McCULLOUGH, Judge.
Plaintiffs Michele LaFrage Peter and Carl Peter appeal from an order granting summary judgment in favor of defendants John Vullo, M.D., Southeast Anesthesiology Consultants, PLLC f/k/a Southeast Anesthesiology Consultants, P.A., American Anesthesiology of the Southeast, PLLC, The Charlotte-Mecklenburg Hospital Authority d/b/a Carolinas Healthcare System d/b/a Carolinas Medical Center, and Mercy Hospital, Inc. Based on the reasons stated herein, we reverse in part and affirm in part.
Plaintiffs Michele LaFrage Peter ("Ms. Peter") and Carl Peter ("Dr. Peter") are married. On 13 July 2012, plaintiffs filed an amended complaint against defendants John F. Vullo, M.D., Southeast Anesthesiology Consultants, PLLC f/k/a Southeast Anesthesiology Consultants, P.A., American Anesthesiology of the Southeast, PLLC, (collectively "the doctor defendants"), The Charlotte-Mecklenburg Hospital Authority d/b/a Carolinas Healthcare System d/b/a Carolinas Medical Center ("CMC"), and Mercy Hospital, Inc. ("CMC Mercy") (collectively "the hospital defendants"). Plaintiffs' claims included professional negligence, loss of consortium by Dr. Peter, and respondeat superior liability.
Plaintiffs' complaint alleged the following: In February 2010, Ms. Peter suffered a severe sprain of her right ankle. In June 2010, after several months of physical therapy and two MRIs, Ms. Peter was referred to Dr. Robert Anderson, a foot and ankle specialist with OrthoCarolina in Charlotte, North Carolina. Dr. Anderson recommended surgical intervention and scheduled for it to take place on 22 December 2010 at CMC/CMC Mercy. On 22 December 2010, Ms. Peter underwent surgery at CMC/CMC Mercy. Plaintiffs alleged that defendants induced regional anesthesia in preparation for Ms. Peter's right ankle arthroscopic surgery. "Ms. Peter was given fentanyl and versed for sedation and remained in `conscious sedation' throughout the procedure." Dr. Vullo, an employee of Southeast Anesthesiology Consultants, PLLC, f/k/a Southeast Anesthesiology Consultants, P.A. and/or American Anesthesiology of the Southeast, PLLC, was to administer a popliteal nerve block and a saphenous nerve block into an area behind Ms. Peter's right knee.
Plaintiffs alleged that at some point during the procedure, an unknown female attendant entered the room to assist Dr. Vullo as he was "having problems locating a nerve" to administer the appropriate blocks. Plaintiffs assert that defendants failed to properly administer the nerve blocks and improperly administered repeated needle insertions, resulting in nerve damage. Ms. Peter stated that immediately following the injections, she experienced extreme pain and numbness in her right leg from which she still suffers. The pain and numbness has resulted in her inability to work and conduct day-to-day activities.
On 5 April 2013, plaintiffs filed an affidavit of Dr. Fiamengo in response to defendants' motions for summary judgment. On 8 April 2013, doctor defendants filed a motion to strike Dr. Fiamengo's affidavit.
Following a hearing held at the 9 April 2013 term of Mecklenburg County Superior Court, the trial court entered an order granting defendants' motions for summary judgment and dismissing plaintiffs' claims with prejudice on 12 April 2013. The trial court also held the following:
From this 12 April 2013 summary judgment order, plaintiffs appeal.
"Our standard of review of an appeal from summary judgment is de novo; such judgment is appropriate only when the record shows that there is no genuine issue as to any material fact and that any party is entitled to a judgment as a matter of law." In re Will of Jones, 362 N.C. 569, 573, 669 S.E.2d 572, 576 (2008) (citation and quotation marks omitted).
Thompson v. First Citizens Bank & Trust Co., 151 N.C. App. 704, 706, 567 S.E.2d 184, 187 (2002) (internal citations and quotation marks omitted).
On appeal, plaintiffs argue that the trial court erred (A) by granting summary judgment in favor of the doctor defendants; (B) in its consideration of Dr. Fiamengo's affidavit; (C) by granting summary judgment in favor of the hospital defendants; and (D) by granting summary judgment as to the loss of consortium claim. Because issues (A) and (B) are closely related, we will address them together.
