JOHN M. BODENHAUSEN, Magistrate Judge.
Plaintiff Scott Eugene Evanoff ("Plaintiff") appeals the decision of the Deputy Commissioner of Operations, Social Security Administration ("Defendant") denying his application for disability benefits under Title II of the Social Security Act,
On January 31, 2014, Plaintiff filed an application for disability benefits, arguing that his disability began on April 8, 2011, as a result of diabetes, hypertension, edentulism, hiatal hernia, intellectual disabilities, COPD, kyphosis, low back pain, obesity, lung disease, degenerative disc disease, spine problems, and depression. (Tr. 71, 155-61) On May 21, 2014, Plaintiff's claims were denied upon initial consideration. (Tr. 88-92) Plaintiff then requested a hearing before an Administrative Law Judge ("ALJ"). Plaintiff appeared at the hearing (with counsel) on February 16, 2016, and testified concerning the nature of his disability, his functional limitations, and his past work. (Tr. 39-69) A vocational expert ("VE") testified about the nature of Plaintiff's past work, and opined as to Plaintiff's inability to perform his past relevant work. (Tr. 65-68) Based on hypothetical questions posed to a VE, the ALJ found that Plaintiff could perform other work that existed in substantial numbers in the national economy, namely a garment sorter, folding machine operator, and a produce sorter. After taking Plaintiff's testimony, considering the VE's testimony and the results of a consultative examination, and after reviewing the rest of the evidence of record, the ALJ issued a decision on March 8, 2016, finding that Plaintiff was not disabled and denying benefits. (Tr. 18-34)
Plaintiff sought review of the ALJ's decision before the Appeals Council. (Tr. 1-5) On April 28, 2017, the Appeals Council denied review of (Tr. 1-3), thereby making the ALJ's March 2016 decision the final decision of the Commissioner. Plaintiff has exhausted his administrative remedies, and his appeal is properly before this Court.
In his brief to this Court, Plaintiff does not challenge the ALJ's evaluation of his physical impairments and resulting limitations. Rather, Plaintiff challenges the ALJ's reliance on Dr. Spencer's opinion that Plaintiff had borderline intellectual functioning based on his GAF score, rather than relying on the full scale IQ score obtained through Wechsler Adult Intelligence Scale ("WAIS-IV") testing. The Commissioner filed a detailed brief in opposition.
As explained below, the Court concludes that the ALJ did not err in relying on Dr. Spencer's opinion regarding Plaintiff's intellectual functioning. Although Plaintiff focuses solely on the ALJ's reliance on his IQ score, the Court finds that the ALJ relied on other factors, including Plaintiff's expansive activities of daily living in terms of his level of functioning, his routine and conservative treatment, his significant continued work, and inconsistencies between his allegations and the medical records.
The administrative record before this Court includes a Function Report Adult — Third Party completed on March 13, 2014, by Triana Evanoff, Plaintiff's wife. (Tr. 225-28, 231)
In a function report, Ms. Evanoff indicated that Plaintiff was capable of a range of daily activities including planning meals, visiting with friends, cleaning the house, doing other household chores, gardening, playing on the computer, doing range of motion exercises, fishing, hunting, programming television programs, playing computer games, and helping take care of grandchildren. (Tr. 234-35, 238)
In a Function Report — Adult, completed by Plaintiff on March 13, 2014, with the assistance of Ms. Evanoff, Plaintiff asserted that he had difficulty comprehending, and that his hobbies include fishing, playing computer games for ninety minutes at one sitting, and programming television shows. Plaintiff also reported that he shops for car/truck parts, fishing gear, clothes, and groceries.
The administrative record before this Court includes medical records. Although the Court has considered all of the medical evidence, only records relevant to the ALJ's decision and Plaintiff's challenge to the ALJ's decision are discussed. The following is a summary of pertinent portions of the medical records relevant to the matters at issue in this case.
On October 24, 2012, Plaintiff received treatment at Hannibal Clinic Operations so that Dr. George Kerkemeyer could complete an employee health examination. Plaintiff reported that he had obtained a new job since being laid off from his job at a factory. In follow-up treatment on November 12, 2012, Plaintiff reported that he started working in housekeeping. During treatment on February 13, 2013, Plaintiff reported that his work as a housekeeper was going well.
On May 8, 2014, Dr. Thomas Spencer, PsyD., performed a psychological evaluation to assist in the disability determination.
Plaintiff reported working as a housekeeper for almost a year but, after an altercation with a peer, he was fired. While in school, Plaintiff was in the special education classes, but he completed high school.
