JOHN A. ROSS, District Judge.
This legal malpractice action is before the Court on Defendant W. Rance Butler's Motion for Summary Judgment. (Doc. No. 34). The motion is unopposed.
On June 14, 2011, Plaintiffs Matthew and Michael Theisen were arrested in Stoddard County for alleged felony criminal damage to property and transferred to the custody of the Stoddard County Jail. Plaintiffs alleged that while in custody at the Stoddard County jail, they were physically and sexually assaulted by inmates and a jail employee, Larry Gulley ("Gulley").
At their June 16, 2011 arraignment, Plaintiffs requested and were denied representation by a public defender. On June 18, 2011, Defendant W. Rance Butler ("Butler") was retained to represent Plaintiffs. Plaintiffs allege that on June 23, 2011, Butler filed a motion for mental examination in their cases, without consulting them or their family. The same day, the Circuit Court of Stoddard County sua sponte ordered pre-trial psychiatric examinations of Plaintiffs. Almost a year later, on May 10, 2012, the Circuit Court of Stoddard County held a competency hearing in Plaintiffs' cases. Based on the evidence presented, the Court found Plaintiffs lacked the capacity to understand the proceedings against them and were not capable of assisting their attorney in their own defense. By order dated May 21, 2012, the Court suspended criminal proceedings against Plaintiffs and ordered them committed to the custody of the Missouri Department of Mental Health ("DMH") for confinement at the Fulton State Hospital, where they remain today. Following entry of the commitment orders, Plaintiffs terminated their attorney-client relationship with Butler.
On May 19, 2017, Plaintiffs filed this action for legal malpractice against Butler in connection with his representation of them as criminal defendants in the Circuit Court of Stoddard County. Plaintiffs alleged that Butler was negligent by seeking a commitment order without discussing it with them and their family; failing to investigate the rape of Matthew Thiesen while in the custody of the Stoddard County Jail; failing to investigate the beatings of Plaintiffs during booking into the Stoddard County Jail; failing to seek any medical treatment for Plaintiffs following the rape and beatings while in the custody of the Stoddard County Jail; and failing to conduct a proper examination of witnesses at the commitment hearing on May 21, 2012. Plaintiffs further alleged that as a direct and proximate result of Butler's negligent acts or omissions, they have been unjustly held in the custody of the Missouri Department of Mental Health for almost five years. On February 20, 2018, the Court struck from Plaintiffs' complaint allegations bearing no logical connection to their malpractice claim and allowed them to proceed on facts related to Butler's failure to call mental health experts for live testimony. (Doc. No. 19 at 4-5)
On December 26, 2018, Butler moved for summary judgment on the grounds that Plaintiffs have failed to present sufficient facts or evidence to establish a cause of action and because there is no genuine issue as to any material facts. Plaintiffs failed to respond.
Summary judgment is appropriate when no genuine issue of material fact exists in the case and movant is entitled to judgment as a matter of law.
Plaintiffs' failure to respond properly to the motion for summary judgment does not mean summary judgment should be automatically granted in favor of Butler. Even if the facts as alleged by Butler are not in dispute, those facts still must establish he is entitled to judgment as a matter of law.
In determining whether summary judgment is appropriate in a particular case, the Court must view the facts in the light most favorable to the nonmoving party, and all justifiable inferences are to be drawn in his favor.
On May 21, 2012, Stoddard County Circuit Court sua sponte ordered competency hearings of Plaintiffs and found both men mentally unfit to stand trial in multiple criminal cases pending against them. The court committed Plaintiffs to the custody of DMH. Butler's representation of Plaintiffs ended on July 5, 2012. (SOF at ¶¶ 6, 7).
The Circuit Court of Stoddard County entered orders continuing Plaintiffs' commitment to DMH on December 27, 2012, July 26, 2013, January 15, 2014, June 30, 2014, January 5, 2015, June 12, 2015, January 27, 2016, and February 2, 2017. (SOF at ¶¶ 8, 9).
Plaintiffs have not identified or produced reports prepared by or depositions of any attorney who will testify that Butler failed to meet the standard of care in his representation of Plaintiffs in the competency hearings. In addition, Plaintiffs have not identified or produced any expert testimony that the outcome of those hearings would have been different had Butler offered live testimony by the mental health examiners to address Plaintiffs' competency. (SOF at ¶ 3).
A legal malpractice action is founded on an attorney's duty to exercise due care or to honor express contractual commitments.
"To establish that an attorney was negligent, a plaintiff must show that he failed to exercise that degree of skill and diligence ordinarily used under the same or similar circumstances by members of the legal profession."
In support of his motion, Butler submits the affidavit and report of his retained legal expert, attorney Larry H. Ferrell. (Doc. No. 35-1). Butler retained Mr. Ferrell to opine on whether Butler failed to exercise that degree of skill and diligence ordinarily used under similar circumstances by members of the legal profession when he agreed to allow the submission of the reports of Drs. Armour, Braham and Scott into evidence at his clients' mental competency hearing, instead of requiring these experts to testify in person. (Ferrell Aff. at ¶ 2). Mr. Ferrell concludes that Butler's actions did not fall below such standard, and that under the circumstances, was a "sound exercise of professional trial strategy." In reaching his opinion, Mr. Ferrell reviewed the pleadings and exhibits in this case; all documents in Butler's Rule 26 disclosure; Plaintiffs' depositions and accompanying exhibits; and the depositions of Plaintiffs' parents and accompanying exhibits. In his report, Mr. Ferrell notes it is customary for the defense to stipulate to the reports of public court ordered mental health experts rather than insist they be called as witnesses, since their in-court presentations are normally more persuasive than their written reports alone. (Ferrell Report, Doc. No. 35-1 at 3-4). Further, agreeing to the admission of the opposing expert's report keeps that expert from providing additional damaging information or expressing opinions as to the quality or soundness of the defense expert's subsequent examination. (
Butler also submits an affidavit from Judge Joe Z. Satterfield, the judge who presided over Plaintiffs' mental competency hearings on May 10, 2012. (Doc. No. 35-2). Judge Satterfield states that he sua sponte ordered mental competency examinations for Plaintiffs after becoming aware of facts that raised "grave concerns" about their mental fitness to proceed. (Satterfield Aff. at ¶ 3). He further states that prior to rendering his decision on Plaintiffs' mental competency, he reviewed the reports of their competency examiners and admitted them into evidence. He also reviewed the probable cause statement for the offenses charged and observed Plaintiffs' demeanor during previous court appearances. (
Butler notes that over the course of five years, Judge Satterfield and Judge John C. Spielman have continued Plaintiffs' commitment eight times. Butler contends these court orders are intervening causes for which he is not responsible. (Doc. No. 35 at 8-9). In any event, Plaintiffs have not submitted any evidence that supports specific facts showing a genuine issue for trial on the elements of negligence and causation. Without expert witness testimony, Plaintiffs cannot establish the applicable standard of care or show that the result of the competency hearing would have been different had Butler called the mental health examiners for live testimony.
Accordingly,
A separate Judgment will accompany this Memorandum and Order.