JOHN R. TUNHEIM, Chief District Judge.
This § 2254 habeas petition concerns Petitioner Michael R. Whipple's 2005 sentence for a Minnesota sexual misconduct conviction. In 1986, Whipple was convicted of first-degree rape in South Dakota. Then in 2005, Whipple was convicted in Minnesota for third-degree criminal sexual conduct under Minn. Stat. § 609.344. Whipple v. Minnesota, No. A14-1112, 2014 WL 7344358, at *1 (Minn. Ct. App. Dec. 29, 2014) (discussing the date of the alleged misconduct), rev. denied (Minn. Mar. 17, 2015).
In between those two convictions, Minnesota adopted a statute in 2002 that stated in relevant part, "If a person was convicted for a violation of [Minn. Stat. § 609.344, or one of several other statutes] after a previous sex offence conviction as defined in subdivision 5 . . . the person shall be placed on conditional release for ten years." 2002 Minn. Laws, ch. 385, § 4 (codified at Minn. Stat. § 609.109, sub. 7, until repealed in 2005).
Whipple never appealed his 2005 Minnesota conviction. Id. Whipple did, however, file two petitions with the Minnesota state courts, one for post-conviction relief in 2012, and one for correction of sentence in either 2013 or 2014. Id. Each of those petitions was denied, and in his second petition the Minnesota Court of Appeals rejected Whipple's argument that as applied to him, § 609.109, subdivision 7, was an impermissible ex post facto law. See id. at *1-2.
On December 21, 2015, Whipple filed with this Court his petition for a writ of habeas corpus under 28 U.S.C. § 2254 and applied to proceed in forma pauperis ("IFP"). Whipple again argued that the Minnesota state court's imposition of the mandatory 10year conditional release for his 2005 conviction violated the Federal Constitution's prohibition against ex post facto laws because, in Whipple's view, the mandatory conditional release was really punishment for his 1986 conviction, which took place long before the enactment of the relevant 2002 version of § 609.109, subdivision 7. United States Magistrate Judge Janie Mayeron issued a Report & Recommendation ("R&R") recommending that the Court deny Whipple's IFP application and habeas petition and decline to grant a certificate of appealability because the petition was untimely and, even if it were timely, it failed on the merits. (R&R, Mar. 11, 2016, Docket No. 9.) Whipple filed objections to the R&R. (Obj., Mar. 24, 2016, Docket No. 10.)
The Court finds that the Magistrate Judge's findings are correct and will therefore overrule Whipple's objections, adopt the R&R, deny Whipple's IFP application, deny his habeas petition, and decline to grant a certificate of appealability.
Upon the filing of an R&R by a magistrate judge, a party may "serve and file specific written objections to the proposed findings and recommendations." Fed. R. Civ. P. 72(b)(2); accord D. Minn. LR 72.2(b). "The district judge must determine de novo any part of the magistrate judge's disposition that has been properly objected to." Fed. R. Civ. P. 72(b)(3).
The Court understands Whipple to have two objections to the R&R. First, Whipple objects to the Magistrate Judge's finding that his petition is time-barred. 28 U.S.C. § 2244(d)(1) states:
Here, subsection (1)(A) applies because, as the Magistrate Judge noted, "(1) there was never any impediment to Whipple filing a habeas petition previously; (2) Whipple is not asserting that he is entitled to relief pursuant to a constitutional right only recently recognized by the Supreme Court; and (3) Whipple's claim is not predicated on any new factual discovery." (R&R at 3 (footnote omitted).)
Whipple objects to this finding because in his view 28 U.S.C. § 2244(d)(2) "extends the limitations period." (Obj. at 2.) Section 2244(d)(2) states, "The time during which a properly filed application for State post-conviction or other collateral review with respect to the pertinent judgment or claim is pending shall not be counted toward any period of limitation under this subsection." 28 U.S.C. § 2244(d)(2). However, Whipple cannot take advantage of § 2244(d)(2)'s terms permitting a pause in his habeas limitations period because his habeas limitations period expired in 2007, well before he filed his first "application for State post-conviction or other collateral review" in 2012. By the time he filed his first post-conviction application in 2012 there was no habeas time limitation left to pause. The disagreement may be that Whipple believes his § 2244(d)(1) clock should have restarted after the Minnesota Supreme Court denied review of his most-recent state court petition on March 17, 2015. See Whipple, 2014 WL 7344358, at *1. But as the Magistrate Judge noted, § 2244(d)(2) only pauses, not restarts, the oneyear limitations clock. (R&R at 4, n.3.) Whipple's habeas petition was therefore untimely.