Plaintiffs argue that that trial court erred by granting summary judgment in favor of the doctor defendants where plaintiffs forecast sufficient evidence to satisfy the requirements of a medical malpractice claim pursuant to section 90-21.12(a) of the North Carolina General Statutes. Plaintiffs also argue that the trial court erred in its consideration of Dr. Fiamengo's affidavit. We agree.
N.C. Gen.Stat. § 90-21.12(a) (2013) (emphasis added). "In order to maintain an action for medical malpractice, a plaintiff must offer evidence to establish (1) the applicable standard of care; (2) breach of that standard; (3) proximate causation; and (4) damages." Robinson v. Duke Univ. Health Systems, ___ N.C.App. ___, ___, 747 S.E.2d 321, 334 (2013) (citation omitted).
It is well established that
Smith v. Whitmer, 159 N.C. App. 192, 195-96, 582 S.E.2d 669, 671-72 (2003) (internal citations and quotation marks omitted).
In the case sub judice, plaintiffs presented Dr. Fiamengo as their expert witness to testify that the medical care received by Ms. Peter did not comply with the applicable standard of care. Dr. Fiamengo is an anesthesiologist practicing at Crescent Anesthesia Associates, LLC, in South Carolina. Dr. Fiamengo was deposed first on 15 November 2012 and then subsequently provided an affidavit on 5 April 2013. The doctor defendants filed a motion to strike the affidavit, arguing that plaintiffs "served the contradictory affidavit of Dr. Fiamengo in an attempt to create an issue of fact and defeat these Defendants' Motion for Summary Judgment," prohibited by North Carolina law.
Our review establishes that during Dr. Fiamengo's 15 November 2012 deposition testimony, Dr. Fiamengo testified that although he believed Dr. Vullo's actions amounted to a deviation from the standard of care, he failed to demonstrate that he was familiar with the standard of care in the community where the injury occurred. Rather, Dr. Fiamengo appeared to be applying a national standard of care rather than the "same or similar community" standard required pursuant to N.C. Gen.Stat. § 90-21.12:
Dr. Fiamengo's 5 April 2013 affidavit, on the other hand, provided as follows:
The trial court stated in its summary judgment order that it declined to strike Dr. Fiamengo's affidavit in its entirety, but noted that it had "applied the law as set forth in Wachovia Mortgage Co. v. Autry-Barker-Spurrier Real Estate, Inc., 39 N.C. App. 1, 249 S.E.2d 727 (1978) (holding that a party opposing a motion for summary judgment cannot create an issue of fact by filing an affidavit contradicting the prior sworn testimony of a witness)."
Plaintiffs argue, and we agree, that the trial court erroneously characterized Dr. Fiamengo's affidavit testimony as a tactic to contradict his own prior deposition testimony, in an attempt to create an issue of fact to defeat defendants' summary judgment motions. Rather, we believe that the circumstances are very similar to the facts found in Roush v. Kennon, 188 N.C. App. 570, 656 S.E.2d 603 (2008). In Roush, the trial court granted the defendants' motion to strike the plaintiff's proffered expert witness, Dr. Tuzman. The defendants argued, among other things, that Dr. Tuzman was not qualified to offer standard of care opinions because he had no familiarity with Charlotte, North Carolina as required pursuant to Rule 9(j)
Id. at 576-77, 656 S.E.2d at 607-608.
The record before us indicates that subsequent to giving his deposition, Dr. Fiamengo reviewed information about the community of Charlotte and CMC Mercy for the period of December 2010, became familiar with the population size and economic condition of Charlotte, and became familiar with the level of care and resources available at the hospital, the facilities, and the number of health care providers for anesthesiology. Furthermore, Dr. Fiamengo testified that he had worked in communities similar to Charlotte and performed anesthesiology services in a hospital similar in size and resources to CMC Mercy. He testified that he was "familiar with the prevailing standard of care for performing popliteal nerve blocks in the same or similar community to Charlotte, North Carolina in December 2010 by a physician with the same or similar training, education, and experience as Dr. Vullo." Thus, we hold that the trial court erred by applying the holding in Wachovia Mortgage Co. to Dr. Fiamengo's affidavit.
