GILDEA, Chief Justice.
In this case, we are asked to decide whether Minn. R. Civ. P. 60.02 applies to a Minn. R. Civ. P. 5.04(a) "deemed" dismissal, and whether such a dismissal violates procedural due process. The district court concluded that Rule 60.02 is inapplicable to a dismissal under Rule 5.04(a) or, alternatively, that respondent Ferdinand Leo Gams, Jr. failed to establish all four requirements for relief under Rule 60.02, see Finden v. Klaas, 268 Minn. 268, 128 N.W.2d 748 (1964). The court of appeals reversed and remanded for reconsideration, rejecting the district court's conclusions that Rule 60.02 was inapplicable and that all four Finden prongs
On February 4, 2013, we filed an order adopting amendments to Rule 5.04, including Rule 5.04(a), the amendment now at issue.
This case was pending when Rule 5.04(a) went into effect. The case arises from a physical altercation that occurred on January 14, 2012, between Gams and appellant Steven Ronald Houghton, who are brothers-in-law. On March 22, 2013, Gams commenced the present action against Houghton by service of a summons and complaint. See Minn. R. Civ. P. 3.01(a). In the complaint, Gams raised claims of negligence, assault, and battery.
From April 2013 through February 2014, the parties actively litigated this case, exchanging various discovery requests and responses. In May 2014, Gams and Houghton discussed the possibility of mediation or arbitration of liability, and reached a tentative stipulation on damages in the amount of $85,000. On July 17, 2014, Gams's counsel sent a follow-up letter asking whether Houghton had made any further decisions regarding resolution of the matter. A short time later, Gams's counsel received a letter dated July 15, 2014, stating: "The new Rule 5.04 took effect July 1, 2014. Therefore, the case is deemed to be dismissed with prejudice, and we consider the matter closed." Gams's counsel stated that he was "unaware" of the amendment.
On August 6, 2014, Gams mailed the summons, complaint, and affidavit of service to the district court. The court accepted the filing on August 7. That same day, the court sua sponte ordered the dismissal of the action with prejudice pursuant to Rule 5.04(a). The court administrator entered the judgment of dismissal the following day.
On August 27, 2014, Gams moved to vacate the judgment, contending that Rule 5.04(a) violated his right to procedural due process and, in the alternative, that relief was warranted under Rule 60.02(a) due to "excusable neglect." More specifically, Gams argued that his neglect in failing to comply with Rule 5.04(a) was excusable because he reasonably relied on his attorney, and in addition the parties were actively litigating the case and were rapidly moving toward a possible settlement.
The district court denied Gams's motion to vacate, concluding that "Minn. R. Civ. P. 60.02 does not apply to a Minn. R. Civ. P. 5.04 dismissal." In the alternative, the court, without explaining its reasons, concluded that Gams failed to establish all four requirements for relief, see Finden, 268 Minn. at 268, 128 N.W.2d at 748. The court did not address Gams's due process argument.
The court of appeals reversed and remanded. Gams, 869 N.W.2d at 61. Specifically, the court of appeals concluded that Rule 60.02 applies to dismissals under Rule 5.04(a), reasoning that "[n]othing in the plain language of either rule precludes a party from seeking relief." Id. at 63. Having concluded that Rule 60.02 applies, the court of appeals remanded. Id. at 65-66. According to the court of appeals, the district court operated under the erroneous assumption that a party seeking relief under Rule 60.02 must satisfy all four Finden requirements and, because the district court failed to make express findings on each of the requirements, further consideration under the appropriate test was necessary. Id. at 64-66.
We granted Houghton's petition for review to address whether Rule 60.02 is applicable to a dismissal under Rule 5.04(a) and, if so, whether the district court abused its discretion in denying relief. We additionally granted Gams's request for conditional cross-review regarding the constitutionality of Rule 5.04(a).
We turn first to Houghton's assertion that Rule 60.02 is inapplicable to a
Gams subsequently moved for relief under Minn. R. Civ. P. 60.02(a). Minnesota Rule of Civil Procedure 60.02(a) provides that "[o]n motion and upon such terms as are just, the court may relieve a party or the party's legal representatives from a final judgment (other than a marriage dissolution decree), order, or proceeding" for "[m]istake, inadvertence, surprise, or excusable neglect." The district court denied Gams's motion, but the court of appeals reversed and remanded for reconsideration, Gams, 869 N.W.2d at 66.
Houghton argues on appeal that the plain language of Rule 5.04(a) precludes a district court from granting relief under Rule 60.02. The interpretation of the Minnesota Rules of Civil Procedure is a question of law that we review de novo. Madson v. Minn. Mining & Mfg. Co., 612 N.W.2d 168, 170 (Minn.2000). When interpreting court rules, we look "first to the plain language." Walsh v. U.S. Bank, N.A., 851 N.W.2d 598, 601 (Minn.2014). We interpret the words of a court rule "`in the sense in which they were understood and intended at the time the rule was promulgated.'" Nguyen v. State Farm Mut. Auto. Ins. Co., 558 N.W.2d 487, 490 (Minn.1997) (quoting House v. Hanson, 245 Minn. 466, 473, 72 N.W.2d 874, 878 (1955)). If the language of a rule is plain and unambiguous, we follow the rule's plain language. Walsh, 851 N.W.2d at 601. A rule is ambiguous only if the language of the rule is subject to more than one reasonable interpretation. Id.
