LOUISE W. FLANAGAN, District Judge.
The matter is before the court on the motion for summary judgment (DE # 37) pursuant to Federal Rule of Civil Procedure 56 and motion to seal (DE # 40) filed by defendants Lead Correctional Officer Johnny Arrington ("Arrington"), Superintendent Gary Massey ("Massey"), Sergeant Eric Pittman ("Pittman"), and former Sergeant Kelvin Smith ("Smith"). Plaintiff responded to defendants' motion for summary judgment, but did not respond to the motion to seal.
In this posture, the issues raised are ripe for adjudication. For the following reasons, the court grants defendants' motion for summary judgment, but denies defendants' motion to seal.
On April 23, 2010, plaintiff filed this action pro se pursuant to 42 U.S.C. § 1983, alleging that the above-stated defendants, as well as former Sergeant Gary Bennett ("Bennett"), used excessive force against him in violation of the Eighth Amendment to the United States Constitution. On April 19, 2011, defendants filed a motion for a protective order prohibiting discovery in this case until the court adjudicates their qualified immunity defense. The court granted defendants' motion.
Defendants filed a motion for summary judgment on June 10, 2011, arguing that plaintiff is not able to establish that they used excessive force against him in violation of the Eighth Amendment. Alternatively, defendants assert the defense of qualified immunity. Along with their motion for summary judgment, defendants filed a motion to seal exhibit C attached to the affidavit of Dr. Phillip Stover ("Dr. Stover").
In response to defendants' motion for summary judgment, plaintiff argued that defendants possess a video tape of the alleged excessive force incident, but that it was not made part of the record. Accordingly, on February 9, 2012, the court directed defendants to submit to the court any video tape of the alleged use of force incident on November 29, 2009. Defendants responded to the court's order, and Massey submitted a sworn affidavit stating that "no video recording of the use of force incident involving Plaintiff on 29 November 2009 exists." (DE # 45) Aff. of Massey ¶ 4. Plaintiff filed a response to Massey's affidavit.
The undisputed facts are as follows. Plaintiff's allegations arise out of events that occurred on November 29, 2009, while he was incarcerated at Caledonia Correctional Institution ("Caledonia"). Defendants state that Caledonia's Administrative Captain received an anonymous letter stating that plaintiff was receiving drugs during visitation. Massey Aff. ¶ 8. On November 29, 2009, Arrington and Pittman called plaintiff into the bathroom for a search following visitation. Plaintiff was directed to remove all of his clothes. Plaintiff complied with the officers' order, and removed all of his clothes with the exception of his underwear. Arrington and Pittman then ordered plaintiff to squat and cough. Plaintiff complied.
The parties' accounts of the incident from this point forward differ. According to plaintiff, after he squatted and coughed, he turned around to see if he had dropped his identification card and keys. Pittman then grabbed plaintiff's neck, pushed him outside of the door into the visitation area, and began choking him. Plaintiff attempted to hold onto to a nearby water fountain for support, but was hit by Arrington and fell to the floor. Pittman continued to choke plaintiff and bang plaintiff's head against the floor. Smith joined Pittman and Arrington, and the officers repeatedly kicked plaintiff in the groin, left kidney, the front of his face, and his jaw. Smith, Pittman, and Arrington continued the assault for twenty (20) minutes. Bennett then grabbed plaintiff's left arm and twisted it into a position until it was almost broken.
Plaintiff asserts that he attempted to obey the officers' orders to spit out any alleged contraband, but could not comply because he was being choked. When plaintiff finally was able to comply, he spit out blood. Plaintiff then was locked in a shower cell. Plaintiff states that the alleged assault caused injuries to his face, neck, ribs, back, legs, and groin area. Plaintiff also alleges that the incident caused him to experience depression, blood in his urine, high blood pressure, loss of consciousness, migraine headaches, neck pain, as well as anxiety and panic attacks. Finally, plaintiff states that the incident caused him to lose a firm grip on reality, resulting in his inability to tell truth from falsehood.
Defendants alternatively, assert that when plaintiff removed his clothes, he began coughing, placed his hand in his mouth, and put an unknown object into his mouth. Arrington Aff. ¶ 5. Plaintiff continued coughing and began walking toward the water fountain.
Plaintiff next ran into the visiting area, stopped at the water fountain, and began drinking water. Pittman Aff. ¶ 7; Arrington Aff. ¶ 7. Arrington and Pittman then ran toward plaintiff and wrestled him to the ground.
Following the alleged assault, plaintiff was examined by nursing staff. Stover Aff. ¶ 8 and Ex. B. p. 77. Plaintiff complained of injuries to his left jaw, left groin, and left arm.
On November 30, 2009, Dr. Land examined plaintiff, and plaintiff complained of pain in his left shoulder and in his groin.
On December 30, 2009, plaintiff was examined by Dr. Land.
On February 19, 2010, plaintiff had a physician extender evaluation during which he complained of continued neck pain, decreased range of motion in his neck, and inability to move his left fourth and fifth fingers.
On April 23, 2010, plaintiff had a magnetic resonance imaging ("MRI") test of his C-spine.
On May 26, 2010, plaintiff informed medical staff that he previously had a carotid artery repaired after sustaining a gunshot wound to the neck.