Dr. Fiamengo testified that "[t]he applicable standard in Charlotte in 2010 for an anesthesiologist such as Dr. Vullo required, among other things, that Dr. Vullo recognize and avoid intraneural injections while performing popliteal nerve blocks. Dr. Vullo failed to do so in this case, which directly caused Ms. Peter's injuries." Reviewing the evidence in the light most favorable to plaintiffs, plaintiffs offered sufficient evidence of (1) the applicable standard of care, (2) breach of that standard of care, (3) proximate causation, and (4) damages, successful to defeat defendants' summary judgment motion.
Robinson, ___ N.C.App. at ___, 747 S.E.2d at 335 (citation omitted).
Based on the foregoing reasons, we reverse the order of the trial court granting summary judgment in favor of the doctor defendants and remand to the trial court for further proceedings consistent with this opinion.
Next, plaintiffs argue that there was sufficient evidence to support their claim that the hospital defendants were liable under the doctrine of respondeat superior. Plaintiffs argue that "an inference can be
Hylton v. Koontz, 138 N.C. App. 629, 635, 532 S.E.2d 252, 257 (2000) (citations omitted).
"[A]pparent agency would be applicable to hold the hospital liable for the acts of an independent contractor if the hospital held itself out as providing services and care." Diggs v. Novant Health, Inc., 177 N.C. App. 290, 305, 628 S.E.2d 851, 861 (2006) (citation omitted).
Under this approach, a plaintiff must prove
Id. at 307, 628 S.E.2d at 862 (citation omitted).
Plaintiffs compare the facts of the present case to those found in Diggs v. Novant Health, Inc., 177 N.C. App. 290, 628 S.E.2d 851 (2006), and argue that a jury could decide that Ms. Peter accepted medical services in the reasonable belief that the services were being provided by the hospital defendants. After thoughtful review, we find the facts of the present case distinguishable.
In Diggs, the plaintiff filed a medical malpractice action arising out of a gall bladder surgery performed at Forsyth Medical Center ("FMC"). The plaintiff alleged that Forsyth Memorial Hospital, Inc., Novant Health, Inc., and Novant Health Triad Region, L.L.C. were vicariously liable for the negligence of the hospital nursing staff and the team assigned to administer anesthesia to the plaintiff. Id. at 292, 628 S.E.2d at 853. The trial court granted summary judgment in favor of the Forsyth Memorial Hospital, Inc., Novant Health, Inc., and Novant Health Triad Region, L.L.C. Id. Our Court affirmed summary judgment for Novant Health Inc. and Novant Health Triad Region, L.L.C., but reversed summary judgment as to Forsyth Memorial Hospital, Inc. ("the hospital"). Id.
The Diggs plaintiff chose to have Dr. Ismael Goco, who had hospital privileges at FMC, perform her surgery. On 12 October 1999, the plaintiff was admitted to FMC, which is operated by the hospital. The plaintiff's surgery required general anesthesia. Piedmont Anesthesia & Pain Consultants, P.A. ("Piedmont") had a contract with the hospital that granted Piedmont the exclusive right to provide anesthesia services at FMC. Id. at 293, 628 S.E.2d at 854. Piedmont employees, Dr. McConville and nurse Sheila Crumb, "were responsible for administering anesthesia to [the] plaintiff through an induction and intubation process. Ms. Crumb performed the intubation, which involved inserting a tube into [the] plaintiff's trachea, under the supervision of Dr. McConville." Id. During the plaintiff's procedure, her esophagus was perforated, resulting in injuries. Id. The Diggs plaintiff argued that she was not aware that Dr. McConville and Ms. Crumb were not employees of the hospital and argued that the hospital was vicariously liable for the negligence of Dr. McConville, Ms. Crumb, and Piedmont. Id. at 293-94, 628 S.E.2d at 854. Our Court held that the plaintiff failed to present sufficient evidence to establish a prima facie case of actual agency and then turned to the issue of liability based on apparent agency. Id. at 301, 628 S.E.2d at 858.
Our Court found that the plaintiff had presented sufficient evidence to meet the test of apparent agency based on the following
In the case sub judice, the record indicates that as of December 2010, Dr. Vullo was not an employee of the hospital defendants. Dr. Vullo was an employee of American Anesthesiology of the Southeast, PLLC, which had acquired Southeast Anesthesiology Consultants in October 2010. Dr. Vullo had hospital staff privileges at CMC Mercy and provided anesthesia services to Ms. Peter at CMC Mercy. Nonetheless, our Court has established that "evidence that a physician has privileges at a hospital is not sufficient, standing alone, to make the physician an agent of the hospital[.]" Id. at 301, 628 S.E.2d at 859.
