BRYANT, Judge.
Since defendants are health care professionals rendering professional services, they are not subject to liability for unfair and deceptive trade practices. Where plaintiff cannot show the existence of a physician-patient relationship, plaintiff's claim for medical malpractice must be dismissed. The doctrine of abatement is applicable where two complaints are substantially identical as to parties, subject matter, issues involved, and relief demanded.
Plaintiff Clifford Roberts Wheeless, III, M.D., is a board-certified orthopedic surgeon who held active medical privileges at defendant Maria Parham Medical Center ("MPMC") from 1998 to 2006. In 2005, MPMC's medical executive committee conducted a peer review of plaintiff's clinical skills. MPMC then initiated a new peer review in 2006 regarding allegations that plaintiff had violated MPMC's disruptive physician policy. Plaintiff denied these allegations and requested a fair hearing concerning the matter. Prior to the fair hearing, plaintiff and MPMC entered into a mediated settlement agreement in July 2006. This agreement required MPMC to change plaintiff's medical privileges from active to consulting staff, to terminate all further actions against plaintiff, and to abide by a strict confidentiality provision.
Despite the mediated settlement agreement, in August 2006, plaintiff alleged that defendant had failed to honor plaintiff's consulting privileges. Plaintiff again alleged a failure by defendant to acknowledge plaintiff's consulting privileges in early 2007.
In 2009, plaintiff was notified by the North Carolina Medical Board about an anonymous complaint submitted by "W. Blower" alleging inappropriate and disruptive behavior by plaintiff. The anonymous complaint included references to incidents that were raised during the 2005 and 2006 peer reviews. After an investigation by the North Carolina Medical Board, the allegations in the anonymous complaint against plaintiff were dismissed.
On 25 August 2011, plaintiff filed a complaint against defendants MPMC, MPMC Medical Executive Committee, MPMC Board of Directors, Robert Singletary as CEO of MPMC, Cynthia Robinson, M.D., and Whistle Blower 1 through 10. In the complaint, plaintiff alleged, inter alia, claims for unfair and deceptive trade practices, breach of contract, fraud, civil conspiracy, and intentional and negligent infliction of emotional distress. On 30 April 2012, plaintiff voluntarily dismissed his claims for intentional and negligent infliction of emotional distress. Defendant MPMC filed a motion for summary judgment on 13 June 2012. By means of an order entered 10 August, the trial court granted MPMC's motion, in part, with respect to plaintiff's claims for, inter alia, unfair and deceptive trade practices, actual and constructive fraud, breach of contract, invasion of privacy, civil conspiracy, and tortious interference with contractual relations and prospective economic advantage. The remaining claims proceeded to discovery.
On 28 June 2013, plaintiff filed a second complaint against MPMC; Henderson/Vance Healthcare I, Inc. f/k/a Maria Parham Anesthesia and Physiatry, Inc. d/b/a Northern Carolina Surgical Associates; Cynthia Robinson, M.D., individually and as an employee and/or agent of Henderson/Vance Healthcare I, Inc., and/or MPMC; Joseph Mulcahy, M.D., individually and as an employee and/or agent of Henderson/Vance Healthcare I, Inc.,
On 26 July 2013, defendants MPMC, Henderson/Vance Healthcare I, Inc., and Robert Singletary filed a motion to dismiss pursuant to Rule 12(b)(6). On 26 August, defendants Cynthia Robinson, M.D., Joseph Mulcahy, M.D., and Robert Noel, Jr., M.D., filed a motion to dismiss pursuant to Rule 12(b)(6). By means of orders entered on 25 November, the trial court granted defendants' motions to dismiss with respect to plaintiff's claims for unfair and deceptive trade practices, medical malpractice, negligence, and negligence per se. The trial court denied defendants' motions with respect to plaintiff's claim for malicious prosecution. Plaintiff appeals.
As an initial matter, we note that plaintiff's appeal is interlocutory since plaintiff's claim from his second complaint for malicious prosecution remains pending before the trial court.
In general, a party cannot immediately appeal from an interlocutory order. Davis v. Davis, 360 N.C. 518, 524, 631 S.E.2d 114, 119 (2006). "The rationale behind [this rule] is that no final judgment is involved in such a denial and the movant is not deprived of any substantial right that cannot be protected by a timely appeal from a final judgment which resolves the controversy on its merits." Block v. Cnty. of Person, 141 N.C. App. 273, 276-77, 540 S.E.2d 415, 418 (2000) (citation omitted).
However, an interlocutory order may be reviewed on appeal "(1) when there has been a final determination as to one or more of the claims and the trial court certifies that there is no just reason to delay the appeal, [or] (2) if delaying the appeal would prejudice a substantial right." Milton v. Thompson, 170 N.C. App. 176, 178, 611 S.E.2d 474, 476 (2005) (citation omitted).
