TOM S. LEE, District Judge.
This cause is before the court on the motion of defendant Richard "Rickey" Berry, in his official capacity, and the Mississippi Department of Human Services, to dismiss for lack of subject matter jurisdiction and for failure to state a claim, pursuant to Rules 12(b)(1) and 12(b)(6) of the Federal Rules of Civil Procedure. Plaintiff Elizabeth Williams has responded to the motion and the court, having considered the memoranda of authorities submitted by the parties, concludes that the motion should be granted.
Plaintiff Elizabeth Williams, individually and purporting to act on behalf of all other similarly situated individuals who rely on government-provided certificates to pay for child care, has brought the present action under 42 U.S.C. § 1983 challenging the constitutionality of the Mississippi eChildcare program, a technology-based fingerscanning method used to issue payments to child care providers and track child care attendance for individuals who participate in the Mississippi Child Care Payment Program.
The Mississippi Child Care Payment Program (Program) is a federally-funded program designed to provide assistance with child care tuition to low-income parents who meet prescribed income and work requirements. Parents who are eligible for participation in the program may choose any type of child care, licensed or unlicensed, while participating in the program. For those who meet the guidelines, the program pays a part of the tuition cost, i.e., a subsidy payment, and the participant pays a portion, i.e., the family co-pay. Both payments go directly to the child care provider. According to the complaint, Williams has been a recipient of childcare assistance since 2009.
Defendant Mississippi Department of Human Services (MDHS) adopted a new rule implementing the eChildcare program, which is set to go into effect October 1, 2013. At present, attendance of children in enrolled families is tracked via sign-in/sign-out sheets maintained at the child care facilities. The eChildcare program replaces the sign-in/sign-out sheets
Each family participating in the eChildcare program is permitted up to five household designees that may drop off and pick up children at the day care provider. Parents are responsible for identifying up to four household designees that will be allowed to check the child(ren) in and out of care daily. Parents will enter the legal names of their selected household designees by logging into the Child Care Payment Program website upon completion of mandatory training. Parents and household designees must present themselves to be fingerprinted, and then must be fingerscanned each time the child is dropped off or picked up from the provider. Parents are ultimately responsible for ensuring that child attendance is recorded at the child care provider site.
According to the complaint, plaintiff Elizabeth Williams is a 23-year old single mother of two children who currently attends Mississippi State University. Williams applied for and was awarded a child care certificate beginning in September 2009 for her then one-year-old son to attend a child care center while she pursues her college degree and works to get off of government assistance. Williams alleges that she is unable to drop off and/or pick up her son from the child care center, and her mother, on whom she has thus far relied to drop off and pick up her son from the child care center, is unwilling to voluntarily undergo fingerprinting and repeated fingerscanning. Williams contends that since under MDHS policy, she must comply with all MDHS policies in order to remain eligible to receive the childcare certificate, she is thus at risk of losing her child care certificate. She alleges that the eChildcare program (1) constitutes an unreasonable search and seizure under the Fourth Amendment; (2) violates her reasonable expectation of privacy in her status as a recipient of government assistance; (3) interferes with her fundamental right to direct the care of her child; (4) violates her rights to equal protection under the Fourteenth Amendment; (5) violates her rights to due process under the Fourteenth Amendment; and (6) violates the Supremacy Clause under Art. VI, cl. 2 of the United States Constitution. Williams seeks declaratory and injunctive relief against defendants' enforcement of
Williams has named as defendants Mississippi Department of Human Services (MDHS) and Richard Berry, in his official capacity as Director of MDHS. Defendants initially seek dismissal of the complaint in its entirety pursuant to Rule 12(b)(6) on the basis that the MDHS and Director Berry, in his official capacity, are not "persons" that can be sued under 42 U.S.C. § 1983, and on the basis that Director Berry and MDHS are immune from liability under the Eleventh Amendment of the United States Constitution. Defendants are only partially correct. The claim against MDHS is due to be dismissed, as MDHS, an arm of the State, is not a "person" under § 1983, and has immunity under the Eleventh Amendment. See Will v. Mich. Dep't of State Police, 491 U.S. 58, 71, 109 S.Ct. 2304, 105 L.Ed.2d 45 (1989) (holding that a state agency is not a person for purposes of § 1983); Stewart v. Jackson County, Miss., Civil Action No. 1:07cv1270WJG-JMR, 2008 WL 4724009, *2 (S.D.Miss. Oct. 25, 2008) (finding that MDHS is an arm of the State entitled to Eleventh Amendment immunity). However,
Horton v. Mississippi State Senate, No. 95-60307, 1995 WL 581642, *1 (5th Cir. Aug. 30, 1995). See Will, 491 U.S. at 71 n. 10, 109 S.Ct. 2304, 2312 n. 10 ("Of course a state official in his or her official capacity, when sued for injunctive relief, would be a person under § 1983 because `official-capacity actions for prospective relief are not treated as actions against the State.'") (internal citations and quotations omitted); See Bryant v. Starr, Civil Action No. H-11-4483, 2013 WL 1855891, *1 (S.D.Tex. Apr. 30, 2013) ("Thus, while declaratory and prospective injunctive relief cannot be pursued against the State in federal court, it can be pursued against a state official sued in his official capacity.").
