JOHN R. TUNHEIM, Magistrate Judge.
This action arises out of plaintiff Olga Issaenko's brief tenure as a research scientist at the University of Minnesota Masonic Cancer Center, where she worked in the laboratory of defendant Dr. Martina Bazzaro. Issaenko alleges that Bazzaro improperly claimed Issaenko's scientific work and research as her own. Issaenko further alleges that Bazzaro and others damaged her career by disseminating false statements about her scientific research. Defendants Tucker LeBien and Frances Lawrenz, both administrators at the University of Minnesota, have moved for judgment on the pleadings for the sole claim against them, tortious interference. Bazzaro, in the same motion, moves for judgment on the pleadings for the two claims against her, tortious interference and promissory estoppel. In a Report and Recommendation ("R&R") dated January 25, 2016, United States Magistrate Judge Steven E. Rau recommended that the Court grant the motion with respect to the claim against LeBien and Lawrenz, but deny it with respect to the claims against Bazzaro. Issaenko now objects to the R&R.
Based on a de novo review, the Court finds that Issaenko has failed to state a claim for tortious interference against LeBien and Lawrenz. The Court will therefore overrule Issaenko's objections, adopt the R&R to the extent it is consistent with this opinion, and grant the motion for judgment on the pleadings to the extent it seeks dismissal of the tortious interference claim against LeBien and Lawrenz.
A detailed and comprehensive factual background for this case — which will not be repeated here — can be found in this Court's September 30, 2014 Order. Issaenko v. Univ. of Minnesota ("Issaenko I"), 57 F.Supp.3d 985 (D. Minn. 2014). In Issaenko I, the Court granted in part Defendants' motion to dismiss, dismissing all claims against all Defendants with the exception of tortious interference and promissory estoppel claims against Bazzaro in her individual capacity. Id. at 1040. The Court also granted in part Issaenko's motion to amend her complaint, but only to assert a claim for tortious interference against LeBien and Lawrenz in their individual capacities. Id. In granting in part Issaenko's motion to amend, the Court thoroughly reviewed a proposed Second Amended Complaint ("Proposed Second Amended Complaint") that she submitted as an attachment. (Mot. for Leave to Amend Pl.'s First Am. Compl., Attach. 1 ("Proposed Second Am. Compl."), June 5, 2014, Docket No. 38.) Based on this review, the Court concluded that all other asserted claims therein would be futile. Issaenko I, 57 F. Supp. 3d at 992. Issaenko subsequently filed a Second Amended Complaint, which is nearly identical to the Proposed Second Amended Complaint that the Court reviewed in Issaenko I with the exception of a few minor and immaterial differences — Issaenko added and deleted several defendants and also deleted one date. (Compare Proposed Second Am. Compl. ¶¶ 8-23, 91, with Second Am. Compl. ¶¶ 8-31, 99, Nov. 29, 2014, Docket No. 67.) Importantly, all of the factual allegations relevant to her tortious interference claim against LeBien and Lawrenz are the same. (Compare Proposed Second Am. Compl. ¶¶ 24-113, 154-201, with Second Am. Compl. ¶¶ 32-121, 162-209.)
On April 13, 2015, LeBien, Lawrenz, and Bazzaro moved for judgment on the pleadings, and the motion was referred to the Magistrate Judge. (Mot. for J. on the Pleadings, April, 13, 2015, Docket No. 77.) In the R&R, the Magistrate Judge recommended that the Court grant the motion in favor of LeBien and Lawrenz.
Upon the filing of a report and recommendation by a magistrate judge, a party may "serve and file specific written objections to the proposed findings and recommendations." Fed. R. Civ. P. 72(b)(2); accord D. Minn. LR 72.2(b). "The district judge must determine de novo any part of the magistrate judge's disposition that has been properly objected to." Fed. R. Civ. P. 72(b)(3).
