Filed: Oct. 23, 2014
Latest Update: Mar. 02, 2020
Summary: UNITED STATES OF AMERICA MERIT SYSTEMS PROTECTION BOARD DAVID SHU, DOCKET NUMBER Appellant, SF-0752-14-0011-I-1 v. UNITED STATES POSTAL SERVICE, DATE: October 23, 2014 Agency. THIS FINAL ORDER IS NONPRECEDENTIAL 1 David Shu, Santa Maria, California, pro se. Kristen Walker, Long Beach, California, for the agency. BEFORE Susan Tsui Grundmann, Chairman Anne M. Wagner, Vice Chairman Mark A. Robbins, Member FINAL ORDER ¶1 The appellant has filed a petition for review of the initial decision, which di
Summary: UNITED STATES OF AMERICA MERIT SYSTEMS PROTECTION BOARD DAVID SHU, DOCKET NUMBER Appellant, SF-0752-14-0011-I-1 v. UNITED STATES POSTAL SERVICE, DATE: October 23, 2014 Agency. THIS FINAL ORDER IS NONPRECEDENTIAL 1 David Shu, Santa Maria, California, pro se. Kristen Walker, Long Beach, California, for the agency. BEFORE Susan Tsui Grundmann, Chairman Anne M. Wagner, Vice Chairman Mark A. Robbins, Member FINAL ORDER ¶1 The appellant has filed a petition for review of the initial decision, which dis..
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UNITED STATES OF AMERICA
MERIT SYSTEMS PROTECTION BOARD
DAVID SHU, DOCKET NUMBER
Appellant, SF-0752-14-0011-I-1
v.
UNITED STATES POSTAL SERVICE, DATE: October 23, 2014
Agency.
THIS FINAL ORDER IS NONPRECEDENTIAL 1
David Shu, Santa Maria, California, pro se.
Kristen Walker, Long Beach, California, for the agency.
BEFORE
Susan Tsui Grundmann, Chairman
Anne M. Wagner, Vice Chairman
Mark A. Robbins, Member
FINAL ORDER
¶1 The appellant has filed a petition for review of the initial decision, which
dismissed his appeal of his placement in an emergency off-duty status for lack of
jurisdiction. Generally, we grant petitions such as this one only when: the initial
decision contains erroneous findings of material fact; the initial decision is based
1
A nonprecedential order is one that the Board has determined does not add
significantly to the body of MSPB case law. Parties may cite nonprecedential orders,
but such orders have no precedential value; the Board and administrative judges are not
required to follow or distinguish them in any future decisions. In contrast, a
precedential decision issued as an Opinion and Order has been identified by the Board
as significantly contributing to the Board’s case law. See 5 C.F.R. § 1201.117(c).
2
on an erroneous interpretation of statute or regulation or the erroneous application
of the law to the facts of the case; the judge’s rulings during either the course of
the appeal or the initial decision were not consistent with required procedures or
involved an abuse of discretion, and the resulting error affected the outcome of
the case; or new and material evidence or legal argument is available that, despite
the petitioner’s due diligence, was not available when the record closed. See
Title 5 of the Code of Federal Regulations, section 1201.115 (5 C.F.R.
§ 1201.115). After fully considering the filings in this appeal, and based on the
following points and authorities, we conclude that the petitioner has not
established any basis under section 1201.115 for granting the petition for review.
Therefore, we DENY the petition for review and AFFIRM the initial decision,
which is now the Board’s final decision. 5 C.F.R. § 1201.113(b).
BACKGROUND
¶2 The appellant is a full-time Letter Carrier at the agency’s Santa Maria Post
Office in Santa Maria, California. 2 Initial Appeal File (IAF), Tab 12 at 39. On
September 27, 2013, the agency placed the appellant in an emergency off-duty
status without pay for failing to report that he was involved in a motor vehicle
accident with a privately-owned vehicle on September 21, 2013, while performing
his duties. IAF, Tab 11 at 30. The appellant filed a Board appeal challenging his
emergency placement. IAF, Tab 1. The appellant claimed that there had been no
accident and asserted that the agency committed prohibited personnel practices
and violated merit system principles by placing him in an emergency off-duty
2
The appellant initially worked for the agency as a part-time flexible Letter Carrier at
the Woodland Hills, California Post Office, starting on March 23, 2002. See Shu v. U.S.
