition. Plaintiff may establish constructive notice by presenting evidence that the hazardous condition was of such a character or "ha[d] existed for a length of time sufficient to have enabled a reasonably careful storekeeper to discover it." Whitmore v. Sears, Roebuck & Co., 89 Mich.App. 3, 8, 279 N.W.2d 318 (1979). Further, "[a] defendant's general knowledge that a condition can materialize is not sufficient to create constructive knowledge of the existence of a particular condition at a specific time." Herwig-Tucker v. Detroit Entertainment, LLC, 2004 WL 550736, at *1 (Mich.App. Mar. 18, 2004) (citing Winfrey, 6 Mich. App. at 509-10, 149 N.W.2d 470).
Without evidence supporting Plaintiff's assertion that Defendant's negligence caused the floor to become wet, the evidence on the record cannot sustain a finding that Defendant had both notice of the alleged dangerous condition and a reasonable opportunity to prevent Plaintiff's harm. Nothing in the record indicates when the water accumulated on the floor, how much water was on the floor, or what
Any implication that the presence of a security guard near the vestibule indicates that the Defendant must have been aware of the slippery condition is purely speculative. The security guard may well have been near the vestibule, and entrance, to the store for any and all of the more obvious reasons that security guards are stationed at the entry and exit points of a store. Beyond that, such an implication is belied by the testimony of Plaintiff herself. Despite the fact that she walked "very carefully" through the vestibule while "looking down" at the ground in front of her — i.e., looking directly at the allegedly hazardous condition — Plaintiff testifies that she did not see any water before she fell. Neither did her daughter. Further, neither Plaintiff nor her daughter saw any water on the ground after Plaintiff stood up. It is not reasonable to conclude that the security guard could reasonably have discovered a common, hazardous condition — water — that neither Plaintiff nor her daughter saw when they looked directly at it.
Indeed, the properly submitted evidence on the record indicates that Defendant took reasonable care to keep the property safe for invitees. As Ms. Greer noted in her affidavit, the vestibule area was subject to multiple inspections, none of which revealed a hazardous condition. This fact is corroborated by the absence of any complaints, slips, or other concerns regarding that area, despite the fact that many other patrons had traversed that vestibule that day.
As Plaintiff has submitted insufficient evidence to support a finding that Defendant breached its duty — an essential element of negligence — Defendant cannot be found negligent as a matter of law. Celotex, 477 U.S. at 322, 106 S.Ct. 2548 ("the plain language of Rule 56[] mandates the entry of summary judgment, after adequate time for discovery and upon motion, against a party who fails to make a showing sufficient to establish the existence of an element essential to that party's case, and on which that party will bear the burden of proof at trial."). Because Plaintiff's inability to demonstrate a breach of duty mandates summary judgment in Defendant's favor, it is unnecessary to address the remaining elements of negligence.
For all of the foregoing reasons,
IT IS HEREBY ORDERED that Defendant's Motion for Summary Judgment is GRANTED.
For the reasons stated in the Opinion and Order, entered on March 28, 2013, granting defendant's Motion for Summary Judgment,
NOW, THEREFORE,
IT IS HEREBY ORDERED, AJUDGED AND DECREED that a JUDMENT is entered in favor of defendant and against plaintiff and the case is DIMISSED.