JOHN A. ROSS, District Judge.
This matter is before the Court on Defendants' Motion to Dismiss (Doc. No. 13). The motion is fully briefed and ready for disposition. For the reasons stated herein, Defendant's motion will be granted in part and denied in part.
Plaintiff James Murphy, a pro se litigant, asserts a litany of claims related to his employment with Defendant Ajinomoto Windsor, Inc. (hereinafter "Windsor"). Plaintiff worked for Windsor until he was suspended without pay on June 1, 2015. In Plaintiff's amended complaint, he alleges individual and collective wage and hour law violations, breach of contract, ERISA violations, and a claim for "retaliation." Defendants move for dismissal of each of Plaintiff's claims.
Plaintiff claims that Windsor utilizes two timekeeping systems for employees: one by which employees allegedly "sign in," and one by which employees "clock in." Plaintiff alleges that Windsor utilizes two systems so that they can "pick what time they want to use." (Doc. No. 10 at 7.) Plaintiff further alleges that employees are forced to perform compensable activities prior to the start of their shift, including donning appropriate work gear, washing equipment, and sanitizing all non-fabric items; and following the end of their official shift, including doffing protective gear, a hair net, beard net, and frock, washing off production materials, and walking to the locker room to store materials. Plaintiff also alleges that he and other employees are not compensated for work performed during a 30 minute uncompensated meal period.
In Count I, Plaintiff asserts a claim for violation of the Fair Labor Standards Act, 29 U.S.C. Section 201
In Count IV, Plaintiff alleges an ERISA violation based on the aforementioned alleged failure to pay Plaintiff and other employees for the entirety of their work, which in turn reduced the amount of gross pay percentage matching contributions. Finally, Plaintiff includes a fifth count in his amended complaint for "retaliation." He proceeds to allege approximately fifteen pages of additional facts relating to the specific circumstances of his employment, disciplinary action taken against him, and personal conflicts with coworkers — events which, according to Plaintiff, ultimately reached a crescendo when Plaintiff was suspended without pay in 2015. At various points in Count V, Plaintiff appears to implicate the Workers' Compensation Act, Mo. Rev. Stat. § 287.78; the Family Medical Leave Act, 29 U.S.C. § 2615(a)(2); the Food Safety Modernization Act, 21 U.S.C. § 399d; and, Title VII of the Civil Rights Act of 1964.
Defendants move to dismiss each of Plaintiff's five counts. As to Counts I and III, Defendants argue that Plaintiff has failed to allege a particular instance wherein he was denied compensation, and that Plaintiff fails to offer support for his assertion that Windsor exercises discretion in choosing the hours for which employees are paid. Defendants also argue that Plaintiff fails to identify actual policies or instructions pertaining to employees' use of their lunch break. Alternatively, Defendants assert that even if Plaintiff's claims are not dismissed, damages are limited by the relevant statute of limitations, which Defendants assert are two years under both state and federal law (with FLSA violations being eligible for a third year of damages if the violations are proven to have been willful). Defendants also assert that Plaintiff's claims cannot survive as class claims, or as a collective action, pursuant to the terms of Federal Rule of Civil Procedure 23.
As to Count II, Defendants argue that Plaintiff has failed to articulate what contract governs the relationship between Plaintiff and Defendant; and that in fact, he cannot do so because Plaintiff was an at-will employee, and no such contract exists. Defendants argue that Count IV should be dismissed because Plaintiff has not pled a breach of fiduciary duty by the plan administrator as required to allege an ERISA violation, and furthermore, because Plaintiff has not pled any facts that suggest Windsor failed to comply with the language of the ERISA plan as it is actually written. Finally, with regard to Count V, Defendants argue that, whatever statute under which Plaintiff attempts to allege "retaliation," he has failed to meet the statutory pleading requirements, and his pleadings are disjointed, rambling, and generally incomprehensible.
Defendants also argue in the alternative that, even if the amended complaint survives the instant motion to dismiss, certain Defendants should be dismissed on other grounds. Defendants Windsor Quality Holdings LP and Windsor Quality Foods move for dismissal because they apparently merged into Defendant Ajinomoto Windsor, Inc., as of April 1, 2015. The six named individual Defendants move for dismissal from Counts I, II, III, and IV — the FLSA, contract, wage, and ERISA-based counts directed at Plaintiff's grievances with his employer. The individual Defendants also seek dismissal from Count V, arguing that Plaintiff has failed to plead that they exercised supervisory authority over Plaintiff, and therefore, they cannot be implicated in any retaliation claim. Lastly, Defendants argue that two of the elements of relief sought by Plaintiff in his amended complaint must be stricken. Plaintiff seeks, among other categories of relief, a constructive trust upon Defendants' future stocks and proceeds and a preliminary injunction restraining Defendants from dissipating proceeds of a recent merger.
