JOHN R. TUNHEIM, District Judge.
Plaintiff Kenneth Rozycki brings this action against Defendants Officer Matthew Smith, Officer Jeff Martin, and the City of Champlin, alleging claims under 42 U.S.C. § 1983 and Minnesota law based on an encounter between Rozycki and the officers at Rozycki's home on April 20, 2014. Rozycki alleges that Martin and Smith violated his Fourth Amendment rights by entering his garage without a warrant or consent, tackling and restraining him — which resulted in his pants and underwear falling down for some period of time — and arresting him inside his home without a warrant or probable cause. Rozycki also alleges battery and invasion of privacy in connection with these events. All Defendants move for summary judgment on all claims.
The Court will grant Smith's and Martin's motion for summary judgment as to the § 1983 claims of arrest without probable cause and unlawful strip search; however, the Court will deny summary judgment as to the claims of unlawful, warrantless home entry and arrest and excessive force, as Smith and Martin are not entitled to qualified immunity on these claims. The Court will grant the City of Champlin's motion for summary judgment as to all § 1983 claims because Rozycki has failed to provide any factual or legal basis for extending liability to the City. As for the state claims, the Court will grant summary judgment as to all Defendants on Rozycki's claim of invasion of privacy, but will deny summary judgment as to all Defendants on Rozycki's claim of battery because Defendants are not entitled to official immunity.
On the afternoon of Easter Sunday, April 20, 2014, Plaintiff Kenneth Rozycki was at his home in Champlin, Minnesota, with a number of family members and family friends. Defendant Matthew Smith, a Champlin police officer, responded to a call from Rozycki's neighbor complaining of dogs barking loudly at Rozycki's home. (Aff. of Brian P. Taylor ("Taylor Aff."), Ex. 1 ("Smith Dep.") at 11:21-13:14, May 2, 2016, Docket No. 14; Taylor Aff., Ex. 7 ("Rozycki Dep.") at 28:3-17.) Smith arrived in the late afternoon and observed about half a dozen people in the driveway area drinking beer. (Smith Dep. at 19:20-20:11). Rocyzki went out to the street to speak with Smith, who remained in his squad car. (Smith Dep. at 20:19-23, 21:18-22:15; Rozycki Dep. at 28:3-6.) When Smith brought up the noise complaint, Rozycki became verbally agitated. (Smith Dep. at 22:16-25:6; Taylor Aff., Ex. 2 ("Jason Dep.") at 9:25-11:3; Rozycki Dep. at 29:8-30:2.) Rozycki eventually walked away from the squad car. (Rozycki Dep. at 29:24-25.)
Rozycki's adult son Jason Rozycki, accompanied by Jason's son, stayed near Smith's car briefly after Rozycki walked away; Jason testified that Smith muttered something along the lines of "typical Rozyckis," after which Jason said, "[y]ou want my son to respect the police but you are making comments like this." (Jason Dep. at 11:3-21; see also Taylor Aff., Ex. 4 ("Jeremy Dep.") at 10:8-17.) According to Jason, Smith apologized and left the scene. (Jason Dep. at 11:8-9, 15:1-6.) In contrast, Smith testified that Rozycki told him the dogs would be put inside, after which Smith drove away, with no mention of the "typical Rozyckis" statement. (Smith Dep. at 25:5-24.)
Shortly after Smith left, Rozycki had a verbal exchange with the neighbor who had made the noise complaint. (Taylor Aff., Ex. 5 ("Erstad Dep.") at 14:16-15:1.) The neighbor then called 911, reporting that Rozycki had threatened her, saying "if you ever call the police on my dogs barking again, it will be the fucking last time you call." The neighbor also reported that she felt "very threatened," and that Rozycki had threatened her in the past. (Smith Dep. at 27:17-33:23, 28:16-31:4, 33:15-23; see also Martin Dep. at 13:18-23.) Rozycki testified, on the other hand, that although he did express his frustration and questioned his neighbor about why she called the police, he had not threatened her, and one other witness in Rozycki's yard at the time also testified that Rozycki made no threat.
Smith, Defendant Jeff Martin, a Champlin police officer, and Tony Mortinson, an Osseo police officer, responded in person to the neighbor's 911 call. The three officers met a few blocks from Rozycki's house to discuss the situation. (Smith Dep. at 33:24-35:9; Taylor Aff., Ex. 6 ("Martin Dep.") at 12:4-15:13; Aff. of Andrew Irlbeck ("Irlbeck Aff."), Ex. 13, May 23, 2016, Docket No. 20.) At the time of the events in question, Martin weighed over 290 pounds and was six feet four inches tall. (Martin Dep. at 6:25-7:6; Irlbeck Aff., Ex. 4 at 2.) An onlooker testified (presumably referring to Martin) that one of the officers at the Rozycki home that day was "the biggest cop that [she had] ever seen." (Matheny Dep. at 12:14.) According to Mortinson's police report, before the trio approached the Rozycki house, Smith and Martin told him that they planned to arrest Rozycki for terroristic threats and that they expected the other people at the Rozycki home to fight the officers during the arrest. (Irlbeck Aff., Ex. 13.)