Dr. Spencer administered several psychological assessments, including the WAIS-IV, where Plaintiff obtained a full scale IQ score of 64, with a confidence interval of 95%. Dr. Spencer noted that this score falls within the extremely low range of intellectual functioning and that "after speaking with him, this examiner believes his score is a bit low and that he likely functions in the Borderline range of abilities." (Tr. 362)
Dr. Spencer diagnosed Plaintiff with borderline intellectual functioning and assessed him with a GAF
In his conclusion, Dr. Spencer opined that Plaintiff's WAIS-IV score "suggests he functions in the mild range of mental retardation, but this examiner believes [he] functions in the borderline range of abilities based on his presentation today." (Tr. 363) Dr. Spencer opined that Plaintiff "retains the ability to understand and remember simple instructions" and "the ability to engage and persist with simple tasks." (Tr. 363)
The ALJ conducted a hearing on February 16, 2016. At the hearing, both Plaintiff and a VE testified. At the outset of the hearing, Plaintiff's counsel noted no objections to the proposed exhibits.
Plaintiff began his testimony by discussing how he attended special education classes in high school but he admitted that he is able to read and understand a newspaper. (Tr. 44) Plaintiff testified that he was currently working twenty to twenty-five hours a week as a janitor. (Tr. 46) Before working as a janitor, Plaintiff worked as an assembly line worker but he was laid off from that job because he was unable to keep up with the job requirements. (Tr. 47-48) Plaintiff testified that he has problems with his ability to think and to remember doctor's appointments and phone numbers. (Tr. 56) When asked about returning to his job as a finisher/polisher, Plaintiff indicated that he would have difficulty bending over, standing on his feet for eight hours and lifting twenty-five to fifty pound objects. (Tr. 60) Plaintiff testified that he can lift five to ten pounds and can complete all household chores. (Tr. 61)
A VE testified regarding Plaintiff's past work, and Plaintiff's current ability to work. The VE testified that Plaintiff's reported work history did not have any jobs that would be classified as sedentary. (Tr. 64)
The ALJ asked the VE a series of hypothetical questions to determine whether someone with Plaintiff's age, limited education, work experience, and specific functional limitations would be able to find a job in the local or national economy. (Tr. 65) The VE responded that such a hypothetical person would be able to perform the job duties of a garment sorter, a folding machine operator, and an agricultural produce sorter. (Tr. 66) The ALJ next asked if an individual limited to understanding and remembering and carrying out simple instructions only would be able to perform the jobs she listed. (Tr. 67) The VE responded yes.
In a decision dated March 8, 2016, the ALJ determined that Plaintiff was not disabled under the Social Security Act. (Tr. 21-34) In arriving at his decision, the ALJ followed the required five-step inquiry. The ALJ found that Plaintiff has not engaged in substantial gainful activity since April 8, 2011, the alleged date of disability. (Tr. 23) The ALJ determined that Plaintiff had the severe impairments of degenerative disc disease, diabetes mellitus, right shoulder adhesive capsulitis, obesity, an adjustment disorder, and borderline intellectual functioning. (Tr. 24) The ALJ further determined that, despite his impairments, Plaintiff retained the RFC to perform light work with the following additional limitations/restrictions: (1) Plaintiff "can lift and/or carry 20 pounds occasionally and less10 pounds frequently;" (2) Plaintiff "can sit for six hours out of an eight-hour workday;" (3) Plaintiff "can stand and/or walk for six hours in an eight-hour workday;" (4) Plaintiff "can occasionally climb ramps or stairs, ladders, ropes, or scaffolds, stoop, kneel, crouch, or crawl;" (5) Plaintiff "can frequently reach, but can only occasionally reach overhead;" (6) Plaintiff "must avoid concentrated exposure to pulmonary irritants such as smoke, fumes, dusts, and gases" and "hazards such as dangerous moving machinery and unprotected heights;" and (7) Plaintiff "can understand, remember, and carry out simple instructions." (Tr. 26)
The ALJ supported his RFC determination with a thorough analysis of the record evidence. (Tr. 29-33) The ALJ considered Plaintiff's alleged mental impairments and noted that although Plaintiff has diagnoses of adjustment disorder, depressed and borderline intellectual functioning, "the objective evidence of record does not support the severity of [Plaintiff's] allegations." (Tr. 27) The ALJ also considered Plaintiff's alleged back impairment, diabetes mellitus, and adhesive capsulitis of his right shoulder, chronic obstructive pulmonary disease, and obesity. (Tr. 28-31)
The ALJ next considered Plaintiff's subjective allegations regarding his symptoms and limitations, but found he was not fully credible. (Tr. 31-32) The ALJ addressed the objective medical record evidence regarding Plaintiff's alleged mental impairment, and found that "based on the consultative examiner's report with an opinion that his IQ is likely above the measured 64. Moreover, his past work shows that he is capable of at least unskilled work despite his borderline intellectual functioning. There is little evidence of a significant impairment or limitation stemming directly from [Plaintiff's] affective disorder." (Tr. 31) The ALJ cited to Plaintiff's significant variety of daily activities, routine and conservative treatment, significant continued work, receipt of unemployment benefits, and inconsistencies between his allegations and the medical records, as other credibility factors for finding Plaintiff not fully credible. (Tr. 31-32)
After examining the medical evidence, the ALJ accorded Dr. Thomas Spencer's opinion significant weight inasmuch as his conclusions were "fully consistent with the findings from his own examination, [Plaintiff's] longitudinal pattern of treatment, and his expansive activities of daily living." (Tr. 32)
The ALJ concluded that Plaintiff could not return to his past relevant work but that he would be able to perform the requirements of other occupations such as a sorter, a folding machine operator, and a produce sorter. (Tr. 33-34) In making his determination, the ALJ relied on testimony of a VE. Accordingly, the ALJ concluded that Plaintiff was not under a disability under the Act. (Tr. 34)
The ALJ's decision is discussed in greater detail below in the context of the issue Plaintiff has raised in this matter.
