RICHARD B. TEITELMAN, Chief Justice.
The State of Missouri appeals a judgment holding that all provisions of Senate Bill 844, except those relating to procurement, are unconstitutional because they violate the single subject limitation set forth in article III, section 23 of the Missouri Constitution. The Court holds that SB 844 violates article III, section 21, which prohibits changes in the original purpose of a bill. The judgment of the circuit court is affirmed.
Senate Bill 844 (SB 844) was introduced as "An Act to amend chapter 37, RSMo, by adding one new section relating to contracts for purchasing, printing, and services for statewide elected officials." SB 844 added section 37.900, allowing statewide elected officials to use the office of administration for determining the lowest bidder during procurement.
The Senate perfected SB 844 with two amendments. One amendment provided that the office of administration could not prohibit the purchase of supplies from an authorized General Services Administration vendor. The second amendment required that each member of the senate and house of representatives be provided with keys to the capitol dome.
The House adopted Substitute No. 2 for SB 844. This version of SB 844 removed the keys to the capitol dome provision but retained the sections related to procurement. This version also repealed 29 sections of law and enacted 49 sections of law, including changes to chapters 105, 115 and 130, RSMo.
On May 11, 2010, three days before the end of the legislative session, the Senate refused to accept the House version of SB 844. A House and Senate conference committee submitted Conference Committee Substitute No. 3 for SB 844. On May 14, 2010, the last day of the legislative session, this version of SB 844 was truly agreed to and finally passed. This version of SB 844 was titled "An Act ... relating to ethics, with penalty provisions." As passed, SB 844 retained section 37.900 allowing statewide elected officials to use the office of administration for procurement and also included the keys to the capitol dome provision. The final version of SB 844 also repealed and enacted a number of sections in chapters 105, 115 and 130 and added a new section in chapter 575 making it a misdemeanor to obstruct an ethics investigation.
Legends Bank and John Klebba (Respondents) filed a declaratory judgment action asserting that SB 844 violated the single subject requirement of article III, section 23 of the Missouri Constitution and the original purpose requirement of article III, section 21. Respondents also asserted that SB 844 violated the First Amendment insofar as it bars political action committees from receiving money from Missouri
The trial court sustained Respondents' motion for judgment on the pleadings. The court found that procurement was the original controlling purpose of SB 844; that SB 844 was enacted in violation of the single subject requirement set forth in article III, section 23 and that section 130.031.13 violated the First Amendment. The court voided SB 844 except for the procurement provisions of sections 37.900 and 34.048. The state appeals.
This Court has exclusive jurisdiction over this appeal under article V, section 3 of the Missouri Constitution as the appeal involves the validity of a statute of this state. "Constitutional challenges to a statute are reviewed de novo." Rentschler v. Nixon, 311 S.W.3d 783, 786 (Mo. banc 2010). A statute is presumed valid and will not be held unconstitutional unless it clearly contravenes a constitutional provision." Id. Attacks against legislative action founded on constitutionally imposed procedural limitations are not favored. Missouri Ass'n of Club Executives v. State, 208 S.W.3d 885, 888 (Mo. banc 2006). However, if an act of the legislature clearly and undoubtedly violates a constitutional procedural limitation, this Court will hold it unconstitutional. Id. The judgment of the trial court can be affirmed on any grounds supported by the law and evidence. Purcell v. Cape Girardeau County Com'n, 322 S.W.3d 522, 524 n. 4 (Mo. banc 2010).
Article III, section 21 prohibits any bill from being "so amended in its passage through either house as to change its original purpose." Original purpose refers to the general purpose of the bill. Club Executives, 208 S.W.3d at 888. The original purpose of a bill is established by the bill's "earliest title and contents" at the time the bill is introduced. Id. The original purpose requirement does not prohibit subsequent additions or changes to legislation. Instead, the restriction is against the introduction of a matter that is not germane to the object of the legislation or that is unrelated to its original subject. Id.
The first step in the original purpose analysis is to identify the original purpose. According to its earliest title and contents, SB 844's original purpose was to add "one new section relating to contracts for purchasing, printing, and services for statewide elected officials." Consistent with the stated purpose, the original version of SB 844 added section 37.900, which allowed statewide elected officials to use the office of administration for determining the lowest bidder during procurement. The title and earliest contents of SB 844 demonstrate that the original purpose pertained to procurement of necessary goods and services for elected officials.
