BERNARD A. FRIEDMAN, Senior District Judge.
This matter is presently before the Court on cross motions for summary judgment [docket entries 14 and 18]. Pursuant to E.D. Mich. LR 7.1(f)(2), the Court shall decide these motions without a hearing. For the reasons stated below, the Court shall grant plaintiff's motion, deny defendant's motion, and remand the case for further proceedings.
Plaintiff has brought this action under 42 U.S.C. § 405(g) to challenge defendant's final decision denying her application for Supplemental Security Income ("SSI"). An Administrative Law Judge ("ALJ") held a hearing in June 2015 (Tr. 24-54) and issued a decision denying benefits in July 2015 (Tr. 10-20). This became defendant's final decision in August 2016 when the Appeals Council denied plaintiff's request for review (Tr. 1-3).
Under § 405(g), the issue before the Court is whether the ALJ's decision is supported by substantial evidence. As the Sixth Circuit has explained, the Court
Brooks v. Comm'r of Soc. Sec., 531 F. App'x 636, 640-41 (6th Cir. 2013).
At the time of her August 2014 hearing, plaintiff was 57 years old (Tr. 27). She has a fourth grade education and work experience as a hotel housekeeper, fast-food cook, and spot welder (Tr. 28-31). Plaintiff claims she has been disabled since April 2013 (Tr. 187) due to depression and problems with her wrist, back, and shoulders (Tr. 32, 191) and pain in her right arm and shoulder, legs, and knees (Tr. 31, 36). Plaintiff also testified she has insomnia, crying spells, and frequent headaches (Tr. 39-40, 45-46). She indicated she wears a wrist splint constantly and uses a cane to walk (Tr. 32, 37). Plaintiff stated she can walk less than one block, stand for ten minutes, sit for ten to fifteen minutes, and lift at most five pounds (Tr. 41).
The ALJ found that plaintiff's severe impairments are "status post right shoulder surgery, right wrist tendonitis, degenerative joint disorder of the right knee, headaches, and obesity" (Tr. 15). The ALJ found that plaintiff's brain cyst and depression are non-severe impairments (Tr. 16). The ALJ found that plaintiff has the residual functional capacity ("RFC") to perform a limited range of light work
Having reviewed the administrative record and the parties' briefs, the Court concludes that the ALJ's decision in this matter is not supported by substantial evidence because her RFC evaluation of plaintiff is flawed. Substantial evidence does not support the finding that plaintiff has the RFC to perform her past work as a hotel housekeeper.
First, the ALJ erred in her evaluation of plaintiff's headaches. While the ALJ found that plaintiff's headaches are among her severe impairments (Tr. 15), she made no findings as to the headaches' severity, frequency, or duration. And while the ALJ asserted that "the claimant's alleged chronic headaches . . . have been taken into account in the adopted residual functional capacity" (Tr. 16 n.1), she does not explain how she did so. Plaintiff testified that she experiences headaches three to four times per week and that they last two hours (Tr. 45).
The ALJ also erred by failing to properly evaluate plaintiff's obesity. Under defendant's regulations, an adult with a body mass index ("BMI") of 30 or above is deemed to be obese. See SSR 02-1p. Plaintiff's BMI is at least 34 (Tr. 17). While obesity is no longer a "listed impairment," this Social Security ruling does require the ALJ to consider it at all steps of the sequential process while evaluating applicants for disability insurance benefits. See id., Policy Interpretation ¶ 3. Further,
20 C.F.R. Pt. 404, Subpt. P, App. 1 § 1.00Q (emphasis added).
In the present case, the ALJ found that plaintiff's obesity
The ALJ also erred in neglecting to make any findings as to the side effects of plaintiff's medications. During the relevant time frame, plaintiff was prescribed a number of medications for pain, depression, and anxiety, including citalopram, cyclobenzaprine, hydrododone, diazepam, naproxen, and vicodin (Tr. 194, 208, 313, 396). These medications have known side effects, including insomnia, drowsiness, fatigue, and headaches. See http://www.drugs.com/sfx/[drug name]-side-effects.html. Plaintiff listed a number of these side effects on her function report (Tr. 207-208), and at the hearing she testified to experiencing insomnia and headaches (Tr. 39-40). When asked by the ALJ whether she has medication side effects, plaintiff answered, through an interpreter, "[n]o, no, no, I find benefit" and "I find relief with [the pills]. I have to take the pills so I can sedate the pain" (Tr. 41-42).
