Paul C. Wilson, Judge.
Appellants brought several challenges to the Secretary of State's August 9, 2016, decision certifying Amendment No. 3, a constitutional amendment proposed by initiative petition, for the November 8, 2016 general election ballot. The trial court rejected some of these challenges on their merits and determined that the remainder were premature. This Court has jurisdiction pursuant to article V, section 3, of the Missouri Constitution, and the trial court's judgment is affirmed.
This appeal arises from three separate cases brought pursuant to section 116.200.1
In 2015, Raise Your Hand For Kids, Inc., a Missouri non-profit corporation and campaign committee ("RYH4K"), and Ms. Brower, one of its directors (collectively,
Following the statutory procedures for preparing an official ballot title, the Secretary: (1) drafted the summary statement portion of the ballot title, § 116.160, and (2) forwarded Amendment No. 3 to the State Auditor for preparation of the fiscal note and drafting of the fiscal note summary portion of the ballot title, § 116.175. On January 5, 2016, the Secretary certified the combination of his summary statement and the Auditor's fiscal note summary as the official ballot title. § 116.180. As required by section 116.180, Proponents affixed this official ballot title to their initiative petition, printed numerous copies, and began gathering signatures.
On May 7, 2016, Proponents submitted to the Secretary of State more than 330,000 signatures in support of Amendment No. 3. Each of the signature pages contained the full text of Amendment No. 3 and the official ballot title certified by the Secretary of State on January 5. Following verification by local election authorities, the Secretary of State determined that Proponents had submitted a sufficient number of valid signatures to meet the constitutional threshold for constitutional amendments by initiative petition, i.e., more than eight percent of the legal voters (based on the number of votes in the last gubernatorial election) in six of Missouri's eight congressional districts. Accordingly, on August 9, 2016, the Secretary of State issued a Certificate of Sufficiency stating Amendment No. 3 would be placed before the voters on the November 8, 2016, general election ballot.
On January 15, 2016, Mr. Boeving challenged the official ballot title that had been certified by the Secretary of State on January 5, 2016. He filed this "Ballot Title Litigation" pursuant to section 116.190. Because Mr. Boeving challenged both portions of the ballot title, i.e., the summary statement and the fiscal summary, he named both the Secretary of State and the State Auditor as defendants. § 116.190.2. Proponents sought (and were granted) intervention in the Ballot Title Litigation. On May 19, 2016, after Proponents had gathered all of the signatures in support of Amendment No. 3 and submitted them to the Secretary of State, the trial court entered judgment in this Ballot Title Litigation. It rejected Mr. Boeving's challenge to the summary statement portion of the ballot title but determined that the fiscal note summary portion of the ballot title was "unfair and insufficient" under section 116.190.3.
The Auditor and Proponents appealed the portion of the trial court's judgment pertaining to the fiscal note summary, and Mr. Boeving cross-appealed the trial court's denial of his challenge to the summary statement. The court of appeals reversed the judgment. It held that the fiscal note summary portion of the ballot title was "fair and sufficient" but held that the summary statement portion of the ballot was "unfair and insufficient." Boeving v. Kander, 493 S.W.3d 865, 882, 2016 WL 3676891 (Mo.App. July 8, 2016) (Case No. WD79694). As a result, it certified "the
The ballot title certified by the Secretary of State on July 18 was not included on the initiative petitions that Proponents had circulated for signatures. This is because the signature gathering process had been completed — and the signed petitions submitted to the Secretary of State — on May 7, long before the court of appeals issued its mandate on July 15 or the Secretary of State certified the revised ballot title on July 18. Instead, all of the signatures were gathered and submitted to the Secretary of State using petitions bearing the ballot title certified by the Secretary of State on January 5, 2016.
On August 9, 2016, the Secretary of State certified that Proponents had submitted sufficient valid signatures to have Amendment No. 3 put before Missouri voters on the November 8, 2016, general election ballot. In response, Mr. Boeving, Ms. Arrowood, and Messrs. Pund and Klein filed three separate lawsuits seeking to compel the Secretary to reverse this decision. § 116.200.1. For ease of analysis, the challengers' claims are aggregated and the challengers are referred to collectively as "Opponents."