The second analytical step is to compare the original purpose with the final version of SB 844. The original purpose of SB 844 related to procurement. However, the vast majority of the provisions in the final version of SB 844 relate to ethics and campaign finance. Ethics, campaign finance restrictions and keys to the capitol dome are not germane to the original purpose of SB 844, which was to change the method by which statewide elected officials bid for printing services, paper and similar items. The final version of SB 844 contained numerous provisions that are not germane to the original purpose of the bill at the time it was introduced.
This case is similar to Club Executives, where the original purpose of the legislation
When the procedure by which the legislature enacted a bill violates the constitution, severance is appropriate if this Court is convinced beyond a reasonable doubt that the specific provisions in question are not essential to the efficacy of the bill. St. Louis County v. Prestige Travel, Inc., 344 S.W.3d 708, 716 (Mo. banc 2011) (citing Hammerschmidt v. Boone County, 877 S.W.2d 98, 103-104 (Mo. banc 1994)). Severance is inappropriate if the valid provisions of the statute are so essentially and inseparably connected with, and so dependent on, the void provision that it cannot be presumed the legislature would have enacted the valid provisions without the void one. Club Executives, 208 S.W.3d at 889. Severance is also inappropriate if the court finds that the valid provisions, standing alone, are incomplete and are incapable of being executed in accordance with the legislative intent. Id.
In this case, severance is appropriate. This Court is convinced beyond a reasonable doubt that the sections relating to campaign finance, ethics and keys to the capitol dome are not essential to the efficacy of the properly enacted provisions pertaining to procurement. The properly enacted provisions pertaining to procurement are complete and are capable of being executed in accordance with the legislative intent. Therefore, consistent with result reached by the circuit court, the provisions of SB 844 relating to procurement, section 37.900 and section 34.048, are severed from the remainder of the bill and left intact. The judgment is affirmed.
RUSSELL, BRECKENRIDGE, STITH, PRICE, and DRAPER, JJ., concur.
FISCHER, J., concurs in separate opinion filed.
ZEL M. FISCHER, Judge.
I concur in the principal opinion holding that Senate Bill No. 844 ("SB 844") violates the original purpose clause, article III, section 21, of the Missouri Constitution. Additionally, I agree with the circuit court that SB 844 also violates the single subject clause, article III, section 23, of the Missouri Constitution. Further, I write separately to explain why this Court should discontinue the judicially created doctrine of severance, which permits the adoption of procedurally unconstitutional legislation to be upheld against the clear will of the people as expressed in the Missouri Constitution. Each legislator
SB 844 originally was introduced as "An Act [t]o amend chapter 37, RSMo, by adding thereto one new section relating to contracts for purchasing, printing, and services for statewide elected officials." SB 844 added § 37.900, allowing statewide elected officials to use the office of administration for determining the lowest bidder during procurement.
The Senate perfected SB 844 with two amendments. One amendment provided that the office of administration could not prohibit the purchase of "supplies from an authorized General Services Administration vendor...." The second amendment required that each member of the Senate and the House be provided with a key to the capitol dome.
The House adopted Substitute No. 2 for SB 844. This version of SB 844 removed the keys to the capitol dome provision but retained the sections related to procurement. This version also repealed 29 sections of law and enacted 49 sections of law, including changes to chapters 105, 115, and 130, RSMo.
On May 11, 2010, three days before the end of the legislative session, the Senate refused to accept the House version of SB 844. A House and Senate conference committee submitted Conference Committee Substitute No. 3 for SB 844. On May 14, 2010, the last day of the legislative session, this version of SB 844 was truly agreed to and finally passed. This version of SB 844 was titled "An Act ... relating to ethics, with penalty provisions." As passed, SB 844 retained § 37.900, allowing statewide elected officials to use the office of administration for procurement, and also included the keys to the capitol dome provision. The final version of SB 844 also repealed and enacted a number of sections in chapters 105, 115, and 130 and added a new section in chapter 575 making it a misdemeanor to obstruct an ethics investigation.
