GRAVES, Presiding Justice, for the Court:
¶ 1. After a large number of its former employees sued Illinois Central Railroad Company ("ICRR"), alleging occupational exposure to asbestos, plaintiffs' counsel and ICRR's counsel met to discuss the possibility of a settlement. Although the parties dispute exactly what transpired at the meeting, they agree that ICRR later sent settlement checks to a substantial majority of the 216 plaintiffs after receiving signed releases and other pertinent information from them. However, ICRR refused to send settlement checks to several remaining plaintiffs. Of these remaining plaintiffs, twenty-five sought enforcement of the alleged settlement agreement. Ultimately, the trial court granted the remaining plaintiffs' motion to enforce settlement, and ICRR appeals.
¶ 2. The original action in this case was filed on December 19, 2002, by 216 former employees of ICRR in the Circuit Court of Hinds County, Mississippi. The plaintiffs sought damages under the Federal Employers' Liability Act (FELA) for personal injuries related to occupational exposure to asbestos. In response, ICRR raised, among others, the defenses of improper joinder and improper venue.
¶ 3. On January 23, 2004, Robert Peirce met with Thomas Peters to discuss a possible settlement of the claims against ICRR. The meeting took place at Peirce's office in Pittsburgh, Pennsylvania ("the Pittsburgh meeting"). At issue is whether the parties entered into a binding settlement agreement or a conditional settlement process. Plaintiffs allege that all claims were settled that day at the Pittsburgh meeting. ICRR alleges that the claims were to be settled on a case-by-case basis only if certain
¶ 4. On June 23, 2006, twenty-five of the remaining plaintiffs filed a motion to enforce settlement,
¶ 5. The trial court conducted a hearing on the parties' motions on November 6, 2006, during which the court heard arguments of counsel. The parties offered conflicting affidavits of the two attorneys involved in the Pittsburgh meeting — neither of whom appeared at the hearing. The court entered an order on November 17, 2006, holding: (1) that ICRR's motion to sever and dismiss was denied;
¶ 6. Subsequently, the plaintiffs submitted second B-reads to ICRR. ICRR refused to pay, however, claiming that the new B-reads also were questionable. ICRR propounded discovery to the plaintiffs, requesting information about the doctors who had performed the second B-reads. The plaintiffs each filed identical responses, objecting to the information requested as "not relevant to the pending cause of action." ICRR filed its Supplement to Response to Motion for Sanctions and Motion to Compel, arguing that "plaintiffs' responses to discovery are critical in that the competency and credibility of the selected b-readers ... is in serious doubt." ICRR later supplemented its motion to compel with an affidavit from Dr. John Parker that seriously questioned the methods and procedures used by the doctors who submitted the second B-reads.
¶ 7. Plaintiffs filed a second motion to enforce, arguing that they had fulfilled the trial judge's requirements of supplying a competent B-read, and that ICRR's continued refusal to pay had "reached a level of pure maliciousness."
¶ 8. ICRR presents five issues on appeal:
¶ 9. ICRR claims that the trial judge committed plain error when he chose to proceed with the merits of the plaintiffs' motion to enforce settlement before addressing its motion to sever and dismiss. We find, however, that the trial judge's reasoning in doing so is sound and hold that his decision was correct.
¶ 10. At the November 6, 2006, hearing, the trial judge stated:
In other words, if the settlement was found to be valid, whether the plaintiffs were improperly joined or in the wrong venue in the original action was irrelevant. If a settlement agreement was reached, the plaintiffs relinquished the right to pursue their claims against ICRR for negligent exposure. Whether they were properly joined in the original action does not affect the consideration exchanged in the settlement-agreement meeting. Indeed, a settlement agreement often is reached before any litigation commences. On a motion to enforce a settlement agreement, what may well be viable defenses to a claim are simply not relevant unless they are a part of the settlement agreement. In this case, that judge found that they were not. Thus, we hold that the trial judge was correct and find this issue to be without merit.
¶ 11. A review of this Court's cases reveals that trial judges presented with motions to enforce settlement agreements customarily make findings of fact related to the existence and/or terms of the settlement agreements as necessary to rule on the motions to enforce settlement. Further, this Court has not found such trial-court action to be improper. See, e.g., Ill. Cent. R.R. v. McDaniel, 951 So.2d 523, 525-26 (Miss.2006) (trial judge made findings of fact in deciding plaintiffs' motion to enforce settlement agreement); Howard v. TotalFina E & P USA, Inc., 899 So.2d 882, 888-89 (Miss.2005) (trial judge made findings of fact regarding existence of a settlement agreement in denying plaintiff's motion to enforce settlement agreement); Tupelo Redevelopment Agency v. Abernathy, 913 So.2d 278, 282-85 (Miss.2005) (trial judge made findings of fact in denying defendant landowners' motion to enforce settlement agreement); WRH Props., Inc. v. Estate of Johnson, 759 So.2d 394, 395 (Miss.2000) (trial judge made findings of fact regarding existence of a settlement agreement in granting defendant's motion to enforce settlement agreement).
