CARLSON, Presiding Justice, for the Court.
¶ 1. Howard Goodin appeals from the Newton County Circuit Court's denial of his application for post-conviction relief. The circuit court denied Goodin's claims that he was mentally retarded and that he had received ineffective assistance of counsel on the issues of mental illness and competency. After review of the record and pertinent authorities, this Court finds that the circuit court erred in determining that Goodin was not mentally retarded. We also find that Goodin failed to prove ineffective assistance of counsel regarding competency at the conviction stage. Because these issues are dispositive, we will not address Goodin's claim of ineffective assistance of counsel on the issue of mental illness. The judgment of the Newton County Circuit Court is affirmed in part and reversed and rendered in part. The circuit court's sentence of death is vacated and this case is remanded to the Circuit Court of Newton County for resentencing on the charge of capital murder.
¶ 2. Goodin has a long criminal history and a nearly lifelong history of at least suspected mental illness. Due to the importance of this case, to Goodin personally and the legal system as a whole, the following lengthy recitation of the facts is imperative. We first note that the clinical definition of mental retardation requires (1) subaverage intellectual functioning (2) accompanied by significant limitations in at least two adaptive skills (3) that manifest before age eighteen. Atkins v. Virginia, 536 U.S. 304, 318, 122 S.Ct. 2242, 2250, 153 L.Ed.2d 335 (2002); Chase v. State, 873 So.2d 1013, 1027-28 (Miss.2004).
¶ 3. Goodin was born in 1954. One psychologist reported that Goodin's records indicated that he had been "uncontrollable since 1966," which would have been age twelve. He had a history of irregular
¶ 4. In February 1971, when he was sixteen years old, Vocational Rehabilitation at Oakley referred Goodin to Dr. Randall Thomas for a psychological evaluation. The purpose of the referral was to determine whether Goodin's objective of being a heavy-equipment operator was feasible. Goodin was administered the Weschler Adult Intelligence Scale (WAIS), the Bender Gestalt Motor Test, the Gray Oral Reading Test, the Wide-Range Achievement Test, and the Rorschach Personality Test. According to the WAIS test, Goodin's full-scale IQ score was 62, with a verbal IQ score of 75 and a performance IQ score of 49. Dr. Thomas's preliminary diagnostic impression was "schizoid personality traits with mild mental retardation." He concluded that Goodin "would have difficulty achieving his vocational objective of being a heavy equipment operator."
¶ 5. By age nineteen, Goodin was incarcerated at Parchman after pleading guilty to a charge of felony shoplifting. In July of 1973, he was referred for a psychological examination by Vocational Rehabilitation personnel. Goodin was administered the WAIS, the Bender Gestalt, the Wide-Range Achievement Test, the 16 Personality Factor Test, and the House-Tree-Person Test. The tests were administered by Tommy Terrell, a rehabilitation psychologist, who was supervised by Dr. Billy Fox. Goodin scored a verbal IQ of 67, a performance IQ of 62, and a full-scale IQ of 63. His reading and spelling was at a third-grade level. The diagnostic impression was moderate mental retardation and behavioral disorder.
¶ 6. In May 1998, just before his release from Parchman on the 1995 burglary conviction, Goodin was evaluated by Dr. Michael Whelan, a psychologist. This report appeared to be in support of a claim for disability that Goodin had filed with the Social Security Administration. The report noted that Goodin had reported auditory hallucinations for the past three to five years and had been treated with Mellaril and Haldol, two antipsychotics. Dr. Whelan estimated that Goodin's IQ was in the mid-seventies and that his math and reading abilities were at a fifth-grade level. Dr. Whelan did not think Goodin was competent to manage money if he was to receive benefits. Dr. Whelan's conclusion was that Goodin suffered from chronic paranoid schizophrenia.
¶ 7. After his release from the Mississippi Department of Corrections (MDOC), Goodin was seen at Laird Hospital in Union, Mississippi, in July and August of 1998. He complained of hearing voices. Goodin was treated with Risperdal, a medication for schizophrenia. Also in July of 1998, Goodin was treated at the Weems Community Mental Health Center in Meridian for complaints of auditory and visual hallucinations. His diagnosis was schizophrenia, undifferentiated type. By this
¶ 8. In November 1998, Goodin had been out of prison for five months when he was arrested for the armed robbery and murder of Willis Rigdon. Goodin, 787 So.2d at 642-43. Attorneys Robert Brooks and Shawn Harris were appointed to represent Goodin. In December 1998, Brooks filed a Motion for Psychiatric Examination, alleging that Goodin was "of insufficient soundness of mind" and "not capable of making a rational defense." The trial court granted the motion and ordered Goodin to be evaluated by clinical psychologist Dr. Gerald O'Brien and psychiatrist Dr. Donald C. Guild.
