COLEMAN, Justice, for the Court:
¶ 1. Luther W. McLain filed suit in 2004 against Illinois Central Railroad. He alleged that Illinois Central's negligence caused his degenerative back injury. At trial, McLain had improper contact with a juror, committed perjury on the stand, and solicited a witness to commit perjury on the stand to corroborate his story. The trial judge reserved sanctioning McLain until after the jury verdict. The jury found for McLain, assessed his damages as $150,000, and judgment was entered accordingly. Thereafter, the trial judge sanctioned McLain $500 for juror contact and $10,000 for solicitation of a witness. We affirm the existing sanctions, but we hold that the trial judge abused her discretion in failing to impose further sanctions. Given the severity of committing perjury and solicitation and the cumulative effect of the violations taken as a whole, we reverse the judgment against Illinois Central, and we render judgment here in favor of Illinois Central.
¶ 2. Luther McLain began working for Illinois Central Railroad (d/b/a Canadian National/Illinois Central) in 1970 and retired in 2002.
¶ 3. During discovery, in his deposition, McLain stated the heaviest thing he had lifted while working at Right of Way Consultants was a flag. The following exchange took place:
When the trial began, a juror was excused because, against the trial judge's explicit instructions, McLain started a conversation with the juror on the elevator. The juror testified to the following:
The trial judge reserved sanctioning on the issue until the verdict was returned. During McLain's testimony, the following exchange took place between Illinois Central's attorney and McLain:
Again, the trial judge reserved sanctioning McLain until the verdict was returned.
¶ 4. The jury returned a verdict in McLain's favor for $150,000. The trial judge sanctioned McLain for two different violations: first, for McLain's improper contract with an empaneled juror, and second for McLain's unlawful solicitation of perjured testimony from a trial witness. For the improper contact, the trial judge sanctioned McLain $500, and for the solicitation, the trial judge sanctioned McLain $10,000.
¶ 5. Illinois Central filed a motion for additional sanctions. Illinois Central claimed that the sanctions were not harsh enough to deter others from committing solicitation and perjury, that McLain had committed perjury by stating that the heaviest thing he lifted at Right of Way was a flag, not a forty-pound derail, and
¶ 6. On appeal, Illinois Central brings twelve issues. McLain responds with five more concise issues. Both parties address whether the trial judge appropriately sanctioned McLain based on his misconduct at trial. Given that we hold the issue on sanctions to be dispositive, we do not address the remaining issues.
¶ 7. The instant appeal is brought under the Federal Employers' Liability Act (FELA). 45 U.S.C. § 56 (Rev.2012). The Court has stated the following in regard to the applicable law for FELA cases:
Illinois Cent. R. Co. v. Brent, 133 So.3d 760, 766-67 (Miss.2013) (internal citations omitted) (internal quotations omitted) (emphasis added); see also St. Louis Sw. Ry. Co. v. Dickerson, 470 U.S. 409, 411, 105 S.Ct. 1347, 84 L.Ed.2d 303 (1985) ("FELA cases adjudicated in state courts are subject to state procedural rules, but the substantive law governing them is federal."). Whether a party was appropriately sanctioned constitutes a procedural matter; thus Mississippi law applies. Allen v. Nat'l R.R. Passenger Corp., 934 So.2d 1006, 1014 (¶ 22) (Miss.2006).
¶ 8. McLain argues that Illinois Central is procedurally barred from claiming on appeal that the trial judge did not impose the appropriate sanctions because Illinois Central failed to object at trial to the sanctions at trial. McLain cites Rubenstein v. State, 941 So.2d 735, 751 (Miss. 2006), and InTown Lessee Associates, LLC v. Howard, 67 So.3d 711, 718 (Miss.2011), arguing that a failure of a party to make a contemporaneous objection waives an argument on appeal. Illinois Central counters that the issue is not evidentiary, as in Rubenstein and Howard; ergo, the rules set forth by Rubenstein and Howard do not apply.
