GORDON J. QUIST, District Judge.
Plaintiffs, Adams Respiratory Therapeutics, Inc., Adams Respiratory Operations, Inc., and Adams Respiratory Products, Inc. (collectively "Adams,"), have sued Defendants, Perrigo Company, L. Perrigo Company, and Perrigo Research and Development Company (collectively "Perrigo"), alleging that Perrigo's guaifenesin product described in its Abbreviated New Drug Application (ANDA), a generic version of Adams' 600 mg Mucinex® product, will infringe claims 24, 26, 33, 34, and 39 of Adams' U.S. Patent No. 6,372,252 (the "`252 patent"). Subsequent to filing this lawsuit, Adams, by merger, became Reckitt Benckiser, Inc. ("Reckitt"). (Dkt. # 404 ¶ 4.) For purposes of consistency in this litigation, the Court will continue to refer to the plaintiff as Adams, even though Reckitt is the surviving corporate entity.
The Court has previously construed the disputed claim terms of the `252 patent, (dkt. ## 176, 187), including: (1) "portions," which means a discrete, physically separate part of the product; (2) "modified release product," which is "a dosage form comprising a sustained release portion and an immediate release portion, and having both immediate and sustained release properties"; and (3) "first quantity" and "second quantity" as, respectively, "the quantifiable or measurable amount of guaifenesin in the first portion" and "the quantifiable or measurable amount of guaifenesin in the second portion."
Perrigo has now moved for summary judgment of noninfringement based on the Federal Circuit's decision in Reckitt Benckiser, Inc. v. Watson Laboratories, Inc.-Florida, 430 F. App'x 871 (Fed. Cir. 2011), which affirmed the Southern District of Florida's finding that Watson's ANDA guaifenesin product does not infringe the `252 patent. The Federal Circuit further concluded that the district court properly determined that during prosecution of the `252 patent, Adams disclaimed "single-formulation [sustained release] guaifenesin tablets, even if those tablets release some guaifenesin immediately upon ingestion." Id. at 876. Perrigo contends that its ANDA product cannot infringe as a matter of law because it is a single-formula sustained release tablet that falls within the scope of Adams' disclaimer.
As set forth below, the Court agrees with Perrigo and will grant its motion.
The `252 patent describes a modified release guaifenesin product containing an immediate release (IR) portion and a sustained release (SR) portion. Guaifenesin is an expectorant that thins mucous secretions and relieves congestion. The invention disclosed in the `252 patent is directed at the problem of providing a therapeutically-effective blood concentration, or C
Claim 24, upon which the other asserted claims in this case depend, recites:
(Id. col. 22, ll. 17-30.)
Adams markets the bilayer tablets disclosed in the `252 patent under the tradename Mucinex®.
Perrigo's extended-release guaifenesin product is a generic version of Adams' Mucinex® product. Unlike Adams' modified release product, Perrigo's tablet is a single-formulation SR tablet. In its ANDA, Perrigo sought to establish the safety and efficacy of its product by showing that it is bioequivalent to Mucinex®.
In Reckitt Benckiser, Inc. v. Watson Laboratories, Inc. — Florida, No. 09-60609-CIV-DIMITROULEAS (S.D. Fla.), Adams alleged that Watson Laboratories' generic Mucinex® product infringed several claims of the `252 patent (including those asserted in this case). Adams' experts in Watson, Drs. Amidon, Sawchuck, and Davies, are also Adams' experts in the instant case. After adopting most of this Court's claim constructions, the Florida district court conducted a bench trial. In its findings of fact and conclusions of law, the court concluded that Watson's products — "non-layered, single-blend polymer matrix tablets " (2/9/11 Slip Op. ¶ 187)-do not literally infringe the `252 patent because they do not possess separate IR and SR portions. (Id. ¶¶ 185, 190-192, 197.) The court also concluded that Watson's products do not infringe under the doctrine of equivalents because the "two portions" structural limitation is not present in Watson's products. (Id. ¶¶ 228, 229.) As part of its decision, the court also held that:
Adams appealed the district court's noninfringement rulings to the Federal Circuit, which affirmed in all respects.
Summary judgment is appropriate if there is no genuine issue as to any material fact and the moving party is entitled to a judgment as a matter of law. Fed. R. Civ. P. 56. Material facts are facts which are defined by substantive law and are necessary to apply the law. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S.Ct. 2505, 2510 (1986). A dispute is genuine if a reasonable jury could return judgment for the non-moving party. Id.
The court must draw all inferences in a light most favorable to the non-moving party, but may grant summary judgment when "the record taken as a whole could not lead a rational trier of fact to find for the non-moving party." Agristor Fin. Corp. v. Van Sickle, 967 F.2d 233, 236 (6th Cir. 1992) (quoting Matsushita Elec. Indus. Co., Ltd. v. Zenith Radio Corp., 475 U.S. 574, 587, 106 S.Ct. 1348, 1356 (1986)).