Federal Rule of Civil Procedure 8(a)(2) requires "a short and plain statement of the claim showing that the pleader is entitled to relief." Fed.R.Civ.P. 12(b)(6) provides for a motion to dismiss based on the "failure to state a claim upon which relief can be granted." To survive a motion to dismiss, a complaint must show "`that the pleader is entitled to relief,' in order to `give the defendant fair notice of what the . . . claim is and the grounds upon which it rests.'"
Further, to survive a Rule 12(b)(6) motion, "a complaint must contain sufficient factual matter, accepted as true, to `state a claim to relief that is plausible on its face.'"
When ruling on a motion to dismiss, this Court must take the allegations of the complaint as true and liberally construe the complaint in a light most favorable to the plaintiff.
The Court will address each of the counts asserted by Plaintiff in turn.
First, as the Court has already set forth in its ruling on class certification, a pro se litigant is unable to serve as a class representative pursuant to the requirements of Federal Rule of Civil Procedure 23. Rule 23(a)(4) states that a prerequisite for certification of a class action lawsuit is a class representative who can "fairly and adequately protect the interests of the class." Although a litigant may bring his own claims to federal court without counsel, he cannot represent the claims of others.
The Court will proceed to analyze whether Plaintiff's causes of action can succeed as individual claims.
Under the FLSA and the Missouri Wage Law, employers are required to pay employees a minimum wage for all hours worked, and must pay overtime compensation for hours worked in excess of forty hours per week. 29 U.S.C. Section 207(a)(1); Mo. Rev. Stat. § 290.505. The FLSA provides minimum and overtime pay scales for covered employees. 29 U.S.C. §§ 201-219. Similarly, Missouri law provides that "[n]o employer shall employ any of his employees for a workweek longer than forty hours unless such employee receives compensation for his employment in excess of the hours above specified at a rate not less than one and one-half times the regular rate at which he is employed." Mo. Rev. Stat. § 290.505. An employer who violates the FLSA is liable for unpaid overtime compensation and "an additional equal amount as liquidated damages."
Plaintiff has claimed that there are a litany of activities that he is expected to perform prior to and following his compensable work period, including donning appropriate protective gear and performing hand exercises and washing. Plaintiff further claims that Windsor maintains two procedures for clocking time and simply selects which time they prefer. Plaintiff also claims that because the donning and doffing, and related activities, detracted from his uncompensated 30-minute lunch breaks, this is additional uncompensated time.
Plaintiff's allegations are sufficient to maintain an individual claim for a violation of the FLSA and Missouri's parallel wage laws. The Supreme Court has explained that "any activity that is `integral and indispensable' to a `principal activity' is itself a `principal activity[,]'" making it compensable under the FLSA.
Taking the allegations of the amended complaint as true, as this Court must, Plaintiff has alleged sufficient facts to maintain individual causes of action pursuant to the FLSA and Missouri's parallel wage statute. Thus, Defendants' motion to dismiss Counts I and III in their entirety will be denied as to Plaintiff's individual claims within those counts. However, the Court also determines that the statute of limitations for damages applies to these claims. The FLSA has a two-year statute of limitations for all actions to collect unpaid overtime. Willful violations of the FLSA have a three-year statute of limitations. 29 U.S.C. § 255(a). The parallel Missouri wage statute also provides for damages in the full amount of the wage rate and an additional equal amount as liquidated damages, and has a two-year statute of limitations for overtime wage claims. Mo. Rev. Stat. § 290.527. Because Plaintiff's amended complaint does allege willfulness (Doc. No. 10 at 9), and the Court assumes the veracity of such allegations at this stage in the proceedings, Plaintiff will be limited to recovery for overtime wages within the three-year statute of limitations; his amended complaint is dismissed to the extent it prays for relief outside of the statute of limitations.
Next, the Court turns to whether Plaintiff has sufficiently alleged a claim for breach of contract based on the "employment agreement" between Plaintiff and Defendants. As Defendants have pointed out, Plaintiff did not submit the contract allegedly breached, nor does he describe with particularity the nature of any agreement between Plaintiff and Defendants beyond a general at-will employment relationship. Because this claim arises under common law, the Court must apply Missouri's substantive law.
At-will employment is considered a contractual relationship under Missouri law.
Thus, the Court finds that, taking the facts as true and liberally construing Plaintiff's amended complaint, he has sufficiently alleged that a contract between the parties existed, whereby Defendants (or, as explored later, at least the corporate Defendant) agreed to compensate Plaintiff for hours worked, and that Defendants failed to fully adhere to that agreement. Thus, Defendants' motion will be denied with respect to Count II.