Defendants next argue that Williams lacks prudential standing to maintain suit in federal court. "[S]tanding jurisprudence contains two strands: Article III standing, which enforces the Constitution's case-or-controversy requirement, and prudential standing, which embodies
"Prudential standing requirements exist in addition to `the immutable requirements of Article III,' as an integral part of `judicial self-government,' [t]he goal of [which] is to determine whether the plaintiff `is a proper party to invoke judicial resolution of the dispute and the exercise of the court's remedial powers.'" Procter & Gamble Co. v. Amway Corp., 242 F.3d 539, 560 (5th Cir.2001) (internal citations omitted). Prudential standing requirements are:
Logan v. Burgers Ozark Country Cured Hams Inc., 263 F.3d 447, 460 (5th Cir. 2001) (quoting Procter & Gamble, 242 F.3d at 560). See also Servicios Azucareros de Venezuela, C.A. v. John Deere Thibodeaux, Inc., 702 F.3d 794, 801 (5th Cir. 2012) ("prudential standing encompasses `the general prohibition on a litigant's raising another person's legal rights'") (quoting Elk Grove, 542 U.S. at 12, 124 S.Ct. 2301); Ward v. Santa Fe Indep. School Dist., 393 F.3d 599, 606 (5th Cir.2004) (prudential limitations on standing include requirement that "a litigant must assert his or her own legal rights and interests and cannot rest a claim to relief on the legal rights or interest of third parties.").
Defendants' argument with respect to prudential standing is that Williams' alleged injury, i.e., the risk of losing her child care certificate, is based not on her own refusal to be fingerprinted and fingerscanned but rather on her mother's unwillingness to provide her fingerprints and be subjected to fingers canning.
Williams maintains that the fingerprinting and fingerscanning required by the eChildcare program invade her privacy and thereby violate her Fourth Amendment protection against unreasonable searches. The Fourth Amendment protects the "right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures." U.S. Const. amend. IV. The threshold issue presented as to this claim is whether fingerprinting or fingerscanning constitutes a search within the meaning of the Fourth Amendment.
A person's Fourth Amendment rights turn upon her reasonable expectation of privacy. To prove a violation of the Fourth Amendment, the person must show that she had a subjective expectation of privacy in the object of the challenged search and that her expectation is one that society would view as reasonable. California v. Ciraolo, 476 U.S. 207, 211, 106 S.Ct. 1809, 90 L.Ed.2d 210 (1986) (citing Katz, 389 U.S. at 360, 88 S.Ct. 507 (Harlan, J., concurring)). "A `search' occurs when an expectation of privacy that society is prepared to consider reasonable is infringed." United States v. Jacobsen, 466 U.S. 109, 104 S.Ct. 1652, 1656, 80 L.Ed.2d 85 (1984) (footnote omitted). The applicability of the Fourth Amendment thus depends on "whether the person invoking its protection can claim a `justifiable,' a `reasonable,'
"Although it is well established that the taking of fingerprints is permissible incident to a lawful arrest, courts have rarely addressed the question of whether the act of fingerprinting is itself a search." LaFave, William, 1 Search & Seizure § 2.6(a) (5th ed. Supp. 2012). As Justice Scalia recently observed, the Supreme Court's cases provide no ready answer to question whether taking a person's fingerprints is a Fourth Amendment search, Maryland v. King, ___ U.S. ___, 133 S.Ct. 1958, 1987, 186 L.Ed.2d 1 (2013) (Scalia, J., dissenting); and the Fifth Circuit has not decided the issue. However, a number of courts have interpreted Supreme Court authority ass indicating that fingerprinting is not a search within the meaning of the Fourth Amendment.