The ALJ neglected to develop the record as to this medically and vocationally significant issue. Plaintiff's response to the ALJ's question was unclear and should have been clarified with further questioning. In fact, plaintiff indicated that her condition had worsened "[f]rom all the pills" (Tr. 42). Nor did the ALJ mention the issue of medication side effects in her written decision. The Sixth Circuit has held that the ALJ must evaluate "[t]he type, dosage, effectiveness, and side effects of any medication" as part of the process of determining the extent to which side effects impair a claimant's capacity to work. Keeton v. Comm'r of Soc. Sec., 583 F. App'x 515, 532 (6th Cir. 2014) (quoting 20 C.F.R. § 416.929(c)(3)(i)-(vi)). Further, hypothetical questions to vocational experts must account for medication side effects. See White v. Comm'r of Soc. Sec., 312 F. App'x 779, 789-90 (6th Cir. 2009). On remand, the ALJ must (1) determine which medications plaintiff was taking during the relevant time period, (2) make findings as to the nature and extent of these medications' side effects, if any, and adjust her findings as appropriate regarding plaintiff's RFC, and (3) incorporate these findings in proper hypothetical questions to the VE to determine whether plaintiff can perform any of her past work and, if not, whether other work exists in significant numbers that can be performed by a person such as plaintiff who experiences such side effects.
The ALJ also erred in failing to make any findings as to whether plaintiff needs to use a cane to help her with walking and a wrist brace for pain. At the hearing, plaintiff testified that both of these medical devices were prescribed by doctors, that she uses the cane whenever she walks, and that she wears the wrist brace day and night (Tr. 32, 37, 207). While the ALJ noted that plaintiff "reports that she has used a cane since her [2007 car] accident," she made no finding as to whether plaintiff needs a cane for walking. Similarly, while the ALJ noted that plaintiff's physician "recommended that [she] wrap her wrist with a bandage" (and, indeed, found that one of plaintiff's severe impairments is "right wrist tendonitis" (Tr. 15)), she did not acknowledge plaintiff testimony regarding her need to wear a wrist brace or make a finding as to whether plaintiff needs such a brace. Nor did the ALJ acknowledge that plaintiff's treating physician prescribed a "wrist splint" (Tr. 247). Plaintiff's testimony regarding these medical devices is unrebutted. While it is not the Court's role to weigh the evidence or make factual findings, it seems impossible that anyone who needs to use a cane to walk and a wrist brace to control wrist or hand pain could meet the exertional demands of full-time light-level work. On remand, the ALJ must determine if plaintiff needs a cane or wrist brace and, as appropriate, revise her RFC evaluation of plaintiff and her hypothetical question(s) to the VE.
The ALJ also erred in failing to adequately explain her finding that plaintiff is able to reach with her right arm occasionally, but not constantly (Tr. 20). This was the ALJ's explanation for finding that plaintiff can perform her past work as a hotel housekeeper, but not as a spot welder. However, the Court cannot find substantial evidence in the record to support this conclusion. The ALJ apparently accepted plaintiff's testimony that she had surgery on her right shoulder after she was injured in an October 2007 car accident (Tr. 31-32, 34, 231), as she found that one of plaintiff's severe impairments is "status post right shoulder surgery" (Tr. 15). The ALJ noted that on a number of occasions plaintiff has complained of shoulder pain to her treating physician (e.g., Tr. 229, 230, 239, 241, 329, 331, 335), but she did not mention that an MRI of plaintiff's right shoulder in 2008 found "bursal fluid with synovitis, associated with rotator cuff tearing" (Tr. 306).
