PATRICIA BRECKENRIDGE, Judge.
The United States Department of Veterans Affairs (VA) appeals the circuit court's denial of its petition for a writ of mandamus. The VA petitioned for a writ to compel the chief administrative law judge to allow the VA's intervention in the workers' compensation proceeding of veteran Mark Hollis to seek payment for medical care the VA provided Mr. Hollis' for his work-related injury. In its motion to intervene, the VA claimed entitlement to intervene in the workers' compensation proceeding as a matter of right under 38 U.S.C. § 1729 and the supremacy clause of the United States Constitution. Because 38 U.S.C. § 1729 gives the VA the right to intervene, the circuit court's judgment is reversed, and a permanent writ of mandamus is issued.
Veteran Mark Hollis filed a claim for workers' compensation benefits that is pending before the Missouri Labor and Industrial Relations Commission, Division of Workers' Compensation. In his claim, he alleged that he sustained an injury during the course of his employment with United Homecraft, Inc., on November 20, 2002. Mr. Hollis received care and treatment for that injury, totaling $18,958.53, at a VA medical facility.
It is undisputed that United Homecraft did not authorize the care Mr. Hollis received from the VA. The VA filed a motion in Mr. Hollis' workers' compensation proceeding asserting its right, under 38 U.S.C. § 1729 (2006), to "intervene or join in any action or proceeding brought by the veteran ... against a third party" to "recover charges `incurred incident to the veteran's employment and ... covered under a workers' compensation law or plan.'" The administrative law judge overruled the VA's motion on the ground that she "had no authority to permit intervention." The VA then filed a petition for a writ of mandamus in the city of St. Louis circuit court requesting the administrative law judge be directed to allow the VA to intervene as a party in Mr. Hollis' workers' compensation proceeding. The circuit court issued a summons to the ALJ, who filed a response and suggestions in opposition to the VA's writ petition. After a hearing, the circuit court denied the VA's petition for a writ of mandamus by order and judgment. The VA appealed. Following an opinion by the court of appeals, this Court granted transfer. Rule 83.04.
The VA seeks appellate review of the circuit court's denial of its petition for a writ of mandamus rather than filing a petition for an original writ in the court of appeals or this Court. See Rules 84.22 to 84.26 and 94.01 et seq. An appeal will lie from the denial of a writ petition when a lower court has issued a preliminary order in mandamus but then denies a permanent writ. See State ex rel. Ashby Road Partners, LLC v. State Tax Com'n, 297 S.W.3d 80, 83 (Mo. banc 2009) (expressing the rule in the context of a writ of prohibition).
To be entitled to a writ, "`a litigant asking relief by mandamus must allege and prove that he has a clear, unequivocal, specific right to a thing claimed.'" State ex rel. Office of Pub. Counsel v. Pub. Serv. Com'n of State, 236 S.W.3d 632, 635 (Mo. banc 2007) (quoting Furlong Companies v. City of Kansas City, 189 S.W.3d 157, 165-66 (Mo. banc 2000)). An appellate court reviews the denial of a petition for a writ of mandamus for an abuse of discretion. See State ex rel. City of Jennings v. Riley, 236 S.W.3d 630, 631 (Mo. banc 2007). See also State ex rel. Taylor v. Meiners, 309 S.W.3d 392, 394 (Mo.App.2010); State ex rel. Rosenberg v. Jarrett, 233 S.W.3d 757, (Mo.App. 2007). An abuse of discretion in denying a writ occurs when the circuit court misapplies the applicable statutes. Id.
The VA claims, on appeal, that the circuit court erred in failing to issue a writ of mandamus. The requested writ would have compelled the administrative law judge to permit the VA to intervene in Mr. Hollis' workers' compensation proceeding. The VA asserts that a federal statute, 38 U.S.C. § 1729, and the supremacy clause of the United States Constitution give it the right to intervene in a Missouri workers' compensation proceeding to obtain payment for care it provided to an injured veteran, Mr. Hollis, if he is eligible for payment under chapter 287, Missouri's workers' compensation law.
The administrative law judge in Mr. Hollis' workers' compensation proceeding denied the VA's petition for intervention because she found that the Missouri workers' compensation statutes do not allow such intervention. The procedure for intervention in civil cases set out in Rule 52.12 does not apply to workers' compensation proceedings. State ex rel. Treasurer of State v. Siedlik, 851 S.W.2d 80, 81 (Mo.App.1993) (noting that the Missouri rules are not applicable to workers' compensation proceedings). "The Compensation Act itself is an exclusive and complete code and provides for its own procedure." Groce v. Pyle, 315 S.W.2d 482, 492 (Mo.App.1958). Neither chapter 287 nor its applicable regulations provide for intervention by third parties.