Legends Bank and John Klebba ("Respondents") filed a declaratory judgment action asserting that SB 844 violated the single subject requirement of article III, section 23, and the original purpose requirement of article III, section 21, of the Missouri Constitution. Respondents also asserted that SB 844 violated the First Amendment insofar as it bars political action committees from receiving money from Missouri state-chartered banks but allows political action committees to receive money from other entities and individuals.
The circuit court sustained Respondents' motion for judgment on the pleadings. The court found that adding "one new section relating to contracts for purchasing, printing, and services for statewide elected officials" was the original controlling purpose of SB 844; that SB 844 was enacted in violation of the single subject requirement set forth in article III, section 23; and that § 130.031.13 violated the First Amendment.
Article III, section 21, of the Missouri Constitution prohibits amending any bill through its passage in either house as to change its original purpose. Article III, section 21, states in the pertinent part, "No law shall be passed except by bill, and no bill shall be so amended in its passage through either house as to change its original purpose." Article III, section 23, states in the pertinent part, that "No bill shall contain more than one subject which shall be clearly expressed in its title...."
These constitutional limitations additionally serve "to defeat surprise within the legislative process. [They prohibit] a clever legislator from taking advantage of his or her unsuspecting colleagues by surreptitiously inserting unrelated amendments into the body of a pending bill." Hammerschmidt v. Boone Cnty., 877 S.W.2d 98, 101 (Mo. banc 1994). "The single subject provision was first added to the Missouri Constitution in 1865" and has been included in every Missouri Constitution since. Alexander R. Knoll, Tipping Point: Missouri Single Subject Provision, 72 Mo. L.REV. 1387, 1388 (2007). The original purpose provision was first added to the Missouri Constitution in 1875 and has been included in every Missouri Constitution since. These provisions were adopted by several states to prevent state legislatures from engaging in the same behaviors as early Congresses, which would harness the unpopular to the popular to get majority approval. See id.; see also Michael D. Gilbert, Single Subject Rules and the Legislative Process, 67 U. PITT. L.REV. 803, 811-12 (2006). The United States Constitution has not been amended to add similar provisions, and the contemporary Congress continues to add whatever provisions are necessary to obtain a majority vote to pass legislation.
These two provisions provide the citizens of Missouri with necessary and valuable legislative accountability and transparency.
"The original purpose of the bill must, of course, be measured at the time of the bill's introduction." C.C. Dillon Co., 12 S.W.3d at 327 (internal quotation omitted). As introduced, SB 844 related "to contracts for purchasing, printing, and services for statewide elected officials." The original version of SB 844 was consistent with this purpose in that it only added § 37.900, which allowed statewide elected officials to use the office of administration for determining the lowest bidder during procurement. No reasonable person would be "fairly apprised" by the title of SB 844 that, in its final form, it would contain provisions that provided each member of the Senate and the House with a key to the capital dome, repealed and enacted a number of sections in chapters 105, 115, and 130, and added a new section in chapter 575, making it a misdemeanor to obstruct an ethics investigation.
"No bill shall contain more than one subject which shall be clearly expressed in its title...." Mo. Const. art. III, § 23. The main test for determining if a bill violates the single subject rule is laid out in Hammerschmidt: "a `subject' within the meaning of article III, section 23, includes all matters that fall within or reasonably relate to the general core purpose of the proposed legislation." 877 S.W.2d at 102. "However, the single subject test is not whether individual provisions of a bill relate to each other. The constitutional test focuses on the subject set out in the title." Fust v. Attorney Gen. for the State of Mo., 947 S.W.2d 424, 428 (Mo. banc 1997). "The dispositive question in determining whether a bill contains more than one subject is whether all provisions of the bill fairly relate to the same subject, have a natural connection therewith, or are incidents or means to accomplish its purpose." Id. (internal quotations omitted). Further, "The determination of whether a bill violates the article III, section 23 single subject requirement is made concerning the bill as it is finally passed." Stroh Brewery Co., 954 S.W.2d at 327.