The three officers then drove their squad cars closer to the Rozycki house, parked on the street, and approached the house on foot. (Smith Dep. at 35:10-23, 39:16-19; Martin Dep. at 15:12-19, 16:4-10.) When the officers drove up, Rozycki and a number of adults were in the driveway drinking beer and the garage door was open. (Smith Dep. at 35:18-36:8, 37:24-39:14; Martin Dep. at 15:20-23; Def. Ex. 13 at 18:24:45-50; Taylor Aff., Ex. 11 ("Coffey Dep.") at 14:23-15:20; Taylor Aff., Ex. 13 ("Smith Video") at 18:24:44-47.) Multiple onlookers testified that it appeared as though the officers snuck up on Rozycki by walking up along the side of the house, out of Rozycki's view. (Taylor Aff., Ex. 3 ("Countryman Dep."), at 18:15-20, 19:3-5, 22:15-24, 23:11-12; 69:9-70:7; Taylor Aff., Ex. 10 ("Matheny Dep.") at 12:1-24, 14:4-22, 16:13-17.) The officers deny that they were sneaking up on Rozycki and testified that they merely walked up to the house from their cars in plain sight — at least one witness statement supports this version of events.
The key events in this case took place over the span of about thirty seconds,
As a result of the tackle, both Rozycki and Smith ended up lying with the top halves of their bodies inside the door leading into the house and their legs lying in the garage on the stairs leading up to the door. (Rozycki Dep. at 43:4-23; Martin Dep. at 19:2-15; Smith Dep. at 45:17-46:3.) Martin entered the garage shortly after Smith did; after Smith "took [Rozycki] down to the ground," Martin assisted in restraining Rozycki by holding his legs. (Smith Dep. at 45:17-47:8; Martin Dep. at 20:5-19; Rozycki Dep. at 39:10-11.) Smith then stood up and Martin moved Rozycki's body down the stairs onto the concrete garage floor, where Smith and Martin continued to restrain him, rolled him onto his stomach, and handcuffed his hands behind his back. (Smith Dep. at 46:24-47:4, 50:21-24; Martin Dep. at 20:24-25:11, 22:1-25; Rozycki Dep. at 38:8-41:25.) Martin testified that he "slid [Rozycki] down the stairs gently," and "roll[ed] him over to place him under arrest and put his hands behind his back." (Martin Dep. at 20:5-21:3.) Rozycki described the officers' efforts somewhat differently, testifying that they "slammed" his body into the floor, and in the process he hit his hip and the right side of his face and head on the concrete floor, causing pain to his hip. (Rozycki Dep. at 36:11-15, 39:3-42:3.) A neighbor watching from across the street testified that around the time Rozycki was tackled, she heard screaming followed by a "disturbing" sound of a body hitting the garage floor. (Matheny Dep. at 12:24-13:3.)
The officers perceived Rozycki to be physically resisting them and repeatedly told him to stop resisting. (Smith Dep. at 47:3; Smith Video at 18:25:25-34; see also Irlbeck Aff., Ex. 3 at 5; Irlbeck Aff., Ex. 4 at 5.) Meanwhile, Rozycki and witnesses testified that Rozycki was not resisting and that starting shortly after he was tackled, Rozycki was moaning and yelling in pain, stating multiple times that his artificial hip was injured. (Barrett Dep. at 16:4-5; Matheny Dep. at 13:11-12, 21:5-7, 22:16-17; Jeremy Dep. at 20:5-17, 23:16-23; see also Smith Video at 18:25:22-28; Rozycki Dep. at 72:17-20.) Martin testified that during the process of handcuffing Rozycki, after he became aware of Rozycki's hip complaints, "we kind of stopped for a minute, just because we didn't want to further injure [his hips]." (Martin. Dep. at 22:1-11.)
At some point during the course of the tackle or later restraint, Rozycki's pants and underwear were pulled down to his ankles, and he was exposed to onlookers in the garage. (Jason Dep. at 18:1-19:3; Jeremy Dep. at 16:17-17:4; Rozycki Dep. at 48:1-50:14; Taylor Aff., Ex. 8 ("Jordan Dep.") at 25:16-27:1.) Rozycki does not allege that the officers conducted any sort of invasive search, but he does allege that the officers waited longer than necessary to pull his pants up and did not allow his relatives and friends standing nearby to pull his pants up when they tried to do so. (Taylor Aff., Ex. 9 ("Angela Dep.") at 14:13-22; Jason Dep. at 19:7-14, 20:16-20; Jeremy Dep. at 17:1-15; Jordan Dep. at 26:4-11; Barrett Dep. at 15:9-14, 19:19-20:1.) It is not clear precisely when Rozycki's pants were pulled back up.