Under chapter 287, a claimant seeks compensation for injuries incurred in the course and scope of the claimant's employment. Section 287.120. In addition to disability benefits, sections 287.149, RSMo 2000, and 287.170, an injured claimant is entitled to receive "medical, surgical, chiropractic, and hospital treatment ... as
While chapter 287 does not include a procedure for intervention by a health care provider seeking payment, there is a procedure for a health care provider to file notice of its claim and request the administrative law judge to order direct payment from settlement proceeds or the claimant's award. A provider of health care to an injured claimant may "file an application for direct payment with the division" in a case where "an employer or insurer fails to make payment for authorized services provided to an employee ... due to a work-related injury that is covered under the Missouri Workers' Compensation Law...." 8 CSR 50-2.030(2)(A); see also section 287.140.13(6). This application for direct payment becomes "part of the underlying workers' compensation case" and requires the division to "notify the health care provider of all proceedings relating to the underlying workers' compensation case." 8 CSR 50-2.030(2)(G); section 287.140.13. The care provider then is "granted standing to appear as a party in the underlying workers' compensation case for the limited purpose of establishing that the health care provider is entitled to payment for services rendered."
Instead of filing an application for direct payment and proceeding as a care provider as authorized by section 287.140.13, the VA sought to intervene in the workers' compensation case, asserting it is authorized to do so by 38 U.S.C. § 1729. Pursuant to that statute, the VA has right to obtain payment for the cost of medical care furnished by the VA
Id. at § 1729(a)(1). The provision specifically applies to a non-service disability "that is incurred incident to the veteran's
Section 1729 expressly allows the United States to enforce its rights or claims to receive payment by "interven[ing] or join[ing] in any action or proceeding brought by the veteran (or veteran's personal representative, successor, dependents, or survivors) against a third party." 38 U.S.C. § 1729(b)(2)(A). A federal regulation allows the "United States [to] file a claim or institute and prosecute legal proceedings" to enforce its rights. 38 C.F.R. § 17.106(c)(1) (2011). Here, Mr. Hollis, a veteran, brought a workers' compensation claim, an action or proceeding, against a third party, United Homecraft, for compensation following an injury that resulted in a non-service-connected disability. The VA's intended intervention, therefore, fits within the purview of section 1729.
As noted previously, Missouri statutes do not provide for intervention in a workers' compensation proceeding by third parties. Nevertheless, procedural deficiencies cannot impede the VA from recovery or collection authorized by section 1729. Federal laws "enacted pursuant [to constitutional authorization] are supreme (Art. VI): and, in case of conflict, they control state enactments." Panhandle Oil Co. v. Knox, 277 U.S. 218, 221, 48 S.Ct. 451, 72 L.Ed. 857 (1928). Moreover, section 1729 unambiguously requires that "[n]o law of any State or of any political subdivision of a State ... shall operate to prevent recovery or collection by the United States under this section...." 38 U.S.C. § 1729(f). The lack of a provision in chapter 287 authorizing intervention cannot impede the VA from intervening under the applicable federal statutes. Federal law clearly and unequivocally provides authorization for the VA to intervene in Mr. Hollis' workers' compensation proceeding.
No case was found addressing how recovery under section 1729 would occur in a workers' compensation proceeding. Nevertheless, this Court finds guidance from a case before the United States Court of Appeals for the Third Circuit that held the VA was entitled to maintain a suit to seek payment from a crime victims' compensation fund despite state statutes that did not entitle the veteran to payment for the medical care he received from the VA. United States v. New Jersey, Violent Crimes Compensation Bd., 831 F.2d 458 (3d Cir.1987).
The district court denied the VA's claim that section 1729 entitled it to compensation for the care it provided to two veterans who were crime victims under the crime victim's law. Id. at 461. It reasoned that section 1729 allows recovery by the United States only when the veteran would be "entitled" to receive payment. Id. Moreover, it found that under New Jersey law, the victimized veteran was not entitled to receive payment for medical expenses because the compensation board had discretion to deny payment because the VA provided the veteran's care without charge. Id. at 461, 464. The Third Circuit rejected this analysis, concluding that section 1729 required the compensation board to consider the cost of treatment given by the VA as if the veteran had been billed for it. Id. The Third Circuit found that the New Jersey statute had to yield to the federal law. Id. See also United States v. Ohio, 957 F.2d 231, 233 (6th Cir.1992); United States v. Maryland, 914 F.2d 551, 554-55 (4th Cir.1990).
