ROBERT T. NUMBERS, II, Magistrate Judge.
Plaintiff Pamela Gail Best instituted this action on January 19, 2016, to challenge the denial of her application for social security income. Best claims that the Administrative Law Judge ("ALJ") William Andersen erred in failing to consider whether utilizing a lower "Grid Rule" in the Medical—Vocational Guidelines was appropriate. Both Best and Defendant Nancy Berryhill, the Acting Commissioner of Social Security, have filed motions seeking a judgment on the pleadings in their favor. D.E. 22, 26.
After reviewing the parties' arguments, the court has determined that ALJ Andersen reached the appropriate decision. There is substantial evidence to support ALJ Andersen's step five finding relying on the testimony of a Vocational Expert ("VE") as to the existence of other work which Best could perform. Therefore, the undersigned magistrate judge recommends that the court deny Best's motion, grant Berryhill's motion, and affirm the Commissioner's decision.
On January 12, 2012, Best protectively filed applications for disability benefits and supplemental security income. In both applications, Best alleged a disability that began on June 25, 2011. After her claims were was denied at the initial level and upon reconsideration, Best appeared at a hearing before an ALJ Andersen on March 7, 2014 to determine whether she was entitled to benefits. ALJ Andersen determined determined Best was not entitled to benefits because she was not disabled. Id. at 12-20.
ALJ Andersen found that Best had the following severe impairments: diabetes mellitus, osteoarthritis, chronic bilateral thumb pain, chronic obstructive pulmonary disease ("COPD"), asthma, degenerative disc disease of the cervical spine, post-traumatic stress disorder ("PTSD"), depression, and anxiety. Id. at 15. ALJ Andersen found that Best's impairments, alone or in combination, did not meet or equal a Listing impairment. Id. Andersen then determined that Best had the residual functional capacity ("RFC") to perform light work with additional limitations. She can sit four hours in an eight-hour workday; she can stand and walk six hours in an eight-hour workday
After unsuccessfully seeking review by the Appeals Council, Best commenced this action by filing a complaint pursuant to 42 U.S.C. § 405(g) on January 19, 2015. D.E. 6.
When a social security claimant appeals a final decision of the Commissioner, the district court's review is limited to the determination of whether, based on the entire administrative record, there is substantial evidence to support the Commissioner's findings. 42 U.S.C. § 405(g); Richardson v. Perales, 402 U.S. 389, 401 (1971). Substantial evidence is defined as "evidence which a reasoning mind would accept as sufficient to support a particular conclusion." Shively v. Heckler, 739 F.2d 987, 989 (4th Cir. 1984) (quoting Laws v. Celebrezze, 368 F.2d 640, 642 (4th Cir. 1966)). If the Commissioner's decision is supported by such evidence, it must be affirmed. Smith v. Chater, 99 F.3d 635, 638 (4th Cir. 1996).
In making a disability determination, the ALJ engages in a five-step evaluation process. 20 C.F.R. § 404.1520; see Johnson v. Barnhart, 434 F.3d 650 (4th Cir. 2005). The analysis requires the ALJ to consider the following enumerated factors sequentially. At step one, if the claimant is currently engaged in substantial gainful activity, the claim is denied. At step two, the claim is denied if the claimant does not have a severe impairment or combination of impairments significantly limiting him or her from performing basic work activities. At step three, the claimant's impairment is compared to those in the Listing of Impairments. See 20 C.F.R. Part 404, Subpart P, App. 1. If the impairment is listed in the Listing of Impairments or if it is equivalent to a listed impairment, disability is conclusively presumed. However, if the claimant's impairment does not meet or equal a listed impairment, the ALJ assesses the claimant's RFC to determine, at step four, whether he can perform his past work despite his impairments. If the claimant cannot perform past relevant work, the analysis moves on to step five: establishing whether the claimant, based on his age, work experience, and RFC can perform other substantial gainful work. The burden of proof is on the claimant for the first four steps of this inquiry, but shifts to the Commissioner at the fifth step. Pass v. Chater, 65 F.3d 1200, 1203 (4th Cir. 1995).