In Katz v. United States, the Supreme Court declared that "[w]hat a person knowingly exposes to the public, even in his own home or office, is not a subject of Fourth Amendment protection. But what he seeks to preserve as private, even in an area accessible to the public, may be constitutionally protected." 389 U.S. 347, 351, 88 S.Ct. 507, 19 L.Ed.2d 576 (1967). In subsequent cases, the Court has alluded to fingerprints as falling within the category of physical characteristics that are exposed to the public.
In Davis v. Mississippi, the Court ruled that admission at trial of fingerprints obtained from the petitioner was error, since the fingerprints were obtained as the result of an illegal detention. 394 U.S. 721, 89 S.Ct. 1394, 22 L.Ed.2d 676 (1969). Although the Court held that the fingerprints were inadmissible fruits of the illegal detention, the Court observed that "[f]ingerprinting involves none of the probing into an individual's private life and thoughts that marks an interrogation or search." Id. at 727, 89 S.Ct. at 1398. In Davis, "it was the initial seizure-the lawless dragnet detention-that violated the Fourth and Fourteenth Amendments, not the taking of the fingerprints." U.S. v. Dionisio, 410 U.S. 1, 11, 93 S.Ct. 764, 770, 35 L.Ed.2d 67 (1973). The Court "left open the question whether, consistently with the Fourth and Fourteenth Amendments, narrowly circumscribed procedures might be developed for obtaining fingerprints from people when there was no probable cause to arrest them." Id. (citing Davis, 394 U.S. at 728, 89 S.Ct. at 1398).
In contrast to the detention in Davis, the Supreme Court in Dionisio, after first concluding that a witness's compulsory appearance before the grand jury was not an unreasonable seizure under the Fourth Amendment, held that a grand jury's directive to a witness to provide a voice recording was not an infringement of his rights under the Fourth Amendment, 410 U.S. at 13, 93 S.Ct. at 771, reasoning that
Id. at 14, 93 S.Ct. at 771-772. The Court in Dionisio likened the voice exemplar to "the fingerprinting in Davis, where, though the initial dragnet detentions were
On the basis of these decisions, courts have held in various contexts that fingerprinting is not a search under the Fourth Amendment. See, e.g., U.S. v. Farias-Gonzalez, 556 F.3d 1181, 1188 (11th Cir.2009) (stating that "[t]he police can obtain both photographs and fingerprints without conducting a search under the Fourth Amendment"); U.S. v. Teter, No. 06-4050-01-CR-C-SOW, 2008 WL 141671, *6 (W.D.Mo. Jan. 11, 2008) (holding that "pursuant to Dionisio, because Teter regularly exposes to the public his face, as well as his finger and palm prints and handwritings, these are not protected by the Fourth Amendment"); Stehney v. Perry, 907 F.Supp. 806, 823 (D.N.J.1995) (holding that "the taking of a fingerprint is not a search even though it involves touching and pressing, and reveals physiological traits too minute to be considered exposed to public view in any meaningful sense"); Rowe v. Burton, 884 F.Supp. 1372, 1384 (D.Alaska 1994) (stating that "the Supreme Court has recognized that one does not have an objectively reasonable expectation of privacy in one's likeness or fingerprints under the Fourth Amendment"); Johnson v. Massey, No. 3:92 CV 178(JAC), 1993 WL 372263, *5 (D.Conn. Sept. 17, 1993) (holding that inasmuch as the plaintiffs' fingerprints were "mere physical characteristics" that were "constantly exposed to the public," they were not subject to the protections of the Fourth Amendment); State v. Chesney, 166 Conn. 630, 353 A.2d 783, 788 (1974) (holding that "applying paraffin casts to the accused's hands [to test for gunpowder reside] did not violate the fourth ... amendment[] any more than fingerprinting"), overruled on other grounds, State v. Stange, 212 Conn. 612, 563 A.2d 681 (1989). This court likewise concludes that the fingerprinting/fingerscanning required by the eChildcare program is not a search within the Fourth Amendment meaning of that term.
