JOHN R. TUNHEIM, District Judge.
Defendant Larry Good was indicted for violating the Lacey Act by transporting and selling fish in violation of federal regulations. 16 U.S.C. § 3372(a). Good moves to dismiss the indictment on the grounds that, as a member of the Red Lake Band of Chippewa Indians ("Red Lake Band"), his right to fish on the Red Lake Reservation is protected by the 1837 Treaty with the Chippewa ("1837 Treaty"), 7 Stat. 536, July 29, 1837, such that this federal prosecution violates his treaty rights. United States Magistrate Judge Leo I. Brisbois issued a Report and Recommendation ("R&R") recommending that the Court deny Good's motion to dismiss. Good objected to the R&R and the Court will sustain the objection. The Court will dismiss Good's indictment because the 1837 Treaty protects his right to fish on the reservation and Congress has not specifically abrogated that right.
Chippewa Indians occupied much of Minnesota and Wisconsin before European explorers and settlers arrived. William Watts Folwell, A History of Minnesota, Vol. I, 10, 133-34, 159 (1956). In the early 1800s, the United States sought to acquire native lands through cessation treaties, including much of eastern Minnesota and western Wisconsin in the 1837 Treaty. Id. at 159-60. The 1837 Treaty provided that the Chippewa Indians would cede these territories to the United States in exchange for cash and goods. See 1837 Treaty, 7 Stat. 536, arts. 1-2. The Treaty also provided that:
Id., art. 5. This "privilege" of hunting and fishing is generally referred to as a "usufructuary right — the right to make a modest living by hunting and gathering off the land." United States v. Bresette, 761 F.Supp. 658, 660 (D. Minn. 1991).
In 1863, the Red Lake Band of Chippewa Indians signed a treaty ceding land to the United States and reserving some lands for the Red Lake Band. United States v. Minnesota, 466 F.Supp. 1382, 1383-84 (D. Minn. 1979), aff'd sub nom. Red Lake Band of Chippewa Indians v. Minnesota, 614 F.2d 1161 (8
Courts have consistently interpreted the 1837 and subsequent Chippewa treaties to preserve the 1837 Treaty's hunting and fishing rights for Chippewa Indians on Chippewa reservations. In Herbst, the court held that these hunting and fishing rights on the Leech Lake Reservation were not extinguished by the Nelson Act of 1889, which permitted parcels from the reservation to be sold to white settlers. 334 F. Supp. at 1104-05; see also Cass Cnty., Minn. v. Leech Lake Band of Chippewa Indians, 524 U.S. 103, 106-08 (1998) (purpose of allotment acts such as Nelson Act was to "assimilate Indians into American society and to open reservation lands to ownership by non-Indians"). The court held that the treaty-based hunting and fishing rights gave the tribe exclusive jurisdiction over hunting and fishing on the reservation such that state fishing and gaming laws did not apply to members of the tribe on the reservation. Herbst, 334 F. Supp. at 1004-06.
Similarly, the Supreme Court in Minnesota v. Mille Lacs Band of Chippewa Indians held that the 1837 Treaty protected the right of Chippewa Indians to hunt and fish on the Mille Lacs Reservation. 526 U.S. 172, 196-202 (1999). There the State claimed that language in the 1855 Treaty (which created the Leech Lake Reservation) stating that "`Indians do further fully and entirely relinquish and convey to the United States, any and all right, title, and interest, of whatsoever nature the same may be, which they may now have in, and to any other lands in the Territory of Minnesota or elsewhere,'" terminated any usufructuary rights the Chippewa may have had. Mille Lacs Band, 526 U.S. at 195 (quoting 10 Stat. 1166). But the Supreme Court found otherwise, observing that the treaty is "devoid of any language expressly mentioning — much less abrogating — usufructuary rights." Id. The Supreme Court also noted that the Senate chairman of the Committee on Indian Affairs at the time the 1855 Treaty was signed stated that the treaties would reserve to the Chippewa "those rights which are secured by former treaties," and that statements by a Chief of one band party to the treaty emphasized that the purpose of the treaty was the transfer of land, suggesting that "the Chippewa did not understand the proposed Treaty to abrogate their usufructuary rights as guaranteed by other treaties." Id. at 197-98 (internal quotations and citations omitted).
The Minnesota Supreme Court has held similarly with regard to another Chippewa reservation: the White Earth Reservation. State v. Clark, 282 N.W.2d 902, 908-09 (Minn. 1979). The court found that Chippewa Indians on the White Earth Reservation retained usufructuary rights because
Id. (citing Menominee Tribe of Indians v. United States, 391 U.S. 404 (1968)).