Opponents first claimed that the Secretary should not have counted any of the signatures gathered and submitted by Proponents because those signatures were gathered and submitted using the official ballot title certified by the Secretary on January 5, 2016, without the changes ordered by the court of appeals on July 15, 2016. Second, they claimed that Amendment No. 3 violates article III, section 50, of the Missouri Constitution, which states in pertinent part: "Petitions for constitutional amendments shall not contain more than one amended and revised article of this constitution, or one new article which shall not contain more than one subject and matters properly connected therewith[.]" Third, Opponents claimed that Amendment No. 3 violates the first clause of the first sentence of article III, section 51, of the Missouri Constitution, which states that the "initiative shall not be used for the appropriation of money other than of new revenues created and provided for thereby ...." Finally, Opponents claimed that Amendment No. 3 violates the second clause of the first sentence of article III, section 51, which states that the "initiative shall not be used ... for any other purpose prohibited by this constitution," in that the operation and effect of Amendment No. 3 (if approved and implemented) could violate various preexisting provisions of the Missouri Constitution.
Proponents intervened and, together with the Secretary, defended the August 9 certification of Amendment No. 3 against Opponents' challenges. With respect to Opponents' first claim, the Secretary and Proponents argued that the applicable sections of chapter 116 do not require the Secretary to reject Proponents' signatures merely because of a court-ordered change to the official ballot title that occurred
The trial court did not formally consolidate Opponents' cases, but all three cases were heard at the same time, on a common record, and were resolved in a common judgment. The trial court rejected Opponents' first claim and determined that the Secretary properly found Proponents had submitted a sufficient number of valid signatures to qualify for the ballot under article III, section 50. It also rejected Opponents' second claim and determined that Amendment No. 3 did not violate the "single article" or "single subject" requirements in article III, section 50. Finally, the trial court determined that Opponents' third and fourth claims were premature and could be raised only if — and after — Missouri voters approved Amendment No. 3 in the 2016 general election. Because the trial court determined that the applicable statutes in chapter 116 do not require the Secretary to reject the signatures gathered and submitted by Proponents, it had no occasion to address Proponents' alternative constitutional claims.
Opponents timely appealed the trial court's judgment to the court of appeals. The court of appeals formally consolidated the appeals and, on September 8, 2016, transferred the matter to this Court on the basis that article V, section 3, of the Missouri Constitution gives this Court exclusive appellate jurisdiction over Opponents' appeal.
Opponents did not assert any claims in the trial court that, on appeal, fall within this Court's exclusive jurisdiction, and the Secretary did not raise any such claims in defending Opponents' challenges. Proponents, however, did raise such a claim. They argued that if — but only if — the Opponents are correct (i.e., that one or more statutory provisions in chapter 116 require the Secretary not to count the signatures Proponents had gathered and submitted), then whichever provisions in chapter 116 mandate such a result are unenforceable because they are an unconstitutional infringement of Proponents' right to propose constitutional amendments by initiative petition.
The trial court never reached Proponents' fallback, constitutional claim because it determined that chapter 116 does not contain any statutory provisions requiring the Secretary to reject the signatures gathered and submitted by Proponents. By the same token, the court of appeals may well have affirmed — and this Court does affirm — the trial court's judgment solely as a matter of statutory construction without reaching Proponents' alternative, constitutional claim. But, "[e]xclusive appellate jurisdiction of a case cannot depend upon how certain issues of that case are decided, with appellate jurisdiction in this court if decided one way but jurisdiction in the court of appeals if decided the other way." State ex rel. State Highway Comm'n v. Wiggins, 454 S.W.2d 899, 902 (Mo.banc 1970). Instead, where any party properly raises and preserves in the trial court a real and substantial (as opposed to merely colorable) claim that a statute is unconstitutional, this Court has exclusive appellate jurisdiction over any appeal in which that claim may need to be resolved. "Once the case properly invokes this Court's jurisdiction, the ultimate determination that the constitutional issue is not meritorious or that the merits of the constitutional issue should not be addressed does not retroactively deprive this Court of jurisdiction." Mayes v. Saint Luke's Hosp. of Kansas City, 430 S.W.3d 260, 270 (Mo.banc 2014).
Opponents do not challenge the validity of any particular signatures. Instead, Opponents claim that, in determining whether Proponents submitted a sufficient number of valid signatures in support of Amendment No. 3 to qualify for the ballot under article III, section 50, the Secretary was required to count only those signatures that were gathered and submitted on petition pages bearing the official ballot title after the court of appeals had ordered changes to that title on July 15 and the Secretary had certified a new title with the court-ordered changes on July 18. In other words, because Proponents had gathered and submitted all of their signatures on May 7 (one day before the May 8 constitutional deadline for submitting signed petitions), Opponents claim that none of the signatures gathered and submitted by Proponents were valid and the Secretary was bound to reject them all.
