RODNEY W. SIPPEL, District Judge.
Plaintiff Cedric Williams is employed by Defendant United Parcel Service, Inc. (UPS). In 2013, Williams was demoted from his position as a District Labor Manager. In his amended complaint, Williams asserts that his demotion was motivated by unlawful discrimination based on his race. He also asserts he was demoted in retaliation for participating protected activities in relation to alleged employment discrimination directed at two other UPS employees. UPS has moved for summary judgment. Because Williams has failed to establish his claims of employment discrimination I will grant UPS summary judgment.
Summary judgment is appropriate if the evidence, viewed in the light most favorable to the nonmoving party, demonstrates that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law.
Direct evidence of employment discrimination is rare, therefore, most cases rely on circumstantial evidence. In the absence of direct evidence of discrimination, courts employ the burden shifting analysis of
Under the burden-shifting analysis, the plaintiff must first establish a prima facie case of intentional discrimination.
Upon the proffer of such evidence, the presumption of discrimination established by the prima facie case "simply drops out of the picture."
The burden of proving discrimination remains on the plaintiff at all times.
The following background information is taken from Defendant UPS's Statement of Undisputed Material Facts and from Williams' response and UPS's reply thereto [Doc # 62]
Most of UPS's hourly employees are members of the International Brotherhood of Teamsters labor union (Teamsters or Union). The Teamsters and UPS are parties to a master collective bargaining agreement that covers all Teamster represented UPS employees in the United States. In addition, supplemental agreements are negotiated in various regions. The master agreement and supplemental agreement make up the union contract for each region. The union contract provides for the resolution of grievances that union employees raise. A grievance is defined as "any controversy, complaint, misunderstanding, or dispute," regarding the union contract. [Doc. # 50, Gough Decl. Ex. F ¶ 9] The first step in the grievance procedure requires a union steward and a UPS supervisor to meet and attempt to resolve the grievance. If the grievance is not resolved, the Union and UPS conduct a local hearing to attempt a resolution. If that process fails, the grievance is submitted to a panel of an equal number of UPS and Teamster representatives. The panel receives documents, testimony, and argument and votes to reject, uphold, or deadlock the grievance.
Plaintiff Cedric Williams is a black male who has been employed by UPS since 1987. From 2004 until his demotion in 2013 Williams was a District Labor Manager. As a District Labor Manager for the State of Arkansas, Williams "was responsible for preparing case briefs and representing UPS in all grievances presented to the panel for the State of Arkansas." [
Williams had a dual reporting role in which he reported to a Regional Labor Coordinator, Richard Gough, as well as to the District President, Judy Henry. Gough supervised Williams on a day-to-day basis. Only two other District Labor Managers reported to Gough, Bill Margave who was responsible for the State of Missouri and Jerry Wassel who was responsible for the State of Kansas. Williams was the only one of the three District Labor Managers who operated under the regional Southern Conference union contract. Gough, in turn, reported to the Regional Labor Manager Headley Chambers.
Gough visited Williams in Little Rock Arkansas in January 2011. Gough concluded that Williams "was not following basic UPS labor practices" and began "working with Williams to implement certain labor practices." [
On June 9, 2011, Gough sent an email to his district labor managers, including Williams, asking them to provide information about four separate labor issues. The email informed these managers that the responses were needed by a firm date and time to allow Gough to compile a report for Mike Rosentrater, a high-level UPS labor manager. [Doc. # 62, Def.'s Statement of Mat. Facts at ¶ 5]
Gough had Williams send his grievance log to Gough which Gough regularly audited. On September 19, 2011, Gough sent Williams an email pointing out various concerns based on the audits of his grievance logs and told Williams, "I need to see drastic improvements on these items Cedric as well as those we have spoken to in the past." [
On March 2, 2012, Gough emailed Williams with a list of performance concerns. Williams responded to some concerns but not others. On March 9, 2012, Gough resent his email with additions comments including, "I'm sending you this again as I have not received answers on most of the questions. If you think I am taking my time to do this only for enhancing my typing skills, you are sadly mistaken." [
On April 9, 2012, Gough and Roux met with Williams to present the MPIP and go over the needed improvements. On May 29, 2012, Gough and Roux met again with Williams for the first MPIP progress report. Gough noted that Williams had failed to meet the communications goal with Henry; still had issues with grievances; and failed to meet Gough's expectations regarding case preparation. [Doc. # 62, Def.'s Statement of Mat. Facts at ¶ 17] In June 2012, Gough reviewed Williams' grievance files and found that they did not contain the basic information needed to prepare case briefs and to represent UPS at panel hearings scheduled in July.