Over the course of the next seven or eight minutes, Smith and Martin stood Rozycki up and walked him out of the garage, still handcuffed, where eventually they let him lie down on the ground to wait for an ambulance. (Smith Video at 18:26:30-18:30:45; Smith Dep. at 52:3-53:16; Jeremy Dep. at 23:16-24:20; Rozycki Dep. at 47:19-48:5, 50:15-51:13, 56:2-16.) During this period, the audio recording captures intermittent statements of pain, confusion, and agitation from Rozycki, as well as officer statements both explaining to Rozycki that the officers were "trying to help [him] up" and also, at other moments, abruptly ordering Rozycki to cooperate, to stand up, and to walk. (See, e.g., Smith Video at 18:27:00-30, 18:28:50-29:10.) Smith testified that during this period, Rozycki collapsed in the garage at one point after standing, and also that he "went limp" and "wasn't cooperating at all anymore, and at this time he was saying that his hip or hips were sore [and that] he had artificial hips." (Smith Dep. at 52:9-17; see also Martin Dep. at 24:11-17.)
Whether the officers used any force against Rozycki after handcuffing him — other than the minimal force necessary to stand him up and walk him out of the garage — is a matter in dispute. Rozycki alleges that at some point after he was handcuffed, an officer placed Rozycki in a chokehold, whispered "I'm sick of your bullshit Ken,"
At some point during Rozycki's exclamations of pain and fear about his hips possibly becoming dislocated, an officer is recorded saying: "If you wouldn't have run from me when I told you you were under arrest it wouldn't have happened," (Smith Video at 18:31:37-40), and in response a male voice chimes in: "we have a lot of witnesses," (id. at 18:31:40-43.) The audio recording later captures Smith stating "I asked him to step out and talk to me and I told him you are under arrest," (id. at 18:32:25-45), and later, "when somebody runs from me when I tell them they're under arrest I can do anything that I need to to get them into custody," (id. at 18:33:05-20).
Between the moment that Smith first tackled Rozycki and the time the officers lay Rozycki on the ground outside of the garage to wait for an ambulance, the situation was tense and volatile inside the garage, according to Smith. (Smith Dep. at 48:5-20, 49:5-50:5, 50:25-52:25; see also Smith Video at 18:25:45-18:26:15.) The other individuals at Rozycki's house (including his four adult children, a few family friends, and a few children) were all watching what was going on between Rozycki and the police, and they came gradually closer to Rozycki and the officers and yelled and asked questions throughout the process. (Smith Video at 18:26:40-18:30:00; see also Smith Dep. at 51:9-11; Martin Dep. at 24:3-23.) Smith testified that the individuals in the crowd were not following police commands and the officers were afraid of what the crowd might do, especially given that many of them had been drinking. (See, e.g., Smith Dep. at 48:5-20, 51:8-24.) The officers repeatedly yelled at the onlookers to back up, threatened them with arrest, and warded them off by holding out a taser; according to Smith, while Smith and Martin were restraining Rozycki, Mortinson was engaged in "crowd control." (Smith Video at 18:25:28-50; Smith Dep. at 51:19-24; Rozycki Dep. at 53:1-7; Angela Dep. at 11:7-15.) The officers did end up arresting one onlooker — Rozycki's son Jordan Rozycki — due to his conduct in the garage. (Martin Dep. at 24:24-25:19.) However, at least one witness testified that when the officers ordered the witnesses to back up, the crowd complied. (Angela Dep. at 11:13-15.) There is also some evidence that many of the witnesses in the garage were simply trying to understand what was happening and to find a way to pull up Rozycki's pants. (See, e.g., Jason Dep. at 19:9-14; Rozycki Dep. at 50:16-20.)
After Rozycki was settled on the ground outside of the garage, he remained in handcuffs until an ambulance arrived to transport him to a hospital. (Smith Video at 18:30:45-18:53:20; Smith Dep. at 55:9-57:15.) There were a few people across the street who saw and heard what happened. These witnesses' testimony generally supports Rozycki's allegations that officers snuck up on him, tackled him without provocation, and were physically forceful with him. (See Smith Dep. at 51:13-18; Countryman Dep. at 14:1-14; Matheny Dep. at 7:18-8:25; Coffey Dep. at 11:10-23, 12:19-26:13.)