In Hammerschmidt, the original purpose and single subject core of the bill was to "amend laws relating to elections." 877 S.W.2d at 103 (internal quotation omitted). The bill was amended during the legislative process to include a change to the form of county government, specifically to allow counties that met certain qualifications to adopt a county constitution. Id. This Court held "the bill sent by the legislature to the governor contained two subjects." Id. This Court further held, "The amendment authorizing a county to adopt a county constitution does not fairly relate to elections, nor does it have a natural connection to that subject." Id.
Here, as finally passed, SB 844 carried the title "An Act ... relating to ethics, with penalty provisions." The original purpose and single subject core of this bill, as reflected in the original title, was to add "one new section relating to contracts for purchasing, printing, and services for statewide elected officials." Like in Hammerschmidt, SB 844 was amended to include additional subjects, namely campaign finance, ethics, and who should have keys to the capital dome. These subjects do not fairly relate to "contracts for purchasing, printing, and services for statewide elected officials," nor does it have a natural connection to that subject.
Under the current state of the law as developed in Hammerschmidt, the circuit court and principal opinion considered severance of the provisions of SB 844 that
According to a fairly recent law review article, there had already "been 56 Missouri Supreme Court cases [alone] that consider[ed] the implication of the single subject provision...." Knoll, 72 Mo. L.REV. at 1393. In addition to the 56 cases that are described in this article, eight more opinions addressing the single subject, clear title, or original purpose provisions have been issued recently by this Court. See St. Louis Cnty. v. Prestige Travel, Inc., 344 S.W.3d 708 (Mo. banc 2011); Schaefer v. Koster, 342 S.W.3d 299 (Mo. banc 2011); Rentschler v. Nixon, 311 S.W.3d 783 (Mo. banc 2010); State v. Salter, 250 S.W.3d 705 (Mo. banc 2008); Jackson Cnty. Sports Complex Auth. v. State, 226 S.W.3d 156 (Mo. banc 2007); Trout v. State, 231 S.W.3d 140 (Mo. banc 2007); Jackson Cnty. v. State, 207 S.W.3d 608 (Mo. banc 2006); and Missouri Ass'n of Club Execs., Inc. v. State, 208 S.W.3d 885 (Mo. banc 2006). That number continues to rise annually, despite an extremely short statute of limitations,
In addition to encouraging principled, constitutional behavior on the part of each sponsoring legislator, the abolition of the judicially created doctrine of severance would also encourage principled, constitutional behavior on the part of the majority of legislators supporting a popular bill to guard against the adding of unrelated amendments that, by themselves, do not garner majority support for fear that the provisions of the legislation that did have majority support would be invalidated.
Finally, applying the judicially created doctrine of severance in these cases dealing with procedural mandates of our Missouri Constitution effectively violates the separation of powers
Furthermore, invalidating only a portion of the bill may be subverting the governor's veto authority by allowing legislation to survive that might have been vetoed pursuant to article III, section 31, of the Missouri Constitution, if it was not harnessed to the severed legislation. Hammerschmidt, 877 S.W.2d at 102; C.C. Dillon Co., 12 S.W.3d at 326; Stroh Brewery Co., 954 S.W.2d at 325-26.
In my view, as previously forecast in Prestige Travel, Inc., 344 S.W.3d at 716 n. 6 and Schaefer, 342 S.W.3d at 306 n. 9 (J. Fischer dissenting), the judicially created doctrine of severance should no longer be used to save any legislation enacted in contravention of article III, section 21, or article III, section 23, of the Missouri Constitution, because it has encouraged a lack of legislative accountability and transparency and has permitted the legislature to thwart the will of the people by openly violating clear and express procedural provisions of the Missouri Constitution.
This statute of limitations was patterned after the concurring opinion by Judge Holstein in Hammerschmidt, 877 S.W.2d at 105.
Alexander R. Knoll, Tipping Point: Missouri Single Subject Provision, 72 Mo. L.REV. 1387, 1392-93 (2007); see also Michael D. Gilbert, Single Subject Rules and the Legislative Process, 67 U. PITT. L.REV. 803, 867 (2006); for further discussion of why severance of legislation may not be appropriate, see Martha J. Dragich, State Constitutional Restrictions on Legislative Procedure: Rethinking the Analysis of Original Purpose, Single Subject, and Clear Title Challenges, 38 HARV. J. ON LEGIS. 103 (2001).