PATRICIA L. COHEN, Magistrate Judge.
Jerry Whitney ("Plaintiff") seeks review of the decision of the Social Security Commissioner, Nancy Berryhill, denying his application for Supplemental Security Income under the Social Security Act.
On December 8, 2011, Plaintiff filed an application for Supplemental Security Income alleging that he was disabled as of January 1, 2007 as a result of "pinched nerve in lower back, arthritis, depression, anxiety, 11th rib broken, right ankle fractor [sic], nose broken, low blood pressure."
The SSA granted Plaintiff's request for review, and an ALJ conducted a hearing on January 1, 2014.
A vocational expert (VE) also testified at the administrative hearing. (Tr. 46-53). The ALJ asked the VE to consider an hypothetical individual with Plaintiff's age, education, and background, including a history of incarceration and homelessness, who was "able to do simple, repetitive, unskilled tasks; brief and occasional superficial interaction with the general public; frequent interaction with supervisors and coworkers; working better with things rather than people; time off task, 2 percent of the work day; loss of productivity of 2 percent; and able to respond to routine changes, occasionally, in the work setting." (Tr. 48-49). The VE testified that such an individual could work as a dining room attendant, warehouse worker, or janitor. (
In a decision dated March 11, 2015, the ALJ applied the five-step evaluation process set forth in 20 C.F.R. § 416.912(d)
After reviewing Plaintiff's testimony and medical records, the ALJ determined that Plaintiff's "statements concerning the intensity, persistence and limiting effects of these symptoms are not credible[.]" (Tr. 24). The ALJ found that Plaintiff had the residual functional capacity (RFC) to
(Tr. 22).
The ALJ found that Plaintiff could not perform his past relevant work as an industrial cleaner because "an industrial cleaner generally needs to perform at a level 2 reasoning and language development level." (Tr. 29). The ALJ explained: "This requires carrying out detailed but uninvolved instructions and reading at a slightly complex level. The undersigned does not find this compatible with the residual functional capacity noted above." (
Plaintiff filed a request for review of the ALJ's decision with the SSA Appeals Council, which denied review on April 30, 2015. (Tr. 12, 1-6). Plaintiff has exhausted all administrative remedies, and the ALJ's decision stands as the SSA's final decision.
A court must affirm an ALJ's decision if it is supported by substantial evidence. 42 U.S.C. § 405(g). "Substantial evidence `is less than a preponderance, but enough so that a reasonable mind might find it adequate to support the conclusion.'"
"If, after reviewing the record, the court finds it is possible to draw two inconsistent positions from the evidence and one of those positions represents the ALJ's findings, the court must affirm the ALJ's decision."
Plaintiff claims that substantial evidence does not support the ALJ's determination that he is not disabled. Plaintiff asserts the ALJ erred in: (1) finding that his foot fracture was a nonsevere impairment; (2) failing to find his foot fracture an "additional and significant work-related limitation of function" for purposes of Listing 12.05C; (3) relying upon the VE's testimony that Plaintiff could perform jobs requiring level two reasoning and language abilities; and (4) failing to weigh the state agency consultant's medical opinion. (ECF No. 14). In response, Defendant asserts that the ALJ: (1) properly found that Plaintiff's foot fracture was a non-severe impairment and his impairments did not satisfy Listing 12.05(C); (2) properly relied on the VE's testimony; and (3) did not err in failing to discuss the state agency consultant's medical opinion. (ECF No. 19).
Plaintiff first argues that the ALJ failed to properly consider his foot fracture at step two of the sequential evaluation. Defendant counters that the lack of treatment supported the ALJ's determination that Plaintiff's foot fracture was non-severe.
At step two of the evaluation process, the ALJ must determine if a claimant suffers from a severe impairment.
At the hearing, Plaintiff appeared without an assistive device and testified that he could walk approximately two blocks without one. (Tr. 44). When the ALJ asked Plaintiff why he did not "wear the boot so your foot could get better quicker?," Plaintiff answered, "[I]t did pretty well without — there was too much pressure on it, and beside [sic], it had worn out, and I didn't think to go back and have them to reschedule me another one." (Tr. 43). Plaintiff had not acquired a replacement boot but rather was "trying to make it work on my own" and used a "pusher" when he was "out and about." (
Plaintiff's medical records demonstrate that he first presented to the emergency room for his foot fracture on November 29, 2011. (Tr. 562). Plaintiff stated that he was the victim of an assault and reported "pain to right foot, thinks it may have been stepped on, now difficult to walk." (
On January 9, 2012, Plaintiff presented to the emergency room for pain in his right foot. (Tr. 686-88). Plaintiff reported that "someone stomped on [my foot] and I had to have surgery in early December. Now I ran out of my pain medication and I missed a follow up appointment because of the weather." (
Plaintiff did not seek further treatment for his right foot until October 22, 2012. (Tr. 680-83). Plaintiff reported "pain on the right inside inner foot" and stated that he had "been having problems since" his surgery in December 2011. (Tr. 680). A nurse's note stated: "Assistive devices: cane(s)." (Tr. 681). Plaintiff left the hospital before seeing a physician. (Tr. 681, 683).