The lesson learned from United States v. New Jersey is that the lack of a legislatively recognized entitlement to payment is not a bar to the VA's recovery because federal law provides the authority necessary for its claim in a state proceeding. Likewise, the lack of a state-legislated procedure for intervention is not a bar to the VA's recovery because the federal law provides the authority necessary for the VA to intervene.
The chief administrative law judge argues that even if section 1729 requires intervention, generally, the VA's motion could not be granted in this case because it was deficient. Specifically, she argues that the VA failed to allege facts sufficient to show that Mr. Hollis was entitled to payment because it is undisputed that Mr. Hollis' care at the VA was not authorized by his employer. She claims the VA was required to allege facts showing that his employer failed or refused to provide care — facts necessary for Mr. Hollis to recover the cost of medical care and, therefore, necessary for the VA to obtain payment through its subrogation claim.
In her argument, the chief administrative law judge does not cite any law to support the pleading requirement she advocates. As stated above, "The Compensation Act itself is an exclusive and complete code and provides for its own procedure." Groce, 315 S.W.2d at 492. "As a general proposition, the Missouri Rules of Civil Procedure," including its pleading requirements, "do not apply to workers' compensation actions, unless the statute implicates the application of a specific rule."
While the VA's initial motion does not allege that that the employer failed or refused to authorize Mr. Hollis' care, the VA's motion does indicate the procedure in which it sought to intervene, state its purpose of collecting $18,958.53 for the medical care it provided to Mr. Hollis, and identify the authority by which it sought intervention. This is adequate to meet the informal pleading requirements of chapter 287. This Court cannot read into the workers' compensation statutes pleading requirements that are not there. Section 287.800 ("Administrative law judges, associate administrative law judges, legal advisors, the labor and industrial relations commission, the division of workers' compensation, and any reviewing courts shall construe the provisions of this chapter strictly."). Therefore, the VA's motion was pleaded sufficiently. In proceedings regarding the VA's claim after its intervention, it either will be able to show that it is entitled to recover because United Homecraft, Inc., failed or refused to provide reasonable care for Mr. Hollis or it will not make such a showing and the administrative law judge can adjudicate its claim accordingly.
Under 38 U.S.C. § 1729 and the supremacy clause of the United States Constitution, the VA is permitted to intervene in Mr. Hollis' workers' compensation claim under chapter 287 to assert its claim for recovery of health care provided to him. The circuit court's decision overruling the VA's motion to intervene is contrary to applicable statutes and, thereby, constitutes an abuse of discretion. This Court reverses the circuit court's judgment, and, under the authority granted this Court under Rule 84.14 "to give such judgment as the court ought to give," this Court issues a permanent writ of mandamus directing the chief administrative law judge at the division of workers' compensation to allow the VA to intervene in Mr. Hollis' workers' compensation claim.
TEITELMAN, C.J., RUSSELL and STITH, JJ., concur.
FISCHER, J., concurs in separate opinion filed.
DRAPER and WILSON, JJ., not participating.
ZEL M. FISCHER, Judge.
Rule 94 governs mandamus proceedings in the circuit court, and Rule 84 governs mandamus proceedings in this Court and the court of appeals.
The normal circuit court proceedings in mandamus established in Rule 94
The proceedings in this case differed from those anticipated by Rule 94. Here, the United States Department of Veterans Affairs filed a petition for a writ of mandamus in the circuit court. The circuit court failed to issue a preliminary order in mandamus, however, and instead, issued a summons. The Respondent argues that, because no preliminary order in mandamus issued, VA's only recourse is to file a petition for writ in the next higher court. The issue, then, is whether the circuit court's issuance of a summons, rather than a preliminary order, precludes an appeal.
I concede the court of appeals has considered on appeal and authored opinions based on denials or dismissals of writ petitions when the circuit court presumably ruled on the merits even though no preliminary order in mandamus issued.
If a preliminary order is not issued pursuant to Rule 94 or Rule 97 based on the allegations in the petition, then an original writ petition should be filed in a higher court in accordance with Rule 84. I disagree with the principal opinion that the