The plain language of the rules confirms that Rule 60.02 applies to dismissals under Rule 5.04(a). Rule 60.02 is broad, stating that it applies to "final judgment[s] ... order[s] [and] proceeding[s]," except for "marriage dissolution decree[s]." That the rule contains only one exception — for marriage dissolution decrees — confirms that the rule otherwise applies. In other words, because Rule 60.02 expressly excludes "marriage dissolution decree[s]," but not dismissals under Rule 5.04(a), Rule 60.02 applies to Rule 5.04(a) dismissals. See City of Saint Paul v. Eldredge, 800 N.W.2d 643, 648 (Minn.2011) (noting that this court has long applied the maxim that when there is an express enumeration of the persons or things to be affected by a particular provision, "there is an implied exclusion of others" (quoting Maytag Co. v. Comm'r of Taxation, 218 Minn. 460, 463, 17 N.W.2d 37, 40 (1944))).
Gams sought relief from an "order" that the district court entered on August 8, 2014. In particular, following Gams's untimely filing of the action, the district court sua sponte ordered dismissal of the action with prejudice and, the next day, the court administrator entered a judgment of dismissal
Houghton contends, however, that the plain language of Rule 5.04(a) supports the conclusion that Rule 60.02 is inapplicable to dismissals under Rule 5.04(a). Specifically, he argues that the use of the word "deemed" was intended by our court to dismiss the late-filed action "by operation of law," foreclosing the need — and possibility — for the district court to take any action that is amenable to Rule 60.02 relief. Put another way, Houghton contends that a "deemed" dismissal is not and cannot be a "final judgment, order, or proceeding" from which relief can be granted under Rule 60.02.
We agree that the defendant does not need to take any action for Rule 5.04(a) to operate and that a case is automatically "deemed"
Based on the plain language of the rules, we hold that Rule 60.02 is applicable to a
We turn next to Gams's contention, raised in his petition for cross-review, that Rule 5.04(a) violates his right to procedural due process. Whether procedural due process has been violated is a question of law that we review de novo. Rew v. Bergstrom, 845 N.W.2d 764, 785 (Minn. 2014).
Both the United States and the Minnesota Constitutions provide that no person shall be deprived of life, liberty, or property without due process of law. U.S. Const. amend. XIV, § 1; Minn. Const. art. I, § 7. The foundational principle of the right to due process "is an opportunity to be heard upon such notice and proceedings as are adequate to safeguard the right for which the constitutional protection is invoked." Link v. Wabash R.R. Co., 370 U.S. 626, 632, 82 S.Ct. 1386, 8 L.Ed.2d 734 (1962). This right, however, does not guarantee "that every order entered without notice and a preliminary adversary hearing offends due process." Id.
We traditionally conduct a two-step analysis to determine whether the government has violated an individual's procedural due process rights. Rew, 845 N.W.2d at 785. We first consider whether the government has deprived an individual of life, liberty, or property. Id. If no such interest is at stake, then no process is required. Id. If such an interest is at stake, we then assess whether the process afforded by the government was constitutionally sufficient. Id.
As for the first step in the analysis, there is no question that Gams had a well-established property interest in his cause of action. E.g., Logan v. Zimmerman Brush Co., 455 U.S. 422, 428, 102 S.Ct. 1148, 71 L.Ed.2d 265 (1982). Turning to the second step, we conclude that Gams received notice and process sufficient to satisfy constitutional requirements. He received constitutionally sufficient notice of the potential for dismissal under Rule 5.04(a), well in advance of any consequences. This case, therefore, is similar to Texaco, Inc. v. Short, 454 U.S. 516, 102 S.Ct. 781, 70 L.Ed.2d 738 (1982). In that case, the Supreme Court considered whether the legislation at issue — which, by operation of law, automatically reverted mineral rights back to the surface-rights owners in the event the mineral owner failed to file a timely claim — comported with the notice requirements of due process. Id. at 531, 102 S.Ct. 781. The plaintiffs argued that the Indiana Legislature failed to provide them adequate notice of the new law because they had not been specifically notified of the change. Id. at 519, 531, 102 S.Ct. 781. The Court disagreed, explaining that "a legislature need do nothing more than enact and publish the law, and afford the citizenry a reasonable opportunity to familiarize itself with its terms and to comply." Id. at 532, 102 S.Ct. 781. According to the Court, the 2-year grace period provided by the Indiana Legislature "foreclose[d] any argument" regarding the adequacy of the opportunity to learn of the statute. Id.