On September 26, 2012, Gough and Roux met with Williams for the second MPIP progress report. Gough concluded that Williams still failed to communicate effectively with Henry; failed to update the grievance log; failed to complete case preparations for panel hearings on a timely basis; and failed to resolve underlying problems leading to continued grievance payouts. [
After Williams' demotion, Don Lewick temporarily assumed the position of Arkansas District Labor Manager. Lewick resigned after being diagnosed with cancer. Bret Holladay, a white male, succeeded Lewick as the District Labor Manager in March 2014. [Doc. # 59, Holladay Dep., Ex. 11 at p. 7] Judy Henry left her position as District President right after Holladay became the District Labor Manager. [
Williams filed this 42 U.S.C. § 1981 lawsuit alleging that he was demoted in retaliation for engaging in the protected activities of being deposed in an employment discrimination lawsuit brought by UPS employee Napoleon Sandeford and for Williams' participation in employment issues with UPS union employee Rodney Barefiled. Williams also alleges that his demotion was based on his race. UPS has moved for summary judgment. Williams opposes the motion.
In order to establish a prima facie case of retaliation, Williams must demonstrate that (1) he engaged in protected activity, (2) subsequently a materially adverse action was taken against him by supervisors, and (3) the materially adverse actions were causally linked to his protected activity.
Although the record alludes to a lawsuit brought by Napoleon Sandeford, including the parties' briefs, the exact details of Sandeford's suit is unclear. Williams' amended complaint asserts that Sandeford filed a lawsuit against UPS for illegal race and disability discrimination. Williams alleges that he participated in a protected activity by providing a deposition in the Sandeford case. Williams alleges that shortly after this deposition he was summoned to St. Louis Missouri by Human Resources Manager Stan Roux and was demoted.
In an attempt to establish a prima facie case, Williams seeks to widen the group of individuals who were the ultimate decision-makers in his demotion by asserting that Roux was the ultimate decision-maker. Williams argues that Roux was aware of Williams' deposition and then decided to demote him in retaliation for his testimony. In support of this proposition, Williams cites "Exhibit A at P.10." [Doc. # 62, Def.'s Statement of Mat. Facts at ¶ 14 Pl.s Resp.] Exhibit A is a declaration made by Roux. There is no page 10. Paragraph 10 states, "After Gough and Chamber's decided to demote Williams, [Roux] had to determine where to place Williams within UPS." This statement does not support the proposition that Roux was the decision-maker. In another section of Williams' responses to UPS's statement of undisputed facts, Williams cites to Roux's deposition. [Doc. # 62, Def.'s Statement of Mat. Facts at ¶ 1 Pl.s Resp.] Roux states in his deposition that terminations of UPS managers are "managed by the HR manager along with consulting district managers, region, attorneys." [Doc. # 59, Roux Dep., Ex. 1 at 10] Roux affirmed that not a single employment decision is made at UPS without involving the HR department. [
Williams also claims that District President Judy Henry deferred to Roux. In support of this proposition, Williams cites to Henry's deposition, "Exhibit 2 at P.89:1-15." [Doc. # 62, Def.'s Statement of Mat. Facts at ¶ 1 Pl.s Resp.] But Williams did not include page 89 as part of his exhibit. However, UPS did provide that page of Henry's deposition in reply to Williams' assertion. Henry stated in her deposition that she relied on Gough and Chambers (along with Roux's HR guidance) in signing-off on Williams' demotion. [Doc. # 62, Henry Dep., Ex. E-1 at pp. 88-89] This statement does not establish that Henry deferred to Roux.