At step two of the sequential evaluation process, the ALJ reviewed the medical records relating to Plaintiff's right foot and found that the "right foot fracture do[es] not cause more than minimal limitations in the claimant's ability to perform basic work activities" and was therefore a non-severe impairment. (Tr. 20-21). In formulating Plaintiff's RFC, the ALJ discussed several reasons that are well-supported by the record for finding that Plaintiff's foot fracture had minimal effect on his ability to work. First, the ALJ noted that Plaintiff's "limited treatment for [this] impairment[] strongly supports a finding that [it] is not limiting." (Tr. 24). The ALJ acknowledged that Plaintiff "has financial constraints which may limit his treatment," but concluded "the claimant is aware of low-cost to free options which are available to him, including the emergency room." (
Although Plaintiff demonstrated that he suffered a fracture in his foot, he did not meet his burden of showing that the injury significantly affected his ability to do basic work activities. Plaintiff testified that he was able to walk two blocks without an assistive device (Tr. 44). Plaintiff did not submit an adult function report with his December 2011 application but, in a third-party adult function report, Plaintiff's friend opined that Plaintiff was able to walk approximately ten blocks. (Tr. 202). Additionally, in his response to the ALJ's show cause order of August 2013, Plaintiff stated that he became lost while riding his bicycle to the hearing. (Tr. 130). The fact that Plaintiff was able to ride a bicycle in August 2013 suggests that his foot fracture did not significantly limit his ability to perform basic work activities.
Plaintiff asserts that the ALJ failed to consider Plaintiff's diminished intellectual capacity and improperly relied "upon his assumptions regarding emergency room healthcare, and his incorrect assertions that such treatment is without financial consequences to a patient." (ECF No. 14 at 11). "Economic justifications for the lack of treatment can be relevant to a disability determination."
The evidence did not support Plaintiff's suggestion on appeal that his lack of treatment was the result of his financial constraints or diminished intellectual capacity. To the contrary, the evidence established that Plaintiff could obtain medical care when he thought it was necessary. Plaintiff repeatedly obtained medical care at the Barnes Jewish Hospital emergency room. (Tr. 537, 527, 562, 541-48, 709-11, 686-90, 680-83). Plaintiff also received care at Connect Care and the Grace Hill Neighborhood Health Center, both of which are free clinics.
The ALJ did not improperly consider Plaintiff's lack of treatment when determining that Plaintiff's foot injury was a non-severe impairment. For the above reasons, the Court finds that substantial evidence supported the ALJ's finding that Plaintiff's foot injury was a non-severe impairment.
Plaintiff argues that the ALJ erred at step three of the sequential evaluation process when he found that Plaintiff's impairments did not satisfy Listing 12.05C, governing intellectual disability (formerly labeled "mental retardation").
To meet Listing 12.05C, a claimant must show: (1) a valid verbal, performance, or full scale IQ of 60 through 70; (2) an onset of "significantly subaverage general intellectual functioning with deficits in adaptive functioning" before age twenty-two; and (3) "a physical or other mental impairment imposing an additional and significant work-related limitation of function."
At step three of the sequential evaluation process, the ALJ considered whether Plaintiff's impairment or combination of impairments met or medically equaled the severity of Listing 12.05C for intellectual disability. As an initial matter, the ALJ stated there was "no evidence of onset of the impairment before the age 22." (Tr. 21). In regard to adaptive functioning, the ALJ noted that, according to Plaintiff's August 2008 function report, Plaintiff could handle his personal care, perform household chores, including repairs and yard work, use public transportation, and shop. (
In this case, the evidence did not show that Plaintiff had deficits in adaptive behavior initially manifested prior to age twenty-two. As the ALJ noted in his decision, the evidence established that, as late as 2008, the Plaintiff was able to take care of his personal needs, complete household work, use public transportation, and shop.
Additionally, Plaintiff did not claim an intellectual disability when applying for benefits. "The absence of a record of treatment, diagnosis, or even inquiry into a mental impairment prior to applying for benefits weighs against finding there to be an impairment."
Based on the above, the Court concludes that substantial evidence supported the ALJ's determination that Plaintiff's impairments neither met nor equaled those limitations set forth in Listing 12.05C.
In his third argument, Plaintiff claims the ALJ erred at step five when he found, based upon the VE's testimony, that Plaintiff was capable of performing jobs that existed in the national economy. Plaintiff asserts that the VE's testimony did not provide substantial evidence for such finding because it was in conflict with the DOT and the VE did not explain the inconsistencies. In response, the Commissioner asserts that the ALJ properly relied on the VE's testimony because the VE adequately addressed any conflict between her testimony and the DOT.
If the ALJ finds at step four of the sequential evaluation process that a claimant cannot perform his past relevant work, the ALJ proceeds to step five, where the burden shifts to the Commissioner to establish that the claimant maintains the RFC to perform other work that exists in significant numbers in the national economy. 20 C.F.R. §§ 416.920(a)(4)(v), 416.960(c).