¶ 12. In this case, the trial judge made informed findings of fact and law. The
¶ 13. ICRR never asked the trial judge to hold a hearing in addition to the two that were held. In fact, at the second hearing, the trial judge even invited the parties to request an additional hearing if they deemed it necessary, but ICRR evidently chose not to request one at that time. Furthermore, there is no evidence that the trial judge prevented ICRR from acquiring additional evidence regarding what Peirce and Peters had agreed to at the Pittsburgh meeting by, for example, deposing Peirce or calling witnesses at either hearing.
¶ 14. In addition, this Court previously has held that unless substantial rights are affected, issues not presented to the trial judge are procedurally barred from being raised for the first time on appeal. Dora v. State, 986 So.2d 917, 925 (Miss.2008). In this case, the record reveals that ICRR never raised the issue of the need for an evidentiary hearing either in addition to or in lieu of the hearings which were held. We conclude that it was proper for the trial judge to make findings of fact in ruling on plaintiffs' motion to enforce settle agreement.
¶ 15. It is well-settled that "this Court will not disturb the findings of the chancellor unless it is shown the chancellor was clearly erroneous and the chancellor abused his discretion. Also a circuit judge sitting without a jury is accorded the same deference with regard to ... factual findings as is a chancellor." Ill. Cent. R.R. v. McDaniel, 951 So.2d 523, 526 (Miss.2006) (internal quotations and citations omitted). In determining whether a trial judge abused his discretion, the reviewing court must have a "`definite and firm conviction' that the court below committed a clear error of judgment and the conclusion it reached upon a weighing of the relevant factors." Howard v. TotalFina E & P USA, Inc., 899 So.2d 882, 888 (Miss.2005) (quoting Caracci v. Int'l Paper Co., 699 So.2d 546, 556 (Miss.1997)).
¶ 16. A settlement agreement is a contract. McManus v. Howard, 569 So.2d 1213, 1215 (Miss.1990). This Court previously has stated that a "meeting of the minds" must exist between the parties in order to have a settlement. Thomas v. Bailey, 375 So.2d 1049, 1052 (Miss.1979). Further, in order for a settlement agreement to be enforced, the party claiming the benefit of enforcement must prove by a preponderance of the evidence that there was a meeting of the minds. Hastings v. Guillot, 825 So.2d 20, 23 (Miss.2002).
¶ 17. As noted above, the trial court has thoroughly considered the arguments and evidence that each party presented in support of their conflicting accounts of what Peirce and Peters agreed to at the Pittsburgh meeting. This evidence included the fact that ICRR already had paid approximately 180 of the approximately 216 plaintiffs, and many of the plaintiffs who already had been paid had signed prior releases (when they had settled claims for other occupational injuries). Furthermore, the approximately thirty-six remaining,
¶ 18. This Court reviews the denial of a motion to compel discovery under the abuse-of-discretion standard on appeal. Edmonds v. Williamson, 13 So.3d 1283, 1292 (Miss.2009) (citing Taylor Mach. Works Inc. v. Great American Surplus Lines Ins. Co., 635 So.2d 1357 (Miss. 1994)).
¶ 19. ICRR argues that it was erroneously denied discovery regarding the plaintiffs' second B-reads that were submitted in support of the plaintiffs' claims for settlement and discovery related to the effect of the prior occupational releases on plaintiffs' current claims. However, there is no indication that ICRR ever requested a hearing regarding discovery related to the second B-reads. Moreover, the trial judge clearly found that the second B-reads were sufficient to meet the conditions of the settlement agreement. Therefore, this Court finds this issue without merit.
¶ 20. ICRR argues that plaintiffs' settlements are barred by Mississippi's Statute of Frauds, Mississippi Code Annotated section 15-3-1(d), because the alleged agreement could not be performed within fifteen months. We disagree.
¶ 21. Mississippi's Statute of Frauds states, in part,
Miss.Code Ann. § 15-3-1 (Rev.2003). A settlement agreement is a contract. McManus, 569 So.2d at 1215. This Court previously has held that "where a contract is for an indefinite period of time with the possibility of performance within fifteen months, it is not within the statute of frauds." American Chocolates, Inc. v. Mascot Pecan Co., Inc., et al., 592 So.2d 93, 95 (Miss. 1991) (citing Beane v. Bowden, 399 So.2d 1358, 1361 (Miss.1981)).
¶ 22. The record reflects that a settlement was reached at the Pittsburgh meeting on January 23, 2004. Since the Pittsburgh meeting, the claims of approximately 180 of the approximately 216 plaintiffs were paid by ICRR well within the fifteen-month time limit designated by Mississippi's Statute of Frauds. Because ICRR could pay and did pay a majority of the plaintiffs' claims in settlement, we find that ICRR could have paid the remaining plaintiffs' claims within the statutory time period. Therefore, ICRR may not claim Mississippi's Statute of Frauds
¶ 23. This Court finds that the trial judge was correct in finding that each of the twenty-five remaining plaintiffs had complied with the conditions of settlement and in enforcing the settlement agreement. The trial court also properly denied ICRR's motion to amend the final judgment. Thus, the decision of the Circuit Court of Holmes County is affirmed.
¶ 24.