"The fact than an intrusion is negligible is of central relevance to determining reasonableness...." Maryland v. King, 133 S.Ct. at 1969. Again, courts, including the Supreme Court in Davis, have repeatedly recognized the minimal intrusiveness of the fingerprinting process. See Davis, 394 U.S. 721, 727-28, 89 S.Ct. 1394, 1397-98 ("Fingerprinting involves none of the probing into an individual's private life and thoughts that marks an interrogation or search."); Iacobucci v. City of Newport, Ky., 785 F.2d 1354, 1356 (6th Cir.1986) (noting minimal nature of the intrusion involved in fingerprinting), rev'd on other grounds, 479 U.S. 92, 107 S.Ct. 383, 93 L.Ed.2d 334 (1986); Sheyko v. Saenz, 112 Cal.App.4th 675, 688, 5 Cal.Rptr.3d 350, 361 (Cal.App.2003) (fingerscanning requirement as part of government
The principal ostensible purpose of the fingerprinting/fingerscanning requirement, as set forth in the complaint, is to deter fraud by tracking the attendance of children as a means of ensuring that they are present at the child care centers at the times for which payment is sought for their attendance. The Supreme Court recognized in Wyman v. James that the government has a legitimate interest in ensuring that public funds are used for their intended purpose. At issue in Wyman was whether a beneficiary of the Aid to Families with Dependent Children program could refuse a home visit by the caseworker without risking termination of benefits. Although the Court was of the opinion that the home visit was not a search within the meaning of the Fourth Amendment, the Court concluded that even if the home visit possessed some of the characteristics of a search, the home visit was not unreasonable and hence did not violate the Fourth Amendment. Among other reasons for this conclusion, the Court recognized that
Id. at 319, 91 S.Ct. at 387. Likewise, MDHS and the public has an interest in ensuring that the funds allocated to the Program are used for their intended purpose. Given the governmental interest in the proper use of public funds, and the minimal intrusion associated with fingerprinting and fingerscanning, the court concludes that plaintiff has failed to state a cognizable claim for violation of her Fourth Amendment right to be free from unreasonable search and seizure. Like the home visits in Wyman, the fingerprinting/fingerscanning requirements of the eChildcare program are "reasonable administrative tool[s] ... that serve a valid and proper administrative purpose for the dispensation of the [eChildcare] program; that ... are not an unwarranted invasion of personal privacy; and that ... violate[] no right guaranteed by the Fourth Amendment." Wyman, 400 U.S. at 326, 91 S.Ct. at 390.
Williams claims that the requirement of fingerscanning violates her Fourteenth Amendment right to informational privacy, and specifically, her right to keep private the fact that she is the recipient of government child care assistance. Williams submits that since only recipients of such benefits and their designees are subject to the fingerscanning requirement, then by requiring that she or her designee be fingerscanned at the child care center upon dropping off or picking up her son, she is being forced to divulge to others who have no legitimate need to know that she and her son are recipients of government benefits.
In Whalen v. Roe, 429 U.S. 589, 599, 97 S.Ct. 869, 51 L.Ed.2d 64 (1977), the Supreme Court recognized that the Fourteenth Amendment right to substantive due process protects an "individual interest in avoiding disclosure of personal matters." 429 U.S. 589, 599, 97 S.Ct. 869, 51 L.Ed.2d 64 (1977) ("The prohibition against government dissemination of private information ... is found in the `Fourteenth Amendment's concept of personal liberty.'"); see also Nixon v. Adm'r of Gen. Servs., 433 U.S. 425, 457, 97 S.Ct. 2777, 53 L.Ed.2d 867 (1977) ("One element of privacy has been characterized as `the individual interest in avoiding disclosure of personal matters....'"). The Fifth Circuit has defined this confidentiality interest as "`the right to be free from the government disclosing private facts about its citizens.'" Wyatt v. Fletcher, 718 F.3d 496, 505 (5th Cir.2013) (quoting Ramie v. City of Hedwig Village, Tex., 765 F.2d 490, 492 (5th Cir.1985)).