¶ 9. We agree with Illinois Central. The rule McLain cites addresses the need for evidentiary objections to preserve an argument for appeal. While we do not discredit the rule cited by McLain, it does not apply to the instant facts because the
¶ 10. In the instant case, sanctioning was the last issue addressed by the trial judge, as it was reserved for after the verdict was returned. After sanctioning McLain, the trial judge asked if there was anything further. Illinois Central responded in the negative, and the trial ended. Following trial, before appealing, Illinois Central moved to dismiss and for additional sanctions, stating that the sanctions were insufficient. When it was denied, Illinois Central entered a second motion. After the second motion was denied, Illinois Central appealed. We hold that the sanctions issue was presented to the trial judge prior to appeal. Thus, it is not waived.
¶ 11. Illinois Central argues the sanctions were insufficient to punish McLain's conduct. Illinois Central also argues that the sanctions wholly fail to consider that McLain, himself, committed perjury in his deposition and at trial.
¶ 12. In Mississippi, our Court employs an abuse of discretion standard in reviewing the trial judge's grant or denial of sanctions. Allen, 934 So.2d at 1008 ("The decision to impose sanctions for discovery abuse is vested in the trial court's discretion. The provisions for imposing sanctions are designed to give the court great latitude."). "We will affirm a trial court's decision unless we have a definite and firm conviction that the court below committed a clear error of judgment in the conclusion it reached upon weighing of relevant factors." Jones v. Jones, 995 So.2d 706, 711 (Miss.2008).
¶ 13. Under the abuse of discretion standard of review, the Court first must consider whether the lower court applied the correct legal standard. Pierce v. Heritage Props., Inc., 688 So.2d 1385, 1388 (Miss.1997) (citing Burkett v. Burkett, 537 So.2d 443, 446 (Miss.1989)). If the lower court applied the correct standard, then the Court "considers whether the decision was one of several reasonable ones which could have been made." Pierce, 688 So.2d at 1388. "Only where a trial judge in determining a matter committed to his sound discretion makes his decision by reference to an erroneous view of the law, does this Court have authority to take appropriate corrective action on appeal." Ashmore v. Miss. Auth. on Educ. Television, 148 So.3d 977, 983 (Miss.2014) (internal quotation omitted).
¶ 14. When the juror contact was first brought to the trial judge's attention, she cited Illinois Central Railroad Co. v. Hawkins, 830 So.2d 1162 (Miss.2002), and Atwood v. Lever, 274 So.2d 146, 147 (Miss. 1973), for the rule that it was within her discretion to dismiss the juror. After the jury verdict was returned, she then imposed a $500 sanction on McLain for the juror contact. Given her reliance on applicable case law in dismissing the juror and then subsequently imposing a monetary sanction, without consideration of the remaining violations, we cannot hold her actions to be an abuse of discretion.
¶ 15. Turning to McLain's solicitation, the trial judge failed to consider the direct link between McLain's solicitation and his
Pierce, 688 So.2d at 1389. While the Court has applied the Pierce factors retrospectively only to determine whether the trial judge committed clear error in dismissing the suit, we hold that, under the instant facts, the factors should be applied to determine whether the trial judge abused her discretion in not dismissing the case.
¶ 16. Pierce states that dismissal is authorized only when the failure to comply with the court's order results from willfulness or bad faith. Id. at 1389. McLain solicited Coker to commit perjury because he had lied in his deposition about the heaviest item he lifted at Right of Way Consultants. McLain then committed perjury on the stand, stating the heaviest thing he lifted was a flag, and he denied asking Coker to commit perjury until he became aware that Illinois Central knew he had spoken with Coker. See Pierce, 688 So.2d at 1390 ("Pierce only admitted that she had been untruthful in her responses to discovery when she realized that defense knew the truth and confronted her with it."). We hold that the above facts constitute clear willfulness and bad faith on McLain's part.