Because the parties do not dispute the medical evidence or ALJ Andersen's consideration of it, it will receive only a brief review. Best has several physical impairments which ALJ Andersen deemed to be severe: diabetes mellitus, osteoarthritis, chronic bilateral thumb pain, COPD, asthma, and degenerative disc disease of the cervical spine. Tr. at 15. She has also has diagnoses of PTSD, depression, and anxiety which impede her ability to perform work activities. Id. Best testified that she experiences back pain, numbness and tingling in her hands and feet, wheezing and dyspnea. Id. at 17. She stated that she has difficulty using her hands for buttons and zippers, has fallen, and uses a cane (although it is not prescribed by a physician). Id.
Best alleges that she has had a hard time controlling her diabetes. Id. Treatment notes reflect improvement in her COPD since she stopped smoking. Id. The medical record also demonstrates her complaints of symptoms which, upon examination, yielded generally minimal objective findings and usually resolved with conservative treatment. Id. at 17-18.
Best has received treatment for PTSD, anxiety, and depression which ALJ Andersen correlated to family stressors and a past history of abuse. Id. at 18. ALJ Andersen observed that exams found Best had intact insight, judgment, memory, mood, and affect. Id. He noted that a consultative examiner found Best had a fair prognosis with medication; that she could understand, retain, and follow instructions; and that she could sustain attention to perform simple, routine, repetitive tasks. Id. ALJ Andersen determined that Best had mild limitations in activities of daily living, moderate limitations in social functioning and maintaining concentration, persistence, or pace, and has experienced no episodes of decompensation of extended duration. Id. at 15.
Best argues that ALJ Andersen erred by failing to consider whether utilization of a lower Grid Rule was appropriate where the RFC determination fell between two Grid Rules directing different results. Specifically, she contends that her RFC fell between the exertional ranges for light and sedentary work and, under SSR 83-12, ALJ Andersen should have considered whether the lower, sedentary level more appropriately addressed her abilities. Under the Grids, a sedentary RFC would direct a finding of "disabled" as of March 18, 2013, when Best reached the age of 50. The Commissioner asserts, and the court agrees, that ALJ Andersen properly determined the application of the Grid Rules.
While a claimant has the burden at steps one through four, it is the Commissioner's burden at step five to show that work the claimant is capable of performing is available. Pass, 65 F.3d at 1203 (citing Hunter v. Sullivan, 993 F.2d 21, 35 (4th Cir. 1992)). "The Commissioner may meet this burden by relying on the Medical-Vocational Guidelines (Grids) or by calling a vocational expert [("VE")] to testify." Aistrop v. Barnhart, 36 F. App'x 145, 146 (4th Cir. 2002) (citing 20 C.F.R. § 404.1566)).
The Grids are published tables that take administrative notice of the number of unskilled jobs at each exertional level in the national economy. 20 C.F.R. Pt. 404, Subpt. P, App. 2. An ALJ must first determine which Grid table applies depending on the claimant's exertional capacity. Id. Based on the claimant's age, education, and previous work experience, rules within the Grid table direct a finding of "disabled" or "not disabled." Id.
When a claimant suffers solely from exertional impairments, the Grids may satisfy the Commissioner's burden of coming forward with evidence as to the availability of jobs the claimant can perform. Grant v. Schweiker, 699 F.2d 189, 192 (4th Cir. 1983). When a claimant: (1) suffers from a non-exertional impairment that restricts his ability to perform work of which he is exertionally capable, or (2) suffers an exertional impairment which restricts him from performing the full range of activity covered by a work category, the ALJ may not rely on the Grids and must produce specific vocational evidence showing that the national economy offers employment opportunities to the claimant. See Walker v. Bowen, 889 F.2d 47, 49 (4th Cir. 1989); Hammond v. Heckler, 765 F.2d 424, 425-26 (4th Cir. 1985); Cook v. Chater, 901 F.Supp. 971, 977 (D. Md. 1995); 20 C.F.R. Pt. 404, Subpt. P, App. 2, § 201.00(h). The Regulations permit testimony from a vocational expert to determine "whether [a claimant's] work skills can be used in other work and the specific occupations in which they can be used[.]" 20 C.F.R. §§ 404.1566(e), 416.966(e).