In support of this argument, Opponents rely on three statutes. First, if a lawsuit is filed pursuant to section 116.190 to challenge the official ballot title certified by the Secretary of State and that challenge results (after final judgment and all appeals) in court-ordered changes to the official ballot title, section 116.190.4 provides: "In making the legal notice to election
§ 116.180. Finally, section 116.120 provides:
§ 116.120.1.
Opponents argue that, in all cases in which a court orders changes to the official ballot title under section 116.190.4, the phrase "official ballot title" as used in sections 116.180 and 116.120.1 means
The Court rejects Opponents' argument and holds that there is no clear and unequivocal requirement in sections 116.190.4, 116.180, or 116.120.1 (or elsewhere in chapter 116) prohibiting the Secretary from counting the signatures Proponents gathered and submitted to him on May 7. In the absence of such a clear and unequivocal requirement, the Court has no occasion to consider whether the effect of such a requirement on Proponents — who bear no fault for the flaw in the January 5 official ballot title identified by the court of appeals on July 15 — unconstitutionally burdens Proponents' right to seek to amend the Missouri Constitution using the initiative petition process specifically reserved to the people of this state in article III, section 49, of the Missouri Constitution.
The Court's holding is compelled by the facts of this case and the language of the applicable statutes. On January 5, 2016, the Secretary fully complied with his obligations under section 116.180 when he certified and delivered the official ballot title for Amendment No. 3 to the Proponents. Proponents then fully complied with their obligations under section 116.180 when they "affixed" this official ballot title to each page of their petition before circulating
When the Secretary received the mandate from the court of appeals, he fully complied with his obligation under section 116.190.4 on July 18 when he certified the new, court-ordered official ballot title to local election authorities and delivered it to Proponents. When Proponents received the new official ballot title from the Secretary on July 18, however, nothing in sections 116.180 or 116.120.1 required them to start over, i.e., to reaffix this new ballot title to their petition pages, recirculate those petition pages for signature, and then resubmit the regathered signatures to the Secretary. Nor is there anything in sections 116.180 or 116.120.1 that requires the Secretary to have rejected otherwise valid signatures on Proponents' petition pages when those pages complied with sections 116.180 or 116.120.1 at the time they were circulated and at the time they were signed.
For this Court to find that chapter 116 intends the harsh result advocated by Opponents, there would need to be statutory language plainly and unambiguously stating that a court-ordered change to the official ballot title under section 116.190.4 necessarily invalidates all signatures gathered before that court-ordered change occurs regardless of the fact that those signatures were gathered on petition pages that properly displayed what was (at that time) the official ballot title as certified by the Secretary. No such plain and unambiguous language appears in sections 116.190.4, 116.180, and 116.120.1 (or any other provisions of chapter 116). Instead, the clear import of these statutes is that the "official ballot title" refers to the title originally certified by the Secretary pursuant section 116.180 unless and until the Secretary certifies a different title under section 116.190.4. At any given point in time, however, there is only one "official ballot title."
Sections 116.180 and 116.120.1 require the proponents of a constitutional amendment to place the "official ballot title" on their petition pages before circulation and signatures, but this means the "official ballot title" at the time of circulation and signature. Both section 116.180 and 116.120.1 state that a failure to comply with this requirement will invalidate the signatures gathered. But neither statute (nor any other in chapter 116) purports to invalidate signatures already gathered and submitted to the Secretary in full compliance with these requirements when the Secretary
The courts of this state must zealously guard the power of the initiative petition process that the people expressly reserved to themselves in article III, section 49. To that end, "[c]onstitutional and statutory provisions relative to initiative are liberally construed to make effective the people's reservation of that power." Missourians to Protect the Initiative Process v. Blunt, 799 S.W.2d 824, 827 (Mo.
Opponents argue that the purpose of sections 116.190.4, 116.180, and 116.120.1 is to ensure that a proposed constitutional amendment is not represented on the initiative petition by one official ballot title and on the ballot by a different official ballot title, particularly where the former was replaced by the latter because it was judicially determined to be "unfair and insufficient" under section 116.190.1. But Opponents' assertion is not supported by the language of these statutes or the constitutional provisions they purport to implement. As discussed above, there is no statutory language explicitly compelling this result, and the Court will not infer such a requirement. More importantly, Opponents' argument runs counter to the language of the constitutional provisions that expressly reserve the power of the initiative petition process to the people.