Defendants repeatedly point out that Rozycki testified that his memory of the events in question is a "little fuzzy" and that Rozycki had been drinking before the encounter. Rozycki attributes his "fuzzy" memory to the officers' use of force when they allegedly slammed his head into the floor. (Rozycki Dep. at 46:18-24, 62:3-15, 71:22-72:14, 90:19-24, 96:1-8, 107:19-23; Jason Dep. at 27:16-19; Jeremy Dep. at 28:21-29:1.) Defendants also emphasize that Smith and Martin were familiar with Rozycki from past disturbances at the Rozycki home. According to Smith, in his experience, even minor situations at Rozycki's residence could turn bad quickly, especially if alcohol was involved. (Smith Dep. at 13:15-19:2, 20:25-22:12; see also Jason Dep. at 11:22-13:14; Martin Dep. at 8:12-11:19.)
In the end, an x-ray showed no displacement or fractures in Rozycki's hips. Rozycki claims damages including lasting hip pain and bruising, a bruised rib, a bruised face and ear, a concussion, pain and suffering, embarrassment and mental anguish, a loss of liberty, and medical bills in the amount of $5,612.12. Rozycki was never charged with any crime related to these events.
Rozycki filed this action in Minnesota state court in December of 2014, asserting a number of federal and state law claims. Pursuant to 42 U.S.C. § 1983, Rozycki argues that Smith and Martin violated his Fourth Amendment rights by using excessive force, conducting an unlawful strip search, arresting him without arguable probable cause, and unlawfully entering his home and arresting him there without a warrant. Rozycki also asserts state law battery and invasion of privacy claims.
Defendants removed to the District of Minnesota on February 25, 2015. On May 2, 2016, Defendants filed a motion for summary judgment on all claims, arguing that Smith and Martin are entitled to qualified immunity in relation to the § 1983 claims, there is no basis to hold the City of Champlin vicariously liable for the alleged § 1983 violations, and the state law claims fail as a matter of law against all Defendants, or alternatively, Defendants are entitled to official immunity.
Summary judgment is appropriate where there are no genuine issues of material fact and the moving party is entitled to judgment as a matter of law. Fed. R. Civ. P. 56(a). A fact is material if it might affect the outcome of the lawsuit, and a dispute is genuine if the evidence is such that it could lead a reasonable jury to return a verdict for either party. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). A court considering a motion for summary judgment must view the facts in the light most favorable to the non-moving party and give that party the benefit of all reasonable inferences to be drawn from those facts. Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587 (1986). Summary judgment is appropriate if the nonmoving party "fails to make a showing sufficient to establish the existence of an element essential to that party's case, and on which that party will bear the burden of proof at trial." Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986). "To defeat a motion for summary judgment, a party may not rest upon allegations, but must produce probative evidence sufficient to demonstrate a genuine issue [of material fact] for trial." Davenport v. Univ. of Ark. Bd. of Trs., 553 F.3d 1110, 1113 (8
"To state a claim under [42 U.S.C.] § 1983, a plaintiff must allege the violation of a right secured by the Constitution and laws of the United States, and must show that the alleged deprivation was committed by a person acting under color of state law." Cook v. City of Bella Villa, 582 F.3d 840, 848-49 (8
In assessing whether a police officer is entitled to qualified immunity, courts consider two factors, which may be examined in either order: (1) whether the facts indicate "a violation of a constitutional right," and (2) "whether the right at issue was `clearly established' at the time of defendant's alleged misconduct." Pearson, 555 U.S. at 232, 236 (citation omitted). "Unless both of these questions are answered affirmatively, [the defendant] is entitled to qualified immunity." Nord v. Walsh Cty., 757 F.3d 734, 738 (8
"Although the defendant bears the burden of proof for this affirmative defense [of qualified immunity], the plaintiff must demonstrate that the law was clearly established." Smith v. City of Minneapolis, 754 F.3d 541, 546 (8
The Court will analyze each alleged § 1983 violation, and whether Smith and Martin are entitled to qualified immunity, separately below.
In order to comply with the Fourth Amendment, a warrantless arrest must be "supported by probable cause." Borgman v. Kedley, 646 F.3d 518, 522 (8
To determine whether there was arguable probable cause, courts first examine the criminal statute authorizing the arrest in question. See Small v. McCrystal, 708 F.3d 997, 1003 (8
"Terrorize means to cause extreme fear by use of violence or threats." State v. Schweppe, 237 N.W.2d 609, 614 (Minn. 1975). A "threat is a declaration of an intention to injure another or his property by some unlawful act," and "the question of whether a given statement is a threat turns on whether the communication in its context would have a reasonable tendency to create apprehension that its originator will act according to its tenor." Id. at 613 (citations omitted). The statute requires either purpose, defined as "aim, objective, or intention," id. at 614, or reckless disregard, defined as "conscious disregard of [a] substantial, unjustifiable risk," State v. Cole, 542 N.W.2d 43, 52 (Minn. 1996).