Vocational expert testimony should generally be consistent with the Dictionary of Occupational Titles (DOT).
At the hearing, the ALJ asked the VE to consider a hypothetical individual with Plaintiff's "age, education, and background...functioning at the level of being able to read car ads and want ads, in an assistive living situation where he had been homeless and is now helped by a friend providing living arrangements; past history of incarceration and no educational benefits or work history associated with the past incarceration." (Tr. 48-49). In the first hypothetical, the ALJ added the following non-exertional limitations: "able to do simple, repetitive, unskilled tasks; brief and occasional superficial interaction with the general public; frequent interaction with supervisors and coworkers; working better with things rather than people; time off task, 2 percent of the work day; loss of productivity of 2 percent; and able to respond to routine changes, occasionally, in the work setting." (Tr. 49).
The VE testified that such an individual could work as a dining room attendant, warehouse worker, or "janitor."
In his decision, the ALJ determined that Plaintiff had the RFC to perform medium work
(Tr. 22). Based on this RFC, the ALJ determined in step four that Plaintiff was unable to perform his past relevant work as an industrial cleaner (DOT 381.687-018) because that job required level two reasoning and language development.
(
Despite finding at step four that Plaintiff could not perform the work of an industrial cleaner, the ALJ cited the VE's testimony that Plaintiff could work as an industrial cleaner in support of his finding at step five that Plaintiff could perform other work. (Tr. 30). More specifically, the ALJ cited the VE's testimony that Plaintiff was capable of performing the jobs of industrial cleaner (DOT 381.687-018), dining room attendant (DOT 311.677-018), and warehouse worker (DOT 922.687-058), and he stated that such testimony was "consistent with the information contained in the [DOT]." (
The Court recognizes that "[a]n ALJ may rely on a vocational expert's testimony as long as some of the identified jobs satisfy the claimant's residual functional capacity."
The Commissioner contends that the conflict between the DOT and the VE's testimony did not invalidate the VE's testimony because an ALJ "may rely on `[i]nformation about a particular job's requirements...available in other reliable publications, information obtained directly from employer's, or from a VE's...experience in job placement or career counseling.'"
Because the VE's testimony conflicted with the DOT and the VE offered no explanation for the conflict, there was no substantial evidence to support the ALJ's step-five determination that jobs existed in the economy that Plaintiff was capable of performing.
In his final argument, Plaintiff claims that the ALJ erred in failing to weigh the April 2010 medical opinion of the state agency psychological consultant, Dr. Marsha Toll. Although Dr. Toll performed that evaluation in relation to Plaintiff's earlier, unsuccessful claim for benefits, Plaintiff asserts that it "was produced in a period relevant to Plaintiff's later claim, as he alleged an onset date of 2007[.]"
In determining a claimant's RFC, the ALJ is required to consider the medical opinion evidence of record together with the other relevant evidence. 20 C.F.R. § 416.927(b). Unless the ALJ assigns controlling weight to a treating physician's opinion, the ALJ must explain the weight given to every medical opinion of record, regardless of its source.
Dr. Toll completed a psychiatric review technique and mental RFC assessment for Plaintiff on April 27, 2010 in relation to Plaintiff's earlier application for Social Security benefits. (Tr. 510-24). Dr. Toll based her opinion upon Plaintiff's medical records and function report, and she diagnosed Plaintiff with borderline intellectual functioning and "personality d/o NOS w/cluster b traits." (Tr. 513, 515, 520). Dr. Toll found Plaintiff was not significantly limited in most areas of understanding and memory, sustained concentration and persistence, and adaptation. (Tr. 522-23). However, she determined that Plaintiff was "moderately limited" in his abilities to: understand and remember very short and simple instructions; maintain attention and concentration for extended periods; sustain an ordinary routine without special supervision; interact appropriately with the general public; ask simple questions or request assistance; accept instructions and respond appropriately to criticism from supervisors; and get along with coworkers or peers without distracting them or exhibiting behavioral extremes. (Tr. 522-23). (
In his decision, the ALJ weighed the opinions of three consultative examiners who examined and evaluated Plaintiff in 2010 for his prior application, and the ALJ assigned each of those opinions either some weight or significant weight.
The ALJ failed to comply with the regulations when he did not explain the weight, if any, given to Dr. Toll's opinion.
The Commissioner argues that the ALJ was not required to consider Dr. Toll's opinion because it was obtained in relation to a previous application for Social Security benefits and "substantially predated the relevant period in this case[.]" (ECF No. 19 at 13). However, Dr. Toll's opinion was relevant to the ALJ's disability determination because it related to the impairments at issue in the present proceedings.
For the reasons set forth above, the court finds that substantial evidence did not support the Commissioner's decision. The Commissioner's decision is reversed and remanded for an appropriate analysis of the medical opinion evidence and Plaintiff's ability to perform jobs existing in significant numbers in the national economy. Accordingly,
A judgment of reversal and remand shall accompany this memorandum and order.
(Tr. 128-30).
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