Courts have consistently recognized that "[t]he federal constitution ... protects against public disclosure [of] only highly personal matters representing the most intimate aspects of human affairs, thereby shielding from public scrutiny only that information which involves deeply rooted notions of fundamental personal interests derived from the Constitution." Doe v. Luzerne Cty., 660 F.3d 169, 176 (3rd Cir.2011) (internal quotation and citation omitted). See also Wade v. Goodwin,
The Fifth Circuit recently noted the dearth of precedent defining the contours of the confidentiality interest protected by the constitution. Wyatt, 718 F.3d at 504-06. See also Zaffuto v. City of Hammond, 308 F.3d 485, 490 (5th Cir.2002) (noting that "the contours of the confidentiality branch are murky") (quoting Scheetz v. The Morning Call, Inc., 946 F.2d 202, 206 (3d Cir.1991)). In Wyatt, the court observed that while the Supreme Court recognized a right to informational privacy in Whalen and Nixon, it has since "`said little else on the subject of an individual interest in avoiding disclosure of personal matters'." Id. (quoting NASA v. Nelson, ___ U.S. ___, ___, 131 S.Ct. 746, 756, 178 L.Ed.2d 667 (2011) (noting that "no other decision has squarely addressed a constitutional right to informational privacy.")). And the Fifth Circuit "has never explicitly determined what types of disclosures are `personal' enough to create a constitutional cause of action...." Zaffuto, 308 F.3d at 490; see also Wyatt, 718 F.3d at 505 (acknowledging "[t]here is no Fifth Circuit authority on what types of disclosures are personal enough to trigger the protection of the confidentiality branch") (quoting Zaffuto, 308 F.3d at 490) (emphasis in Wyatt). However, the court in Zaffuto did note that "other courts have clearly been limiting the scope of confidentiality branch actions." Zaffuto, 308 F.3d at 490.
The only authority cited by Williams in support of her privacy claim, Roberts v. Austin, 632 F.2d 1202 (5th Cir. 1980), is inapposite for a number of reasons. The court in Roberts considered only a regulatory claim and expressly declined to decide the constitutional claim. 632 F.2d at 1214. In Roberts, the court found that the disclosure by food stamp office personnel of information in applicants' files to state prosecutors who were investigating public assistance fraud violated the Food Stamp Act and regulations promulgated thereunder which explicitly limited disclosure of information obtained from applicant households to persons directly connected with the administration or enforcement of provisions of the Act. 632 F.2d at 1208-1210. In its opinion, the court alluded to "the household's right to maintain its privacy and dignity," id. at 1210, and observed that in light of the regulations which gave recipients express statutory protection from disclosure of confidential information, recipients possessed "a legitimate expectation that the information will be kept confidential," id. at 1214. But the court held only that "the Act and accompanying regulations [gave] recipients statutory protection from disclosure of confidential information," id. at 1213-1214 (emphasis added). Cf. Nunez v. Pachman, 578 F.3d 228, 231-232 (3d Cir.2009) (observing that even if state laws gave plaintiff a reasonable expectation of privacy of information relating to criminal record, plaintiff still failed to state claim for violation of federal constitution, which protects against public disclosure only "highly personal matters" representing "the most intimate aspects of human affairs") (citations omitted).
Williams contends that, similar to the regulations at issue in Roberts, MDHS policies gave her an expectation of privacy
Further, whereas Roberts involved an affirmative disclosure of information from food stamp applicants' files by government employees, the fingerscanning requirement does not involve government disclosure of information concerning recipients. Williams contends otherwise, reasoning that since only recipients of child care assistance are required to be fingerscanned, then by forcing her or her designee to submit to fingerscanning at the child care center, the government is forcing her to disclose the private fact that she is a recipient of government assistance and thereby doing indirectly what it is forbidden to do directly. The court is not persuaded. The fact that others may observe Williams or her designee being fingerscanned and deduce therefrom that she is a recipient of government assistance does not constitute government disclosure of personal information. The court thus concludes that Williams has failed to state a claim for violation of her Fourteenth Amendment right to privacy.