The Lacey Act was initially passed in 1900 as one of the first federal wildlife protection laws, outlawing interstate sale or transport of birds or other animals killed illegally in their state of origin. Lacey Act, 16 U.S.C. §§ 3371 et seq.; S. Rep. 97-123, at 2 (1981), reprinted in 1981 U.S.C.C.A.N. 1748, 1749. Congress amended the Lacey Act in 1981 to strengthen the Act's effectiveness as a wildlife law enforcement tool. Lacey Act Amendments of 1981, Pub. L. No. 97-79, 95 Stat. 1073. In particular, Congress added violations of tribal law to the possible grounds for violation of the Lacey Act:
Id. § 3(a)(1) (codified at 16 U.S.C. § 3372(a)). The Senate Report explained the rationale for this addition:
S. Rep. 97-123 at 4, 1981 U.S.C.C.A.N. at 1751. The Government brings the Lacey Act charges here for alleged violations of federal regulations.
There is no dispute that Defendant Good is an enrolled member of the Red Lake Band. Good was indicted with violating the Lacey Act, 16 U.S.C. § 3372, by transporting and selling fish in violation of federal regulation. Specifically, Good is accused of taking fish from Red Lake for commercial purposes without the knowledge or approval of the Red Lake Fisheries Association in violation of 25 C.F.R. §§ 242.2 and 242.4. (Indictment, Apr. 9, 2013, Docket No. 1.) Section 242.2 provides:
25 C.F.R. § 242.2. Section 242.4 provides:
Id. § 242.4.
Good moves to dismiss the indictment on the grounds that he cannot be prosecuted for fishing activities on the reservation because his right to fish on the reservation is protected by the 1837 Treaty.
Upon the filing of a report and recommendation by a magistrate judge, a party may "serve and file specific written objections to the proposed findings and recommendations." Fed. R. Civ. P. 72(b)(2); accord D. Minn. LR 72.2(b)(1). "The district judge must determine de novo any part of the magistrate judge's disposition that has been properly objected to." Fed. R. Civ. P. 72(b)(3).
Good objects to the recommendation of the Magistrate Judge that the Court deny his motion to dismiss the indictment. He argues that the Magistrate Judge's R&R erroneously framed the relevant question as whether the 1837 Treaty exempts him from the Lacey Act and thus came to the incorrect conclusion that his prosecution under the Lacey Act is not precluded by his Treaty rights. Good argues instead that the fishing rights under the 1837 Treaty insulate him from this federal prosecution under the Lacey Act.
The dispute here begins with how the Court should approach the issue. The Government urges the Court to look first, and only, to the Lacey Act to conclude that the Lacey Act applies to Indians, including Good.
In contrast, Good urges the Court to follow the approach adopted by the Supreme Court in cases presenting a potential conflict between a treaty and a statute. (Obj. to R&R at 6, Sept. 3, 2013, Docket No. 46 (citing United States v. Dion, 476 U.S. 734, 739 (1986).) This approach involves determining first the scope of the treaty's protection — whether it protects the conduct at issue — and second whether Congress has specifically abrogated that protection.
The Supreme Court has made clear that if there is a treaty right that protects the relevant conduct, the question is whether Congress has abrogated that right, not whether the right has specifically exempted the party to the treaty from an Act that would otherwise generally apply. See Dion, 476 U.S. at 737-40 (after determining that treaty rights included exclusive right to hunt and fish on the land, determined whether Congress specifically abrogated those rights); Washington v. Wash. State Commercial Passenger Fishing Vessel Ass'n, 443 U.S. 658, 689-90 (analyzing first the scope of protection under the treaty and second whether Congress specifically abrogated that protection), modified sub nom. Washington v. United States, 444 U.S. 816 (1979).
The Court will follow the approach adopted by the United States Supreme Court in United State v. Dion: first considering the scope of the 1837 Treaty's protection and then whether Congress has explicitly abrogated that protection.
Moreover, the Court has found no Supreme Court precedent, and the Government has presented none, endorsing an approach that looks for a treaty to
Within this framework for considering the potential conflict between the 1837 Treaty and the Lacey Act, the parties do not dispute that the 1837 Treaty fishing rights apply to Good's activity on the Red Lake Reservation. Rather, they dispute whether those rights encompass the sale of fish and whether the Lacey Act applies to Good despite those rights. The Court therefore must first determine whether the Treaty's protection encompasses Good's conduct and second, if so, whether Congress has abrogated this protection.