¶ 9. Dr. O'Brien saw Goodin in January and February of 1999. He administered the WAIS-Revised, the Shipley, the Wide Range Achievement Test-Revision 3, the Stroop Neuropsychological Test, the Trailmaking Tests, the Luria-Nebraska Screening Test, the 21 Word Test, and the Structured Interview of Reported Symptoms. Goodin's verbal IQ score was 65, performance IQ score was 60, and full-scale IQ score was 60. According to Dr. O'Brien, this placed Goodin "intellectually in the mildly retarded range, if taken at face value." However, it was Dr. O'Brien's opinion that Goodin's "degree of apparent effort and motivation strongly suggest[ed]" that his scores underestimate[d] his level of functioning." Dr. O'Brien made similar comments concerning Goodin's effort on the other tests. As to the 21 Word Test, Dr. O'Brien stated, "[t]his pattern is characteristic of individuals who are feigning a mental disorder, and is rarely seen in those responding truthfully." Based on all the information that he had available, Dr. O'Brien concluded that Goodin "[did] not exhibit a psychosis or other significant psychological disorder which would affect his understanding [of] the nature and quality of his actions, including whether they were right or wrong, and conforming his behavior to the requirements of the law." Finally, Dr. O'Brien reported that Goodin "appear[ed] to be competent to stand trial and to assist in his own defense."
¶ 10. Dr. Guild saw Goodin in January 1999 and, like Dr. O'Brien, Dr. Guild determined that Goodin was competent to stand trial. His report stated:
On March 16, 1999, the district attorney sent Goodin's counsel a copy of Goodin's medical records from MDOC, which included reports by Dr. Stanley C. Russell from 1996 to 1998 showing regular prescriptions of the antipsychotic Haldol.
¶ 11. In May 1999, Goodin was convicted of the capital murder of Willis Rigdon and sentenced to death. Goodin's conviction and sentence were affirmed by this Court on direct appeal. See Goodin v. State, 787 So.2d 639 (Miss.2001), cert. denied, 535 U.S. 996, 122 S.Ct. 1558, 152 L.Ed.2d 481 (2002). Goodin filed an Application for Leave to File Petition for Post-Conviction Relief with this Court in April 2002, to which he attached an affidavit from Dr. O'Brien. Dr. O'Brien stated that he had conducted his competency evaluation of Goodin in 1999 with only documents supplied by the State, but he had since reviewed additional materials supplied by Goodin, including records showing Goodin to be schizophrenic. Dr. O'Brien said these records would have been significant to his forensic evaluation, "not just in terms of determining whether Mr. Goodin was mentally ill but also for assessing whether he was mentally retarded."
¶ 12. Dr. O'Brien stated that Goodin had an IQ of 60, in the mildly mentally retarded range, but he had suspected at the time that Goodin was malingering; however, he might have reached a different conclusion if he had known of the records in question. Dr. O'Brien said Goodin's school and social security records were significant in a determination of retardation. He opined that Goodin should have been treated for schizophrenia and then reevaluated and retested. He said that it was difficult to evaluate mental retardation in a person also suffering from mental illness. Dr. O'Brien "strongly recommended that Mr. Goodin receive a thorough evaluation both to thoroughly assess his mental illness and to determine whether he is mentally retarded." He concluded, "Based on the records and my prior testing, I believe that there is a significant likelihood that Mr. Goodin may in fact be mentally retarded."
¶ 13. This Court granted Goodin's Application for Leave to File Petition for Post-Conviction Relief on the following issues: (1) whether he was mentally retarded; (2) whether his trial counsel had been ineffective on the issue of Goodin's alleged mental illness; and (3) whether trial counsel had been ineffective on the issue of competency. Goodin v. State, 856 So.2d 267, 284-85 (Miss.2003). In October 2003, the Newton County Circuit Court ordered that Goodin be examined by doctors at the Mississippi State Hospital (Whitfield). In March 2004, Goodin was examined by Dr. Reb McMichael, Dr. Paul Deal, Dr. John Montgomery, and Dr. Charles Harris. The interviewers reviewed Goodin's past medical records. They interviewed Goodin for approximately one hour and forty-five minutes. Goodin also received psychological testing. On the WAIS-III, Goodin received a verbal IQ score of 56, a performance IQ score of 56, and a full-scale IQ score of 52.
¶ 14. The finding of the Whitfield doctors was that Goodin was not mentally retarded as contemplated by Atkins v. Virginia. They found that Goodin had the "sufficient present ability to consult with his attorneys with a reasonable degree of rational understanding in the preparation of this post-conviction relief, and that he [had] a rational, as well [as] a factual understanding of the nature and object of these legal proceedings," and that he had "the present capacity to understand and knowingly, intelligently, and voluntarily to waive or assert his constitutional rights." They found that Goodin had exaggerated his limitations in past testing and that his use of language and his ability to learn and apply basic legal concepts was incompatible with someone who was genuinely mentally retarded.