Williams alleges that the policy of requiring fingerprinting and fingerscanning as a condition of continued receipt of child care assistance violates her fundamental right to direct the care of her child. The Supreme Court has recognized that parents have a fundamental liberty interests "in the care, custody, and control of their children." See Troxel v. Granville, 530 U.S. 57, 65-66, 120 S.Ct. 2054, 147 L.Ed.2d 49 (2000) (plurality opinion) ("[I]t cannot now be doubted that the Due Process Clause of the Fourteenth Amendment protects the fundamental right of parents to make decisions concerning the care, custody, and control of their children."). However, the Government has no obligation to subsidize the exercise of that right.
Harris v. McRae, 448 U.S. 297, 317-318, 100 S.Ct. 2671, 2688-2689, 65 L.Ed.2d 784 (1980). See also Regan v. Taxation with Representation of Wash., 461 U.S. 540, 549, 103 S.Ct. 1997, 76 L.Ed.2d 129 (1983)
Williams alleges that defendants have violated her right to Equal Protection because they require her to undergo fingerscanning but do not require individuals in other welfare programs to undergo fingerscanning to access their benefits. She alleges that the motion to dismiss is not well taken as defendants have identified no rational basis for treating her differently than other welfare recipients. The Supreme Court has held,
Dandridge v. Williams, 397 U.S. 471, 485, 90 S.Ct. 1153, 25 L.Ed.2d 491 (1970) (internal quotation marks and citation omitted). See also Williams v. St. Clair, 610 F.2d 1244, 1249 (5th Cir.1980) (holding that "a legislative classification scheme involving welfare funds will withstand an equal protection challenge if it does not make an invidious discrimination, is supported by a rational basis, and furthers a legitimate state interest") (citing Dandridge); McElrath v. Califano, 615 F.2d 434, 441 (7th Cir.1980) (stating that "[s]tatutory classifications in the area of social welfare have been held to be consistent with the Equal Protection Clause if the classification is neither irrational nor invidious") (citing Dandridge).
As defendants note, the eChildcare program allows MDHS to track child attendance for children receiving subsidy funds from the Mississippi Childcare Payment Program and to make payments to providers based on the information entered into the eChildcare system. The state has a duty to ensure the integrity of these funds and thus to ensure that accurate information is entered into the system. There is nothing irrational or invidious about MDHS taking steps to ensure that the funds are disbursed accurately and appropriately.
Plaintiff alleges that MDHS has violated her Fourteenth Amendment due process right "to receive notice and a predeprivation hearing where counsel can participate in the proceeding hearing before the defendants unilaterally terminate Plaintiff's child care certificate." In their motion, defendants submit that the procedure provided by the MDHS Childcare
Williams last claims that the eChildcare program violates the Supremacy Clause of the federal constitution "because [the] fingerprinting and repeated fingerscanning rule results in an otherwise eligible beneficiary being denied a child care certificate and that is contrary to Congress's intent for states to design programs which best suit the needs of children and their parents as well as programs that provide uninterrupted child care services." "The Supremacy Clause provides that the laws of the United States `shall be the supreme Law of the Land; ... any Thing in the Constitution or Laws of any State to the Contrary notwithstanding.'" Teltech Systems, Inc. v. Bryant, 702 F.3d 232, 235 (5th Cir.2012) (quoting U.S. Const. art. VI, cl. 2). "The Supremacy Clause mandates displacement of state law when (1) Congress intends expressly to do so; or (2) Congress intends implicitly to do so through a pervasive federal regulatory scheme, or the state law conflicts with the federal law or its purposes." Id. (citing English v. Gen. Elec. Co., 496 U.S. 72, 78-79, 110 S.Ct. 2270, 110 L.Ed.2d 65 (1990)). Defendants seek dismissal of this claim as
Based on all of the foregoing, the court concludes that MDHS is entitled to be dismissed as it is not a proper defendant; and the court further concludes that as to Director Berry in his official capacity, plaintiff has failed to state a claim upon which relief can be granted. Accordingly, it is ordered that defendants' motion to dismiss is granted.
A separate judgment will be entered in accordance with Rule 58 of the Federal Rules of Civil Procedure.
Fishman and McKenna, Wiretapping and Eavesdropping, § 31:6 (Supp. 2012).
Id.