Postal Service, MSPB Docket No. SF-0353-11-0065-B-1, Initial Appeal File (B-1 IAF),
Tab 41 at 2. He suffered a compensable injury on September 22, 2003, following which
he was absent from work, and the agency removed him based on a charge of Irregular
Attendance/Absent Without Leave effective December 12, 2003. Id. at 2, 7. He made a
request for reinstatement on March 1, 2009, id. at 6, and he returned to duty in his
position in Santa Maria on November 6, 2010, id. at 7.
3
status. Id. at 5. In particular, he alleged that the action was taken to retaliate
against him for filing a restoration appeal. 3 Id. He did not request a hearing.
Id.
at 2.
¶3 The administrative judge issued an acknowledgement order in which he
notified the appellant of the limited circumstances in which U.S. Postal Service
employees may appeal adverse actions to the Board and directed the appellant to
file evidence and/or argument on the jurisdictional issue. IAF, Tab 2. In
response, the appellant alleged that the Board has jurisdiction over this appeal
pursuant to 5 C.F.R. § 353.304(a) because the agency failed to return him to duty
following a leave of absence and his placement in an off-duty status is a
“continuing violation of [his] restoration right[s].” IAF, Tab 8 at 4-5, Tab 13 at
4-5.
¶4 The administrative judge then issued an order notifying the appellant of the
requirements for establishing Board jurisdiction over a restoration appeal and
directed the appellant to file evidence and argument to prove that this action is
within the Board’s jurisdiction. IAF, Tab 14 at 10-13, 20. In response, the
appellant alleged that the Board has jurisdiction over this appeal because his
emergency placement is related to his “failure to restore” claim and based on the
same underlying injury. IAF, Tab 16 at 4. He also asserted that the agency did
not properly restore him in 2010 and reiterated his allegation that his emergency
placement is a continuing violation of his restoration rights. IAF, Tab 18 at 6.
3
Shortly before his return to duty on November 6, 2010, the appellant filed a
restoration appeal with the Board. Shu v. U.S. Postal Service, MSPB Docket No.
SF-0353-11-0065-I-1, Initial Appeal File (I-1 IAF), Tab 1. The appellant’s restoration
appeal was dismissed and remanded for further proceedings twice, most recently on
September 6, 2013. I-1 IAF, Tab 22; B-1 IAF, Tabs 1, 41; Shu v. U.S. Postal Service,
MSPB Docket No. SF-0353-11-0065-B-2, Initial Appeal File (B-2 IAF), Tab 1. On
September 25, 2014, the administrative judge issued an initial decision in that appeal,
finding that the agency’s delay in restoring the appellant to duty between March 1,
2009, and November 6, 2010, was tantamount to a denial of restoration. B-2 IAF, Tab
40.
4
¶5 The administrative judge issued another order in which he again advised the
appellant of his burden of establishing jurisdiction. IAF, Tab 27. In response,
the appellant reiterated his allegation that the Board has jurisdiction over this
appeal because his emergency placement arises out of an improper restoration in
2010. IAF, Tab 28 at 4-5. He also asserted a claim of disability discrimination.
Id. at 5-6.
¶6 Based on the parties’ submissions, the administrative judge issued an initial
decision that dismissed the appeal for lack of jurisdiction. IAF, Tab 32, Initial
Decision (ID) at 1, 9-10. More specifically, the administrative judge found that
the appellant failed to nonfriviolously allege Board jurisdiction over the appeal of
his indefinite suspension as an adverse action. ID at 6. The administrative judge
also found that the appellant failed to nonfrivolously allege Board jurisdiction
over his emergency placement and/or claims of an indefinite suspension based on
his restoration rights. ID at 9. The administrative judge found that, because the
appellant has not raised an otherwise appealable action, the Board has no
jurisdiction to address his allegations of unlawful discrimination, retaliation,
and/or prohibited personnel practices. ID at 9-10.
¶7 The appellant has filed a petition for review. Petition for Review (PFR)
File, Tab 1. The agency has filed a response to the petition for review. PFR File,
Tab 3. The appellant has filed a reply to the agency’s response, as well as a
supplement to his reply. PFR File, Tabs 4-5.
ANALYSIS
The administrative judge correctly found that the Board lacks jurisdiction over
this appeal as an adverse action appeal.
¶8 The Board’s jurisdiction is not plenary; it is limited to those matters over
which it has been given jurisdiction by law, rule or regulation. Maddox v. Merit
Systems Protection Board, 759 F.2d 9, 10 (Fed. Cir. 1985). The appellant must
prove by preponderant evidence that the Board has jurisdiction over his appeal.