In the first part of this analysis, the Court must determine whether the 1837 Treaty protects Good's right to engage in the conduct underlying the indictment. Interpretation of Indian treaties is "guided by special rules of construction." Gotchnik, 222 F.3d at 509. We are to "interpret Indian treaties to give effect to the terms as the Indians themselves would have understood them." Mille Lacs Band, 526 U.S. at 196. Treaties are to be "interpreted liberally in favor of the Indians," id. at 194 n.5, and any ambiguities are to be resolved in the Indians' favor, Winters v. United States, 207 U.S. 564, 576-77 (1908). See also Cnty. of Yakima v. Confederated Tribes & Bands of Yakima Indian Nation, 502 U.S. 251, 269 (1992); Montana v. Blackfeet Tribe of Indians, 471 U.S. 759, 766 (1985); Bresette, 761 F. Supp. at 661 ("It is axiomatic that Indian treaty rights are to be afforded a broad construction and, indeed, are to be interpreted as the
As a general matter, "Indians enjoy exclusive treaty rights to hunt and fish on lands reserved to them, unless such rights were clearly relinquished by treaty or have been modified by Congress." Dion, 476 U.S. at 738. These fishing rights are held individually by Good, as treaty rights can be asserted by individual tribe members. Id. at 738 n.4. Specifically, the Court is persuaded that the 1837 Treaty right encompasses sale of the fish, based on the understanding of the Chippewa at the time the treaty was signed.
The 1837 Treaty was signed by the leaders of several bands of Chippewa Indians, along with representatives of the United States government after several days of negotiation that took place at Fort Snelling. Lawrence Taliaferro, Autobiography of Maj. Lawrence Taliaferro 214, in 6 Minnesota Historical Collections (1864). During the negotiations, Chippewa leaders expressed their desire to retain the right to hunt and fish on the ceded lands. Chippewa leader Hole in the Day stated: "My father, in all the country we sell you, we wish to hold on to that which gives us life — the streams and lakes where we fish, and the trees from which we make sugar." Henry Dodge, Proceedings of a Council with the Chippewa Indians, 9 Iowa J. Hist. & Pol. 408, 424 (1911). Governor Henry Dodge of Wisconsin Territory, which in 1837 included all of the future State of Minnesota, later responded that "I will agree that you shall have the free use of the rivers and the privilege of hunting on the lands you are to sell, during the pleasure of your great father." Id. at 427. Another Chippewa leader, Flat Mouth, a chief from Leech Lake, stated:
Id. at 428. Governor Dodge responded to this: "My friends, I have listened with great attention to your chiefs from Leech Lake. I will make known to your great father your request to be permitted to make sugar on the lands, and you will be allowed during his pleasure to hunt and fish on them." Id. at 429.
These statements strongly indicate that both the Chippewa and the representatives of the United States understood the Treaty to reserve to the Chippewa a broad right to fish as they had been accustomed — without material restriction. Notably, one chief stated that the Chippewa wished to reserve the privilege of "getting their living from the lakes and rivers as they have heretofore done." Id. at 428. This is most reasonably understood to encompass the sale of fish, because in order to make a `living' off of the lakes, Indians may have needed to sell or trade the yield. As the court held in Bresette, "the Chippewa were part of the national and international market economy at the time of the treaties." 761 F. Supp. at 662 (citing Lac Courte Oreilles Band of Lake Superior Chippewa Indians v. Wisconsin, 653 F.Supp. 1420, 1424 (W.D. Wis. 1987) (the Chippewa "harvested resources for their own immediate, personal use and for use as trade goods in commerce")). The court in Bresette found that the Chippewa's right to hunt and gather the feathers from birds encompassed a right to sell the feathers, finding that there was "ample evidence that the Chippewa understood that their hunting and gathering rights . . . encompassed the sale of their catch." Id. at 662, 664-65 (treaty right precluded prosecution for sale of feathers under the Migratory Bird Treaty Act).
The Court must next determine whether Congress has exercised its power to abrogate this treaty-protected right. See Rosebud Sioux Tribe v. Kneip, 430 U.S. 584, 594 (1977). Here, there are at least two congressional enactments that could be interpreted as having abrogated the 1837 Treaty's protections: the Lacey Act and the statutes authorizing the federal regulations that serve as the basis of Good's Lacey Act indictment.