¶ 16. Goodin appealed to this Court once again. By en banc order dated August 25, 2009, this Court found that, "through no fault of the trial court, this Court's mandate in Goodin has not been carried out." We vacated the dismissal of Goodin's petition for post-conviction relief and remanded for a full evidentiary hearing on the issues of (1) mental retardation, (2) ineffective assistance of counsel on the issue of mental illness, and (3) ineffective assistance of counsel on the issue of competency.
¶ 17. In January 2010, Goodin was the subject of a neuropsychological evaluation by Dr. Tora Brawley, a clinical psychologist with a specialty in neuropsychology. She reviewed Goodin's past records and evaluations and administered several tests, including the WAIS-III. Goodin's full-scale IQ score was 64, with a verbal IQ score of 69 and a performance IQ score of 63, "placing him in the Extremely Low/Mentally Retarded range of intellectual functioning." Dr. Brawley found "no evidence of an attempt to malinger or exaggerate cognitive deficits." She found that the 2004 Whitfield evaluation contained "multiple errors noted in administration, scoring[,] and interpretations of several of the measures administered, to include the malingering measures." Dr. Brawley's clinical assessment of Goodin was "consistent with mental retardation, brain organicity[,] and a psychotic disorder."
¶ 18. Goodin also was examined in January 2010 by Dr. Donna Schwartz-Watts, a forensic psychiatrist. Dr. Schwartz-Watts reviewed Goodin's past records and evaluations. She noted Goodin had done poorly in school, had spent three years in third grade, had failed fourth grade, and had dropped out in sixth grade at age fifteen. She noted that he had a family history of mental illness. Her diagnosis was schizophrenia, chronic undifferentiated type, and mild mental retardation. She opined that Goodin's mental retardation had decreased his ability to cope with his schizophrenia. She noted the following evidence against Goodin's malingering: (1) his symptoms had been consistent since 1971; (2) he had nothing to gain by malingering in 1971, and he had never used his mental symptoms as an excuse for prior offenses; (3) he had harmed his credibility when he testified at his trial; and (4) he had continued to report auditory hallucinations when examined at Whitfield in 2004.
¶ 19. Dr. Denis Keyes met with Goodin in March 2010. Dr. Keyes has a doctorate in special education. Dr. Keyes compiled a report on Goodin, and he found that Goodin was mentally retarded. Dr. Keyes found that Goodin had clear deficits in the "adaptive skills" identified by the American
¶ 20. An evidentiary hearing was held in the circuit court on May 17-19, 2010. Goodin called as witnesses Dr. Randall Thomas, who had evaluated him at Oakley in 1971; Dr. Billy Fox, who had supervised psychometrist Tommy Terrell when he tested Goodin in 1973; his brother, Parker Goodin; Robert Brooks, Goodin's primary trial counsel; Dr. Tora Brawley, who had examined him in January 2010; Dr. Donna Schwartz-Watts, who also had examined Goodin in January 2010; and Dr. Gerald O'Brien, who had examined Goodin in 1999. The deposition of Dr. Denis Keyes was entered into evidence. The consensus of Goodin's witnesses was that Goodin had subaverage intellectual functioning, that he had significant deficits in adaptive functioning, and that his deficits had manifested before the age of eighteen, which satisfied the requirements for mental retardation under Atkins. Their view was that he was mentally retarded as defined by this Court in Chase.
¶ 21. In addition to the medical testimony, Goodin's brother, Parker, was called to testify. Parker was six years older than Goodin; he left home when Goodin was eleven or twelve, and he testified as to Goodin's condition at that time. Parker testified that the Goodin family lived in poor conditions with regard to heat, electricity, and food. Their father hit Goodin many times, sometimes with a cane, but Parker never saw his father hit his brother in the head. Parker testified that his brother did not have friends, did not play with other children, would swing a stick by himself for hours, did not ride a bicycle, and could not dress or bathe himself.
¶ 22. When Goodin rested, the State called Robert Brooks, Goodin's primary trial counsel at his May 1999 capital-murder trial; Dr. Paul Deal, a psychologist who had examined Goodin at Whitfield in 2004; and Dr. Reb McMichael, a psychiatrist who also had participated in the 2004 evaluation at Whitfield. Dr. Deal affirmed his opinion that Goodin had been malingering during the 2004 evaluation. He felt that Goodin's vocabulary usage, comprehension, and understanding indicated intelligence beyond his test results; and he denied that Goodin was parroting because his answers appeared spontaneous. Dr. Deal said that attempting to test a person who was incarcerated on death row for adaptive functioning should be only a last resort and the testing should be performed with significant caution. Dr. Deal testified that Goodin was given the Victoria Symptom Validity Test, the Test of Malingering Memory (TOMM), and the Miller Forensic Assessment of Symptoms Test, and that these tests showed that Goodin was not giving his best effort. Dr. Deal reaffirmed his opinion that Goodin was not mentally retarded, stating that he did not have significantly deficient intellectual functioning, and it was difficult to opine on significant limitations in adaptive functioning because of Goodin's many years of incarceration.