Finally, Williams claims that Roux admitted that he had veto authority over Henry's employment decisions. [Doc. # 62, Def.'s Statement of Mat. Facts at ¶ 1 Pl.s Resp.] In support of this proposition Williams' cites to Roux's deposition regarding the employment decision of another UPS employee, Chris Schaffhauser. Williams' counsel asked, "But are you telling me that you exercised veto authority over Judy Henry." Roux replies, "I did, yes." [Doc. # 59, Roux Dep., Ex. 1 at p. 34] But Roux immediately corrects this statement stating, "Not — not authority, Luther. I — I disagree." [
Nor does Williams' deposition in the Sandeford matter establish a prima facie claim of retaliation. Gough started working with Williams to improve his job performance starting in January 2011. After Williams failed to make sufficient progress in 2011, Gough placed Williams on a MPIP on April 9, 2012. Williams was deposed in the Sandeford matter on March 14, 2012. Williams was not demoted until February 2013. Gough never had knowledge of Williams' participation in the Sandeford lawsuit and never learned of the substance of Williams' deposition in that matter. Furthermore, Williams' deposition testimony was not adverse to UPS. After the deposition, UPS counsel sent UPS management an email stating that Williams "did a good job at the deposition" and that Williams' testimony "did not harm UPS's defenses in this case." [Doc. # 59, Ex. 10, UPS-CW 4799 and 4801] Based on the foregoing, Williams fails to establish a prima facie case of retaliation based on his deposition in the Sandeford case.
The details about Williams' involvement with Rodney Barefield are even scanter in the record than the details of the Sandeford lawsuit. Barefield states in his affidavit that he was a union member at UPS from 1989 until 2017. He states that he filed more personal grievances that anyone else at UPS. He filed one almost every day. [Doc. # 59, Pl.'s Resp. to Mot. for Summ. J., Ex. 6, Barefield Aff.] Barefield states that from 2010 forward, he repeatedly filed grievances alleging racial discrimination and retaliation. [
This is the total extent of the evidence in support of Williams' claim he was demoted in retaliation for the Barefield matter. Williams does not provide any more information about this incident. This thin allegation does not support William's claim for retaliation for two reasons. First, the Barefield incident occurred in 2011. Williams was not demoted until 2013. The Barefield incident, whatever it was, is too remote in time to support Williams' claim. Moreover, Williams admits in his deposition that the incidents that give rise to his retaliation claim began after the Bradfield incident. In his deposition Williams unequivocally states that the retaliation process started when he gave his deposition in the Sandeford case in March 2012. [
Even if Williams established a prima facie case of retaliation discrimination, UPS has articulated a legitimate, non-discriminatory reason for Williams' demotion. Gough worked with Williams throughout 2011 and 2012 in an attempt to improve Williams' job performance. In 2013, Gough and Chambers decided that Williams should be demoted. Although Williams' disagreed with Gough's performance evaluations, such disagreements do not support a claim for retaliation. As a result, I find that UPS is entitled to summary judgment on this claim.
In his amended complaint Williams' asserts a disparate treatment claim based on race discrimination under 42 U.S.C. § 1981. To establish a prima facie case for a disparate treatment claim, Williams must show that: (1) he is a member of a protected class; (2) he was meeting the legitimate expectations as to his duties; (3) he suffered an adverse employment action; and (4) circumstances give rise to an inference of discrimination because similarly situated employees, who were not members of the protected group, were treated differently.
As an African American, Williams is a member of a protected class. It is undisputed that he suffered an adverse employment action when he was demoted. But Williams fails establish the two remaining factors of a prima facie case of race discrimination. It is undisputed that Williams was not meeting the legitimate expectation as to his duties. Williams was counseled by Gough throughout 2011. He was eventually placed on a MPIP by Gough and Chambers in 2012. Williams was ultimately demoted in 2013 based on his inability to meet the goals of the MPIP.
Williams has not identified a similarly-situated employee, who is not a member of a protected class, who was treated more favorably. Williams attempt to compare his performance with Bret Holladay, the individual who became the District Labor Manager in Arkansas a year after Williams was demoted. However, Williams and Holladay were not similarly-situated because they did not work for the same supervisors.
Even if Williams established a prima facie case, UPS has come forward with a legitimate, non-discriminatory reason for Williams' demotion. At this point the presumption of discrimination established by a prima facie case "simply drops out of the picture."
Accordingly,