As noted above, the Federal Circuit held in Watson that Adams disclaimed "single-formulation SR guaifenesin tablets, even if those tablets release some guaifenesin immediately upon ingestion." Watson Labs., 430 F. App'x at 876. According to the court, then, "the remaining claims [are limited] to two-portion guaifenesin products." Id. Perrigo has shown that its tablets, like Watson's single-formulation SR tablet and the single-formulation SR tablets disclosed in the `252 patent, is a single-formulation SR tablet. In other words, the entire tablet is made from a single list of ingredients designated only as an SR formulation. (Def.'s Br. Supp. Summ. J. at 8 (setting forth Perrigo's list of ingredients and lists of ingredients of the SR tablets disclosed in the `252 patent).) Adams does not explicitly concede that Perrigo's tablet is a single-formulation tablet, but it offers no evidence to show that Perrigo actually uses separate IR and SR formulations to make discrete portions of its tablet, as is the case with the bilayer tablets disclosed in the `252 patent. (252 patent, col. 14, l. 56 — col. 15, l. 45.) Because Perrigo's tablet is a single-formulation SR tablet, it falls squarely within the scope of the disclaimer defined in Watson. Therefore, as a matter of law, Perrigo's tablet cannot infringe the `252 patent.
In spite of the clear language in Watson regarding the disclaimer, Adams insists that the Federal Circuit did not really mean what it said. Citing portions of the transcript of oral argument before the Federal Circuit, as well as various references throughout the Federal Circuit's opinion, Adams argues that the Federal Circuit meant that the disclaimer was not of single-formulation SR tablets, but rather of non-layered SR tablets. Adams contends that because the court confirmed that the two-portions limitation is a structural and not a process limitation, it was concerned not with how the tablet is made, but instead with its resulting structure. Adams explains that Watson's tablets fell within the disclaimer because they were non-layered SR tablets: because the amount of polymer was consistent throughout the tablet, it lacked a separate immediate-release layer of guaifenesin on the outside. Adams says that Perrigo's tablet differs from Watson's tablet, and thus falls outside the disclaimer, because Adams' experts have identified a separate layer of guaifenesin, uninhibited by polymer, that forms an IR portion. Thus, Adams contends, Perrigo's tablet has a core-coated structure like that identified in the `252 patent, which the Federal Circuit said was outside the scope of the disclaimer.
This Court disagrees with Adams. The Federal Circuit clearly and concisely outlined the scope of the disclaimer in its opinion: "single-formulation SR guaifenesin tablets." Adams cites no case permitting a district court to displace an appellate court's written decision with questions and comments from oral argument. Although the Federal Circuit referred to non-layered SR tablets throughout its opinion, including with reference to Watson's tablet, there is no indication that the court was mistaken or had something else in mind when it described the scope of the disclaimer. The scope of the disclaimer would be no different, however, even if the Federal Circuit had used the term "non-layered" in referring to the disclaimer. As is evident from the opinion, the court and the parties used the term "non-layered" descriptively to distinguish single-formulation SR tablets — which Adams disclaimed — from the bilayer modified release tablets disclosed in the `252 patent. In fact, the court noted that "the `252 patent's disclosure . . . clearly distinguishes between SR formulation tablets and two-portion modified release products" because the disclosed SR products were made with a single-formulation, whereas each of the modified release products — including the bilayer tablets with back-to-back IR and SR portions; the bilayer tablets with SR core coated by an IR portion, and the non-layered capsules containing separate IR and SR beads — had separate IR and SR formulations.
Adams' effort to divorce structure from process on the ground that the Federal Circuit said that the two-portion limitation is structural is unavailing. While the claims require separate IR and SR portions, the `252 patent makes clear that each portion is made from a separate formulation. As the Court put it at oral argument, whether a product is made with a single formulation or separate IR and SR formulations is essentially evidence of whether the product falls within or without the disclaimer. Furthermore, the `252 patent shows that each portion of the two-portion modified release tablets within the scope of the claims is separately made and then combined with the other portion to form the tablet. (`252 patent Fig. 3.)
Because the disclaimer encompasses single-formulation SR tablets, Adams' "free guaifenesin-on-the-surface" argument is also unavailing. In spite of its attempts to distinguish Watson, Adams made substantially the same argument to the Federal Circuit in Watson (including that the guaifenesin on the surface of Watson's tablets was uninhibited by polymer) that it now makes in this case with regard to Perrigo's tablet. The Federal Circuit rejected the argument because immediately-releasing guaifenesin granules on the surface of an accused tablet are irrelevant to the scope of the disclaimer. 430 F. App'x at 876. Thus, regardless of whether Adams is now making the same or a different "free guaifenesin" argument, the result is the same because it cannot change the scope of the disclaimer. For the same reason, Adams' arguments relating to whether Perrigo's tablet is "homogeneous" or "uniform" and whether Perrigo's tablet uses the same formulations or manufacturing processes as Watson's tablet or the SR tablet examples disclosed in the `252 patent have no bearing on whether Perrigo's single-formulation SR tablet falls within the disclaimer. In other words, infringement is determined by comparing the accused product to the asserted patent claims, see Allen Eng'g Corp. v. Bartell Indus., Inc., 299 F.3d 1336, 1351 (Fed. Cir. 2002), and in this case, Perrigo's product falls within the disclaimer and outside the scope of the claims.
Adams contends that an issue of fact remains as to infringement under the doctrine of equivalents. The Court disagrees. Contrary to Adams' argument, Perrigo has not misconstrued the scope of the disclaimer as defined by the Federal Circuit in Watson. Moreover, as the Federal Circuit explained, "prosecution history estoppel bars [Adams] from recapturing single-formulation SR guaifenesin tablets like those it disclaimed in obtaining the `252 patent. Watson, 430 F. App'x at 878. Therefore, Perrigo is also entitled to summary judgment on the doctrine of equivalents.
For the foregoing reasons, the Court concludes that Perrigo is entitled to summary judgment of noninfringement, both literally and under the doctrine of equivalents. Perrigo's motion will thus be granted.
An Order consistent with this Opinion will be entered.