Rozycki's neighbor reported that Rozycki made a threat that communicated an intention to kill her. From what the officers knew at the time, Rozycki had threatened the neighbor in the past, there was an ongoing conflict between Rozycki and the neighbor over a dog barking, Rozycki had a history of activity with the police because of various disturbances, and the neighbor felt very threatened by Rozycki.
Rozycki contends that he never threatened his neighbor, so Smith and Martin lacked arguable probable cause. Although Rozycki is entitled to a favorable construction of disputed facts at summary judgment, Rozycki has put forth no evidence calling into question the truth of Smith's assertion that the neighbor communicated to Smith that Rozycki threatened her. Even if it is true that Rozycki never threatened his neighbor, it was not an objectively unreasonable "mistake" for Smith and Martin to rely on the neighbor's complaint. since "officials may rely on hearsay statements to determine that probable cause exists." Carpenter v. Gage, 686 F.3d 644, 649 (8
Lastly, Rozycki argues that Smith and Martin had a "duty to conduct a reasonably thorough investigation prior to arresting" Rozycki, given that there were no exigent circumstances, and "probable cause does not exist [because] a minimal further investigation would have exonerated" him. Kuehl v. Burtis, 173 F.3d 646, 650 (8
Given the totality of the circumstances in this case, Smith and Martin's failure to conduct additional investigation after Smith asked Rozycki to talk, standing alone, does not outweigh the numerous other circumstances giving rise to arguable probable cause. Therefore, Smith and Martin are entitled to qualified immunity on the claim that they arrested Rozycki without probable cause.
The Fourth Amendment protects the home and its curtilage from unreasonable searches and seizures. U.S. Const., amend. IV. "`Curtilage' means the area to which extends the intimate activity associated with the sanctity of [one's] home and the privacies of life." United States v. Robbins, 682 F.3d 1111, 1115 (8
United States v. Dunn, 480 U.S. 294, 301 (1987); see also United States v. Wells, 648 F.3d 671, 677 (8
It is clearly established that warrantless entry into the home or curtilage is presumptively unreasonable absent consent. Kentucky v. King, 563 U.S. 452, 460 (2011). Courts have found implied consent (also referred to as an implied license) to enter curtilage pursuant to the "knock and talk" rule: "no Fourth Amendment search occurs when police officers who enter private property restrict their movements to those areas generally made accessible to visitors — such as driveways, walkways, or similar passageways," for the purpose of making their presence known, making inquiries, or requesting consent to search. Wells, 648 F.3d at 679 (quoting United States v. Reed, 733 F.2d 492, 501 (8
Even when there is no implied consent to enter, warrantless entry into the home or curtilage may also be justified if there are exigent circumstances. United States v. Cisneros-Gutierrez, 598 F.3d 997, 1004 (8
Smith and Martin are entitled to qualified immunity on Rozycki's claims of warrantless entry and home arrest unless at the time Rozycki's garage was part of the constitutionally-protected curtilage,
The first two Dunn factors weigh very heavily in favor of finding that the garage was curtilage. Unlike the barn in Dunn, which was located approximately sixty yards from the residence, Rozycki's garage is
The third factor also weighs heavily in favor of a finding that the garage was curtilage. This factor has to do with whether a space is "used for intimate activities of the home." Dunn, 480 U.S. at 302. The presence of personal items alone is sufficient to indicate domestic use. Wells, 648 F.3d at 677 (holding that a "child's wagon and sled, a boat, a lawnmower, a rabbit hutch, and a burn barrel" indicated domestic use).
Here, Rozycki was entertaining family members and other guests in the garage. When Smith and Martin arrived at the home, they were witnessing not just evidence of domestic use, but domestic use itself. Defendants ask this Court to hold that officers may interpret a visible party in a home's curtilage as an invitation to join;
Pursuant to the fourth Dunn factor, Defendants argue that because Rozycki's garage door was open, there was no reasonable expectation of privacy.
Additionally, the Eighth Circuit is "hesitant . . . to give [the fourth] factor controlling weight." Wells, 648 F.3d at 678. For example, in Jardines, the Supreme Court found that "[t]he front porch is the classic exemplar of an area adjacent to the home" that was part of the curtilage even though the front porch was fully visible to the public. 133 S. Ct. at 1413-15; see also United States v. Hopkins, 824 F.3d 726, 732 (8
It has long been established that the Fourth Amendment protects against warrantless searches and seizures in the home or curtilage, subject to the few exceptions discussed below. See Dunn, 480 U.S. at 300-01; Payton, 445 U.S. at 589-90; see also Mikkalson v. City of S. St. Paul, No. 14-4208, 2016 WL 4186935, at *11 (D. Minn. Aug. 8, 2016). Based on application of the Dunn factors to this case, a reasonable officer would have known that Rozycki's garage was curtilage.