¶ 17. Second, the Pierce Court considered whether less drastic sanctions would achieve the deterrence. Id. at 1389; see also Jones, 995 So.2d at 712 ("When faced with such egregious misconduct, courts are obligated to consider sanctions that are severe enough to deter others from pursuing similar courses of action."). During sanctioning, the trial judge stated:
She then sanctioned McLain $10,000 for solicitation, which comes out to be less than seven percent of the final jury verdict. Given the nondrastic nature of McLain's sanction and that she failed to consider his perjury, we must determine, as the Jones Court opined, whether the sanction imposed is "severe enough to deter others." Jones, 995 So.2d at 712 (emphasis added).
¶ 18. The Legislature has carved out a criminal penalty
Johnese v. Jani-King, Inc., 2008 WL 631237, at *2 (N.D.Tex. Mar.3, 2008) (citing Young v. Office of the U.S. Senate Sergeant at Arms, 217 F.R.D. 61, 71 (D.D.C.2003)).
¶ 19. In the instant case, Coker was a material witness. Coker testified for Illinois Central. Between Coker's employment at Illinois Central and Right of Way Consultants, he had worked with McLain for thirty years. He testified to Illinois Central's safety programs and rules, and he testified to his and McLain's job duties at Illinois Central and at Right of Way Consultants. Coker's testimony addressed McLain's negligence claims against Illinois Central. The severity of solicitation of a material witness — even without considering McLain's other misconduct — warrants a sanction that amounts to more than seven percent of the verdict.
¶ 20. The trial judge neither made a finding of McLain's own perjury nor imposed sanctions for it. Generally, we would remand for the trial judge to determine whether McLain committed perjury; however, under the instant facts, remand is not necessary because the record clearly establishes perjury. During his depositions and at trial, McLain stated that the heaviest thing he lifted was a flag. When pressed by Illinois Central, McLain admitted that he had asked Coker not to mention that he actually had lifted a forty-pound derail. It is clear from the record that McLain solicited perjury in order to conceal his own perjury. In other words, McLain's perjury is directly tied to his solicitation — a court cannot find one without finding the other. Thus, the trial judge's failure to sanction McLain is completely at odds with the importance of deterring others from committing perjury.
¶ 21. Third, the Pierce Court considered whether the other party was substantially prejudiced in the discovery process, but the Court also wrote that substantial prejudice is not required for dismissal to be the appropriate remedy. Pierce, 688 So.2d at 1391. The Court has held that substantial prejudice occurs when the "discovery violations impose on the opposing party major inconvenience in time, attorney fees [sic] and general frustration." Ashmore, 148 So.3d at 984 (quoting Scoggins v. Ellzey Beverages, Inc., 743 So.2d 990, 997 (Miss.1999)) (internal quotation marks omitted). McLain committed perjury during discovery and at trial, and in order to ensure his "story" remained consistent, he solicited Coker to commit perjury. McLain's willful and numerous violations caused substantial prejudice for Illinois Central in uncovering them and arguing them before the trial court and our Court.
¶ 23. In Jones, during the trial, it became clear that one party had committed perjury on the stand. Jones, 995 So.2d at 712. The chancellor recognized that perjury had occurred but failed to impose sanctions. Id. On appeal, we stated that "misconduct must not go unpunished" and held that the chancellor had abused his discretion in not imposing sanctions. Id. (internal quotation marks omitted). The Court remanded for the chancellor to consider imposing further sanctions and/or to refer the party to the district attorney for criminal prosecution. Id.
¶ 24. Jones gives us further guidance in concluding, based on the Pierce factors, that the trial judge committed clear error for not imposing sanctions for McLain's perjury. However, in Jones, the Court remanded for the chancellor to determine the appropriate sanctions. While we agree that the Jones Court was correct in remanding, as remand is generally the appropriate remedy, under the instant facts, remand is not warranted.
