RANDOLPH, Justice, for the Court:
¶ 1. Property owners (collectively, "the Rhalys") brought suit against the City of Jackson for flooding to their properties, allegedly caused by the City's failure to maintain a ditch. The Circuit Court of Hinds County struck the City's answer due to "gross indifference to its discovery obligations," based upon its failure to produce the "Streets, Bridges, and Drainage Division of the Public Works Department Operations and Maintenance Policy Manual" ("Manual"), and entered a default judgment in favor of the Rhalys. The Mississippi Court of Appeals affirmed. See City of Jackson v. Rhaly, 95 So.3d 657, 2011 WL 1486624 (Miss.Ct.App. April 19, 2011). As the circuit court's finding that the City exhibited "gross indifference to its discovery obligations" is reviewed for abuse of discretion, and the City's failure to produce the Manual reflects a prime example of "gross indifference," this Court affirms the circuit court and the Court of Appeals. See Amiker v. Drugs for Less, Inc., 796 So.2d 942, 948 (Miss.2000) (citing White v. White, 509 So.2d 205, 207 (Miss.1987)).
¶ 2. The Rhalys owned property in Jackson, Mississippi, near Eubank's Creek — an
(Emphasis added.) On February 7, 2005, the City filed its "Supplementation of Responses to Plaintiffs' First Request for Production of Documents and Things" and "Supplementation of Responses to Plaintiffs' First Set of Interrogatories," which included:
(Emphasis added.)
¶ 3. Despite the aforementioned requests, and the facts developed at trial in Internal Engine Parts, the City never produced or referenced the Manual and never supplemented its interrogatory responses to refer to Internal Engine Parts.
¶ 4. The stated purpose of the Manual was to:
(Emphasis added.) The trial transcript from Internal Engine Parts, introduced as an exhibit by the Rhalys, reflects that the City's Rule 30(b)(6) representative testified that the Manual "is what we abide by through our maintenance division[,]" and that it was in effect on August 9, 2001, nearly one year before the first incident in the present case (July 30, 2002). See Miss. R. Civ. P. 30(b)(6). Thus, the Rhalys procured this critical document, solely by their own effort, more than five years after the initial complaint was filed and only six days before trial.
¶ 5. On April 2, 2008, the Rhalys filed a "Combined Motion for Sanctions Against the Defendant City of Jackson." The Rhalys claimed in their motion that the City's "false representations were made by outright misrepresentations of fact in sworn interrogatories; and/or deliberate concealment of material evidence." The Rhalys sought "an Order striking the Answer of each Defendant, and entering Default Judgment in favor of the [Rhalys] on all their claims."
¶ 6. On May 15, 2008, after receiving "extensiv[e]" argument "on the issue of sanctions[,]" the circuit court entered its seven-page "Findings of Fact and Conclusions of Law." The circuit court stated that "[i]t is undisputed that this same Manual was used in and directly involved in another case involving the City of Jackson
¶ 7. On January 6, 2009, the circuit court entered its "Order Denying Defendant City of Jackson's Motion for Post Judgment Relief, or, in the Alternative, for Amended Findings of Fact and Conclusions of Law." That order emphasized that the circuit court "has spent a considerable amount of time in considering the evidence presented at the hearing on [the Rhalys'] Motion for Sanctions[,]" and that, following such consideration, "the prior decision of this [c]ourt was and is warranted and within the sound discretion of this [c]ourt...." (Emphasis added.)
¶ 8. On appeal, the Court of Appeals affirmed. See Rhaly, 95 So.3d at 664. Thereafter, this Court granted the City's petition for writ of certiorari. See City of Jackson v. Rhaly, 73 So.3d 1168 (Miss. 2011).
¶ 9. This Court will consider:
¶ 10. Mississippi Rule of Civil Procedure 37(e) provides that "the court may impose upon any party or counsel such sanctions as may be just, including the payment of reasonable expenses and attorneys' fees, if any party or counsel ... (ii) ... abuses the discovery process in seeking, making or resisting discovery." Miss. R. Civ. P. 37(e). This rule "generally authorizes the trial judge to issue sanctions appropriate to the transgression."
Amiker, 796 So.2d at 948 (internal citations omitted) (emphasis added). See also Nat'l Hockey League v. Metro. Hockey Club, Inc., 427 U.S. 639, 642, 96 S.Ct. 2778, 2780, 49 L.Ed.2d 747 (1976) ("The question, of course, is not whether this Court, or whether the Court of Appeals, would as an original matter have dismissed the action; it is whether the District Court abused its discretion in so doing."); J.C. Hunter v. Int'l Sys. & Controls Corp., 56 F.R.D. 617, 631 (W.D.Mo.1972) ("The selection of the proper sanction is in the sound discretion of the trial court.").
¶ 11. The City's supplemental response expressly misstated that "[t]here was no standard operating procedure which governed water quantity control in the City of Jackson at the time of the incident." The City acknowledged that its responses were misleading and/or nonresponsive, insofar as the Manual should have been, yet was not, produced. Furthermore, the City made misleading or deceptive responses regarding "claims or lawsuits" as to "similar ... incident[s]" in the "five years prior to the subject incident...." In short, several of the City's responses did "not comport with the duty of cooperation and disclosure imposed by the discovery provisions of" our Rules. Airtex Corp., 536 F.2d at 155. See also Miss. R. Civ. P. 33(b)(1) ("Each interrogatory shall be answered separately and fully in writing under oath, unless it is objected to...."); Miss. R. Civ. P. 34(b) (a response to a request for production of documents and things "shall state, with respect to each item or category that inspection and related activities will be permitted as requested, unless the request is objected to, in which event the reasons for objection shall be stated."). "Discovery is not to be
¶ 12. Having found a discovery violation, the circuit court then undertook an analysis regarding the appropriate sanction. The "Findings of Fact and Conclusions of Law" of the circuit court undeniably set forth the proper legal standard. See Amiker, 796 So.2d at 948 ("When this Court reviews a decision that is within the trial court's discretion, it first asks if the court below applied the correct legal standard."). According to the circuit court, that legal standard, established in Pierce, 688 So.2d at 1389, and reaffirmed in Scoggins v. Ellzey Beverages, Inc., 743 So.2d 990 (Miss.1999), provides the "considerations a trial court should examine in evaluating the appropriateness of" the sanction of dismissal. The circuit court stated the following factors:
Moreover, a review of the factors to be considered by the circuit court in striking the City's answer and entering judgment in favor of the Rhalys, as discussed in ¶¶ 13-17 infra, provides no "definite and firm conviction that the court below committed a clear error of judgment...." Amiker, 796 So.2d at 948 (emphasis added).