¶ 23. On cross-examination, Dr. Deal agreed that he did not administer or score the tests during the 2004 evaluation. Dr. Deal agreed that, even if Goodin had been malingering, that did not mean he was not mentally retarded or schizophrenic. Dr. Deal testified that he had reviewed Goodin's prior tests and school records, though he did not think he had seen the 1971 test by Dr. Thomas at Oakley. Dr. Deal agreed that Goodin's test scores had been somewhat consistent since the 1970s, although
¶ 24. Dr. McMichael was a psychiatrist and Service Chief for Forensic Services at Whitfield. Dr. McMichael identified malingering as faking symptoms that do not exist, or exaggerating symptoms that do exist, for secondary gain. Dr. McMichael testified that this could have been present in some of Goodin's previous examinations. Dr. McMichael said that Goodin had traits consistent with antisocial personality disorder, though he did not render this diagnosis. Dr. McMichael did not have enough information to say whether Goodin was schizophrenic. He also stated that Goodin appeared calm enough in court. Dr. McMichael stated that he had never heard a person who was mentally retarded use words and language as Goodin had.
¶ 25. On October 8, 2010, the circuit court entered its Order Denying Motion for Post-Conviction Relief. As to the issue of mental retardation, the circuit court found that this Court's decision in Chase v. State was controlling. The circuit court considered the testimony of Dr. Thomas, Terrell, Dr. O'Brien, Dr. Deal, Dr. McMichael, and Dr. Brawley on the prong of subaverage intellectual functioning. On the prong of deficits in adaptive functioning, the circuit court considered primarily the deposition of Dr. Keyes, which Goodin had submitted into evidence. Dr. Keyes found that Goodin possessed significant limitations in all areas of adaptive functioning, but the circuit court noted that Dr. Keyes did not take into consideration that Goodin had been incarcerated for most of his adult life. As to whether there was evidence of onset of these problems before age eighteen, the circuit court cited the testimony of Goodin's brother, Goodin's school records, and Dr. Thomas's 1971 evaluation.
¶ 26. The circuit court then discussed the qualifications of Goodin's experts under Chase. The State objected to several of Goodin's expert's opinions due to its perception of this Court's requirements for experts under Chase. See Chase, 873 So.2d at 1029. The circuit court ultimately found that Goodin had failed to prove by a preponderance of the evidence that he was mentally retarded. The court concluded:
¶ 27. On the issue of ineffective assistance of counsel in the area of mental illness, the circuit court noted that Goodin's attorney, Robert Brooks, had filed a pretrial motion for psychiatric examination of Goodin, which was granted, and trial counsel relied on Dr. Guild's psychiatric evaluation. The circuit court noted that trial counsel interviewed Shirley Nash, Goodin's girlfriend at the time of Willis Rigdon's murder, and Tommie Dennis, one of Goodin's sisters, but did not find any other witnesses. Brooks explained to the court that, in his experience, a mental-illness defense asserting anything less
¶ 28. On the issue of ineffective assistance of counsel based on counsel's performance in the determination of Goodin's competency, the circuit court found that trial counsel had conducted a professionally reasonable investigation into Goodin's competency. The court said counsel had requested a psychiatric examination of Goodin, an examination had been performed in which Goodin was found to be competent, and counsel had a right to rely on those findings.
¶ 29. Goodin appealed and raised the following issues: (1) the circuit court erred in finding that Goodin had failed to prove that he was mentally retarded; (2) the circuit court's rulings in regard to the admission and exclusion of certain doctors' opinions violated his constitutional rights and resulted in prejudice to Goodin; (3) he had received ineffective assistance of counsel on the issue of his mental illness, including counsel's failure to investigate and failure to present evidence of mental illness during sentencing; and (4) he had received ineffective assistance of counsel on the issue of competency. Due to our discussion and disposition on issues one and four, we decline to address issues two and three.
¶ 30. This Court has provided the following standard of review for an evidentiary hearing conducted by a trial court in a post-conviction-relief case:
Doss v. State, 19 So.3d 690, 694 (Miss.2009) (quoting Loden v. State, 971 So.2d 548, 572-73 (Miss.2007)). Although the trial court's findings of fact will not be disturbed unless found to be clearly erroneous, questions of law are reviewed de novo. Doss, 19 So.3d at 694 (quoting Brown, 731 So.2d at 598). "The burden of proof at an evidentiary hearing on a PCR case is on the petitioner to show `by a preponderance of the evidence' that he is entitled to relief." Doss, 19 So.3d at 694 (quoting Miss. Code Ann. § 99-39-23(7) (Rev.2007)).
