DANIEL P. JORDAN, III, Chief District Judge.
Plaintiff Charles Blount asks the Court to strike some of Defendant Johnson Controls, Inc.'s ("JCI") affirmative defenses as insufficiently pleaded. See Pl.'s Mot. [42]. For the reasons that follow, the Court grants Blount's Motion to Strike [42] as to defenses based on the Mississippi Constitution and Ellerth/Faragher. The motion is otherwise denied.
Blount filed his Complaint against JCI on October 25, 2017, alleging that JCI violated the Americans with Disabilities Act ("ADA"), see 42 U.S.C. § 12112, when it failed to hire him, see Pl.'s Compl. [1]. JCI responded on December 20, 2017, asserting 19 affirmative defenses. Def.'s Answer [29]. Less than a month later—and before any discovery—Blount moved to strike 16 of JCI's affirmative defenses asserting that they failed to meet the pleading standard announced in Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) and Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007). See Pl.'s Mot. [42].
Motions to strike fall under Federal Rule of Civil Procedure 12(f), which states: "The court may strike from a pleading an insufficient defense or any redundant, immaterial, impertinent, or scandalous matter." "A Rule 12(f) motion serves to `avoid the expenditure of time and money that must arise from litigating spurious issues by dispensing with those issues prior to trial.'" Zytax, Inc. v. Green Plains Renewable Energy, Inc., No. H-09-2582, 2010 WL 2219179, at *5 (S.D. Tex. May 28, 2010) (citations omitted).
That said, "[m]otions to strike defenses are generally disfavored and rarely granted." Solis v. Bruister, No. 4:10-CV-77-DPJ-FKB, 2012 WL 776028, at *7 (S.D. Miss. Mar. 8, 2012) (citation omitted). Such relief is warranted only when the defense "cannot, as a matter of law, succeed under any circumstance." United States v. Renda, 709 F.3d 472, 479 (5th Cir. 2013). And "if there is a question of law or fact regarding a particular defense, a court must deny a motion to strike." Bertoniere v. First Mark Homes, Inc., No. 2:09-CV-156-DCB-MTP, 2010 WL 729931, at *1 (S.D. Miss. Feb. 25, 2010) (citations omitted).
Finally, a motion to strike "generally should not be granted absent a showing of prejudice to the moving party." Conn v. United States, No. 3:10-CV-300-CWR, 2011 WL 2117969, at *5 (S.D. Miss. May 27, 2011); accord Davis v. Hinds Cty., Miss., No. 3:16-CV-674-DPJ-FKB, 2017 WL 2269010, at *2 (S.D. Miss. May 23, 2017); see also 5C Fed. Prac. & Proc. Civ. § 1382 (3d ed.) (noting general agreement that Rule 12(f) motions should be denied absent showing that defense "may cause some form of significant prejudice").
Here, the parties spend considerable time disputing the applicable pleading standard for affirmative defenses. In Woodfield v. Bowman, the Fifth Circuit stated that the standards were the same for complaints and defenses, and as such, defendants were required to "plead an affirmative defense with enough specificity or factual particularity to give the plaintiff `fair notice' of the defense that is being advanced." 193 F.3d 354, 362 (5th Cir. 1999).
Of course, Twombly redefined fair notice as it applies to complaints filed under Federal Rule of Civil Procedure 8(a). To avoid Rule 12(b)(6) dismissal, a plaintiff must plead "enough facts to state a claim to relief that is plausible on its face." Twombly, 550 U.S. at 570. The question is whether Twombly should apply to affirmative defenses under Federal Rules of Civil Procedure 8(b) and (c) the same as it applies to complaints under Rule 8(a). Blount says it must and that ruling otherwise would be unfair.
The analysis must start with the text of Rule 8, which reveals that its subparts are not coterminous. Rule 8(a) governs claims for relief and provides that such pleadings must contain "a short and plain statement of the claim showing that the pleader is entitled to relief." Fed. R. Civ. P. 8(a)(2). But the "showing" required under Rule 8(a) is not found in the rules governing defenses. Specifically, Rule 8(b)(1) provides, "[A] party must . . . state in short and plain terms its defenses to each claim asserted against it," and 8(c)(1) provides says "a party must affirmatively state any avoidance or affirmative defense."
These distinctions matter because Twombly was premised on Rule 8(a)'s unique language. According to the Supreme Court, the plausibility standard "reflects the threshold requirement of Rule 8(a)(2) that the `plain statement' possess enough heft to `sho[w] that the pleader is entitled to relief.'" Twombly, 550 U.S. at 557 (emphasis added). Neither Rule 8(b) nor Rule 8(c) requires the pleader to show anything.