5 C.F.R. § 1201.56(a)(2)(i). On review the appellant does not challenge, and we
5
find no reason to disturb, the administrative judge’s finding that the Board does
not have jurisdiction over the appellant’s indefinite suspension as an adverse
action. See generally PFR File, Tab 1; ID at 6. For a U.S. Postal Service
employee to appeal an adverse action under 5 U.S.C. chapter 75, he must: (1) be
a preference eligible, a management or supervisory employee, or an employee
engaged in personnel work in other than a purely nonconfidential clerical
capacity; and (2) have completed 1 year of current continuous service in the same
or similar positions. See 39 U.S.C. § 1005(a); 5 U.S.C. § 7511(a)(1)(B)(ii); Clark
v. U.S. Postal Service, 118 M.S.P.R. 527, ¶ 7 (2012). In this case, it is
undisputed that the appellant is not a preference eligible, supervisor, or manager,
nor does he engage in personnel work in other than a purely nonconfidential
clerical capacity. Therefore, the appellant does not have the right to challenge his
emergency placement before the Board as an adverse action under chapter 75.
The administrative judge correctly found that the Board lacks jurisdiction over
this appeal as a restoration appeal.
¶9 Under the authority of 5 U.S.C. § 8151(b), the Office of Personnel
Management issued regulations governing the restoration rights of employees
after recovery from a compensable injury. See 5 C.F.R. § 353.301. The Board’s
jurisdiction in restoration cases is set forth at 5 C.F.R. § 353.304, which provides
individuals the right to appeal to the Board an agency’s failure to restore,
improper restoration, or failure to return an employee following a leave of
absence.
¶10 In addressing whether the Board has jurisdiction over this appeal as a
restoration appeal, the administrative judge noted that there is nothing in the
record to indicate that the appellant was absent from duty or suffered a
compensable injury following his return to duty on November 6, 2010. ID at 8
(citing IAF, Tabs 1, 8, 13, 28). As for the appellant’s claim that the Board has
jurisdiction over his emergency placement based on his 2003 workplace injury
and return to full duty on November 6, 2010, the administrative judge found that
6
the record reflects that the emergency placement was based on an unreported
September 21, 2013 motor vehicle accident in a government vehicle, a matter
substantially unrelated to a compensable injury. ID at 8-9. In that regard, the
administrative judge noted that the appellant does not appear to dispute either that
he was aware of the claimed collision on September 21, 2013, 4 or that he twice
met the U.S. Postal Service customer who reported a collision involving his
personal vehicle and a government vehicle to discuss the claimed collision. ID at
9 (citing IAF, Tab 11, Subtab 4I). The administrative judge further found that, to
the extent that the appellant is attempting to argue that the Board has jurisdiction
over this appeal because he was placed in an off-duty status based on his 2003
workplace injury, the appellant’s submissions reflect that his emergency
placement was based on the U.S. Postal Service customer’s report of a 2013
vehicle collision and the appellant’s failure to report the incident, a cause that is
substantially unrelated to the appellant’s compensable injury. ID at 9. Therefore,
the administrative judge found the appellant failed to nonfrivolously allege that
the Board has jurisdiction over this appeal based on his restoration rights. ID at
9.
¶11 The appellant challenges this finding on review, reiterating his argument
below that the Board has jurisdiction over this appeal because his emergency
placement was part of an ongoing effort by the agency to deny his restoration
rights. PFR File, Tab 1 at 5-12. This argument is essentially mere disagreement
with the administrative judge’s explained finding that the appellant’s emergency
placement was based on the appellant’s failure to report that he was involved in a
4
The appellant challenges this statement on review, arguing that he “made clear that
there was no collision on September 21, 2013[,] and he was NOT aware of a claimed
collision on September 21, 2013.” PFR File, Tab 1 at 12 (capitalization as in original).
The appellant has apparently misconstrued the administrative judge’s statement.
Although the appellant denied that a collision occurred, he did not dispute that he was
aware of a “traffic incident” between himself and a Postal customer on September 21,
2013, and that the customer claimed that the incident involved a collision. See IAF,
Tab 13 at 4. Thus, we find the administrative judge’s statement accurate.