KITCHENS AND CHANDLER, JJ., CONCUR. PIERCE, J., CONCURS IN RESULT ONLY WITH SEPARATE WRITTEN OPINION. DICKINSON, J., DISSENTS WITH SEPARATE WRITTEN OPINION JOINED BY CARLSON, P.J., AND LAMAR, J. LAMAR, J., DISSENTS WITH SEPARATE WRITTEN OPINION JOINED BY WALLER, C.J., CARLSON, P.J., AND DICKINSON, J. RANDOLPH, J., NOT PARTICIPATING.
PIERCE, Justice, Concurring in Result Only:
¶ 25. I write separately to address Justice Dickinson's
DICKINSON, Justice, Dissenting:
¶ 26. Today's decision (albeit a plurality) would grant to a trial judge the authority to decide whether or not the parties have settled and, if so, the terms of the settlement. Never mind that in this case, the only proof of a settlement (and its terms) before the trial court was a pair of conflicting affidavits from the lawyers. Never mind that — as far as one can tell from reading the record — the plaintiffs' lawyer (whose affidavit apparently persuaded the trial judge) has never been in the presence of the trial judge. Never mind that there were no witnesses, and that the trial judge never even heard from the client who actually has to pay the money. And never mind that the terms of the alleged settlement were not reduced to writing — not even so much as bullet points scribbled on the back of a napkin.
¶ 27. So let me see if I have it straight. After today, the plurality's logic would allow a plaintiff to sue one of our cities — let's say Jackson or Tupelo — in a slip-and-fall case. The lawyers could then meet to discuss discovery and possible settlement. Plaintiff's lawyer then could file a motion to enforce a settlement, claiming the city's lawyer agreed to settle for $25 million. The city's lawyer files an affidavit saying, "no, we didn't." Other than the conflicting affidavits, there is no evidence of a settlement.
¶ 28. Without consulting (or ever even meeting) the plaintiff's lawyer who signed the affidavits; and without hearing any testimony from the plaintiff or the city potentially on the hook for the $25 million; the judge ponders the credibility of the conflicting affidavits and finds the plaintiff's lawyer's affidavit more believable. So the judge enters an order enforcing the settlement, and the city is on the hook for $25 million. Delighted with the results, the plaintiff's lawyer files another lawsuit the following week.
CARLSON, P.J., AND LAMAR, J., JOIN THIS OPINION.
LAMAR, Justice, Dissenting:
¶ 30. Because the determination that a settlement agreement existed and the terms of that agreement necessarily required the trial court to weigh evidence and judge credibility, even though the only evidence before the court was presented through the conflicting affidavits of two attorneys, I must dissent. I find this procedure for resolving disputed facts improper. I would find that the trial court erred when it granted the plaintiffs' motion to enforce and accordingly, I dissent.
¶ 31. Contrary to the plurality's assertion that trial judges "customarily make findings of fact" when presented with motions to enforce settlement, and that this Court has "not found such trial court action to be improper," I find no Mississippi Supreme Court cases in which this Court actually has been presented with this question. In the first case cited by the plurality to support its assertion, Illinois Central v. McDaniel,
¶ 32. I agree with the analysis employed by the United States District Court for the Northern District of Mississippi in Volland v. Principal Residential Mortgage.
¶ 33. At the outset, the district court stated: "Because Nationwide's motion presents matters outside the pleadings, the motion shall be treated as one for summary judgment and disposed of as provided in Rule 56."
Several other jurisdictions also take the position that a trial judge should not grant a motion to enforce settlement if disputed factual issues are present.
¶ 34. I disagree with the plurality's insinuation that, because ICRR did not ask for an additional evidentiary hearing, it somehow waived its objection to the trial judge acting as the finder of fact. To the contrary, ICRR made it clear on several occasions that it did not agree that the trial judge could make findings of fact. For example, in its response to plaintiffs' motion to enforce, ICRR stated: "Illinois Central does not consent [to any] determination of disputed fact by the Court. Illinois Central agrees that this Court is empowered to render rulings of law based on undisputed facts." At the November 6, 2006, hearing, counsel for ICRR stated: "We have not agreed to any such determinations of disputed fact by the court in this case." Later in the hearing, counsel for ICRR stated:
In my view, ICRR should not now be penalized for the plaintiffs' failure to meet their burden of proof that a meeting of the minds had occurred and that no disputed material fact existed.
¶ 35. Finally, I must point out that the plurality's statement that "the approximately thirty-six remaining, unpaid plaintiffs had provided the same documentation to ICRR as those plaintiffs who had been paid." (Plur. Op. ¶ 17). That is simply not true. While it might be true that the
¶ 36. In sum, today's decision enforces a conditional settlement agreement with absolutely no proof other than the conflicting affidavits of two attorneys. One of those attorneys never even appeared before the court in Mississippi, but managed, nonetheless, to win settlement for all of his plaintiffs with a simple affidavit. This type of summary procedure is totally illsuited for cases such as this that involve complex factual issues and can be easily abused, as evidenced by this ruling. I simply cannot agree that a trial judge has the authority to force settlement under the facts of this case.
WALLER, C.J., CARLSON, P.J., AND DICKINSON, J., JOIN THIS OPINION.