Filed: Jan. 06, 2015
Latest Update: Mar. 02, 2020
Summary: UNITED STATES OF AMERICA MERIT SYSTEMS PROTECTION BOARD 2015 MSPB 4 Docket No. SF-0752-13-1823-I-1 Johnny L. Ringo, Appellant, v. Department of Defense, Agency. January 6, 2015 Bobbie Bowling and Clifford H. Thomas, III, Stockton, California, for the appellant. Nancy C. Rusch, Esquire, Stockton, California, for the agency. BEFORE Susan Tsui Grundmann, Chairman Anne M. Wagner, Vice Chairman Mark A. Robbins, Member OPINION AND ORDER ¶1 The appellant has filed a petition for review of the initial d
Summary: UNITED STATES OF AMERICA MERIT SYSTEMS PROTECTION BOARD 2015 MSPB 4 Docket No. SF-0752-13-1823-I-1 Johnny L. Ringo, Appellant, v. Department of Defense, Agency. January 6, 2015 Bobbie Bowling and Clifford H. Thomas, III, Stockton, California, for the appellant. Nancy C. Rusch, Esquire, Stockton, California, for the agency. BEFORE Susan Tsui Grundmann, Chairman Anne M. Wagner, Vice Chairman Mark A. Robbins, Member OPINION AND ORDER ¶1 The appellant has filed a petition for review of the initial de..
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UNITED STATES OF AMERICA
MERIT SYSTEMS PROTECTION BOARD
2015 MSPB 4
Docket No. SF-0752-13-1823-I-1
Johnny L. Ringo,
Appellant,
v.
Department of Defense,
Agency.
January 6, 2015
Bobbie Bowling and Clifford H. Thomas, III, Stockton, California,
for the appellant.
Nancy C. Rusch, Esquire, Stockton, California, for the agency.
BEFORE
Susan Tsui Grundmann, Chairman
Anne M. Wagner, Vice Chairman
Mark A. Robbins, Member
OPINION AND ORDER
¶1 The appellant has filed a petition for review of the initial decision, which
dismissed his appeal for lack of jurisdiction. For the reasons discussed below, we
DENY the petition for review and AFFIRM the initial decision.
BACKGROUND
¶2 The agency removed the appellant from his position in March 2011, and he
filed a Board appeal, which was settled on July 7, 2011, with a 2-year last chance
agreement (LCA). Initial Appeal File (IAF), Tab 1 at 4-5. Under the terms of the
LCA, the agency held the removal in abeyance, and the appellant agreed to
2
initiate no other civil litigation against the agency concerning the removal. Id.
at 5. The LCA contained the following provision: “Any absence that occurs
from work, for any reason and for any length of time, when the [a]ppellant’s sick
and annual leave balances are exhausted to zero will be considered misconduct
and a violation of this [a]greement.” Id. at 7. The appellant filed this appeal
after the agency reinstated the removal for violating the LCA. Id. at 10-11. The
removal decision notice stated that the appellant violated the LCA by being
absent without leave (AWOL) for 6 hours on May 9, 2013, due to a lack of
sufficient leave to cover his absence. Id.
¶3 On appeal, the appellant argued, among other things, that his leave and
earnings statement showed that he “would have acquired [6] hours on his
paycheck that would have covered the 6 hours the agency says he was [AWOL].”
IAF, Tab 9 at 1. The agency responded that the appellant’s argument that he was
“about to earn enough leave at the end of the pay period for the leave he took
during the pay period” was irrelevant because “he did not have the leave at the
time he took the leave.” IAF, Tab 10 at 2. Neither party produced evidence
supporting their argument or understanding of the leave accrual and use
procedures. The administrative judge dismissed the appeal for lack of
jurisdiction without holding a hearing, finding that the appellant had waived his
Board appeal rights in the LCA, which he violated by being AWOL. IAF,
Tab 11, Initial Decision (ID). In so doing, the administrative judge found that the
appellant had not disputed that he did not have sufficient leave to cover the
absence, and concluded that the appellant failed to make a nonfrivolous allegation
that he had complied with the LCA. ID at 2-4.