In reviewing a motion for judgment on the pleadings pursuant to Federal Rule of Civil Procedure 12(c), the Court applies the same standard as it would on a motion to dismiss pursuant to Rule 12(b)(6). Clemons v. Crawford, 585 F.3d 1119, 1124 (8
Issaenko makes numerous objections to the R&R. Because many of the objections overlap, involve the same issues, or have multiple parts, the Court will organize them into five groupings.
Issaenko contends that the Magistrate Judge made two erroneous factual findings. She first challenges the Magistrate Judge's finding that her "response [to Lawrenz and LeBien's motion for judgment on the pleadings] was due on May 4, 2015, and none was filed." (R&R at 3.) Issaenko notes that she did file a response, albeit six months late on November 9, 2015. The Court will overrule this objection because the Magistrate Judge explicitly cited Issaenko's November 9, 2015, filing and relied on it in preparing the R&R. (R&R at 3-4 ("Issaenko . . . filed a memorandum in opposition to the Motion for Judgment on the Pleadings pro se.").)
Issaenko also challenges the Magistrate Judge's factual finding that she "did not respond to Defendants' letter" regarding the applicability of the affirmative defense of qualified immunity. (R&R at 4.) Issaenko argues that the Magistrate Judge ordered her not to respond and that she would have responded had she been given the chance. The Court will overrule this objection as well, however, because no response from Issaenko was needed. LeBien and Lawrenz's letter to the Court operated as a withdrawal of their qualified immunity defense, and the Magistrate Judge specifically noted that the Court would "not address that issue in this Report and Recommendation." (R&R at 4.) Issaenko suffered no prejudice as a result of not being able to respond to the letter because the Magistrate Judge resolved the qualified immunity issue in her favor.
Issaenko next argues that the Magistrate Judge erred in recommending that her tortious interference claim relating to Cell Cycle statements be dismissed. Issaenko raises four specific objections: (1) the Magistrate Judge erred in finding that the qualified privilege that precluded her defamation claim against LeBien and Lawrenz also precludes her present tortious interference claim; (2) the Magistrate Judge, for various reasons, erred in finding that LeBien and Lawrenz are entitled to qualified privilege for their Cell Cycle statements; (3) the Magistrate Judge erred in not considering several public websites; and (4) the Magistrate Judge improperly concluded that certain documents could not be considered because they were outside the pleadings. Based on a de novo review, the Court will overrule these objections.
In Issaenko I, this Court denied Issaenko's motion to amend her complaint to add a defamation claim against LeBien and Lawrenz regarding their Cell Cycle statements. 57 F. Supp. 3d at 1035. The Court concluded that those statements were protected by qualified privilege because they were made upon a proper occasion, for a proper purpose, and were based upon reasonable or probable cause. Id. at 1032-34. The Court also found that Issaenko had not made any allegations that LeBien and Lawrenz acted with malice (which is required to defeat the application of qualified privilege). Id. at 1035. In her Second Amended Complaint, Issaenko now asserts a tortious interference claim against LeBien and Lawrenz based on these same Cell Cycle statements, but she has not pleaded any new factual allegations that the Court did not already consider in Issaenko I. Id. at 1032-35. (Compare Proposed Second Am. Compl. ¶¶ 24-113, 154-201, with Second Am. Compl. ¶¶ 32-121, 162-209.) Under Minnesota law, a "plaintiff is not permitted to avoid defenses to a defamation claim by challenging the defamatory statements under another doctrine." Guzhagin v. State Farm Mut. Auto. Ins. Co., 566 F.Supp.2d 962, 969 (D. Minn. 2008). Here, that is exactly what Issaenko is attempting to do.