There is a clear requirement that constitutional amendments proposed by initiative petition must be identified by "official ballot title" when put before the voters. See Mo. Const. art. XII, sec. 2(b) ("All amendments proposed by the general assembly or by the initiative shall be submitted to the electors for their approval or rejection by official ballot title as may be provided by law, on a separate ballot without party designation ...."). But this provision
The requirements for initiative petitions proposing constitutional amendments are set forth in article III, section 50, and this provision does not require that the initiative petition carry an "official ballot title" or a "title" of any sort. Instead, it provides only that an initiative petition proposing a constitutional amendment "shall contain... the full text of the measure" and that it must have an "enacting clause" in the following form: "Be it resolved by the people of the state of Missouri that the Constitution be amended:" Mo. Const. art. III, sec. 50. Any concerns the framers may have had concerning providing potential signers with accurate information would have been satisfied fully by these requirements, and the lack of a title requirement may well have been intended to avoid burdening potential signers with redundant (or, worse, misleading) information. This omission of a title requirement for initiative petitions proposing constitutional amendments is even more striking in light of the express constitutional requirement for a "title" on those initiative petitions that propose statutory (rather than constitutional) amendments. See Mo. Const. art. III, sec. 50 ("Petitions for laws shall contain not more than one subject which shall be expressed clearly
Proponents do not claim that sections 116.180 and 116.120.1 are unconstitutional because they required Proponents to "affix" an "official ballot title" authored by executive branch officials to their initiative petition prior to circulating it for signatures. Instead, they claim that these statutes are unconstitutional if — but only if — they are construed to require the Secretary to reject the signatures due to a court-ordered change to the official ballot title that occurred after Proponents had gathered and submitted their signatures. Because the Court rejects any such construction, the Court has no occasion to address Proponents' constitutional claim.
In the trial court, Opponents argued that the Secretary should not have certified Amendment No. 3 for the ballot because it contains more than one subject and because it amends or creates more than one article of the Missouri Constitution. The trial court rejected both contentions. On appeal, Opponents have abandoned the multiple subject challenge
Article III, section 50, provides in pertinent part: "Petitions for constitutional amendments shall not contain more than one amended and revised article of this constitution, or one new article which shall not contain more than one subject and matters properly connected therewith." See also Mo. Const. art. XII, sec. 2(b) (same). Opponents concede that, on its face, Amendment No. 3 complies with this "single article" requirement. It purports to amend only article IV by creating a new section 54 and new subsections 54(a)-(c). In this appeal, however, Opponents contend that Amendment No. 3 "amends by implication" the following provisions of the state constitution: (a) those portions of article IX, section 8, and article 1, section 7, regarding the expenditure of state money for religious purposes; and (b) those portions of article X, sections 1 and 2, which give the power of taxation only to the general assembly or political subdivision to which it delegates that power. Of these arguments on appeal, this Court need address only Opponents' argument that Amendment No. 3 "amends by implication" article IX, section 8, because that is the only argument Opponents properly raised and preserved in the trial court.
Opponents argument that Amendment No. 3 "amends by implication" article IX, section 8, is based on section 54(b)(2) of Amendment No. 3, which states: "Distributions of funds under this amendment shall not be limited or prohibited by the provisions of article IX, section 8." Article IX, section 8, provides:
This Court has been unwilling in the past to construe the constitutional provisions reserving to the people the power to propose constitutional amendments to impose any requirement that a measure's proponents identify every provision of the existing constitution that the proposed amendment might conceivably alter or affect if and when the proposed amendment is approved by the voters and put into operation. Buchanan v. Kirkpatrick, 615 S.W.2d 6, 15 (Mo.1981) ("Moore does not require the makers of an initiative petition to "ferret out" and to list all the provisions which could possibly or by implication be modified by the proposed amendment.") (citing Moore v. Brown, 350 Mo. 256, 165 S.W.2d 657, 663 (1942)). Nor is this Court willing to construe article III, section 50, to prohibit voters from approving or rejecting a constitutional amendment proposed by initiative petition simply because the proposed amendment may (if and when it goes into operation) be construed to alter or affect the application of a preexisting constitutional provision. By its terms, article III, section 50 is concerned only with what a proposed constitutional amendment "contains," not with what a proposed constitutional amendment will or might do if the voters approve it.