¶ 31. The Eighth Amendment to the United States Constitution says, "[e]xcessive bail shall not be required, nor excessive fines imposed,
Gray v. State, 887 So.2d 158, 168 (Miss. 2004).
¶ 32. The standards, definitions, and procedure for making a determination of mental retardation were provided by this Court in Chase v. State. A defendant must prove that he meets the standard for mental retardation by a preponderance of the evidence. Chase, 873 So.2d at 1028 (quoting Foster v. State, 848 So.2d 172, 175 (Miss.2003)). The circuit court, sitting without a jury, will consider and decide whether the defendant is mentally retarded. Id.
¶ 33. This Court in Chase adopted the clinical definition of mental retardation set forth by the Supreme Court in Atkins. "Mental retardation refers to substantial limitations in present functioning." Chase, 873 So.2d at 1027 (quoting Atkins, 536 U.S. at 308 n. 3, 122 S.Ct. 2242). According to the AAMR, mental retardation is characterized by: (1) "significantly subaverage intellectual functioning," (2) "existing concurrently with related limitations in two or more of the following applicable adaptive skill areas: communication, self-care, community use, self-direction, health and safety, functional academics, leisure, and work," (3) which "manifests before age 18." Id. The definition of mental retardation from the APA is almost identical.
¶ 34. Persons with an IQ of 50-55 to 70 typically are described as having "mild mental retardation," but "mental retardation may, under certain conditions, be present in an individual with an IQ of up to 75." Chase, 873 So.2d at 1028 (quoting Atkins, 536 U.S. at 308 n. 3, 122 S.Ct. 2242). This Court has said that the Minnesota Multiphasic Personality Inventory-II (MMPI-II) should be administered, because "its associated validity scales make the test best suited to detect malingering." Chase, 873 So.2d at 1028 (quoting Foster, 848 So.2d at 175). In addition to the MMPI-II, experts should use "any other tests and procedures permitted under the Mississippi Rules of Evidence, and deemed necessary to assist the
¶ 35. Goodin argues that he meets all the requirements of Atkins as applied by this Court in Chase. He claims that he has proven, by a preponderance of the evidence — through expert testimony, lay testimony, and prior records — that he has subaverage intellectual functioning, significant deficits in adaptive functioning, and that his deficits manifested before age eighteen. As to subaverage intellectual functioning, Goodin points to five tests between 1971 and 2010, all using some version of the WAIS, and all with resulting full-scale IQ scores in the sixties or lower. Goodin argues that his use of language is not an adequate basis for discounting the results of these tests over forty years. Goodin relies on Dr. Keyes and Dr. O'Brien to argue that he has deficits in all of the adaptive skill areas. Finally, to support that his deficits manifested before he was eighteen, Goodin relies on school records, testimony from family, and the 1971 Oakley evaluation, which was performed when he was sixteen.
¶ 36. The State argues that the credibility of all of Goodin's experts can be questioned on some basis. For instance, Dr. Thomas did not test Goodin for malingering and did not assess adaptive functioning in 1971; Dr. Fox did not attend the 1973 test, where no test was given for malingering or adaptive functioning; Dr. Brawley did not assess mental retardation; Dr. O'Brien changed his opinion since 1999; Dr. Keyes's doctorate was in special education, and his opinion allegedly was biased based on prior court decisions. The State argues that its witnesses were credible, and the circuit court was entitled to rely on their opinions.
¶ 37. After careful examination of the entire record, we find that the circuit court's ultimate determination that Goodin is not retarded is clearly erroneous. The evidence that Goodin has met this Court's standard for mental retardation is overwhelming and may not be discounted by the assertion that he is too adept at using language or by other unsupported allegations of malingering. This Court is mindful of the appropriate standard of review and deference to be given to the circuit court's findings. We find that this is a rare case that merits reversal, because the evidence is so convincing, barely controverted, and covers such a span of time.
¶ 38. We understand the concerns surrounding the assessment of Goodin's adaptive functioning due to his being incarcerated for most of his adult life. This Court has recognized that "there is considerable, sincere disagreement among professionals and scholars in the field as to the best method for measuring adaptive functioning." Doss, 19 So.3d at 714. This is especially true with regard to the inherent difficulties of assessing adaptive functioning for someone who has been incarcerated for most of his adult life. Id.
United States v. Hardy, 762 F.Supp.2d 849, 881-82 (E.D.La.2010). This Court has noted the importance of interviewing family and friends knowledgeable about the defendant's past. See Doss, 19 So.3d at 714.