Because the Court finds that the garage was curtilage, the Court must next decide whether any exception applies that would allow for curtilage entry without a warrant. First, the Court considers whether the officers had implied consent to enter the garage under the "knock and talk" rule. "[H]omeowners grant members of the visiting public — mail carriers, sanitation workers, neighbors, and Girl Scouts, to name a few — an implied consent to enter these areas for those purposes that accompany the normal interactions of a social, civilized society." Wells, 648 F.3d at 679. Even if a member of the public might have assumed that the open garage door amounted to implied consent to enter the garage for limited purposes — an assumption that this Court does not necessarily endorse on these facts — there is no dispute that Smith and Martin entered the garage for the express purpose of arresting Rozycki, rather than for the acceptable purposes of knock and talk — to make their presence known, make inquiries, or
The contours of the implied license available to officers under the knock and talk rule were clearly established at the time. Whether Smith and Martin's conduct was an objectively reasonable seizure "depends upon whether [they] had an implied license to enter the [garage], which in turn depends on the purpose for which they entered. Here, their behavior objectively reveals a purpose to conduct a [seizure], which is not what anyone would think [they] had license to do." Jardines, 133 S. Ct. at 1416-17. It is clear on these facts that no reasonable officer would have believed this curtilage entry was warranted based on implied consent.
Second, the Court considers whether a second possible exception to the warrant requirement applies: the hot pursuit exception. Viewing the facts in the light most favorable to Rozycki, the Court finds that Smith and Martin's warrantless entry into the garage was not justified by the exigent circumstance of hot pursuit,
Defendants urge that United States v. Santana, 427 U.S. 38 (1976), muddles the question of whether the hot pursuit exception applies, such that this court is bound to find Smith and Martin are entitled to qualified immunity on their warrantless curtilage entry. In Santana, officers who had probable cause initiated pursuit of a suspect, with the obvious purpose of arresting her, when she was standing directly in her doorway.
In Mitchell v. Shearrer, the Eighth Circuit considered Santana and concluded that in cases where an individual is standing in his doorway, "it would be unwise to become preoccupied with the exact location of the individual in relation to the doorway. Instead, the crucial issues [in Santana] involved the individual's reasonable expectation of privacy and whether that individual came to the doorway voluntarily." 729 F.3d 1070, 1075 (8
Santana and Mitchell do not control this case because the Supreme Court has drawn a "firm line" at the entrance to a house. Payton, 445 U.S. at 590. Where curtilage also has a threshold, as is the case for a garage, the constitutional line can be no less firm.
Furthermore, there were at least three officers on the scene at the time and additional backup was on the way. Even if Smith and Martin were worried about truly losing track of a fleeing suspect, the circumstances still would not justify the warrantless entry in this case. "[T]he officers knew [Rozycki] was in the house, and had enough personnel to cover the house and prevent his escape while a warrant was obtained." Guite v. Wright, 147 F.3d 747, 750 (8
The hot pursuit exception does not justify Smith and Martin's warrantless entry into Rozycki's curtilage; a reasonable officer could not have concluded otherwise on these facts. Therefore, Smith and Martin are not entitled to qualified immunity on the claim of warrantless entry.
Even if supported by probable cause, a warrantless arrest may still violate the Fourth Amendment if it occurs inside the home after an unconstitutional warrantless entry. Because Smith and Martin unlawfully entered Rozycki's constitutionallyprotected curtilage when they entered the garage, and they are not entitled to qualified immunity on this point, they are also not entitled to qualified immunity regarding the subsequent warrantless arrest that occurred inside the garage. The Fourth Amendment's "firm line" at the entrance to the house (and the curtilage entitled to the same protection as the house) "appl[ies] equally to seizures of property and to seizures of persons." Payton, 445 U.S. at 590; see Guite, 147 F.3d at 750 ("It is clearly established that the Fourth Amendment prohibits a warrantless entry into a suspect's home to make a routine felony arrest absent consent or exigent circumstances." (citations omitted)).
The Fourth Amendment protects individuals against police use of excessive force. Graham v. Connor, 490 U.S. 386, 396 (1989); Smith v. Kans. City Police Dep't, 586 F.3d 576, 581 (8
Under the Fourth Amendment, an arresting officer has the right to use
This Court must decide whether Smith and Martin are entitled to qualified immunity on the claim that they used excessive force when they tackled Rozycki in the garage and restrained him on the floor of the garage, as well as later when one of the officers allegedly put Rozycki into a chokehold, took him to the ground one more time, and slammed his body into a parked car.