ANALYSIS
¶4 The issue is whether the appellant made a nonfrivolous allegation that he
complied with the terms of the LCA. On review, the appellant argues that his
leave balance was not exhausted to zero and thus he did not violate the terms of
3
the LCA. Petition for Review (PFR) File, Tab 1 at 4. The agency asserts that the
appellant has not disputed that he lacked sufficient accrued leave to cover the
8-hour day in question, and merely references the appellant’s argument that he
was “about to earn more leave.” PFR File, Tab 3 at 3. Thus, the parties continue
to disagree regarding whether the appellant’s leave was exhausted to below zero
(a negative leave balance) at the time of the leave in question and whether he was
entitled to use leave in the same pay period in which it was earned.
¶5 The relevant provision in the LCA does not specifically refer to accrued
leave or specify whether the leave earned and used would be evaluated per pay
period or on a daily basis. See IAF, Tab 1 at 7. Pursuant to 5 U.S.C.
§ 1204(e)(1)(A), the Board requested an advisory opinion from the Office of
Personnel Management (OPM) on the following question:
Under OPM’s interpretation of 5 C.F.R. § 630.201, et seq., is
accrued leave (annual leave and sick leave) earned and vested for use
by an employee only at the end of the pay period in which it was
accrued, or is it vested for use proportionally during the pay period
in which it was accrued?
PFR File, Tab 5. OPM responded that “annual and sick leave is accrued by full
time employees and available for use only after the completion of the full
biweekly pay period in which it accrued,” and that “[l]eave that has not yet
accrued is not vested or available for use proportionally during a pay period.”
PFR File, Tab 10 at 2. OPM reasoned that the plain language of 5 U.S.C.
§§ 6303(a) and 6307(a), awarding annual and sick leave “for each full biweekly
pay period,” requires completion of the full pay period prior to the accrual of
annual leave. PFR File, Tab 10 at 4-5. OPM further asserted that its regulation
at 5 C.F.R. § 630.202 supports such a reading, requiring an employee to be in pay
status or a combination of pay and nonpay status for an entire pay period in order
to earn annual or sick leave. PFR File, Tab 10 at 4-5. OPM noted that an
employee is deemed to be employed for a full biweekly pay period if he is
employed during the days within that period which fall within the employee’s
4
basic administrative workweek, defined as 40 hours for each full time employee.
Id. at 5 (citing 5 U.S.C. §§ 6101(a)(2)(A), 6302(b)). Thus, OPM concluded that
an employee must be employed for a full biweekly pay period in order to earn
annual and sick leave, and he earns such leave only after the pay period is
completed. PFR File, Tab 5 at 5-6.
¶6 Both parties have had an opportunity to respond to OPM’s advisory
opinion. PFR File, Tabs 11-12. The agency concurs with OPM’s conclusion that
the pertinent statutes and regulations indicate that leave is earned for a full
biweekly pay period, and it argues that an interpretation finding piecemeal leave
accrual and availability would be untenable for a supervisor to manage. PFR
File, Tab 11 at 1-2. The appellant has not directly responded to the legal
conclusions in OPM’s advisory opinion but instead argues that he had gone into
leave without pay status pursuant to the collective bargaining agreement
governing his employment, which provides that an employee without sufficient
leave accrued will be granted leave without pay upon providing medical
documentation. PFR File, Tab 12 at 1. The appellant acknowledges that the LCA
states that leave without pay would not be granted to him except leave given in
accordance with the Family and Medical Leave Act (FMLA). Id.; see IAF, Tab 1
at 6-7. The appellant discusses the collective bargaining agreement’s procedures
for taking disciplinary action, but he does not argue that he was eligible for
FMLA leave on the day in question. PFR File, Tab 12 at 1-2.
¶7 Based on our review of OPM’s analysis of the relevant statutes and
regulations, we find that OPM’s reasoning is sound and its conclusions regarding
the accrual of leave are correct. The use of the phrase “full biweekly pay period”
used throughout 5 U.S.C. §§ 6303(a) and 6307(a) and OPM’s regulation
at 5 C.F.R. § 630.202 supports OPM’s opinion that annual and sick leave accrues
only after the completion of the pay period. See PFR File, Tab 10 at 4-5. Thus,
as a matter of law, the appellant had not yet accrued the annual and sick leave he
would have earned for the completion of the relevant pay period. We find,
5
therefore, that the appellant has failed to make a nonfrivolous allegation that he
had sufficient leave to cover his absence on May 9, 2013. We further find that
the appellant has failed to make a nonfrivolous allegation that the agency should
have granted him leave without pay under the limited exception set forth in the
LCA. See IAF, Tab 1 at 6-7.