Issaenko nevertheless asks the Court to consider certain public websites and other documents, which she argues prove that LeBien and Lawrenz's Cell Cycle statements were made upon an improper occasion, for an improper purpose, and without reasonable or probable cause, and that Defendants acted with malice. But as the Magistrate Judge noted, the Court need not consider matters outside the pleadings on a motion for judgment on the pleadings. Porous Media Corp. v. Pall Corp., 186 F.3d 1077, 1079 (8
In effect, Issaenko is attempting to re-litigate an issue — qualified privilege — that the Court already decided in Issaenko I. Yet because neither the Second Amended Complaint nor Issaenko's objections provide any viable basis for re-evaluating that determination, the Court declines to revisit it here.
Issaenko also objects to the R&R on the ground that the Magistrate Judge improperly restricted the scope of her tortious interference claim against LeBien and Lawrenz to their Cell Cycle statements. Issaenko argues that she made other factual allegations, separate from the Cell Cycle statements, that support her claim. While the Court finds that the Magistrate Judge did limit his analysis to the Cell Cycle statements, it will nevertheless overrule Issaenko's objection because this error was harmless — her other factual allegations are insufficient to state a claim for tortious interference.
In the R&R, the Magistrate Judge interpreted Issaenko I as allowing Issaenko to amend her complaint to add a tortious interference claim against LeBien and Lawrenz
In Issaenko I, the Court explicitly examined Issaenko's allegations that LeBien and Lawrenz made false statements to Dr. Rodan. The Court determined that Issaenko could not amend her complaint to add a defamation based on those allegations because she had not alleged a defamatory statement within the applicable statute of limitations or, alternatively, she had not alleged that LeBien and Lawrenz did anything more than innocently repeat a statement made by Bazzaro, without knowledge that the statement was defamatory. Issaenko I, 57 F. Supp. 3d at 1031-32. Issaenko cannot avoid these defenses "by challenging the defamatory statements under another doctrine" such as tortious interference. Guzhagin, 566 F. Supp. 2d at 969.
Although the Court did not consider the JMCT allegations in Issaenko I, the same preclusive reasoning applies. Issaenko's allegations — that LeBien and Lawrenz made false statements to the JMCT — are in essence defamation allegations. And Issaenko could not state a claim for defamation based on these allegations because she has not alleged a defamatory statement within the applicable statute of limitations
Issaenko makes one additional allegation that she argues supports her tortious interference claim: LeBien and Lawrenz made false statements to a blog called "Retraction Watch." But this argument fails for the simple reason that Issaenko has not actually alleged that LeBien and Lawrenz ever made false statements to the blog. Issaenko only alleges that "
Issaenko next objects to the Magistrate Judge's recommendation that Defendants' motion for judgment on the pleadings not be denied on the basis of their failure to meet-and-confer. The Magistrate Judge found that although Defendants likely had not satisfied their meet-and-confer obligation under District of Minnesota Local Rule 7.1, denial of their motion on this ground would be improper because Issaenko had "not alleged any prejudice" and had not offered "some circumstance where she would have agreed not to oppose the instant motion." (R&R at 10.) In her objection, Issaenko contends that she had several possible resolutions "in mind" and that she "had a hope that during meet-and-confer meeting with Defendants she could reach some resolution." (Pl.'s Objs. at 21-23.) Issaenko also raises arguments about the difficulty of being a pro se litigant with "limited skills in English," her challenging experiences with "volunteer" and "independent" attorneys, and how Defendants' conduct caused her prejudice. (Id.) Notably, however, she does not specify what resolutions she had in mind or how she was prejudiced.
Although the Court does not approve of Defendants' failure to meet-and-confer, the Court finds that it is not a basis for denying their motion. As the Magistrate Judge noted, the purpose of the meet-and-confer requirement is to encourage parties to work together in order to narrow or resolve the dispute presented to the Court. Issaenko's vague averment that she had possible resolutions in mind and suffered prejudice, or her arguments regarding her status as a pro se litigant, are insufficient to show that a meet-and-confer would have actually resulted in the dispute being narrowed or resolved. Thus, while the Court admonishes Defendants for failing to comply with local rules, it will overrule Issaenko's objection.
Issaenko makes several other objections that do not fit into any of the above groupings. They will accordingly be addressed below.