Here, we provided a 1-year grace period for the bench and bar to learn of Rule
Not only was Gams on notice of the consequences for failing to file his complaint, but he also received post-deprivation process under Rule 60.02. That process is constitutionally sufficient here. See generally Rew, 845 N.W.2d at 786 (citing Mathews v. Eldridge, 424 U.S. 319, 335, 96 S.Ct. 893, 47 L.Ed.2d 18 (1976)) (setting out the balancing test used to assess a procedural due process claim). The Rule 5.04(a) dismissal unquestionably affected Gams's interest in a remedy against Houghton. But any risk of an "erroneous deprivation" of that interest can be assessed in the Rule 60.02 proceeding, when the district court can determine, for example, whether the dismissal resulted from a "[m]istake," Minn. R. Civ. P. 60.02. See Link, 370 U.S. at 632, 82 S.Ct. 1386 (reasoning that the availability of a "corrective remedy" in the form of Fed.R.Civ.P. 60(b), the federal counterpart to Rule 60.02, was significant in assessing whether adequate process was provided). Accordingly, a Rule 60.02 proceeding provides constitutionally sufficient process.
In sum, because Gams had notice of the consequences of his failure to adhere to Rule 5.04(a)'s filing requirement and an opportunity to seek relief from the Rule 5.04(a) dismissal under Rule 60.02, we hold that Gams's due process argument fails.
We turn finally to Houghton's contention that we should reverse the court of appeals decision to remand and instead conclude, as a matter of law, that the district court did not abuse its discretion by denying relief under Rule 60.02. Specifically, Houghton contends that the district court properly concluded that Gams failed to establish "excusable neglect" under Rule 60.02(a), because Gams did not and cannot establish all four Finden requirements.
We agree with Houghton that the district court must consider, and expressly find that a party satisfied, "[a]ll four of the Finden factors ... in order to" grant relief under Rule 60.02(a). Nguyen, 558 N.W.2d at 490; see also In re Welfare of Children of Coats, 633 N.W.2d 505, 510 (Minn.2001) (same); Pedersen v. Daly, 307 Minn. 163, 165, 238 N.W.2d 620, 622 (1976)
Notwithstanding this error, we nevertheless agree with the court of appeals' determination that the district court fell short in its analysis. The decision whether to grant Rule 60.02 relief is based on all the surrounding facts of each specific case, and is committed to the sound discretion of the district court. E.g., Roehrdanz v. Brill, 682 N.W.2d 626, 632 (Minn.2004) (affirming the district court's denial of relief because the district court "made findings of fact based upon conflicting evidence [as to whether there was a reasonable excuse] and applied the correct Finden analysis to those findings"); Standard Oil Co. v. King, 238 Minn. 81, 83, 55 N.W.2d 710, 712 (1952) (explaining that it is for the district court to determine if the movant's excuse was true and reasonable under the circumstances). As such, a district court "will not be reversed on appeal except for a clear abuse of discretion." King, 238 Minn. at 82, 55 N.W.2d at 712; see also Nelson v. Siebert, 428 N.W.2d 394, 395 (Minn.1988) (explaining that "appellate inquiry is limited" to abuse of discretion review). This is so because the district court is in the best position to "evaluate the reasonableness of the excuse, the prejudice to the other party, and whether the party has a reasonable" claim or defense. In re J.R., Jr., 655 N.W.2d 1, 4 n. 3 (Minn.2003); see also Flaherty v. Allstate Ins. Co., 822 A.2d 1159, 1163 (Me.2003) ("We give a trial court's determination of excusable neglect `considerable deference because of its superior position to evaluate the credibility and good faith of the parties before it.'" (citation omitted)). Accordingly, we have stated that a district court's discretion is "particularly broad" when its decision is based upon an evaluation of conflicting affidavits or other evidence. Roehrdanz, 682 N.W.2d at 631-32; see also King, 238 Minn. at 82, 55 N.W.2d at 712 (same). For these same reasons, we have expressed "serious doubts" as to the utility of undertaking a Rule 60.02 analysis at the appellate level. In re J.R., Jr., 655 N.W.2d at 4 n. 3.
A district court's discretion under Rule 60.02, however, is not without limit. A district court abuses its discretion when it acts under a "misapprehension of the law," Sommers v. Thomas, 251 Minn. 461, 469, 88 N.W.2d 191, 197 (1958), or when its factual findings are "clearly erroneous," Roehrdanz, 682 N.W.2d at 631. Moreover, we have held that a district court abuses its discretion when a movant has met the burden of "clearly demonstrating the existence of the four elements of the Finden analysis," and the court nevertheless denies relief. Charson, 419 N.W.2d at 492. In short, although the district court has broad discretion in assessing whether the four Finden requirements have been met under the particular facts and evidence presented, it does not have unfettered discretion to deny relief when the movant has met his burden of establishing all four Finden requirements.
With this in mind, we turn to the district court's analysis here. In this case, the
Affirmed as modified.