Although the Fifth Circuit has not squarely addressed whether Twombly overruled Woodfield, it continues to apply Woodfield when addressing affirmative defenses. See, e.g., LSREF2 Baron, L.L.C. v. Tauch, 751 F.3d 394, 398 (5th Cir. 2014) ("A defendant must plead with `enough specificity or factual particularity to give the plaintiff "fair notice" of the defense that is being advanced.'" (quoting Rogers v. McDorman, 521 F.3d 381, 385-86 (5th Cir. 2008)).
Courts that have considered whether Twombly applies to affirmative defenses are split. Blount string-cites cases from district courts in other circuits that have applied the heightened standards. See Pl.'s Reply Mem. [56] at 2-5. But he offers no such list from within the Fifth Circuit, where nearly every recent case—including two from this district and one from a current Fifth Circuit judge—has concluded that Woodfield survived Twombly.
To be clear, the Court would not reach its conclusion by counting noses. The text of Rules 8(a), (b), and (c) reflects clear differences with respect to the purposes of complaints and responsive pleadings and the showings they require. Those differences distinguish Twombly. And because neither the United States Supreme Court nor the Fifth Circuit Court of Appeals has overruled Woodfield, this Court is bound to apply the fair-notice standard.
Under that standard, a defendant must:
Woodfield, 193 F.3d at 362 (internal citations omitted).
Finally, while an affirmative defense that meets this standard would likely survive a motion to strike, the reverse is not necessarily true. Failing to provide fair notice of a defense may result in the defense being waived under Rule 8(c). Id. But an affirmative defense's sufficiency under Rule 12(f) generally relates to legal sufficiency and not whether the defense was pleaded with sufficient factual detail. As now Fifth Circuit Judge Gregg Costa observed:
Citizens Med. Ctr., 302 F.R.D. at 419.
With two exceptions, Blount has failed to demonstrate that the affirmative defenses should be stricken. Blount relies on two primary arguments for striking most of JCI's defenses. Neither would justify the drastic step of striking a pleading before any discovery has occurred.
First, he frequently argues that various defenses are not true "affirmative defenses" as listed in Rule 8(c). See, e.g., Pl.'s Mem. [43] at 4-5 (addressing JCI's First Affirmative Defense, failure to state a claim). That may be true. See American Gooseneck, Inc. v. Watts Trucking Serv., Inc., No. 97-50969, 1998 WL 698937, at *4 (5th Cir. Sept. 16, 1998) (holding that "[a] denial that an essential element of a claim exists is not the same as an affirmative defense to the claim and need not be included in the answer under rule 8(b)"). But the fact that JCI pleaded more than was required merely gives Blount a roadmap for the issues he may face during discovery. There is no prejudice. And to the extent some defenses—like the failure to state a claim—may have been mislabeled as "affirmative defenses," "Rule 12(f) is not to be used to police the form of a pleading or to correct any misdesignations it might contain." 5C Fed. Prac. & Proc. Civ. § 1381 (3d ed.).
Second, Blount says most of JCI's affirmative defenses lack sufficient detail to satisfy the fair-notice standard—much less Twombly. See, e.g., Pl.'s Mem. [43] at 5-6 (addressing Third Affirmative Defense, laches, waiver, estoppel, and/or unclean hands). Many of the defenses seem sufficient. For example, Blount should know the applicable statute of limitations as addressed in JCI's Fourth Affirmative Defense. So too, the Fifth, Sixth, Seventh, and Fourteenth Affirmative Defenses seem sufficient, at least at this point.
Other pleadings—like the Third and Nineteenth Affirmative Defenses—are more generic and ultimately might fail to provide fair notice. As stated in Woodfield, simply naming the defense may sometimes suffice. 193 F.3d at 362. But in that case, the defendant raised a technical, contract-based argument after trial that was not readily apparent from its "bald[ ] naming [of] the broad affirmative defenses of `accord and satisfaction' and `waiver and/or release.'" Id. The Fifth Circuit concluded that the pleadings fell "well short of the minimum particulars needed to identify the affirmative defense in question and thus notify [plaintiff] of [defendant's] intention to rely on" a specific provision of the contract. Id. (deeming defense waived).
It could be that some of JCI's defenses will prove equally deficient. Time will tell. If so, JCI may face waiver if it fails to better assert the defenses by a "pragmatically sufficient time." Lucas v. United States, 807 F.2d 414, 418 (5th Cir. 1986). But that does not mean the defenses are "insufficient[,] . . . redundant, immaterial, impertinent, or scandalous." Fed. R. Civ. P. 12(f). Other than those specifically addressed below, Blount has not shown that the defenses "cannot, as a matter of law, succeed under any circumstance." Renda, 709 F.3d at 479; see also LHC Grp. Inc., 2012 WL 3242168, at *4 (rejecting a similar motion and holding "[i]t is too early in the litigation to be certain that any of the challenged affirmative defenses are invalid or inapplicable").