First, Issaenko argues that the question of whether LeBien and Lawrenz acted with malice — which could defeat the application of qualified privilege to their Cell Cycle statements — is a jury question; she asks the Court to permit discovery on the issue. But Issaenko overlooks the fact that her complaint contains no allegations that could be construed as showing malice on the part of LeBien and Lawrenz. Indeed, the Court already addressed this issue in Issaenko I — the Court reviewed the Proposed Second Amended Complaint and concluded that it "does not even contain an allegation that LeBien and Lawrenz were angry with Issaenko or were otherwise motivated by ill will." 57 F. Supp. 3d at 1035. Given that the Second Amended Complaint is identical in all relevant respects to the Proposed Second Amended Complaint, the Court sees no reason to re-evaluate its prior finding. Moreover, the Court will not allow discovery on a matter that is not plausibly alleged anywhere within the complaint.
Second, Issaenko argues that the Magistrate Judge improperly concluded that (1) she acted dishonestly by attempting to publish her paper in Cell Cycle and (2) LeBien and Lawrenz's Cell Cycle statements served the public interest. Issaenko, however, misinterprets the Magistrate Judge's findings. The Magistrate Judge merely found that LeBien and Lawrenz were entitled to qualified privilege for their Cell Cycle statements because "the statements were based on an effort to protect [the University of Minnesota] and the public from dishonest behavior by Issaenko." (R&R at 14 (quoting Issaenko I, 57 F. Supp. 3d at 1034).) The Magistrate Judge did not find that Issaenko was actually dishonest or that the Cell Cycle statements actually protected the public, but instead that LeBien and Lawrenz were entitled to qualified privilege because they were acting to prevent what they had reasonable cause to believe was dishonest behavior that would negatively impact the public. And as the Court already explained in Issaenko I, the allegations in the Second Amended Complaint show that LeBien and Lawrenz had such reasonable cause. Defendants had reasonable cause to believe that Issaenko acted dishonestly because they "reviewed the manuscript Issaenko submitted to Cell Cycle and compared each table and figure to materials found in Bazzaro's lab prior to drawing conclusions about the propriety of Issaenko's use of the materials." 57 F. Supp. 3d at 1034 (citing Decl. of Damon L. Ward ("Ward Decl."), Ex. 28, June 5, 2014, Docket No. 41). Furthermore, they had reasonable cause to believe that their statements would protect the public because they were acting to "maintain[] the integrity of academic research." Id. The Court will therefore overrule these objections.
Issaenko lastly contends that Bazzaro made defamatory statements that are not barred by the two-year statute of limitations. But this objection is not properly before the Court because the Court already dismissed Issaenko's defamation claim against Bazzaro in Issaenko I. Id. at 1035-36, 1040.
For the reasons explained above, the Court finds that LeBien and Lawrenz are entitled to judgment on the pleadings on Issaenko's tortious interference claim. The Court will therefore overrule Issaenko's objections, adopt the R&R to the extent it is consistent with this opinion, and grant the motion for judgment on pleadings to the extent it seeks dismissal of the tortious interference claim against LeBien and Lawrenz.
The Court will also, sua sponte, direct the Clerk of Court to terminate all other Defendants — besides Bazzaro in her individual capacity — from this case. In Issaenko I, the Court dismissed all claims against all Defendants except for the two claims against Bazzaro — some claims were dismissed with prejudice and others were dismissed without prejudice. Id. at 1039-40. The Court also permitted Issaenko to amend her complaint, but
This case will be placed on the Court's next available trial calendar.
Based on the foregoing, and all the files, records, and proceedings herein, the Court
1. Defendants LeBien, Lawrenz, and Bazzaro's motion for judgment on the pleadings [Docket No. 77] is
2. The Clerk of Court shall strike all Defendants in the Second Amended Complaint [Docket No. 67] from this action, with the exception of Defendant Dr. Martina Bazzaro in her individual capacity.