¶ 25. Unlike in Jones, McLain committed misconduct at least four times during discovery and at trial. He committed perjury during discovery and at trial. He solicited Coker to commit perjury, and although he was sanctioned, his sanction was an abuse of discretion as it constituted less than seven percent of the verdict. Lastly, he also engaged in inappropriate contact with a juror. Each act of misconduct, taken separately, may not warrant dismissal. However, given that the record before us clearly establishes all of McLain's misconduct and that his misconduct includes perjury and solicitation of perjury — which strike to the heart of our judicial system and require sanctions to deter others — we hold that the trial judge abused her discretion in imposing only monetary sanctions on McLain. We further hold that, along with the monetary sanctions, the only appropriate remedy is ro reverse McLain's judgment against Illinois Central and dismiss the case.
¶ 26. Generally, when we determine a trial judge committed clear error in her imposition of sanctions, we will remand for the trial judge to reconsider the facts and apply appropriate sanctions. However, under the special circumstances of the instant case, in which McLain committed numerous egregious acts, dismissal is the only appropriate remedy. We uphold the trial judge's imposition of the $500 sanction for improper juror contact and the $10,000 sanction for solicitation of perjury. Further, given that a monetary fine alone is not enough in the instant case for the solicitation of perjury and committing perjury, we reverse the judgment against Illinois Central, and we render judgment here in favor of Illinois Central that McLain takes nothing and that his complaint and this case are finally dismissed with prejudice and with court costs assessed against McLain.
¶ 27.
DICKINSON AND RANDOLPH, P.JJ., LAMAR AND PIERCE, JJ., CONCUR. WALLER, C.J., CONCURS IN PART AND DISSENTS IN PART WITH SEPARATE WRITTEN OPINION JOINED BY CHANDLER, J. KING, J., DISSENTS WITH SEPARATE WRITTEN OPINION JOINED BY KITCHENS, J.
KING, Justice, dissenting:
¶ 29. This Court will affirm a trial court's imposition of sanctions unless there is a "definite and firm conviction that the court below committed a clear error of judgment in the conclusion it reached upon weighing of relevant factors." Pierce v. Heritage Props., Inc., 688 So.2d 1385, 1388 (Miss.1997). It is the Court's duty to decide whether the district court abused its discretion in dismissing the action, not whether it would have dismissed the action as an original matter. Id. (citing National Hockey League v. Metro. Hockey Club, Inc., 427 U.S. 639, 642, 96 S.Ct. 2778, 2780-81, 49 L.Ed.2d 747 (1976)). Dismissal of an action should be rare and only when a party's conduct is so egregious that no other sanction will meet the demands of justice. Wood ex rel. Wood v. Biloxi Pub. Sch. Dist., 757 So.2d 190, 195 (Miss.2000).
¶ 30. "If the trial court applies the `correct legal standard,' we must affirm the decision, regardless of what any one of us individually might have ruled had we been the judge, unless there is a `definite and firm conviction that the court below committed clear error.'" Ashmore v. Mississippi Auth. on Educ. Television, 148 So.3d 977, 982 (Miss.2014) (citations omitted). "Sound discretion imports a decision by reference to legally valid standards." Id. at 983. In Ashmore, the majority held that the trial judge unquestionably used the correct standard of review because he merely referred, without analysis, to Pierce and Scoggins. Yet today, this same majority gives no deference to the trial court's decision despite her use of the correct legal standard and her clear grasp of the situation at hand. While the trial judge may not have recited the magic words, her analysis in this case is no more or less lacking than that of the trial judge in Ashmore, and is deserving of no less and no more respect than this Court accorded to the trial judge in Ashmore. When imposing sanctions, the trial court stated, "[t]he Court opines that sanctions in the amount of ten thousand dollars ($10,000) is appropriate and reasonable. The Court is duty bound to impose such deterrent sanctions...." The trial judge additionally stated that she was appalled, and that every member of the bar should be appalled as well. The trial judge then repeatedly stated that the legal system was "better than that," and that the court "should send a message to everyone in Hinds County, in this state and nation that [the trial judge] would not tolerate it." After thoroughly discussing the severity of the plaintiff's conduct, the trial judge sanctioned the plaintiff in the amount of $10,000. "The provisions for imposing
¶ 31. The majority states that the trial judge failed to consider that McLain committed perjury himself. I believe the record reflects that the trial judge was fully aware of McLain's perjury. As the majority states, "a court cannot find one without finding the other." Illinois Central did not to object to the trial court's order until two weeks after the imposition of sanctions. Further, had the trial judge merely failed to consider McLain's perjury, her oversight easily could have been corrected in the two additional motions Illinois Central brought after the imposition of sanctions, arguing this exact claim. McLain stated in his deposition and trial testimony that the heaviest thing he was required to lift at Right of Way was a flag. McLain also asked Coker to refrain from mentioning that he lifted derails at Right of Way Consulting. McLain's solicitation of Coker and his perjury were attempts to cover up the fact that McLain lifted derails after his employment at Illinois Central. McLain readily admitted in front of the jury that he had attempted to influence Coker and that he was required to lift something heavier than a flag after he left Illinois Central. Because these acts were intertwined and inseparable, the $10,000 sanction imposed on McLain encompassed both McLain's perjury and his solicitation of Coker.