Defendants seek to seal exhibit C, attached to the affidavit of Dr. Stover, because it contains plaintiff's confidential mental health records. The public has a First Amendment right of access to the exhibit submitted in conjunction with a summary judgment motion.
Plaintiff named Bennett as a defendant in this action, but has been unable to obtain service upon him within the time period required by Rule 4(m) of the Federal Rules of Civil Procedure. Plaintiff's initial attempt at service was returned un-executed. On December 20, 2010, the court informed plaintiff that he failed to make service on Bennett within one hundred twenty (120) days. Plaintiff also was informed that his action against Bennett would be dismissed without prejudice unless he demonstrated good cause as to why such service was not made within the one hundred twenty (120) day period. Plaintiff responded to the court's December 20, 2010, notice. On February 16, 2011, the court directed the North Carolina Attorney General to provide the court with Bennett's full name and last known address. On March 8, 2011, the North Carolina Attorney General responded that it could not locate an address for former North Carolina Department of Correction employee Bennett because he was deceased. Since the North Carolina Attorney General's response, plaintiff has not shown good cause nor has he made any other attempts to serve Bennett. As a result, plaintiff's claim against Bennett is dismissed without prejudice.
Summary judgment is appropriate when there exists no genuine issue of material fact, and the moving party is entitled to judgment as a matter of law. Fed. R. Civ. P. 56(c);
Plaintiff alleges that defendants possess video-taped footage of the November 29, 2009, use of force incident. The court directed defendants to submit any video tape of the alleged February 9, 2012, use of force incident. In response, defendants submitted an affidavit from Massey stating that "no video recording of the use of force incident involving Plaintiff on 29 November 2009 exists." Supp. Aff. of Massey ¶ 4. Plaintiff, in turn, asserts that Massey's continued "denial of review of video footage of Caledonia Corr. visitation area on 11-29-09, is further reason why said order to review video footage of Caledonia Corr. visitation area on 11-29-09 should be granted." (DE # 47). Plaintiff, however, has not submitted any evidence to support the existence of a video tape of the incident, aside from his own conclusory allegations. Conclusory allegations are not sufficient to support a claim.
In support of their motion for summary judgment, defendants assert the defense of qualified immunity. Government officials are entitled to qualified immunity from civil damages so long as "their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known."
Plaintiff alleges that defendants used excessive force against him in violation of the Eighth Amendment. The Eighth Amendment prohibits the "unnecessary and wanton infliction of pain" which constitutes cruel and unusual punishment.
To satisfy the subjective component, a claimant must show that a prison official acted with a "sufficiently culpable state of mind."
Applying the factors set forth above, the record does not support plaintiff's excessive force claim. First, there was a clear need for the force in that Pittman and Arrington suspected that plaintiff had placed contraband in his mouth. Although plaintiff states that he attempted to comply with the officers' orders to spit out the contraband, the record reflects that the officers believed plaintiff was refusing their orders. The need for force increased when plaintiff fled the bathroom, where the search occurred, into the visitation area, creating a security risk. Finally, the need for force further is supported by the fact that, following the incident, plaintiff incurred disciplinary convictions for his disruptive behavior. Massey Aff. ¶ 6 and Exs. E and F.
Although plaintiff reports that he received injuries to his face, neck, ribs, back, legs, and groin area, as well as anxiety, panic attacks, and other mental health issues, the alleged injuries largely are unsubstantiated by the record. Rather, the record reflects that plaintiff was medically screened immediately following the alleged use of force and the nurse noted only spasms in his left upper arm (no bruising), a small scratch on the side of his face, and some broken skin on his left thumb. Stover Aff. ¶ 8 and Ex. B p. 77. Plaintiff also was diagnosed with left shoulder and right groin strain.
Plaintiff's only ongoing medical issue is a problem with the use of his fourth and fifth fingers, which Dr. Stover opines is the type of injury that could have occurred in the course of resisting the officers' attempt to bring him under control.
Based upon the de minimis nature of plaintiff's injury, as well as the lack of evidentiary support for plaintiff's allegations regarding the assault, the court finds that the relationship between the need for force and the force used was proportionate. To the extent that the allegations differ with regard to the alleged use of force incident, there is no evidence suggesting that defendants applied force in a malicious, wanton, or sadistic manner. Rather, defendants' actions were reasonable considering the fact that plaintiff was acting in a disruptive manner and disobeyed direct orders from corrections officers. Further, defendants had an interest in re-gaining control over plaintiff because plaintiff had taken the altercation to the visitation area where other inmates and staff were present. Thus, the court finds that plaintiff is not able to satisfy either the objective or subjective prongs of the Eighth Amendment test. Thus, plaintiff is unable to establish a constitutional violation, and defendants are entitled to qualified immunity for plaintiff's excessive force claim.
Plaintiff states that Massey instructed medical staff to limit how much medical treatment he received. Compl. p. 11. Plaintiff further states that he is not receiving the "proper medical attention," but "only what they're willing to grant me to only to stabilize me, but not to get me back to full health."
For the foregoing reasons, defendants' motion to seal (DE # 40) is DENIED, and the Clerk of Court is DIRECTED to unseal defendants' motion to seal (DE # 40). Defendants' motion for summary judgment (DE # 37) is GRANTED. Plaintiff's claim against Bennett is DISMISSED without prejudice. The Clerk of Court is DIRECTED to close this case.
SO ORDERED.