Next, the Court considers Plaintiff's purported claim under ERISA. In this Count, Plaintiff alleges that Defendants breached a "fiduciary duty" by failing to contribute the original amount agreed upon to the Plaintiff's covered plans, with the amount discrepancy again relating to Plaintiff's allegedly uncompensated work. The Eighth Circuit has explained:
Finally, the Court will address Count V, wherein Plaintiff alleges "retaliation," and appears to assert theories under several federal statutes. Unlike the remainder of Plaintiff's pleading, Count V is composed of many pages of facts and assertions relating to Plaintiff's employment with the Defendants, including minutia of his relationship with each individual Defendant and his various disciplinary encounters while an employee.
A complaint "must contain . . . a short and plain statement of the claim showing that the pleader is entitled to relief." Fed. R. Civ. P. 8(a). Complaints that are "rambling and needlessly long and confusing" or complaints that contain "lengthy, irrelevant, and largely incomprehensible factual allegations" violate Rule 8.
With respect to Count V, the Court determines that Plaintiff's amended complaint fails to comply with Rule 8. It contains many pages of seemingly obscure details, and although it proclaims itself a claim for "retaliation," a number of federal statutes are mentioned on a haphazard basis throughout the count. The Court will not attempt to stitch together various facts from the allegations so as to satisfy pleading requirements for one or more of the numerous federal statutes cited. Therefore, the Court will dismiss Count V without prejudice.
Next, the Court considers whether Defendants Windsor Quality Holdings LP and Windsor Quality Foods should be dismissed because they purportedly merged into Defendant Ajinomoto Windsor, Inc., as of April 1, 2015. Defendants assert that Ajinomoto Windsor, Inc., merged with Windsor Quality Holdings LP and Windsor Quality Foods and assumed all the liabilities of the latter companies. In support, Defendants submit recent filings from the Texas Secretary of State, including a Certificate of Merger.
Plaintiff's only surviving claims are those arising under the FLSA and the parallel Missouri wage statute, as well as his state law claim for breach of contract. Thus, the Court will consider Defendants' alternative argument for dismissal of all individual Defendants with respect to these remaining claims.
Plaintiff's FLSA claims must be, by definition, alleged between Plaintiff and his employer. Under the FLSA, an employer is "any person acting directly or indirectly in the interest of an employer in relation to an employee and includes a public agency." 29 U.S.C. § 203(d). The Eighth Circuit has explained that "[t]his means, at a minimum, that an individual employer must be `responsible in whole or part for the alleged violation' to incur individual liability."
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The Court determines that here, Plaintiff has similarly failed to show that any of the individual Defendants named in his lawsuit were actually responsible for the corporate entity's failure to pay for compensatory time allegedly owed. Plaintiff's amended complaint summarily alleges that "Defendants have operational control of significant aspects of day to day functions, including compensation of employees, sign [sic] pay checks, control employment policies and handbooks." (Doc. No. 10 at 3.) Plaintiff also claims that "Defendants created policy that was designed by [the individual Defendants] [sic]."
Similarly, under the Missouri wage statute, although "employer" is defined as "any person acting directly or indirectly in the interest of an employer in relation to an employee" Missouri law also explains that "this section shall be interpreted in accordance with the Fair Labor Standards Act, 29 U.S.C. Section 201,
Finally, with regard to the breach of contract claim, Plaintiff has failed to plead that any actual contract existed as between Plaintiff and any of the individual Defendants named in this lawsuit. Therefore, he cannot maintain his breach of contract action against any of the named individual Defendants. Thus, Plaintiff's claims for breach of contract against the individual Defendants shall be dismissed.
Finally, Plaintiff has offered no opposition to Defendants' argument that the third and fourth elements of relief sought by Plaintiff (a constructive trust and preliminary injunction) should be stricken. These remedies are only available under extremely limited circumstances and require the presence of highly particularized facts. Therefore, the Court will strike these elements of relief as requested by Defendants.
The Court first declines to enter a preliminary injunction on behalf of Plaintiff. "A party moving for a preliminary injunction must necessarily establish a relationship between the injury claimed in the party's motion and the conduct asserted in the complaint."
The Court finds that Plaintiff has not established a relationship between the preliminary injunction sought and the harm alleged in the complaint. Moreover, the Court finds that Plaintiff has not proffered any evidence of irreparable harm without an injunction, and neither does the public interest favor the Court's interference at this stage. No preliminary injunction shall issue at this point in the litigation.
The Court also declines to impose a constructive trust. Under Missouri law, "[a] constructive trust is a device employed by a court of equity to provide a remedy in cases of actual or constructive fraud or unjust enrichment."
For the foregoing reasons,