¶ 32. Dismissal is appropriate only when no lesser sanctions will suffice. This Court, in Pierce, emphasized its reluctance to dismiss a cause of action and, consequently, to deprive a plaintiff of her day in court. Pierce, 688 So.2d 1385. "[T]he trial court should dismiss a cause of action for failure to comply with discovery only under the most extreme circumstances." Id. at 1388 (citations omitted). "We hasten to reiterate our reluctance to uphold the sanction of dismissal (the "death penalty")." Id. at 1391.
¶ 33. Pierce gave us four factors to consider when analyzing whether dismissal was appropriate. Admittedly, the first factor in Pierce leans towards dismissal, in that McLain's conduct resulted from willfulness and bad faith. Under the second factor, however, dismissal is proper only when less drastic sanctions will not suffice. In reasoning that the imposed monetary sanctions were insufficient, the majority states that the sanctions totaled less than seven percent of the overall verdict; however, monetary sanctions should not be based on the amount of the jury verdict. If sanctions were based on the amount of the jury verdict, seven percent of a $1,000,000 verdict would merit a $70,000 sanction. This would be a considerable sanction to any reasonable mind. The trial judge ordered McLain to pay the $10,500 sanctions personally, without payment, advance, or loan from his attorneys or others. Thus, monetary sanctions in this amount to be paid personally and without help certainly would deter others from similar conduct and uphold the integrity of judicial proceedings.
¶ 34. Factor three in Pierce looks at whether the defendant suffered substantial prejudice as a result of the discovery violation. Coker promptly disclosed to Illinois Central that McLain had requested he stay silent about the derails. Illinois Central was able to ask McLain about his perjury and solicitation in front of the jury. Substantial prejudice is not required
¶ 35. As this Court has stated before, "[d]ismissal for discovery violations is a "draconian" remedy or a "remedy of last resort," only to be applied in extreme circumstances." White v. White, 509 So.2d 205, 209 (Miss.1987). The trial court's duty is to "impose the least severe sanction available that will accomplish the purpose for which the sanction is imposed." Scoggins v. Ellzey Beverages, Inc., 743 So.2d 990, 993 (Miss.1999). The plaintiff in Pierce repeatedly lied throughout discovery, including in interrogatories and depositions, and through an entire trial, successfully concealing the fact that she was not alone in her apartment the night that her ceiling fan fell and caused her injuries. Two weeks after the trial, the defendants first learned of her numerous perjuries. Yet, this Court did not impose additional monetary sanctions for her litany of lies and simply affirmed the trial court's dismissal of her cause of action. Likewise, in Jones, the plaintiff attempted to conceal an extramarital affair and admittedly destroyed relevant evidence to further that goal. This Court was not so aggrieved at her conduct that it ordered monetary sanctions and the dismissal of her case. Instead, this Court found that the trial judge wholly failed to consider sanctions and remanded the issue for reconsideration. Even in Ashmore, where this Court held that the plaintiffs' "pattern of `willful misrepresentations' spanned more than two years, causing the Mississippi Defendants `major inconvenience in time, attorney fees and general frustration,'" this Court did not impose monetary sanctions in addition to dismissal.