In its orders granting, in part, defendants' motions to dismiss, the trial court noted that:
Plaintiff's claims, for unfair and deceptive trade practices, medical malpractice, negligence, and negligence per se, were dismissed by order of the trial court pursuant to defendants' motions to dismiss under Rule 12(b)(6). As a motion to dismiss pursuant to Rule 12(b)(6) tests the legal sufficiency of a claim, a finding that the claim was legally insufficient amounts to a final judgment with respect to that claim. See Cline v. Teich, 92 N.C. App. 257, 264, 374 S.E.2d 462, 466 (1988) ("[D]ismissal under Rule 12(b)(6) is an adjudication on the merits[.]"). Further, we note that the trial court certified the dismissal of this claim as final under Rule 54(b). See Milton, 170 N.C.App. at 178, 611 S.E.2d at 476. Therefore, the trial court's order dismissing plaintiff's claims for unfair and deceptive trade practices, medical malpractice, negligence, and negligence per se is immediately appealable.
Plaintiff raises two issues on appeal concerning whether the trial court erred (I) by granting defendants' motions and dismissing plaintiff's claim for unfair and deceptive trade practices; and (II) by granting defendants' motions and dismissing plaintiff's claims for medical malpractice and/or negligence.
Plaintiff contends that the trial court erred by granting defendants' motions and dismissing plaintiff's claim for unfair and deceptive trade practices. We disagree.
"On appeal of a 12(b)(6) motion to dismiss, this Court conducts a de novo review of the pleadings to determine their legal sufficiency and to determine whether the trial court's ruling on the motion to dismiss was correct." Burgin v. Owen, 181 N.C. App. 511, 512, 640 S.E.2d 427, 429 (2007) (citation and quotation omitted).
Plaintiff argues that the trial court erred by granting defendants' motions to dismiss plaintiff's claim for unfair and deceptive trade practices. Specifically, plaintiff contends that the trial court erred because the "learned profession" exception under N.C. Gen.Stat. § 75-1.1 does not apply to defendants in this matter.
North Carolina General Statutes, Chapter 75-1.1, holds that:
N.C.G.S. § 75-1.1(a), (b) (2013). To determine whether the "learned profession" exclusion applies, a two-part inquiry must be conducted: "[f]irst, the person or entity performing the alleged act must be a member of a learned profession. Second, the conduct in question must be a rendering of professional services." Reid v. Ayers, 138 N.C. App. 261, 266, 531 S.E.2d 231, 235 (2000) (citations omitted).
Plaintiff concedes that defendants, as medical professionals, "are members of [a] learned profession." Plaintiff argues, however, that the learned profession exception under N.C.G.S. § 75-1.1 does not apply here because, by "illegally access[ing], shar[ing], and us[ing] Plaintiff's peer review materials and patients' confidential medical records out of malice and for financial gain for illegal improper purpose[,]" defendants have not rendered professional services.
The improper conduct by defendants of which plaintiff complains concerns the anonymous complaint sent by "W. Blower" to the North Carolina Medical Board. This anonymous complaint contained references to matters addressed by the 2005 and 2006 peer reviews, matters which plaintiff alleges were to be kept confidential and private as a result of the 2006 mediated settlement agreement between plaintiff and MPMC. Despite this complaint having been sent anonymously to the North Carolina Medical Board, plaintiff asserts that all defendants, including "John/Jane/It Doe 1 Through 5," were potentially involved with this anonymous complaint because only these parties had access to the materials covered by the 2006 mediated settlement agreement. As such, the conduct of which plaintiff complains involves correspondence sent by one or more medical professionals (defendants) to another group of medical professionals (the North Carolina Medical Board) concerning the conduct of yet another medical professional (plaintiff) committed in a professional setting.
It is well-settled by our Courts that "a matter affecting the professional services rendered by members of a learned profession... therefore falls within the exception in N.C.G.S. § 75-1.1(b)." Burgess v. Busby, 142 N.C. App. 393, 407, 544 S.E.2d 4, 11-12 (2001) (citations omitted); see also Gaunt v. Pittaway, 139 N.C. App. 778, 784, 534 S.E.2d 660, 664 (2000) ("[M]edical professionals are expressly excluded from the scope of N.C.G.S. § 75-1.1(a) and thus it clearly does not follow that a statement by a medical professional, criminal or otherwise, is governed by this particular statute."). Indeed,
Shelton v. Duke Univ. Health Sys., Inc., 179 N.C. App. 120, 126, 633 S.E.2d 113, 117 (2006) (citation omitted) (affirming the trial court's dismissal of the plaintiff's claim for unfair and deceptive trade practices against the defendant hospital on grounds that such a claim cannot be brought against medical professionals pursuant to N.C.G.S. § 75-1.1). In this case, defendants' alleged conduct in making a complaint to the Medical Board is integral to their role in ensuring the provision of adequate medical care. Accordingly, plaintiff's argument is without merit.
Next, plaintiff argues that the trial court erred by granting defendants' motions and dismissing plaintiff's claim for medical malpractice and/or negligence. We disagree.
Burgin, 181 N.C.App. at 512, 640 S.E.2d at 428-29 (citations and quotation omitted).