Plaintiff testified that she has problems driving "because my arm doesn't allow me" (Tr. 33), and she indicated in her function report that she needs assistance with bathing and dressing because "I can't get my shirts over my arm because of the pain" (Tr. 202). The ALJ acknowledged that plaintiff "states these impairments [including her shoulder issues] cause difficulties with her personal care" (Tr. 18), but she made no findings as to this testimony, which leaves it unrebutted.
The ALJ committed the same error in her assessment of the limitations in plaintiff's right hand and wrist. The ALJ found that one of plaintiff's severe impairments is "right wrist tendonitis" (Tr. 15) but offered no reasoned explanation for concluding that plaintiff can use her right hand frequently, but not constantly, for handling and fingering (Tr. 17, 20). The difference is significant because the VE testified that plaintiff's housekeeping job requires "frequent" use of the hands, whereas her fast food job requires "constant" use of the hands (Tr. 50-51). The ALJ found that plaintiff can perform the former job but not the latter (Tr. 17, 20) but did not explain how she arrived at this conclusion. In other words, while finding that plaintiff has a severe impairment (tendonitis) in her right wrist, she does not explain how she assessed the extent to which this impairment is vocationally limiting. Nor, in violation of SSR 96-7p, did the ALJ evaluate plaintiff's testimony that her right hand and wrist are painful (Tr. 32) and that she can lift/carry at most five pounds (Tr. 41, 206). Nor did the ALJ acknowledge that plaintiff's treating physician found plaintiff's right hand and thumb to be tender to palpation (Tr. 231, 233, 237, 246, 247) or that x-rays of plaintiff's right wrist showed "degenerative changes of the greater multangular first metacarpal joint" (Tr. 378) or that plaintiff's treating physician prescribing a "wrist splint" (Tr. 247). On remand, the ALJ must evaluate plaintiff's credibility in compliance with SSR 96-7p, make reasoned findings regarding the limitations in plaintiff's right wrist and hand (including "handing and fingering"), and, as appropriate, revise her RFC evaluation of plaintiff and her hypothetical question(s) to the VE.
The ALJ committed the same error in her assessment of plaintiff's right knee pain. The ALJ found that one of plaintiff's severe impairments is "degenerative joint disorder of the right knee" (Tr. 15) but offered no explanation for concluding that plaintiff can nonetheless "occasionally crouch and kneel" (Tr. 17). On remand, the ALJ must clarify the nature and extent of this impairment and, as appropriate, revise her RFC evaluation of plaintiff and her hypothetical question(s) to the VE.
Finally, on remand the ALJ must explain how she determined that plaintiff has the RFC to meet the walking, standing, sitting, and lifting requirements of light-level work. Plaintiff testified that she can walk less than one block, stand for ten minutes, sit for ten to fifteen minutes, and lift at most five pounds (Tr. 41). She gave similar estimates in her function report (Tr. 206). The ALJ noted these statements, but implicitly rejected them (by finding plaintiff capable of fulltime light-level work) without explaining why, in violation of SSR 96-7p. The ALJ's only semblance of an explanation is that "the claimant is able to go shopping, watch television, read, use the computer, attend church, and socialize with others" (Tr. 18).
For these reasons, the Court concludes that the ALJ's decision in this matter is not supported by substantial evidence. Remanding the matter for an award of benefits would not be appropriate at this time because the record, in its current state, is not such that "proof of disability is overwhelming or . . . proof of disability is strong and evidence to the contrary is lacking." Faucher v. Sec'y of Health and Human Servs., 17 F.3d 171, 176 (6th Cir. 1994). Rather, the matter must be remanded so that the record may be further developed to address the deficiencies noted above. Accordingly,
IT IS ORDERED that defendant's motion for summary judgment is denied.
IT IS FURTHER ORDERED that plaintiff's motion for summary judgment is granted and this matter is remanded for further proceedings as specified above. This is a sentence four remand under § 405(g).
(Tr. 21.) Section 416.967(b) defines light work as follows:
SSR 96-7p (July 2, 1996), 1966 WL 374186, at *5.