SHERRI B. SULLIVAN, P.J.
Johnny Briscoe (Appellant) appeals from the trial court's summary judgment in favor of Margaret Walsh (Walsh) and Lisa Campbell (Campbell) (collectively Respondents) on Appellant's four-count petition alleging negligence and negligent performance of assumed duty against Walsh and Campbell, respectively. We affirm.
In 1983, Appellant was tried by a jury in the Circuit Court of St. Louis County and convicted of forcible rape, sodomy, second-degree robbery, first-degree burglary, stealing, and three counts of armed criminal action, all committed against Victim on October 21, 1982. Appellant was sentenced as a persistent offender to a total of 45 years. In 1984, on appeal, the stealing conviction was overturned.
In July of 2006, Appellant was exonerated from his convictions for the crimes committed in October 1982 by DNA evidence extracted from a cigarette butt found at the scene and preserved in the St. Louis County Police Department crime lab freezer. Appellant was released from prison on July 19, 2006, after serving more than 23 years in prison.
On November 7, 2008, Appellant sued St. Louis County, St. Louis County Police Officers Lane Hollandsworth and Stephen Deen, Sr., and St. Louis County Police Captain Jack Webb in federal district court for money damages based on his wrongful incarceration pursuant to 42 U.S.C. Section 1983 and the Fourteenth Amendment of the U.S. Constitution. In that suit, Appellant alleged the defendants violated his rights to a fair trial and due process, by using undue influence and an intentionally or recklessly suggestive identification procedure that caused Victim to incorrectly identify Appellant as the perpetrator of the crimes against her, by failing to adequately investigate the crimes, and by suppressing exculpatory evidence. The court dismissed the complaint against the County for failure to state a claim, granted summary judgment to the individual defendants, and denied as futile Appellant's motion for leave to file an amended complaint against the County and denied his motion to alter or amend the judgment.
Appellant appealed the district court's judgment to the U.S. Court of Appeals for the Eighth Circuit. The Eighth Circuit affirmed the district court's judgment.
Appellant then filed suit on June 29, 2011, in the Circuit Court of St. Louis County against Respondents, who are employed by St. Louis County as lab technicians in the St. Louis County Police Department, alleging negligence and negligent performance of assumed duty and seeking money damages based on his wrongful incarceration from 2001 until 2006. The action of Respondents that Appellant asserts was negligent was the performance of Captain Jack Webb's August 31, 2001 request for the search and retrieval of "any and all" physical "evidence,
Respondents moved for summary judgment on Appellant's claims based on res judicata and collateral estoppel stemming from the federal case, and the public duty doctrine. The trial court agreed, and granted summary judgment in Respondents' favor based on these three doctrines on December 11, 2013. This appeal follows.
In his first point, Appellant claims the trial court erred in granting summary judgment based on the doctrine of res judicata because the unsuccessful federal suit does not preclude the bringing of the negligence claims against Campbell and Walsh, in that there is no identity in the causes of action between the lawsuits.
In his second point, Appellant asserts the trial court erred in granting summary judgment based on the doctrine of res judicata because the unsuccessful federal suit does not preclude the bringing of the negligence claims against Campbell and Walsh, in that they were not parties to, or in privity with a party to, the federal lawsuit.
In his third point, Appellant maintains the trial court erred in granting summary judgment because the unsuccessful federal lawsuit does not collaterally estop him from bringing the negligence claims against Campbell and Walsh, in that the issue of their negligence was not litigated in the federal lawsuit.
In his fourth point, Appellant contends the trial court erred in entering summary judgment because genuine disputes of material fact exist regarding the applicability of the public duty doctrine in that the record supports Campbell's and Walsh's negligence occurred in the performance of a ministerial task and Appellant was a particular, identifiable individual who it was reasonably foreseeable would be harmed by a breach of their duty.
This Court's review of the grant of summary judgment is essentially de novo. ITT Commercial Fin. Corp. v. Mid-America Marine Supply Corp., 854 S.W.2d 371, 376 (Mo.banc 1993). We need not defer to the trial court's order, as its judgment is founded on the record submitted and the law. Id. Summary judgment is appropriate only when the moving party demonstrates a right to judgment as a matter of law based on facts about which there is no
For res judicata to adhere, four identities must occur: 1) identity of the thing sued for; 2) identity of the cause of action; 3) identity of the persons and parties to the action; and 4) identity of the quality of the person for or against whom the claim is made. King General Contractors, Inc. v. Reorganized Church of Jesus Christ of Latter Day Saints, 821 S.W.2d 495, 500 (Mo.banc 1991). Unlike collateral estoppel, res judicata applies not only to points and issues upon which the court was required by the pleadings and proof to form an opinion and pronounce judgment, but to every point properly belonging to the subject matter of litigation and which the parties, exercising reasonable diligence, might have brought forward at the time. Id. Put otherwise, a party may not litigate an issue and then, upon an adverse verdict, revive the claim on cumulative grounds which could have been brought before the court in the first proceeding. Id. "Separate legal theories are not to be considered as separate claims, even if `the several legal theories depend on different shadings of the facts, or would emphasize different elements of the facts, or would call for different measures of liability or different kinds of relief.'" Id., quoting Siesta Manor, Inc. v. Community Federal Savings and Loan Association, 716 S.W.2d 835, 839 (Mo.App. E.D.1986). The doctrine takes on the character of the rule against splitting a cause of action and it is aptly stated in Burke v. Doerflinger, 663 S.W.2d 405, 407 (Mo.App. E.D.1983):
King General Contractors, 821 S.W.2d at 501. The Restatement (Second) of Judgments § 24 (1982) articulates the principle in this manner:
King General Contractors, 821 S.W.2d at 501-502.