Plaintiff contends that the trial court erred by granting defendants' motions to dismiss plaintiff's third claim for medical malpractice, negligence, and negligence per se. In his second complaint, plaintiff also raised a claim for relief based on res ipsa loquitur; plaintiff further orally asserted a claim for relief based on corporate negligence before the trial court.
In his complaint, plaintiff alleged that defendants engaged in medical malpractice pursuant to N.C. Gen.Stat. § 90-21.11. North Carolina General Statutes, Chapter 90-21.11, holds that a medical malpractice claim may be brought in the following instances:
N.C. Gen.Stat. § 90-21.11(2) (2013).
Plaintiff contends that his claim for medical malpractice has satisfied the pleading requirements of N.C.G.S. § 90-21.11 because defendants are medical providers and a medical provider — patient relationship is not required to assert such a claim. Plaintiff cites Jones v. Asheville Radiological Grp., P.A., 129 N.C. App. 449, 500 S.E.2d 740 (1998), rev'd in part on other grounds by 351 N.C. 348, 524 S.E.2d 804 (2000), in support of his argument.
In Jones, the plaintiff sued her defendant physician and medical provider, alleging that the defendants had disclosed her medical records without her authorization. Id. at 453, 500 S.E.2d at 742. The trial court granted the defendants' motion to dismiss on the grounds that the unauthorized disclosure of medical records did not give rise to a claim for medical malpractice. Id. at 455, 500
Jones is not applicable to the instant case since, in Jones, the plaintiff was a patient of the defendants and, thus, a clear physician/medical provider to patient relationship existed between the plaintiff and the defendants. Here, plaintiff was not a patient of defendants, but rather a fellow medical professional and associate of MPMC. "[I]t is well settled that the relationship of health-care provider to patient must be established to maintain an actionable claim for medical malpractice." Massengill v. Duke Univ. Med. Ctr., 133 N.C. App. 336, 338, 515 S.E.2d 70, 72 (1999) (citing Easter v. Lexington Mem'l Hosp., Inc., 303 N.C. 303, 305-06, 278 S.E.2d 253, 255 (1981) ("It is well settled that the relationship of physician to patient must be established as a prerequisite to an actionable claim for medical malpractice.") (citation omitted)). Therefore, the trial court did not err by granting defendants' motions to dismiss with respect to plaintiff's claim for medical malpractice.
Plaintiff also brought written claims for negligence, negligence per se, and res ipsa loquitur in his second complaint, and orally attempted to assert a claim of corporate negligence before the trial court. Plaintiff alleges that these negligence claims arose from defendants' failure to "exercise reasonable care and due diligence in safeguarding the medical records generated by Plaintiff, and Plaintiff's peer review materials stored under the exclusive care, custody and control of MPMC[.]" In its order dismissing these claims, the trial court noted that "The motion to dismiss Plaintiff's claim for medical malpractice and/or negligence (Count III) is allowed. The Court's decision to dismiss Count III is not based on Rule 9(j) of the Rules of Civil Procedure."
In his second complaint, plaintiff alleged that defendants are medical providers and staff for whom plaintiff generated confidential patient medical records. Plaintiff also alleged that, because defendants engaged in two peer reviews of plaintiff, defendants owed plaintiff a duty to "properly safeguard[] and protect[]" records relating to these reviews which were "stored under the exclusive care, custody and control of MPMC[.]" Plaintiff further alleged that, in addition to defendants "fail[ing] to exercise reasonable care and due diligence in safeguarding [the] medical records generated by Plaintiff, and Plaintiff's peer review materials," defendants are liable under the doctrine of res ispa loquitur because defendants' "failure to safeguard Plaintiff's private and confidential materials is evidenced by the fact that said Defendant[s] had exclusive possession, custody and control of said materials, which would not have been disclosed, but for [defendants'] negligence."
As a result, plaintiff has alleged that he is entitled to recover damages from defendants based upon his claims for negligence against defendants, including actions for negligence, negligence per se, corporate negligence, and res ipsa loquitur. However, these claims have been abated.
Jessee v. Jessee, 212 N.C. App. 426, 439, 713 S.E.2d 28, 37 (2011) (citations and quotations omitted).
A review of plaintiff's two lawsuits indicates that there exists significant overlap between the parties, subject matter, issues, and relief demanded. Specifically, each lawsuit concerns a core group of defendants (MPMC, Cynthia Robinson, Robert Singletary, and Whistle Blower 1 Through 10/Doe 1 Through 5), and identical subject matter and issues (that defendants' failure to safeguard medical records generated by plaintiff and peer review records concerning plaintiff has harmed plaintiff). As plaintiff's two lawsuits "present a substantial identity as to parties, subject matter, issues involved, and relief demanded[,]" plaintiff's second complaint has been abated by plaintiff's first complaint. See id. Accordingly, the trial court did not err in granting defendants' motions to dismiss.
Affirmed.
Judges ELMORE and ERVIN concur.