Richard B. Teitelman, Judge.
John Strake appeals from a summary judgment entered in favor of Robinwood West Community Improvement District. Mr. Strake asserts that the trial court erred by not imposing a civil penalty, attorney fees and costs against Robinwood for violation of chapter 610 of the Missouri Revised Statutes (the "Sunshine Law"). Mr. Strake asserts that the record demonstrates that Robinwood "knowingly" and "purposefully" violated the Sunshine Law and, therefore, is subject to a civil penalty and is liable for attorney fees and costs. The judgment is reversed to the extent that it grants summary judgment in favor of Robinwood.
Robinwood is a "public governmental body" as defined in section 610.010(4) of the Sunshine Law. Mr. Strake resides within Robinwood's borders. Mr. Stake submitted a written request, pursuant to the Sunshine Law, for disclosure of documents related to Robinwood's settlement of a personal injury lawsuit. The settlement agreement included a confidentiality clause providing that "unless required by law, order of the court, or as necessary to complete probate and settlement of this case." Robinwood consulted with counsel. Counsel advised Robinwood "may not produce a copy of [the agreement] . . . without exposing [Robinwood] to damages for breach of contract" for violating the confidentiality clause.
Mr. Strake filed suit alleging that Robinwood was violating the Sunshine Law by not disclosing various public records, including those relating to the settlement of the personal injury lawsuit. Mr. Strake also alleged that Robinwood was liable for attorney fees and a civil penalty for knowingly and purposefully withholding documents
Mr. Stake filed a motion for summary judgment on grounds that the documents were subject to disclosure and Robinwood failed to cite any exception within the Sunshine Law that barred disclosure. Robinwood argued that the documents were not subject to disclosure and, alternatively, that there was no evidence to support a finding that Robinwood either knowingly or purposely violated the Sunshine Law. Robinwood noted that it sought the advice of counsel and relied on that advice to deny Mr. Stake's request to disclose the documents relating to the settlement.
The trial court entered judgment in favor of Mr. Stake and ordered Robinwood to disclose the documents regarding the settlement agreement, minutes and votes, and the sums of money expended on the ;lawsuit.
Mr. Strake appeals. His sole point on appeal asserts that the trial court erred in failing to impose a civil penalty and an award of attorney fees and costs against Robinwood. Mr. Strake argues that the plain language of section 610.021(1) unequivocally provides that records relating to a "settlement agreement" are open records subject to disclosure and that the record contains no reasonable legal or factual basis indicating that records relating to the settlement agreement were closed.
Summary judgment is appropriate when there are no genuine issues of material fact and the moving party is entitled to judgment as a matter of law. ITT Commercial Fin. Corp. v. Mid-Am. Marine Supply Corp., 854 S.W.2d 371, 380 (Mo. banc 1993). When reviewing a summary judgment, an appellate court reviews the record in the light most favorable to the party against whom judgment was entered. Id. at 376. "The moving party bears the burden of establishing a right to judgment as a matter of law." Powel v. Chaminade Coll. Preparatory, Inc., 197 S.W.3d 576, 580 (Mo. banc 2006). Appellate review of a summary judgment is "essentially de novo." ITT, 854 S.W.2d at 376.
Section 610.010(6) defines a "public record" as "any record, . . . retained by or of
There is no dispute that Mr. Strake requested Robinwood to furnish copies of records pertaining to its settlement of the personal injury action. There is no dispute that section 610.021(1) provides that settlement agreements are considered open records unless ordered closed by a court. The parties agree that there is no court order closing Robinwood's settlement agreement. As the trial court determined, there is no question that the settlement agreement and related documents are open records subject to disclosure based on Mr. Stake's written request. The dispute centers solely on whether Robinwood "knowingly" or "purposely" withheld the records in violation of the Sunshine Law.
Section 610.027.3 provides that if a trial court finds by a preponderance of the evidence that "a public governmental body. . . knowingly violated" the Sunshine Law, the public governmental body "shall be subject to a civil penalty in an amount up to one thousand dollars" and the court "may" award reasonable attorney fees and costs. A knowing violation requires proof that the public governmental body had "actual knowledge that [its] conduct violated a statutory provision." White v. City of Ladue, 422 S.W.3d 439, 452 (Mo.App.2013).
Section 610.027.4 provides that, if a trial court finds by a preponderance of the evidence that "a public governmental body . . . purposely" violated the Sunshine Law, then the court shall impose a civil penalty in an amount up to five thousand dollars and "shall" award reasonable attorney fees and costs. A purposeful violation of the Sunshine Law occurs when there is "`a conscious design, intent, or plan' to violate the law and do so `with awareness of the probable consequences.'" Spradlin v. City of Fulton, 982 S.W.2d 255, 262 (Mo.banc 1998) (internal quotations omitted).
Robinwood's attorney advised Robinwood that it "may not produce a copy of the [settlement agreement] . . . without exposing the district to damages for breach of contract" due to the agreement's confidentiality clause. The attorney further advised that, "[w]hile we are cognizant of RSMO 610.021, we believe the most prudent course is to refuse these requests absent a Court Order to produce the requested documents." The trial court relied on the content of this legal advice to conclude that Robinwood could not have knowingly or purposely violated the Sunshine Law because Robinwood was subject to the "two mutually conflicting obligations" of the Sunshine Law and the confidentiality clause in the settlement agreement. This conclusion is erroneous.
First, the advice Robinwood received from counsel does not negate Robinwood's knowledge of its obligations under the Sunshine Law. Robinwood's counsel did not advise Robinwood that the records requested by Mr. Strake were closed. To the contrary, counsel noted that "we are cognizant" of section 610.021, which expressly provides that "settlement agreements" are open records unless closed by court order. Therefore, Robinwood's counsel advised that the records were open but that Robinwood should deny Mr. Stake's request because of the possibility of a breach of contract lawsuit.
Second, even if disclosing the documents to Mr. Strake would have exposed Robinwood to the "two mutually conflicting obligations" of the Sunshine Law and the confidentiality clause, Robinwood's knowledge of its Sunshine Law obligations is not negated by its contractual obligations. The necessary premise underlying the trial court's "conflicting obligations" rationale is that Robinwood was in fact aware of these conflicting obligations. The logic of the trial court's judgment—and Robinwood's argument—amounts to an acknowledgement that Robinwood had actual knowledge of its Sunshine Law obligations. Further, Robinwood's decision to withhold the requested documents requested to avoid potential contractual liability amounts to "purposely" violating the Sunshine Law as part of a "`conscious design, intent, or plan' to violate the law . . . `with awareness of the probable consequences.'" Spradlin, 982 S.W.2d at 262 (Mo. banc 1998). The trial court erred in concluding, as a matter of law, that Robinwood could not have knowingly or purposely violated the Sunshine Law.
The judgment is reversed to the extent it grants summary judgment in favor of Robinwood. The case is remanded for further proceedings consistent with this opinion.
All concur.