First, Defendants contend that when Smith tackled Rozycki, and when Smith and Martin subsequently restrained Rozycki, moved his body down the stairs, and turned him over onto his stomach in order to handcuff him, all force used was objectively reasonable under Graham and was incident to a lawful arrest.
As an initial matter, there are genuine issues of material fact as to how much force the officers used. Defendants contend that Smith and Martin used the minimal amount of force necessary to effectuate Rozycki's arrest. However, based on the audio recording (which captures Rozycki yelling in pain), the fact that Rozycki's pants and underwear were likely pulled down as a result of the force of the tackle, and the voluminous witness testimony about the excessiveness of the force used, a reasonable jury could very well conclude that Smith and Martin used excessive force (1) when Smith tackled Rozycki and (2) when Smith and Martin subsequently moved Rozycki to the floor and restrained him in the process of arresting and handcuffing him in his garage. See Smith, 586 F.3d at 581-82 (denying qualified immunity on an excessive force claim when a jury could find that the officers' use of force was unreasonable). There are also genuine issues of material fact as to whether Rozycki fled or resisted. Before arresting Rozycki, Smith and Martin issued no commands to Rozycki, so there is no evidence that he was resisting any command. Furthermore, based on the evidence presented, it appears that Rozycki would have had no time to comply with officer orders, had there been any orders, because Smith announced Rozycki's arrest and then, within a split second, ran after Rozycki and tackled him as he was walking towards the door of his house.
With these factual disputes in mind, the Court applies the Graham factors, the first of which is the seriousness of the alleged crime. "[F]orce is least justified against nonviolent misdemeanants . . . ." Brown v. City of Golden Valley, 574 F.3d 491, 499 (8
Defendants rely on case law finding that such a takedown can be objectively reasonable when the second or third Graham factor is present — as a response to flight, resistance, and/or a reasonably perceived threat to officers.
As for the final Graham factor, Rozycki has denied resisting arrest, and based on the other evidence presented, this denial is plausible. Beyond the factual disputes regarding whether Rozycki fled or resisted arrest, as discussed above, Rozycki was also in the curtilage to his home at the time, so he was under no obligation to speak with Smith when Smith requested that he come outside and talk. Therefore, at summary judgment the Court assumes Rozycki did not resist arrest. See Henderson, 439 F.3d at 503.
To conclude, both the second and third Graham factors weigh against a finding that the force used was reasonable, and Defendants have provided no case law to support the notion that an alleged crime like the one at issue here, in the absence of danger, flight or resistance, could justify Rozycki's takedown and subsequent restraint.
Second, Defendants contest the validity of record evidence tending to show that Smith or Martin placed Rozycki in a chokehold, forcibly took him to the ground at any point after he was handcuffed, or slammed him against a car. A reasonable jury, however, could conclude, based on the overwhelming testimony in favor of Rozycki, that such events did occur. Additionally, Defendants do not argue that if these events took place, they would not have amounted to an unreasonable application of force,
At the time, "[t]he right to be free from excessive force in the context of an arrest [wa]s clearly established." Brown, 574 F.3d at 499. It was also clearly established that violent removal of a homeowner from his property, even though he was not resisting arrest, is a Fourth Amendment violation. Smith, 586 F.3d at 582 (citing Samuelson v. City of New Ulm, 455 F.3d 871, 877 (8
The Fourth Amendment prohibits unreasonable strip searches. The reasonableness of a strip search turns on "the scope of the particular intrusion, the manner in which it is conducted, the justification for initiating it, and the place in which it is conducted." Bell v. Wolfish, 441 U.S. 520, 559 (1979); see also Richmond v. City of Brooklyn Ctr., 490 F.3d 1002, 1006-08 (8
While Rozycki's loss of his pants for a period of time was unfortunate, Rozycki has failed to demonstrate that this event rises to the level of a constitutional violation.
A municipality cannot be held vicariously liable for the actions of its police officers under § 1983, but it may be held directly liable for constitutional violations based on a failure to train. Connick v. Thompson, 563 U.S. 51, 60-61 (2011) (citing Monell v. Dep't of Soc. Servs., 436 U.S. 658, 691-92 (1987)). To succeed on a failure-to-train claim, the plaintiff must show that the municipality's failure to train amounts to "deliberate indifference to the rights of persons with whom the untrained [officers] come into contact." Id. at 61 (quoting Canton v. Harris, 489 U.S. 378, 388 (1989)). A municipality may also be held liable under § 1983 for an illegal policy or custom. To succeed on such a claim, the plaintiff must show that "municipal policy or custom is the moving force behind a constitutional violation." Wedemeier v. City of Ballwin, 931 F.2d 24, 26 (8
Rozycki has failed to allege a failure to train or illegal policy or custom. Therefore, the Court must grant summary judgment in favor of the City of Champlin on all of Rozycki's § 1983 claims.