Appellant claims the parties and the causes of action in the two cases are different. In the federal suit, Appellant's cause of action is premised on a violation of his civil rights based on the officers' alleged intentional and reckless actions in prosecuting him of certain crimes against Victim; and in the state case, Appellant's cause of action is based on the lab technicians' negligent performance of their duties in locating evidence to exonerate him of those crimes. However, these differences are superficial in nature. In both the underlying suit and the federal suit, Appellant seeks money damages for his wrongful incarceration. The federal case was brought against St. Louis County and three of its police officers, and the state case against two St. Louis County police department crime lab technicians. In both cases, the individual defendants were sued in their official capacities as employees of St. Louis County and its police department in connection with their actions and/or inactions in regard to Appellant's prosecution, incarceration and/or exoneration in Cause No. 21CCR-482307.
The two actions arise out of the same underlying occurrence, to-wit: Appellant's wrongful incarceration. The subject matter of both cases is the same. Appellant seeks damages in both cases for the time he spent in prison for charges of which he is actually innocent. In the instant case, Appellant circumscribed Respondents' liability to only the 5 years between 2001 and 2006 of the entire 23-year period he spent incarcerated because Respondents did not come upon the scene and play a part in Appellant's continuous wrongful incarceration until that time. Put another way, in the federal case Appellant contends defendants Hollandsworth and Deen wrongfully put him in prison and defendant Captain Webb kept him there and in the state case Appellant contends Respondents, under the auspices of Captain Webb, negligently kept him there.
In his federal petition, Appellant refers to and recites the actions that form the basis for his second lawsuit. In paragraph 50, Appellant alleges he sought a court order requiring another search for evidence and for an accounting of the missing evidence, and as a result of a court-ordered search, Defendant Jack Webb, Commander of St. Louis County's Bureau of Criminal Investigation, submitted an affidavit and letter stating that crime lab personnel had searched the evidence storage freezers and been unable to locate the three cigarette butts or other evidence associated with Appellant. In paragraph 51, Appellant asserts,
A party may not litigate an issue and then, upon an adverse verdict, revive the claim on cumulative grounds which could have been brought before the court in the first proceeding. King General Contractors, Inc. 821 S.W.2d at 500. Separate legal theories are not to be considered as separate claims, even if they emphasize different elements of the facts or call for different measures of liability. Siesta Manor, Inc., 716 S.W.2d at 839. In the federal case, the emphasized wrongdoing was in Captain Webb's supervising and reporting of the allegedly fruitless search for the evidence which ultimately exonerated Appellant. In the instant case, it is the negligence of the searchers themselves that forms the basis for Appellant's lawsuit. A comparison between the two reveals that in this case, Appellant is merely casting his net a second time under a different legal theory emphasizing different elements or shadings of the same facts. Appellant is impermissibly splitting his cause of action after losing the first time. His claims against Respondents could have been brought before the federal court in the prior proceeding and are barred by res judicata in the instant one. King General Contractors, Inc., 821 S.W.2d at 500.
Based on the foregoing, Points I and II are denied.
The public duty doctrine protects a public officer from civil liability for his or her negligence. Benson v. Kansas City, Bd. of Police Com'rs, 366 S.W.3d 120, 124 (Mo.App. W.D.2012). The public duty doctrine recognizes that a public officer owes a duty to the public, and not to a particular individual. Id. "The public duty doctrine states that a public employee is not civilly liable for the breach of a duty owed to the general public, rather than a particular individual." Southers v. City of Farmington, 263 S.W.3d 603, 611 (Mo.banc 2008). In other words, the doctrine negates the duty element of negligence so that an individual plaintiff cannot succeed in establishing a cause of action for negligence against a public officer. Id. at 612. The public duty doctrine applies to both ministerial and discretionary functions. Jungerman v. City of Raytown, 925 S.W.2d 202, 205 (Mo.banc 1996).
The public duty doctrine does not insulate a public employee from all liability, as he could still be found liable for breach of ministerial duties in which an injured party had a "special, direct, and distinctive interest." Southers, 263 S.W.3d at 611-12, quoting State ex rel. Twiehaus v. Adolf, 706 S.W.2d 443, 445 (Mo.banc 1986). This exception exists when injury to a particular, identifiable individual is reasonably foreseeable as a result of a public employee's breach of duty. Southers, 263 S.W.3d at 612; Jungerman, 925 S.W.2d at 205. Whether an individual has such a private interest depends on the facts of each case, not on broad pronouncements about the usual status of relevant functions. Southers, 263 S.W.3d at 612.
In the instant case, Respondents owed a duty to the general public as lab technicians for the Bureau of Criminal Investigation to maintain and analyze evidence collected in crime investigations. Captain
In summary, Respondents' duty is to the public to maintain the integrity of the evidence used by the State to prosecute individuals accused of violating laws enacted for the safety and benefit of the public. Because Respondents did not owe a duty to Appellant personally and individually, application of the public duty doctrine leaves him unable to prove all the elements of his claim for negligence against them, and thus they are entitled to summary judgment. Southers, 263 S.W.3d at 612. Based on the foregoing, Point IV is denied.
Because we agree with the trial court that Appellant's claims of negligence against Respondents are barred by res judicata, the rule against splitting a cause of action, and the public duty doctrine, we need not reach the issue of whether collateral estoppel bars them as well. See Greene v. Schneider, 372 S.W.3d 887, 891 (Mo.App. E.D.2012) and City of Washington, 899 S.W.2d at 868 (appellate court may uphold a grant of summary judgment on any theory). Point III is thus denied as moot.
The judgment of the trial court is affirmed.
MARY K. HOFF, J., and PHILIP M. HESS, J., concur.