¶8 Although the administrative judge did not have the benefit of OPM’s
guidance at the time, we find that he appropriately concluded that the appellant
failed to make a nonfrivolous allegation that he complied with the terms of the
LCA. See ID at 4. The administrative judge correctly found that the appellant
had voluntarily waived his Board appeal rights in the LCA. ID at 2. To show
that a waiver of appeal rights in a settlement agreement is unenforceable, an
appellant must show that he complied with the agreement or the agency breached
it, he did not voluntarily enter into the agreement, or the agreement was the result
of fraud or mutual mistake. * Williams v. Department of the
Treasury, 95 M.S.P.R. 547, ¶ 9 (2004) (citing Link v. Department of the
Treasury, 51 F.3d 1577, 1582 (Fed. Cir. 1995)). As the appellant has not raised a
nonfrivolous allegation of compliance with the LCA, the administrative judge
appropriately dismissed the appeal without a jurisdictional hearing. See Hamiter
*
The appellant sought “enforcement” of the LCA before the administrative judge and
did not raise any challenge to the validity of the LCA. See IAF, Tab 1 at 1-2, Tab 7.
Thus, we will not consider his brief and vague assertions on review that he “did not
completely understand everything [the LCA] pertained to,” that “he felt he had been
backed into a corner,” and that he had no choice but to sign the LCA in 2011. PFR File,
Tab 4 at 2. Further, in response to OPM’s advisory opinion, the appellant argues for
the first time that agency practice allowed employees to use leave that would be accrued
on the next pay check, but he provides only one “sample of another employee’s leave”
without a name or supervisor signature and without any indication that the employee
was subject to an LCA. PFR File, Tab 12 at 2, 4. This evidence and argument is
immaterial to the analysis of whether the appellant lacked available annual or sick leave
to cover his absence on May 9, 2013.
6
v. U.S. Postal Service, 96 M.S.P.R. 511, ¶ 12 (2004); see also Stewart v. U.S.
Postal Service, 926 F.2d 1146, 1148 (Fed. Cir. 1991).
ORDER
¶9 This is the final decision of the Merit Systems Protection Board in this
appeal. Title 5 of the Code of Federal Regulations, section 1201.113(c) (5 C.F.R.
§ 1201.113(c)).
NOTICE TO THE APPELLANT REGARDING
YOUR FURTHER REVIEW RIGHTS
You have the right to request review of this final decision by the United
States Court of Appeals for the Federal Circuit. You must submit your request to
the court at the following address:
United States Court of Appeals
for the Federal Circuit
717 Madison Place, N.W.
Washington, DC 20439
The court must receive your request for review no later than 60 calendar days
after the date of this order. See 5 U.S.C. § 7703(b)(1)(A) (as rev. eff. Dec. 27,
2012). If you choose to file, be very careful to file on time. The court has held
that normally it does not have the authority to waive this statutory deadline and
that filings that do not comply with the deadline must be dismissed. See Pinat v.
Office of Personnel Management, 931 F.2d 1544 (Fed. Cir. 1991).
If you need further information about your right to appeal this decision to
court, you should refer to the federal law that gives you this right. It is found in
Title 5 of the United States Code, section 7703 (5 U.S.C. § 7703) (as rev. eff.
Dec. 27, 2012). You may read this law as well as other sections of the United
States Code, at our website, http://www.mspb.gov/appeals/uscode/htm.
Additional information is available at the court’s
website, www.cafc.uscourts.gov. Of particular relevance is the court’s “Guide
7
for Pro Se Petitioners and Appellants,” which is contained within the
court’s Rules of Practice, and Forms 5, 6, and 11.
If you are interested in securing pro bono representation for your court
appeal, you may visit our website at http://www.mspb.gov/probono for a list of
attorneys who have expressed interest in providing pro bono representation for
Merit Systems Protection Board appellants before the court. The Merit Systems
Protection Board neither endorses the services provided by any attorney nor
warrants that any attorney will accept representation in a given case.
FOR THE BOARD:
______________________________
William D. Spencer
Clerk of the Board
Washington, D.C.