Nor has Blount demonstrated the type of prejudice that would require the drastic remedy of striking a defense, especially when the parties have conducted no discovery. See United States v. Cain, No. 1:16-CV-369-HTW-LRA, 2017 WL 6389659, at *3 (S.D. Miss. Dec. 14, 2017) (Wingate, J.) (denying similar motion to strike); LHC Grp. Inc., 2012 WL 3242168, at *4 (same).
Here, Blount generally says he will be prejudiced because the defenses will cause confusion and require expensive and time-consuming discovery. It is not clear who will be confused or how—this Court does not send answers to the jury. And as for discovery, the whole point of Rule 8 is to avoid unfair surprise. Woodfield, 193 F.3d at 362. JCI was required to answer before discovery. Had it excluded these defenses yet tried to add them after discovery, Blount would no doubt argue waiver. See Fed. R. Civ. P. 8(c). Or, if the Court were to strike them now, JCI would still try to conduct the discovery it deems necessary and then re-assert the defenses later. The Court simply fails to see how any of that would benefit the parties or progress the case. At least with the current pleading, the issues have been identified, and generally speaking Blount fails to show prejudice.
Having said that, Rule 12(f) "motions are a useful and appropriate tool when the parties disagree only on the legal implications to be drawn from uncontroverted facts." 5C Fed. Prac. & Proc. Civ. § 1381 (3d ed.). And Blount does raise two defenses that partially fall within that purpose.
In its Thirteenth Affirmative Defense, JCI averred that "[it] is not liable for any alleged discrimination, the existence of which JCI denies, because [it] promulgated and disseminated appropriate company policies prohibiting discrimination and had measures in place to prevent and/or correct discrimination, and Plaintiff failed to avail himself of such measures." Def.'s Answer [29] at 5. Blount construes this as a reference to the so-called Ellerth/Faragher defense, which "allows an employer to claim immunity from vicarious liability for a supervisor's sexual harassment if it establishes `(a) that the employer exercised reasonable care to prevent and correct promptly any sexually harassing behavior, and (b) that the plaintiff employee unreasonably failed to take advantage of any preventive or corrective opportunities provided by the employer or to avoid harm otherwise.'" Pullen v. Caddo Par. Sch. Bd., 830 F.3d 205, 209 n.4 (5th Cir. 2016) (quoting E.E.O.C. v. Boh Bros. Constr. Co., 731 F.3d 444, 462 (5th Cir. 2013) (en banc) (citation omitted)).
Ellerth/Faragher is considered an affirmative defense. Id. But Blount says it should be stricken because he has not asserted any disability-harassment or hostile-work-environment claims. See Pl.'s Mem. [43] at 10-11. Accordingly, the defense is immaterial and legally insufficient.
JCI resists the motion, saying it included the defense "to prevent any assertion of waiver should a claim for disability harassment or hostile work environment be discovered during litigation." Def.'s Resp. [53] at 16. It also says "the Ellerth/Faragher affirmative defense is relevant to the issue of mitigation." Id. at 17 (citing Faragher v. Boca Raton, 524 U.S. 775, 806 (1998)). To the extent JCI is asserting the defense as a precaution to an as-yet unpled claim, the defense is immaterial, legally insufficient, and could cause delay if pursued in discovery. It is therefore stricken to that extent. If Blount attempts to pursue any disability-harassment or hostile-work-environment claims, JCI will be allowed to amend and reassert its defense. As for the mitigation angle, Blount ignored this argument in his reply, and it is not apparent on this record that the failure to complain would be immaterial. Nor is the defense prejudicial. Accordingly, that aspect of the defense will stand.
Finally, JCI's Fifteenth Affirmative Defense is also deficient in one respect. There, JCI said: "Any prayer by Plaintiff for punitive damages violates the 8th and 14th Amendments to the United States Constitution and violates the Mississippi Constitution." Def.'s Answer [29] at 6. The Court agrees with Blount that the Mississippi Constitution would not impede his ability to seek punitive damages that are allowed under federal statute. So to that limited extent, the motion is granted.
Otherwise, Blount is not entitled to relief. As JCI argues, an excessive punitive award might violate the Due Process Clause. Def.'s Mem. [53] at 18-19 (citing State Farm Mut. Auto. Ins. Co. v. Campbell, 538 U.S. 408, 416 (2003)). Accordingly, Blount fails to show that JCI "cannot, as a matter of law, succeed under any circumstance," and has not shown prejudice. Renda, 709 F.3d at 479.
The Court has considered all the parties' arguments. Those not specifically addressed do not change the outcome. For the foregoing reasons, the Court grants Blount's Motion to Strike [42] as to the Ellerth/Faragher defense and the defense based on the Mississippi Constitution. The motion is otherwise denied.