Under Minnesota's doctrine of official immunity, "a public official charged by law with duties which call for the exercise of his judgment or discretion is not personally liable to an individual for damages unless he is guilty of a willful or malicious wrong." Elwood v. Rice Cty., 423 N.W.2d 671, 677 (Minn. 1988) (quoting Susla v. State, 247 N.W.2d 907, 912 (1976)). To determine whether official immunity is available, the Court performs a two-step inquiry, asking: (1) whether the alleged acts are discretionary or ministerial; and (2) if the acts were discretionary, whether they were malicious or willful. Id. A defendant is "entitled to summary judgment on the basis of official immunity if there are no genuine issues of material fact tending to show" that the defendant's discretionary acts were malicious or willful. State by Beaulieu v. City of Mounds View, 518 N.W.2d 567, 571 (Minn. 1994).
In this case, the parties do not dispute that Smith's and Martin's acts were discretionary. Application of official immunity instead turns on whether Smith's and Martin's acts were malicious and willful. In the context of official immunity, malicious and willful are synonyms and mean "the intentional doing of a wrongful act without legal justification or excuse." Rico v. State, 472 N.W.2d 100, 107 (Minn. 1991) (quoting Carnes v. St. Paul Union Stockyards Co., 205 N.W. 630, 631 (Minn. 1925)). Put another way, an act is malicious and willful if it is intentional and the "official has reason to believe [it] is legally prohibited." Kelly v. City of Minneapolis, 598 N.W.2d 657, 663 (Minn. 1999).
Battery is defined as "an intentional unpermitted offensive contact with another." Paradise v. City of Minneapolis, 297 N.W.2d 152, 155 (Minn. 1980). Furthermore, "[a] peace officer making an arrest may not subject the person arrested to any more restraint than is necessary for the arrest and detention." Minn. Stat. § 629.32 (2016). "[I]f the officers in this case used excessive force, their touching of plaintiff would be unpermitted and thus constitute a battery." Paradise, 297 N.W.2d at 155.
As discussed above, there remains a genuine issue of material fact as to whether Smith and Martin used unreasonable force against Rozycki when Smith tackled him, Martin allegedly put him into a chokehold, tackled him, and slammed him into a car, and Smith and Martin together physically restrained him. If Smith and Martin used excessive force, then they had reason to know that their conduct was legally prohibited. Therefore, they are not entitled to official immunity on Rozycki's battery claim. Furthermore, the facts viewed in the light most favorable to Rozycki indicate that Smith and Martin did engage in intentional, unpermitted offensive contact with Rozycki because they used excessive force; thus Smith and Martin are not entitled to summary judgment on Rozycki's battery claim.
Additionally, because Smith and Martin are not entitled to official immunity on Rozycki's battery claim, the City of Champlin is not entitled to vicarious official immunity on the claim, Wiederholt v. City of Minneapolis, 581 N.W.2d 312, 316-17 (Minn. 1998), and the City is not entitled to summary judgment on the battery claim, Minn. Stat. § 466.02 (2016).
Any allegation that Smith or Martin pulled down Rozycki's pants and underwear willfully or maliciously is not supported by the record. In his briefing, Rozycki appears to have abandoned this claim. Additionally, there was no "strip search" amounting to a Fourth Amendment violation, as discussed above. Because there is little evidence that Smith and Martin acted willfully or maliciously, they are entitled to official immunity on Rozycki's invasion of privacy claim, and by extension, the City of Champlin is entitled to vicarious official immunity on this claim. Wiederholt, 581 N.W.2d at 316-17.
This case will be placed on the Court calendar's next available trial date.
Based on the foregoing, and all the files, records, and proceedings herein,
1. Defendants' motion with respect to Rozycki's § 1983 excessive force claim against Smith and Martin, as alleged in Count 1 of the Complaint, is
2. Defendants' motion with respect to Rozycki's § 1983 claim alleging warrantless home entry and unlawful arrest by Smith and Martin, as alleged in Count 3 of the Complaint, except for the allegation that Smith and Martin arrested Rozycki without probable cause, is
3. Defendants' motion with respect to Rozycki's claim of battery against all Defendants is
4. Defendants' motion in all other respects is
Wells, 648 F.3d at 678 (quoting Ciraolo, 476 U.S. at 213) (emphasis added). United States v. Contreras, which Defendants cite extensively, is consistent with Wells because the garage entry in that case was justified by exigency not present in Rozycki's case — the potential for destruction of evidence before police could obtain a warrant. 820 F.3d 255, 262 (7