Courts should conclude that Congress has abrogated treaty rights only if Congress has clearly expressed its intent to do so, as "the intention to abrogate or modify a treaty is not to be lightly imputed to the Congress." Menominee Tribe of Indians v. United States, 391 U.S. 404, 413 (1968) (internal quotation marks omitted); see also South Dakota v. Bourland, 508 U.S. 679, 687 (1993). Courts have been "extremely reluctant to find congressional abrogation of treaty rights" absent explicit statutory language, Washington, 443 U.S. at 690, as "Indian treaty rights are too fundamental to be easily cast aside," Dion, 476 U.S. at 738-39. The Supreme Court in Dion acknowledged that courts have applied differing standards as to the degree of clarity and specificity with which Congress must abrogate a treaty, but clarified that "[w]hat is essential is clear evidence that Congress actually considered the conflict between its intended action on the one hand and Indian treaty rights on the other, and chose to resolve that conflict by abrogating the treaty." Id. at 739-40. In making this determination, the plain text of the statute is preferred over other sources, but there is no per se rule against utilizing legislative history in determining whether Congress intended to abrogate the treaty. Id. at 739.
The Government argues that the Lacey Act applies to Indians, and that because it applies to Indians, Congress has abrogated any treaty-based fishing right. As support, the Government cites United States v. Sohappy, which held that the Lacey Act could be enforced against Indians for fishing violations in the state of Washington despite treaty-based usufructuary rights, reasoning that "it is only reasonable to assume that Congress intended the Lacey Act to encompass everyone, including Indians." United States v. Sohappy, 770 F.2d 816, 821 (9
Here, the 1837 Treaty contains no language requiring that the hunting and fishing rights be shared and has been interpreted as providing for exclusive tribal authority to regulate fishing and hunting. Herbst, 334 F. Supp. at 1006 ("Indians have the right to hunt and fish and gather wild rice on public lands and public waters of the Leech Lake Reservation free of Minnesota game and fish laws.").
There is no indication in the text of the Lacey Act that Congress intended to abrogate individual Chippewa members' fishing rights. Rather, the Lacey Act includes a specific disclaimer that: "[n]othing in this chapter shall be construed as . . . repealing, superseding, or modifying any right, privilege, or immunity granted, reserved, or established pursuant to treaty, statute, or executive order pertaining to any Indian tribe, band, or community." 16 U.S.C. § 3378(c)(2). This plainly dispels any possibility that Congress intended to abrogate Good's fishing rights under the 1837 Treaty. Cf. Gotchnik, 222 F.3d at 509 (finding that the Boundary Waters Act did not abrogate treaty rights to hunt and fish in relevant territory where the Act stated "[n]othing in this Act shall affect the provisions of any treaty now applicable to lands and waters which are included in the mining protection and the wilderness" (internal quotation marks omitted)). The text of the Lacey Act includes another disclaimer that "[n]othing in this chapter shall be construed as . . . enlarging or diminishing the authority of any State or Indian tribe to regulate the activities of persons within Indian reservations." 16 U.S.C. § 3378(c)(3). This further dispels any possibility that Congress intended to abrogate any rights under the Treaty.
The legislative history also supports this conclusion. The Senate Report on the 1981 amendments to the Lacey Act — the amendments which added tribal law as a basis for violation under the Act — acknowledges the lack of clarity at the time about the extent to which tribes and states exercised concurrent or exclusive jurisdiction on tribal lands:
S. Rep. 97-123, 18, 1981 U.S.C.C.A.N. at 1765 (internal citations omitted). This suggests that Congress was aware that different Indian treaties provided various degrees of protection and exclusivity and that Congress did not intend to disrupt or alter those varying degrees of protection.
Only two provisions of the Lacey Act offer any basis upon which to argue that Congress intended the Act to empower the federal government to limit Indian hunting and fishing on the Chippewa Reservations. First and most obviously, the prohibitions include violation of "Indian tribal law" as a basis for a violation under the Act. 16 U.S.C. § 3372(a)(1). Second, the enforcement section provides that "the Secretary may enter into such contracts, leases, cooperative agreements, or other transactions with any Federal or State agency, Indian tribe, public or private institution, or other person, as may be necessary to carry out the purposes of this chapter." Id. § 3376(b).