¶ 13. "A finding of willfulness may be based upon either a willful, intentional, and bad faith attempt to conceal evidence or a gross indifference to discovery obligations."
¶ 14. More than five years after the initial complaint was filed, and only six days before trial, the Rhalys fortuitously discovered the Manual on their own. The circuit court found that the City's failure to disclose this "significant document" was at least "gross indifference to its discovery obligations." Regarding interrogatories, the circuit court determined that the Rhalys "asked the proper questions and the City did not give the proper responses." Given the significance of the truth in relation to the Rhalys' claims,
¶ 15. As to the potential deterrent value of lesser sanctions, the United States Supreme Court has stated that:
Nat'l Hockey League, 427 U.S. at 643, 96 S.Ct. 2778. The circuit court found that the nature of the offenses, the considerable time and expense already incurred by the Rhalys over the previous five years of litigation, the impositions on the court, and the discovery of the Manual "on the eve of
¶ 16. The circuit court also found "enormous and substantial prejudice" to the Rhalys. This finding was predicated upon the litany of pretrial activity conducted by the Rhalys, see supra note 5, without benefit of truthful responses to develop their claims. Because the Rhalys unearthed the discovery violations only six days before trial, the circuit judge found that reopening discovery would require them to incur "more expenses, time, effort, delaying the trial[,]" through no fault of their own. Under the facts presented, this Court cannot conclude that the circuit court's findings regarding this factor constituted an abuse of discretion.
¶ 17. Finally, regarding fault, the circuit court found that the Manual "was within the knowledge of the City, its legal department, and its Drainage Division" based upon the "analogous flooding incident" in Internal Engine Parts, and "should have been produced." As to the interrogatories, the circuit court determined that the Rhalys "asked the proper questions and the City did not give the proper responses." Under the facts presented, this Court cannot conclude that the circuit court's findings regarding this factor constituted an abuse of discretion.
¶ 18. "The question ... is not whether this Court ... would as an original matter have" imposed the same sanction. Nat'l Hockey League, 427 U.S. at 642, 96 S.Ct. 2778. It is only whether the sanction imposed constituted an abuse of discretion. See Amiker, 796 So.2d at 948. While "the trial court should dismiss a cause of action for failure to comply with discovery only under the most extreme circumstances[,]" based upon the "gross indifference to discovery obligations" exhibited by the City in this case, this Court observes no error in the findings of the circuit court or in its application of the proper legal standard. Pierce, 688 So.2d at 1388. Thus, there is no abuse of discretion. Accordingly, we affirm both the Circuit Court of Hinds County and the Mississippi Court of Appeals.
¶ 19.
CARLSON, P.J., LAMAR, KITCHENS, CHANDLER AND PIERCE, JJ., CONCUR. WALLER, C.J., DISSENTS WITH SEPARATE WRITTEN OPINION JOINED BY DICKINSON, P.J. DICKINSON, P.J., DISSENTS WITH SEPARATE WRITTEN OPINION JOINED BY WALLER, C.J. KING, J., NOT PARTICIPATING.
WALLER, Chief Justice, Dissenting:
¶ 20. I agree with Presiding Justice Dickinson that the conduct at issue in this case does not warrant striking the defendant's pleading — the "death penalty" of discovery sanctions. Pierce v. Heritage Props., Inc., 688 So.2d 1385, 1391 (Miss. 1997). I write separately to note that, other than cases where a party violates a court order, this Court has previously upheld the use of striking pleadings as a discovery sanction only where the conduct at issue was knowingly false or misleading. Id. (plaintiff knowingly lied on several occasions during discovery); Scoggins v. Ellzey Beverages, Inc., 743 So.2d 990, 997 (Miss.1999) (plaintiff knowingly provided false answers to interrogatories and during deposition); Allen v. Nat'l R.R. Passenger Corp., 934 So.2d 1006, 1012 (Miss.2006) (same). It is undisputed that the City's failure to produce the manual was not
DICKINSON, P.J., joins this Opinion.
DICKINSON, Presiding Justice, dissenting:
¶ 21. It is possible for a litigant to commit conduct egregious enough to justify a trial court's decision to strike their pleadings and deny them the opportunity to present a case — no matter how meritorious. But the alleged conduct in this case, in my judgment, does not come close to qualifying for such severe punishment.
¶ 22. Furthermore, denying the client the right to prosecute or defend a lawsuit — while doing nothing at all to the lawyer who allegedly committed the offense — must seem to some to be unwarranted protection of the legal profession, and I fail to see how that advances our goal of upholding the integrity of the judiciary.
¶ 23. In my view, courts should use great caution before sanctioning a party (in this case, the innocent taxpayers of the City of Jackson) who had no part in the alleged sanctionable conduct of the lawyers.
WALLER, C.J., joins this Opinion.