¶ 40. According to the dissent's reasoning, adaptive-functioning testing performed on an incarcerated person would never be valid; therefore, a finding of mental retardation would never be possible for someone who has been incarcerated for any length of time. Considering all of the evidence before this Court, we cannot find that Goodin is not mentally retarded simply because he has been incarcerated for nearly his entire adult life. The United States Supreme Court has held that the execution of a mentally retarded person constitutes cruel and unusual punishment, which is prohibited by the Eighth Amendment. Atkins, 536 U.S. at 321, 122 S.Ct. 2242. We have held that "Atkins exempts all mentally retarded persons — even those who are minimally mentally retarded — from execution[.]" Doss, 19 So.3d at 709-10 (quoting Chase, 873 So.2d at 1026). We will not deny an individual his constitutional rights simply because the testing environment is not ideal. We find the trial court's conclusion that Goodin is not mentally retarded to be clearly erroneous. Taken together, the evidence in this case indicates that Goodin is mentally retarded.
¶ 42. Although this was not a separate issue presented by Goodin, we find that we should clarify how proof may be presented at a hearing on mental retardation in a capital post-conviction case. The State objected to the following: the testimony of Dr. Thomas because he was not licensed when he examined Goodin in 1971; the admission of the deposition of Dr. Keyes because he was not a licensed psychologist; and the opinion of Dr. Schwartz-Watts on mental retardation because she was not qualified as an expert in the administration and interpretation of tests. The circuit court elaborated on these and other objections in its Order Denying the Motion for Post-Conviction Relief as follows:
¶ 43. In reaching this conclusion, the circuit court applied its interpretation of Chase v. State. In Chase, this Court set out the following procedure to be applied when an evidentiary hearing on the issue of mental retardation has been requested:
Chase, 873 So.2d at 1029. We find that the circuit court erred in determining that Goodin was required to call or produce his witnesses in any certain order at the hearing, such that an expert as described by the circuit court would have to be called
¶ 44. Goodin has asserted an ineffective-assistance-of-counsel claim regarding his counsel's performance on the issue of competency. We have ruled on mental retardation, which goes to sentencing, but this issue must be addressed, because competency relates to the conviction phase. Goodin claims that trial counsel was ineffective because he failed to investigate and litigate the matter of his competency. In Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984), the United States Supreme Court established the standard for assessing an ineffective-assistance-of-counsel claim. The test is "whether counsel's conduct so undermined the proper functioning of the adversarial process that the trial cannot be relied on as having produced a just result." Havard v. State, 988 So.2d 322, 328 (Miss.2008) (quoting Strickland, 466 U.S. at 686, 104 S.Ct. 2052). To prevail on an ineffective-assistance-of-counsel claim, the defendant must prove that (1) his counsel's performance was deficient, and (2) the deficient performance prejudiced the defense of his case. Havard, 988 So.2d at 328 (quoting Strickland, 466 U.S. at 687, 104 S.Ct. 2052). If the defendant cannot prove both deficient performance and prejudice to his case, the Court will not find that the conviction was unreliable.
¶ 45. To satisfy the first prong of the Strickland test, the defendant must prove that "counsel's performance fell below an objective standard of reasonableness." Wilson v. State, 81 So.3d 1067, 1074 (Miss.2012) (citing Strickland, 466 U.S. at 687, 104 S.Ct. 2052). "Judicial scrutiny of counsel's performance must be highly deferential." Wilson, 81 So.3d at 1075 (quoting Strickland, 466 U.S. at 689, 104 S.Ct. 2052). Defense counsel is presumed competent. Havard, 988 So.2d at 329. This Court has said the following regarding the duty of counsel:
Wilson, 81 So.3d at 1075 (quoting Ross v. State, 954 So.2d 968, 1005 (Miss.2007)).
¶ 46. Robert Brooks was Goodin's primary trial counsel at his capital-murder trial in May 1999. Prior to defending
¶ 47. The circuit court granted Brooks's motion for a psychiatric examination and ordered Goodin to be examined by Dr. O'Brien, a psychologist, and Dr. Guild, a psychiatrist. The order instructed the doctors to determine whether Goodin had the "present ability to stand trial and assist his attorneys in his defense" and whether he had the "ability to know the difference between right and wrong and to understand the nature and quality of his actions at the time of the alleged offenses." Dr. O'Brien saw Goodin twice, and Dr. Guild saw Goodin once. Both doctors found that Goodin was competent to stand trial; Brooks relied on that and saw no reason to request a competency hearing. The reports made by Drs. O'Brien and Guild were not made a part of the record in Goodin's direct appeal. Brooks testified that he did not feel that Dr. O'Brien's report would have been helpful, because Dr. O'Brien indicated that Goodin was malingering. The circuit court did not make any findings on the record or enter any orders as to Goodin's mental state.