Moreover, there is no need in the present case to refine any further the meaning of the "one article" limitation in article III, section 50. By its terms, article IX, section 8, prohibits the payment of public funds for certain purposes by "the general assembly, []or any county, city, town, township, school district or other municipal corporation[.]" Amendment No. 3, on the other hand, creates a new constitutional entity (i.e., the "Early Childhood Commission") and authorizes it to make grants of public funds to various entities for various purposes. The fact that Amendment No. 3 notes that the restrictions in article IX, section 8, will not apply to this Commission's activities does not purport to — and does not necessarily have the effect of — amending article IX, section 8. Cf. Payne v. Kirkpatrick, 685 S.W.2d 891, 903 (Mo.App.1984) ("It does not follow that such prohibitions [on spending by the general assembly], as found within § 39, applies to initiative petitions, particularly in light of the language [reserving the power to propose constitutional amendments by initiative petition] contained within § 49 of Article III"). Accordingly, Amendment No. 3 does not "contain more than one amended and revised article of this constitution, or one new article" as prohibited by article III, section 50.
Opponents argue that Amendment No. 3 violates the provision in article III, section 51, which states that the "initiative shall not be used for the appropriation of money other than of new revenues created and provided for thereby[.]" Such an argument goes to what Amendment No. 3 will or may do if approved by the voters and put into operation, not to whether Amendment No. 3 is properly put before the voters at all. As discussed below, such challenges to the effect of a proposed
This Court, however, has entertained "appropriation by initiative" claims in pre-election litigation.
Opponents do not claim that the language of Amendment No. 3 creates the sort of unavoidable and irreconcilable conflict with article III, section 51, referred to in Healthy Future by seeking expressly to appropriate funds other than those that are raised by the taxes the amendment would impose. Instead, assuming that Amendment No. 3 is approved by the voters and put into effect, Opponents argue that the language of Amendment No. 3 would do so only to a very limited — and perhaps inadvertent — extent. They point to the fact that, if and when Amendment No. 3 goes into effect, funds presently held in the "Coordinating Board for Early Childhood Fund" will be incorporated into the "Early Childhood Health and Education Trust Fund" created in Amendment No. 3. Those funds (plus all new funds generated by Amendment No. 3) then will be disbursed according to the procedures set forth in Amendment No. 3. As far as the record discloses, however, not only was this preexisting fund never linked to any particular source of revenue, it never held
Such maneuverings aside, the salient point in this pre-election contest is that
Finally, Opponents claim that Amendment No. 3 violates the second clause of the first sentence of article III, section 51, which states that the "initiative shall not be used ... for any other purpose prohibited by this constitution." They contend that if Amendment No. 3 is approved by the voters and put into effect — it authorizes or requires actions that are not permitted under various provisions of Missouri's preexisting Constitution and, therefore, violates this provision of article III, section 51.
All of these challenges, by definition, relate to what Amendment No. 3 will (or even might) do if approved by the voters and put into operation, not whether Amendment No. 3 satisfies the constitutional requirements to be put before the voters in the first instance. Challenges to whether the effect of a proposed constitutional amendment (if approved) will or might violate some limitation on the people's use of the initiative process imposed by the Missouri Constitution (or a substantive restriction imposed by the federal constitution) are premature unless and until the amendment has been approved by the voters and taken effect. "To avoid encroachment on the people's constitutional authority, courts will not sit in judgment on the wisdom or folly of the initiative proposal presented,
In addition, even though a pre-election challenge to an initiative proposal based on the "appropriation by initiative" prohibition in article III, section 51, decidedly is a substantive rather than procedural attack, this Court will entertain such challenges only to the extent that such a purpose and effect are plainly and unavoidably stated in the language of the proposal. Healthy Future, 201 S.W.3d at 510. For the reasons stated above, however, Opponents' "appropriation by initiative" claim falls far short of this standard.
But the remainder of Opponents' claims have nothing to do with ensuring that the constitutional prerequisites to the people's reserved power to propose constitutional amendments by initiative petition have been followed with respect to Amendment No. 3. Instead, they focus solely on whether Amendment No. 3 — if and when it is approved by the voters and put into effect — will (or might) violate various preexisting prohibitions in the Missouri Constitution. There will be time enough for such claims after the election, if Missouri voters find Amendment No. 3 to their liking.
For the reasons set forth above, the judgment of the trial court is affirmed.