Where a claimant's RFC does not fit into one single Grid, a VE may be consulted to determine which Grid applies. See SSR 83-12, 1983 WL 31253. More specifically:
Id. at *3. However, where the claimant's limitations place them significantly below the Grid's determination, the lower rule may be adopted, and a finding of disabled is justified. SSR 83-12, 1983 WL 31253, at *2.
Here, ALJ Andersen found that Best had the RFC to perform light work with additional limitations. Tr. at 16. Based on Best's education and previous work experience, the Grid Rules for sedentary and light capacity direct opposite conclusions with regard to her disability as of her March 18, 2013, her 50th birthday. See 20 C.F.R. Pt. 404, Subpt. P, App. 2, §§ 201.12 (sedentary work, disabled) and 202.13 (light work, not disabled).
However, Best fails to establish a significant reduction in her exertional capacity. Because her actual limitations enable her to perform some light work, Best's RFC is properly characterized as less than a full range of light work. Her RFC is consistent with exertional requirements of light work with the exception that Best is limited to sitting for four hours. ALJ Andersen's finding as to Best can stand or walk for six hours in an eight-hour day is consistent with light work. SSR 83-10, 1983 WL 31251, at *6 (Jan. 1, 1983) ("[T]he full range of light work requires standing or walking, off and on, for a total of approximately 6 hours of an 8-hour workday."). The other limitations set forth in Best's RFC include manipulative, postural, environmental, and mental limitations. See SSR 83-10, 1983 WL 31251, at *6 (Jan. 1, 1983) (nonexertional impairments do not affect the ability to sit, stand, walk, lift, carry, push, or pull); SSA Program Operations Manual System ("POMS") § DI 24515.063 (exertional limitations affect ability to meet strength demands of a job such as sitting, standing, walking, lifting, carrying, pushing, and pulling).
The VE identified only one position—routing clerk—as other work Best could perform given her RFC for a reduced range of light work. Tr. at 19, 45. Best's counsel questioned the VE whether a sit-stand option
In sum, Best has failed to establish a significant reduction in her exertional capacity for light work and, given her additional limitations, ALJ Andersen properly sought the assistance of a VE at step five. The VE testified that there was other work Best was capable of performing, given her age, education, work experience, and RFC and that a significant number of such jobs existed. Best has not shown that ALJ Andersen failed to comply with the requirements of SSR 83-12. Therefore, her argument should be rejected.
For the forgoing reasons, the undersigned recommends that the court deny Best's Motion for Judgment on the Pleadings (D.E. 22), grant Berryhill's Motion for Judgment on the Pleadings (D.E. 26), and affirm the Commissioner's decision.
Furthermore, the court directs that the Clerk of Court serve a copy of this Memorandum and Recommendation on each of the parties or, if represented, their counsel. Each party shall have until 14 days after service of the Memorandum and Recommendation on the party to file written objections to the Memorandum and Recommendation. The presiding district judge must conduct his or her own review (that is, make a de novo determination) of those portions of the Memorandum and Recommendation to which objection is properly made and may accept, reject, or modify the determinations in the Memorandum and Recommendation; receive further evidence; or return the matter to the magistrate judge with instructions. See, e.g., 28 U.S.C. § 636(b)(1); Fed. R. Civ. P. 72(b)(3); Local Civ. R. 1.1 (permitting modification of deadlines specified in local rules), 72.4(b), E.D.N.C.