"To be eligible for SSI benefits, [Plaintiff] must prove that he is disabled. . . ."
Per regulations promulgated by the Commissioner, 20 C.F.R § 404.1520, "[t]he ALJ follows `the familiar five-step process' to determine whether an individual is disabled. . . . The ALJ consider[s] whether: (1) the claimant was employed; (2) he was severely impaired; (3) his impairment was, or was comparable to, a listed impairment; (4) he could perform past relevant work; and if not, (5) whether he could perform any other kind of work."
The Eighth Circuit has repeatedly emphasized that a district court's review of an ALJ's disability determination is intended to be narrow and that courts should "defer heavily to the findings and conclusions of the Social Security Administration."
Despite this deferential stance, a district court's review must be "more than an examination of the record for the existence of substantial evidence in support of the Commissioner's decision."
Finally, a reviewing court should not disturb the ALJ's decision unless it falls outside the available "zone of choice" defined by the evidence of record.
In his brief to this Court, Plaintiff challenges the ALJ's reliance on Dr. Spencer's opinion that Plaintiff had borderline intellectual functioning based on his GAF score rather than relying on the IQ score obtained through WAIS-IV testing.
During the May 8, 2014, psychological evaluation, Dr. Spencer administered several psychological assessments, including the WAIS-IV, where Plaintiff obtained a full scale IQ score of 64 with a confidence interval of 95%.
In his conclusion, Dr. Spencer opined that Plaintiff's WAIS-IV score "suggests he functions in the mild range of mental retardation, but this examiner believes [he] functions in the borderline range of abilities based on his presentation today." (Tr. 363) Dr. Spencer opined that Plaintiff "retains the ability to understand and remember simple instructions" and retains "the ability to engage and persist with simple tasks." (Tr. 363)
In according Dr. Spencer's opinion significant weight, the ALJ opined that Dr. Spencer's GAF score of 60 to 65
Plaintiff places too much emphasis on one factor — his IQ score. While an IQ test is helpful in determining whether a claimant has a mental impairment, it is not dispositive, and other information illustrating a claimant's ability to function can be used to discredit the results of an IQ test.
Gauging the validity of IQ testing is within the province of the ALJ.
The Court finds that the ALJ properly considered the validity of Plaintiff's IQ score and that the ALJ's decision, in regard to the weight given to Dr. Spencer's opinion and the full IQ score of 64, is based on substantial evidence. Dr. Spencer found Plaintiff had borderline intellectual functioning but the mere existence of a mental condition is not per se disabling.
The ALJ found that Plaintiff's past work shows that he is capable of at least unskilled work despite his borderline intellectual functioning. Also, substantial evidence supports the finding the ALJ accounted for Plaintiff's borderline intellectual functioning in his RFC determination by limiting Plaintiff to understanding, remembering, and carrying out simple instructions. The record establishes that Plaintiff is a high-school graduate, notwithstanding his receipt of special education services. (Tr. 44, 348-59) As discussed with regard to Plaintiff's credibility, Plaintiff's medical records include support for Dr. Spencer's opinions, and doctors who saw Plaintiff for physical conditions during the relevant time period did not note that Plaintiff had significant mental abnormalities.
In the instant case, the ALJ explained his reasons for giving Dr. Spencer's opinion significant weight, including the findings of his own examination, Dr. Spencer being an examining mental health professional, Plaintiff's longitudinal pattern of treatment, and Plaintiff's expansive activities of daily living in terms of his level of functioning.
For the foregoing reasons, the Court finds that the ALJ's determination is supported by substantial evidence on the record as a whole. See Finch, 547 F.3d at 935. Similarly, the Court cannot say that the ALJ's determinations in this regard fall outside the available "zone of choice," defined by the record in this case. See Buckner, 646 F.3d at 556. For the reasons set forth above, the Commissioner's decision denying benefits is affirmed. Accordingly,
A separate Judgment shall accompany this Memorandum and Order.