Whipple's second objection challenges the Magistrate Judge's alternative finding, that Whipple's 10-year conditional release sentence was not an ex post facto law. The Federal Constitution's two Ex Post Facto Clauses state that neither the federal government nor the states may "pass" an "ex post facto Law." U.S. Const. art. I, §§ 9, 10. These clauses prohibit certain laws from operating if they are
Whipple's argument falters on the retroactivity element. The Supreme Court has recognized several examples of impermissible backward-looking punishments, such as a law that "makes an action done before the passing of the law, and which was innocent when done, criminal," or a law that "aggravates a crime, or makes it greater than it was, when committed." Peugh v. United States, 133 S.Ct. 2072, 2081 (2013) (quoting Calder v. Bull, 3 Dall. 386, 390 (1798)). But on the other hand, a statute "is not made retroactive merely because it draws upon antecedent facts for its operation." Landgraf v. USI Film Prods., 511 U.S. 244, 269 n.24 (1994) (quoting Cox v. Hart, 260 U.S. 427, 435 (1922)).
In United States v. Pfeifer, the Eighth Circuit addressed retroactivity in a context almost identical to Whipple's. 371 F.3d at 436. In 1985, Pfeifer was convicted of simple assault in South Dakota after he hit his wife. Id. at 432-33. In 1996, Congress enacted a statute that made it illegal for anyone previously convicted "in any court of a misdemeanor crime of domestic violence" to possess a firearm affecting interstate commerce. Id. at 434 (quoting 18 U.S.C. § 922(g)(9)). In 2001, Pfeifer went hunting with a rifle and, because of his 1985 conviction, was convicted of violating the 1996 statute. Id. at 433. Pfeifer argued in his direct appeal exactly what Whipple does now, that he was being punished not for hunting with a rifle in 2001, but instead for his 1985 offense. And because the 2001 punishment was doled out based on a law passed 11 years after the 1985 conviction, Pfeifer believed his punishment to be retroactive. But the Eighth Circuit disagreed, stating: "The critical factor . . . is that the prohibited conduct — possession of a firearm [in 2001] — occurred after the enactment of the statute [in 1996].. . . It is immaterial that the predicate offense [in 1985] occurred before § 922(g)(9) was enacted." Id. at 436 (citations omitted).
Here, Whipple is in the same position as Pfeifer. Minnesota's 10-year mandatory conditional release was imposed on Whipple pursuant to a law passed in 2002 as punishment for conduct that occurred in 2005. Just because the state court drew on antecedent facts — Whipple's 1986 conviction — in applying the 2002 law to Whipple's conduct in 2005 does not mean that the law was applied retroactively; it was not. Whipple's confusion, however, is understandable, and shared by a number of similarlysituated prisoners: If Whipple would not have received the mandatory 10-year conditional release but for his 1986 conviction, then how is the conditional release
Whipple rightly recognizes that in order for a law to be an ex post facto law it must not only be retroactive, but also punitive. Smith, 538 U.S. at 92. And so Whipple focuses much of his objection on the punitive element, arguing that his 10-year conditional release was punishment and not part of some civil nonpunitive scheme. See id. (evaluating whether a new sex-offender registry program that applied retroactively was punitive or nonpunitive). The Court suspects Whipple is correct that the old § 609.109, subdivision 7 is punitive. But whether it is punitive or not does not matter if it is not
In conclusion, Whipple's habeas petition is untimely, and even if it were timely it fails on its merits.
Based on the foregoing, and all of the files, records, and proceedings herein, Court
1. Whipple's application to proceed in forma pauperis [Docket No. 3] is
2. Whipple's amended petition for a writ of habeas corpus [Docket No. 8] is
3. The Court does
U.S. Sentencing Guidelines Manual § 4A1.1 (U.S. Sentencing Comm'n 2015) (Introductory Commentary). Not only do judges regularly follow the guidelines and consider a defendant's past criminal conduct when determining an appropriate sentence, it would be error for a judge not to. See Molina-Martinez v. United States, 136 S.Ct. 1338, 1342 (2016) ("[T]he district court must determine the applicable Guidelines range.").