¶ 48. Uniform Circuit Court Rule 9.06 pertains to competency and provides that, if the court or counsel "has reasonable ground to believe that the defendant is incompetent to stand trial, the court shall order the defendant to submit to a mental examination by some competent psychiatrist selected by the court[.]" Brooks requested a psychiatric evaluation, and the court granted that request. Rule 9.06 goes on to say that, after such examination, a competency hearing should be conducted:
URCCC 9.06. In this case, after the mental examination, counsel determined that competency was not an issue, because both doctors had opined that Goodin was competent.
¶ 49. Goodin argues that trial counsel was ineffective for failure to investigate properly and to litigate the matter of Goodin's competency and how it might have been affected by Goodin's mental illness. He claims that trial counsel should have done a better job of sharing information with Drs. Guild and O'Brien and should have sought to have him retested. Goodin states that counsel could have found his earlier medical records from Laird Hospital, Weems Health Center, and the Social Security Administration. We agree.
¶ 50. Brooks did not have an investigator; he relied primarily on evidence produced by the State; he failed to obtain prior medical records that contained evidence of an extensive background suggestive of mental illness; and he interviewed very few witnesses. No psychological evidence was produced in the guilt phase of this case. Brooks actually testified that he did not have a strategy at the conviction phase other than hoping something would go wrong with the State's case. Brooks's performance was deficient under Strickland and the standards established by this Court. See Wilson, 81 So.3d at 1075; Ross, 954 So.2d at 1005. Considering all of the evidence in this case and the failure to follow the procedure in Rule 9.06, we find that trial counsel's performance was deficient on the issue of competency at the conviction phase.
¶ 51. Because we have found that counsel's performance was deficient, we move to the second prong of the Strickland test, whether counsel's deficient performance resulted in prejudice to the defendant. Said another way, the test is "whether there is `a reasonable probability that, but for counsel's unprofessional errors, the result of the proceedings would have been different.'" Havard, 988 So.2d at 329 (quoting Mohr v. State, 584 So.2d 426, 430 (Miss.1991)). Goodin's sentence has been reversed and remanded, therefore we are considering only whether his conviction should be upheld, or whether it should be reversed due to prejudice resulting from counsel's deficient performance.
¶ 52. Goodin claims that he was prejudiced because an adequate investigation by counsel would have revealed "a lifetime of mitigation evidence." Goodin's argument focuses on mitigating evidence as it relates to sentencing; Goodin did not provide any evidence of prejudice as to the conviction phase. Further, the evidence indicates that Goodin was competent to stand trial. Dr. Schwartz-Watts testified that Goodin's competence at the time of trial was impacted by schizophrenia and cognitive disorder, but she said those conditions did not impact his ability to perceive and understand the nature of the proceedings, and she would not say that Goodin was incompetent at the time of his trial. Dr. Guild, Dr. O'Brien, and the Whitfield doctors all found that Goodin was not mentally ill or incompetent. Finally, Goodin has never been found incompetent to stand trial or to
¶ 53. Although we have found that the evidence supports a finding that Goodin is mentally retarded, that finding does not equate to a finding of incompetency. Atkins, 536 U.S. at 318, 122 S.Ct. 2242 ("Mentally retarded persons frequently know the difference between right and wrong and are competent to stand trial.").
¶ 54. We find the trial court's conclusion that Goodin is not mentally retarded to be clearly erroneous. Instead, we find that the evidence presented by Goodin establishes, by a preponderance of the evidence, that he is mentally retarded as contemplated by Atkins v. Virginia. In light of this finding, we decline to address Goodin's claim of ineffective assistance of counsel on the issue of mental illness. We find Goodin's claim of ineffective assistance of counsel regarding competency at the conviction stage to be without merit. In light of our findings on these issues, we decline to address the remaining issues raised by Goodin. The judgment of the Newton County Circuit Court is affirmed in part and reversed and rendered in part; the circuit court's sentence of death is vacated and this case is remanded to the Circuit Court of Newton County for resentencing consistent with this opinion on the charge of capital murder.
¶ 55.
WALLER, C.J., DICKINSON, P.J., LAMAR, KITCHENS AND KING, JJ., CONCUR. CHANDLER, J., CONCURS IN PART AND DISSENTS IN PART WITH SEPARATE WRITTEN OPINION JOINED BY RANDOLPH AND PIERCE, JJ.
CHANDLER, Justice, concurring in part and dissenting in part:
¶ 56. The majority errs by reweighing the evidence before the trial court and reversing the trial court's holding that Goodin failed to establish by a preponderance of the evidence that he suffers from mental retardation. Because Goodin submitted insufficient evidence of significant limitations in adaptive functioning in at least two adaptive skill areas, he failed to meet the standard announced in Atkins v. Virginia, 536 U.S. 304, 122 S.Ct. 2242, 153 L.Ed.2d 335 (2002). While I believe the trial court's ruling on this issue was not clearly erroneous, I concur with the majority's decision to affirm the ineffective assistance of counsel issue.