¶ 36. For McLain's failed attempt to cover up the fact that he lifted derails at Right of Way, the majority holds that he should be sanctioned $10,000, to be paid without help, and that his case additionally should be dismissed. The majority's holding would effectively strip away McLain's judgment in his favor and leave McLain with no compensation for his back injury, which the jury found was caused by McLain's thirty-two-year employment at Illinois Central, plus add a sizeable $10,500 sanction to be paid personally, without help.
¶ 37. Moreover, should this Court find that the sanctions issued by the trial court were insufficient, I believe the correct procedure is to remand to the trial court to consider the imposition of greater sanctions. As the majority states, when we determine a trial judge committed error in imposing sanctions, we generally remand to the trial judge to reconsider. The Court of Appeals correctly stated that "[w]e recognize the chancellor possesses sole discretion as to whether sanctions should be imposed for discovery violations, and we employ an abuse-of-discretion standard of review when considering a chancellor's order of sanctions." Williamson v. Williamson, 81 So.3d 262, 276 (Miss.Ct. App.2012). This Court does not routinely dismiss actions after determining the trial court abused its discretion in issuing lesser sanctions. To stray from this trend would require this Court to adopt a per se rule of dismissal in cases involving perjury.
¶ 38. The Pierce majority stated that "such action by any party should not and will not be tolerated." Pierce, 688 So.2d at 1392. McLain's actions also should not and will not be tolerated. And McLain's actions clearly were not tolerated by the trial judge's imposition of severe monetary sanctions. But dismissal along with these sanctions goes beyond intolerance and skirts the line of injustice.
¶ 39. This Court's role in looking at the trial court's imposition of sanctions is to "consider whether the decision was one of several reasonable ones which could have been made." Ashmore, 148 So.3d at 985. I cannot hold that it was an abuse of discretion to issue monetary sanctions and, additionally, cannot agree to dismiss this case instead of remanding to the trial court for reconsideration. Should this Court decide that the monetary sanctions imposed were insufficient, I believe the appropriate remedy is to remand to the trial court for reconsideration of greater sanctions. The majority concludes its decision by alleging "special circumstances" in this case. It alleges those "special circumstances" to be "numerous egregious acts" committed by McLain. The record before this Court does not support the majority's allegation of "numerous egregious acts." What the record reflects is that McLain, contrary to the trial court's order, exchanged pleasantries with a juror, for which the trial court fined him $500. The record reflects that McLain committed perjury himself and asked a witness to commit perjury in support of McLain's perjury. While this is highly inappropriate conduct, it does not qualify for the label "numerous." This Court should not subvert the trial court's discretion by dismissing the case for perjury based on its own findings. Therefore, I dissent and would affirm the trial court's decision to impose monetary sanctions.
KITCHENS, J., JOINS THIS OPINION.
WALLER, Chief Justice, concurring in part and dissenting in part:
¶ 41. I would find, however, that under these circumstance, these issues should be remanded to the trial court for a determination of an appropriate sanction, including dismissal. This Court has repeatedly held that sanctions are squarely within the discretion of the trial judge, and that the trial judge should be afforded great latitude. See, e.g., Ashmore v. Miss. Auth. on Educ. Television, 148 So.3d 977, 981 (Miss. 2014), (citing Pierce v. Heritage Props., Inc., 688 So.2d 1385, 1388 (Miss.1997)). Moreover, dismissal is appropriate only where no lesser sanction would suffice. Pierce, 688 So.2d at 1389-90. Because I find that a less drastic sanction potentially may suffice to deter similar future behavior, I would remand this case to the trial court to make such a determination, and to impose appropriate sanctions, including dismissal if the trial court judge determined it was the only sufficient sanction.
CHANDLER, J., JOINS THIS OPINION.