DAVID BRAMLETTE, District Judge.
This cause is before the Court on defendant Ida Mae Sam's Motion in Limine Excluding Evidence of Defendant's Prior Convictions or Bad Acts
The defendant, Ida Mae Sam ("Sam"), is charged in a two-count indictment alleging, inter alia, that she committed assault with a dangerous weapon, with intent to do bodily harm, in violation of 18 U.S.C. § 113(a)(3) and assault resulting in serious bodily injury in violation of 18 U.S.C. § 113(a)(6). Trial in this matter is scheduled for August 28, 2017. In preparation for the upcoming trial, the defendant filed her Motion in Limine on August 16, 2017, wherein she requests that all evidence of her prior convictions or bad acts be excluded pursuant to Federal Rule of Evidence 404(b). Within her motion, Sam asserts that any evidence of prior convictions or bad acts upon which the government may rely "simply are not admissible under Rule 404(b)." Doc. 22, p. 2. Sam contends that the affirmative value of her past convictions, bad acts, or arrests is substantially outweighed by the danger of unfair prejudice in this case. According to Sam, evidence of her criminal history and prior bad acts would tempt members of the jury to convict her based on their belief that she is a bad person, rather than on the belief that she is guilty of the crimes charged.
In response to the motion, the Government has identified five prior bad acts and convictions of the defendant which it intends to introduce at trial: (1) a 2005 conviction for assault with a deadly weapon with intent to do bodily harm; (2) assault with a baseball bat in 2015; (3) a 2016 conviction in tribal court for Battery/Domestic, which involved an assault with a beer bottle and knife; (4) aggravated assault with a beer bottle in 2017; and (5) evidence of threats to harm a potential witness.
Under Rule 404(b), "evidence of a crime, wrong, or other act is not admissible to prove a person's character" in order to show that on a particular occasion the person acted in accordance therewith, but such evidence may be admissible for another purpose, "such as proving motive, opportunity, intent, preparation, plan, knowledge, identity, absence of mistake, or lack of accident." Fed. R. Evid. 404(b)(1), (2). The admissibility of bad acts evidence under Rule 404(b) is governed by the two-part test set forth in
The relevance of an extrinsic offense under the first prong of the
As to the second prong of the
Considering the standard for admissibility set forth in Rule 404(b) and
In 2005, Sam was convicted of assault with a deadly weapon with the intent to do bodily harm. As to the first prong under
As to the second prong under
In addition to the 2005 assault conviction, the prosecution intends to introduce evidence showing that Sam was convicted of Battery/Domestic in tribal court in 2016 after assaulting an individual named O'Neal Bell with a beer bottle and knife. Less than three years separate Sam's 2016 conviction from the charged offense, and there appears to be some similarity between the charged assault and the prior assault forming the basis of Sam's 2016 conviction. That said, the Court recognizes the inherent prejudice which results from the admission of past convictions for violent offenses and finds that additional information is needed to properly assess the probative value of Sam's 2016 conviction in relation to its prejudicial effect. The Court shall therefore reserve ruling on the admissibility of Sam's 2016 conviction until trial, at which time the parties may present oral arguments outside the presence of the jury.
The Government also intends to introduce evidence of two prior assaults committed by Sam. The first incident occurred in January of 2015 when Sam allegedly assaulted O'Neal Bell with a metal baseball bat. The second incident occurred in March of 2017 when Sam allegedly committed aggravated assault against the same individual with a beer bottle, causing cuts and abrasions. Unlike the 2005 and 2016 assaults, it does not appear that Sam was convicted of these alleged crimes. Relying on the Government's representations, the Court finds that evidence of these extrinsic offenses is inadmissible under Rule 404(b).
While intent is a key issue at trial, the relevancy of these prior assaults to an issue other than the defendant's character is questionable.
Insofar as these prior offenses are relevant to proving Sam's intent in the instant case, the probative value of such evidence is substantially outweighed by its prejudicial effect. These prior assaults involved different victims and different weapons than those involved here, and there appears to be no factual connection between these prior crimes and the current offense. Evidence that Sam committed these prior attacks offers little, if any, proof that Sam acted with the requisite intent during the assault charged. Allowing evidence of these prior assaults would indisputably encourage the jury to convict Sam based on a demonstrated propensity towards violence, a result which Rule 404(b) was specifically designed to prevent. The defendant's motion as it relates to these assaults shall be granted, and the 2015 and 2017 assaults shall be excluded from the Government's case-in-chief.
For the same reasons evidence of Sam's 2015 and 2017 assaults against O'Neal Bell are inadmissible, the unspecified threats made to potential witnesses should also be excluded from the Government's case-in-chief under Rule 404(b). The only conceivable purpose to be served by admitting evidence that Sam threatened a potential witness in this matter is to demonstrate the defendant's character and predisposition towards violence. Evidence that the defendant has threated a potential witness does not tend to prove that she acted with the requisite intent during the assault charged, and the probative value, if any, of this evidence towards the issue of intent would be substantially outweighed by the prejudice which would undoubtedly result from its admission. The defendant's motion in limine shall also be granted as it relates to this bad acts evidence.
The Court finds that evidence of Sam's 2005 conviction, 2015 assault, 2017 aggravated assault, and threats made to a potential witness, shall be excluded under Rule 404(b). The Court reserves ruling on the admissibility of Sam's 2016 tribal court conviction until trial, and the parties are instructed to refrain from making any reference to the conviction prior to obtaining a ruling from the Court as to admissibility outside the presence of the jury. Should the Government desire to introduce other bad acts evidence not described herein, the Government is also instructed to refrain from making reference to such evidence without first obtaining a ruling from the Court as to admissibility outside the presence of the jury. As the motion and response address only the admissibility of Sam's prior bad acts and convictions as substantive evidence under Rule 404(b), the Court finds it unnecessary to determine the admissibility of Sam's prior convictions for impeachment purposes under Rule 609 at this stage. Should the defendant choose to take the stand in her defense, the Court shall reserve ruling on the admissibility of Sam's prior convictions for impeachment purposes at that time.
Accordingly,
IT IS HEREBY ORDERED AND ADJUDGED that Sam's Motion in Limine is GRANTED IN PART as to: (1) the 2005 conviction for assault with a deadly weapon with intent to do bodily harm; (2) the 2015 assault of O'Neal Bell, (3) the 2017 aggravated assault of O'Neal Bell, and (4) the evidence of threats to harm a potential witness. The Court shall reserve ruling on the admissibility of Sam's 2016 tribal court conviction for Battery/Domestic until trial, at which time the parties may present oral argument outside the presence of the jury.
SO ORDERED.