Id. The second definition, from The American Psychiatric Association, states:
Id. "Mild" mental retardation typically is used to describe people with an IQ level of 50-55 to approximately 70. Id. (citing Diagnostic and Statistical Manual of Mental Disorders 42-43 (4th ed.2000).
¶ 58. In Chase, this Court established the procedure used to determine a claim of mental retardation. Chase, 873 So.2d at 1028. We held that the defendant must submit the opinion of a qualified expert that the defendant meets the definition of mental retardation and is not malingering. Id. at 1029. We recognized Atkins's holding that IQ score alone is not determinative of mental retardation. Id. at 1028 n. 18. "Mental retardation would not be diagnosed in an individual with an IQ lower than 70 if there are no significant deficits or impairments in adaptive functioning." Id. Accordingly, a petitioner cannot meet the burden of proof of mental retardation without competent evidence establishing significant limitations in adaptive functioning in two or more adaptive skill areas.
¶ 59. While Goodin presented a cadre of impressively credentialed experts to the trial court, none of these experts provided any valid measurement of Goodin's adaptive behavior. Dr. Dennis Keyes was the only expert out of these numerous witnesses to claim he attempted to measure Goodin's adaptive behavior. In this failed attempt, Dr. Keyes employed the Adaptive Behavior Assessment System (ABAS II) and the Independent Living Scale (ILS, 1996).
¶ 60. Neither of the tests administered by Dr. Keyes provided competent evidence that Goodin's level of adaptive functioning prior to his eighteenth birthday was so deficient that he was mentally retarded. Dr. Keyes admitted that neither test is scaled or normed for incarcerated individuals. Nonetheless, Dr. Keyes attempted to assess Goodin's present-day functioning by administering the ILS, which required Goodin to perform tasks such as looking up a phone number and filling out a money order. Because Dr. Keyes admitted that an accurate measurement of adaptive functioning could not be obtained by testing an incarcerated prisoner, the learned trial judge correctly held that the test result did not constitute competent evidence of adaptive functioning deficits.
¶ 62. Not only was there no competent evidence of significant limitations in adaptive functioning in at least two adaptive skill areas, there was copious evidence supporting the trial court's decision that Goodin suffered from no such limitations. Dr. Reb McMichael testified that he had interviewed many mentally retarded individuals and had "never seen anyone who was genuinely mentally retarded who had the kind of conceptual formation and language usage that Mr. Goodin demonstrated." Dr. McMichael testified that Goodin correctly used words like "experiencing," "video technician," "state witness," "mitigating evidence," "resources," "railroaded," and "socializing." Further, it is well-documented that Goodin suffered from psychosis and paranoid schizophrenia, and there was expert testimony that his mental illness would have adversely affected his behavior as well as his performance on the intelligence tests.
¶ 63. Additionally, Goodin's crime, in which he calculated and executed a robbery of a store and restaurant, provides facts that belie his claim of mental retardation. See Goodin v. State, 787 So.2d 639, 642-43 (Miss.2001). Goodin pretended to browse the store's video rental section before pulling a gun on the store owner and stealing cash. Goodin disconnected a video surveillance camera and the attached television set and VCR and left the store with those items while holding the owner at gunpoint. Goodin drove away in the owner's truck, shot the owner, and made him exit the truck. Goodin had the wherewithal to remove the truck's license plate. Later, Goodin had trouble with the truck and a tow truck arrived to assist; when the tow-truck driver became suspicious, Goodin asked for a ride to his cousin's
¶ 64. The trial court found from all of the evidence that "[d]espite scoring poorly on tests measuring intellectual functioning, Goodin's cognitive abilities are beyond that of a person who is genuinely mentally retarded." The trial judge, sitting as the trier of fact, is charged with the responsibility of assessing the totality of the evidence and the credibility of the witnesses. Doss v. State, 19 So.3d 690, 714 (Miss. 2009). As the trier of fact, his findings are entitled to great deference. Loden v. State, 971 So.2d 548, 572-73 (Miss.2007). Given the absence of competent evidence that Goodin had significant deficits in adaptive functioning in at least two adaptive skill areas, I would find that the trial court's decision that Goodin failed to meet his burden of proof of mental retardation by the preponderance of the evidence was not clearly erroneous. I would affirm.
RANDOLPH AND PIERCE, JJ., JOIN THIS OPINION.
Doss, 19 So.3d at 714. See also Thorson v. State, 76 So.3d 667, 672 n. 8 (Miss.2011) ("Experts for each side agreed that being on death row for twenty years could have had an effect, either positively or negatively, on . . . adaptive functioning.").
Doss, 19 So.3d at 714.