Distinguishable from the facts found in Diggs, Ms. Peter was provided meaningful notice from the hospital defendants that the anesthesiologists may be independent contractors. In fact, the hospital defendants expressly disclaimed that independent contractors providing certain services at the hospital defendants' facilities were not agents of the hospital defendants.
In a 11 July 2012 deposition, Ms. Peter testified that prior to her surgery on 22 December 2010, she signed a "Confirmation of Consent for Procedure or Operation" form ("the consent form") and "Request for Treatment and Authorization Form" ("the authorization form"). The consent form included a clause, right above the signature line, that stated the following:
(emphasis added). Furthermore, the authorization form contained a provision entitled "Notice of Independent Contractors" which provided as follows:
(emphasis added).
Next, plaintiff argues that the consent and authorization forms are insufficient to defeat plaintiffs' apparent agency claim when contrasting it with the release form found in Ray v. Forgy, ___ N.C.App. ___, 744 S.E.2d 468 (2013). We do not find plaintiffs' arguments persuasive.
Id. In addition, our Court found that the release form, in large print just above the signature line, provided explicit notice regarding the employment status of Grace Hospital physicians:
Id.
Plaintiffs contend that the Ray release document specifically identified the physician who allegedly violated the standard of care while here, there was "no identification of the treating physician on the [h]ospital [d]efendants' release form, or a quantification of the likelihood of Mrs. Peter being treated by an unidentified non-employee physician." However, our review reveals that Ms. Peter's consent form separately listed Dr. Anderson, the foot and ankle specialist of OrthoCarolina, as the physician performing Ms. Peter's operation on 22 December 2010 from the hospital CMC Mercy. As found in Ray, this suggests that Ms. Peter looked to Dr. Anderson, separate and distinct from CMC Mercy and its personnel, to receive medical treatment. Although the consent and authorization forms did not identify Dr. Vullo by name, the consent form identified that "anesthesiologists ... may not be employed by or be agents of the hospital." The authorization form also provided that "certain independent professional groups" were independent contractors and identified a noncomprehensive list of the independent professional groups that included Southeast Anesthesiology Consultants, P.A., a predecessor to Dr. Vullo's employer American Anesthesiology of the Southeast, PLLC. Therefore, comparing the facts of Ray and the facts in the case before us, we find them to be more analogous than dissimilar as plaintiffs argue.
Because it is clear from the record that the hospital defendants did not represent or hold out that the providers of Ms. Peter's anesthesia services were agents of the hospital defendants, plaintiffs' apparent agency arguments must fail. See Holmes v. Univ. Health Serv. Inc., 205 Ga.App. 602, 603, 423 S.E.2d 281, 283 (1992) (the plaintiff's arguments that an apparent agency relationship existed failed where forms that the plaintiff signed explicitly stated that "[p]hysicians providing medical services within this hospital are not employees of University Hospital. Each physician is an independent contractor"); Cantrell v. Northeast Ga. Med. Ctr., 235 Ga.App. 365, 365, 508 S.E.2d 716, 718 (1998) (no holding out by the hospital of the doctor as anything but an independent contractor where a sign over the registration desk advised patients that the doctors were independent contractors and the consent for treatment form also stated that "physicians... are not hospital employees, but are independent contractors[.]"); Compare with Jennison v. Providence St. Vincent Med. Ctr, 174 Or.App. 219, 234, 25 P.3d 358, 367 (2001) (finding that it was reasonable for the patient to assume that the radiologist was a hospital employee where nowhere on the consent form did it indicate that the radiologists were independent contractors). We affirm the order of the trial court granting summary judgment in favor of the hospital defendants.
Because we hold that summary judgment was erroneously entered as to plaintiffs' claims of negligence against defendant doctors, we also hold that Dr. Peter's loss of consortium claim, derivative of Ms. Peter's negligence claim, should have survived a motion for summary judgment. The trial court erred in granting summary judgment in favor of defendants on Dr. Peter's loss of consortium claim.
Reversed in part; affirmed in part.
Judges HUNTER, Robert C. and GEER concur.
N.C. Gen.Stat. § 1A-1, Rule 9(j)(1) (2013).