7
motor vehicle accident with a privately-owned vehicle on September 21, 2013, a
matter unrelated to the appellant’s compensable injury. ID at 8-9. As such, this
argument provides no basis for disturbing the administrative judge’s finding that
the Board does not have jurisdiction over this appeal based on the appellant’s
restoration rights. See Broughton v. Department of Health & Human Services,
33 M.S.P.R. 357, 359 (1987) (a petitioner’s mere disagreement with issues
already raised and properly resolved by the administrative judge below does not
establish a basis for review).
Allegation of judicial bias.
¶12 The appellant also raises an apparent claim of judicial bias on review. PFR
File, Tab 1 at 15. He alleges that “every [initial decision] that [the administrative
judge] has issued and will issue in [the] [a]ppellant’s appeals . . . [will be] based
on his personal preference in favor of the agency.” Id.
¶13 In making a claim of bias or prejudice against an administrative judge, a
party must overcome the presumption of honesty and integrity that accompanies
administrative adjudicators. Oliver v. Department of Transportation, 1 M.S.P.R.
382, 386 (1980). An administrative judge’s conduct during the course of a Board
proceeding warrants a new adjudication only if his comments or actions evidence
a deep-seated favoritism or antagonism that would make fair judgment
impossible. See, e.g., Smets v. Department of the Navy, 117 M.S.P.R. 164, ¶ 15
(2011), aff’d, 498 F. App’x 1 (Fed. Cir. 2012). The appellant’s allegations on
review, which relate solely to the administrative judge’s rulings and not to any
extrajudicial conduct by the administrative judge, neither overcome the
presumption of honesty and integrity that accompanies an administrative judge
nor establish that the administrative judge showed a deep-seated favoritism or
antagonism that would make fair judgment impossible.
8
Documents submitted on review
¶14 The appellant submits several documents with his petition for review. PFR
File, Tab 1 at 17-25. The Board generally will not consider evidence submitted
for the first time on review absent a showing that the documents and the
information contained in the documents were unavailable before the record closed
despite due diligence. Avansino v. U.S. Postal Service, 3 M.S.P.R. 211, 214
(1980). The Board will not grant a petition for review based on new evidence
absent a showing that it is of sufficient weight to warrant an outcome different
from that of the initial decision. Russo v. Veterans Administration, 3 M.S.P.R.
345, 349 (1980). Although some of the documents submitted on review are new,
in that they were not available before the record closed below, 5 they are not
material to the issue in this appeal, i.e., whether the administrative judge
correctly dismissed the appeal for lack of jurisdiction, and, thus, provide no basis
to grant the appellant’s petition for review. See Russo, 3 M.S.P.R. at 349.
NOTICE TO THE APPELLANT REGARDING
YOUR FURTHER REVIEW RIGHTS
You have the right to request review of this final decision by the United
States Court of Appeals for the Federal Circuit. You must submit your request to
the court at the following address:
United States Court of Appeals
for the Federal Circuit
717 Madison Place, N.W.
Washington, DC 20439
The court must receive your request for review no later than 60 calendar
days after the date of this order. See 5 U.S.C. § 7703(b)(1)(A) (as rev. eff. Dec.
27, 2012). If you choose to file, be very careful to file on time. The court has
held that normally it does not have the authority to waive this statutory deadline
5
The record closed below on January 28, 2014. See IAF, Tab 27 at 6. Two of the
documents the appellant submits on review postdate the close of the record. See PFR
File, Tab 1 at 17-19.
9
and that filings that do not comply with the deadline must be dismissed. See
Pinat v. Office of Personnel Management, 931 F.2d 1544 (Fed. Cir. 1991).
If you need further information about your right to appeal this decision to
court, you should refer to the federal law that gives you this right. It is found in
Title 5 of the United States Code, section 7703 (5 U.S.C. § 7703) (as rev. eff.
Dec. 27, 2012). You may read this law as well as other sections of the United
States Code, at our website, http://www.mspb.gov/appeals/uscode.htm.
Additional information is available at the court's website, www.cafc.uscourts.gov.
Of particular relevance is the court's "Guide for Pro Se Petitioners and
Appellants," which is contained within the court's Rules of Practice, and Forms 5,
6, and 11.
If you are interested in securing pro bono representation for your court
appeal, you may visit our website at http://www.mspb.gov/probono for a list of
attorneys who have expressed interest in providing pro bono representation for
Merit Systems Protection Board appellants before the court. The Merit Systems
Protection Board neither endorses the services provided by any attorney nor
warrants that any attorney will accept representation in a given case.
FOR THE BOARD: ______________________________
William D. Spencer
Clerk of the Board
Washington, D.C.