But these provisions do not indicate any intent by Congress that the Act's prohibitions would apply to Indians holding exclusive treaty-based rights to hunt and fish. Rather, they are best interpreted as permitting and facilitating federal enforcement of tribal law violations in situations that would not offend treaty rights. For example, this could include federal enforcement of tribal law against non-Indians on Indian land. See, e.g., Herbst, 334 F. Supp. at 1006 (Leech Lake Indians hold "aboriginal fishing and hunting rights," but not the "exclusive right to regulate hunting and fishing of Indian and non-Indian alike on the reservation"). This could also include federal enforcement (in conjunction with tribes or states) of the Lacey Act where fishing rights are held "in common" with non-Indians, as with the treaty rights in Sohappy. Nothing in the text or the legislative history suggests that the possibility of joint or concurrent enforcement
In light of the express disclaimers that the Lacey Act does not affect treaty rights and the legislative history's acknowledgment of the uncertain state of tribal and state jurisdiction at the time, the best interpretation of the Lacey Act as a whole is that Congress intended all extant treaty rights to remain intact. Where treaty rights do not preclude concurrent regulation of fishing and hunting by tribe members on the reservation, the Lacey Act would provide for federal enforcement of tribal law, but not where a treaty protects exclusive hunting and fishing rights for its members, as with the Chippewa's 1837 Treaty rights.
In addition to the Lacey Act, there is another federal action here that could be interpreted as having abrogated Good's rights under the 1837 Treaty. The Government argues that the federal regulations underlying Good's Lacey Act indictment, 25 C.F.R. §§ 242.2, 242.4, are a valid restraint on Good's fishing activities regardless of any treaty rights he may hold. Similarly, the Magistrate Judge recommended that the Court "need not reach the question of whether Defendant's treaty right to fish was abrogated by the Lacey Act, because the Court finds that the Federal regulations governing fishing on Red Lake legitimately limit the scope of this right." (R&R at 17.) This is contrary to the directives of the Supreme Court that treaty rights may be abrogated only by an explicit act of Congress. See Dion, 476 U.S. at 738.
The Magistrate Judge relied on the Ninth Circuit's decision in United States v. Eberhardt, 789 F.2d 1354 (9
25 U.S.C. § 2. Section 9 states that:
Id. § 9. The court concluded that these statutory provisions gave the Department the authority to promulgate the Indian fishing regulations and, as a result, rejected the appellees' argument that "the regulations are invalid in the absence of specific legislation giving Interior authority to regulate Indian fishing" in light of their treaty rights. Eberhardt, 789 F.2d at 1359-60. The court claimed that it did not interpret the authorizing statute, 25 U.S.C. §§ 2, 9, as abrogating the treaty right. Id. at 1361 ("We need not consider regulations purporting to implement statutorily mandated abrogation of previous rights because this case does not involve a congressional statute modifying Indian rights."). Instead, the court reasoned that because
This analysis does not control here. Even if the Court were bound by the Ninth Circuit's ruling, the court's analysis in Eberhardt is contrary to the directive of the Supreme Court that treaty rights may be abrogated only by an act of Congress, see Lone Wolf v. Hitchcock, 187 U.S. 553, 565 (1903) ("Plenary authority over the tribal relations of the Indians has been exercised by Congress from the beginning, and the power has always been deemed a political one, not subject to be controlled by the judicial department of the government."), which the Supreme Court reiterated just a month after Eberhardt was issued in United States v. Dion. Dion, 476 U.S. at 738-39 (Indian treaty-based hunting and fishing rights are reserved "unless such rights were clearly relinquished by treaty or have been modified by Congress," and Congress must make such an intent clear such that there is "clear evidence that Congress actually considered the conflict between its intended action on the one hand and Indian treaty rights on the other, and chose to resolve that conflict by abrogating the treaty").
Thus, the regulations themselves do not abrogate Good's treaty rights because they are not an act of Congress. The question remains whether there is sufficient evidence in the statute that the regulations implement, 25 U.S.C. §§ 2, 9, indicating that Congress intended to abrogate the 1837 Treaty's fishing protections. The Court concludes that there is not. The relevant sections of the statute are broad grants of general authority to the Secretary of the Interior and to the President to manage "Indian affairs" and relations. 25 U.S.C. §§ 2, 9. They contain no indication or language referring to treaty-based fishing rights that could amount to the kind of evidence that Congress considered the treaty rights and
The Court concludes that Good's rights under the 1837 Treaty preclude his prosecution under the Lacey Act. The 1837 Treaty protects Good's right to engage in the conduct underlying the indictment, which may be abrogated by only an act of Congress. Congress has not abrogated that right, either in the Lacey Act or in the statute authorizing the Department of Interior to promulgate the regulations.
Based on the foregoing, and the records, files, and proceedings herein, the Court
1. Defendant's Motion to Dismiss the Indictment [Docket No. 32] is
2. Defendant's Motion to Dismiss the Indictment Due to Selective Prosecution [Docket No. 30] is
3. Defendant's Motion to Suppress [Docket No. 31] is
To the extent the Eighth Circuit seems to have endorsed this approach in United States v. Stone, 112 F.3d 971, 973-74 (8