CATHERINE C. EAGLES, District Judge.
Before the court accepts a guilty plea, a defendant may withdraw his guilty plea "for any reason or no reason." Fed. R. Crim. P. 11(d)(1). After the court accepts a guilty plea but before it imposes a sentence, a defendant may withdraw the plea only if the court rejects a plea agreement made pursuant to Rule 11(c)(5) or if "the defendant can show a fair and just reason for requesting the withdrawal." Fed. R. Crim. P. 11(d)(2).
Messiah May pled guilty to conspiring to distribute cocaine hydrochloride and heroin. After the Court accepted the guilty plea, but before sentencing, Mr. May filed a "Withdrawal of Guilty Plea" pursuant to Rule 11(d)(1). He now contends that the factual basis stated during his Rule 11 hearing was inadequate and invalidates the Court's acceptance of his guilty plea, entitling him to withdraw the plea as of right under Rule 11(d)(1). This contention is without merit, as the Court had accepted his guilty plea and does not have to make the factual basis determination until sentencing. The "Withdrawal of Guilty Plea" will be treated as a motion under Rule 11(d)(2) and, because Mr. May has not shown a "fair and just reason" to withdraw his plea, the motion will be denied.
In October 2017, Mr. May was indicted on a charge of conspiracy to distribute cocaine hydrochloride and heroin. Doc. 1 ¶¶ 1-2. After proceedings largely not pertinent to the dispute here, Mr. May pled guilty pursuant to a written plea agreement in January 2018. See Doc. 72; Minute Entry 01/26/2018; Doc. 133 at 2-3, 19. After an in-depth Rule 11 colloquy, Doc.133 at 3-19, the Court found Mr. May's guilty plea to be knowing and voluntary. Id. at 19.
Defense counsel then expressed concern that the original and amended factual basis documents filed by the government contained "much more information than is actually necessary to cover the elements of the offense," giving rise to safety issues if they were unsealed. Id. at 20. In an effort to allay this concern, the Court used the information in those documents to outline the evidence
Some ten days later, counsel for Mr. May filed a document entitled "Withdrawal of Guilty Plea." Doc. 78. Defense counsel noted that the minute entry indicated the factual basis had been withheld and cited Federal Rule of Criminal Procedure 11(d)(1), which allows a defendant to withdraw a guilty plea "for any reason or no reason" before it is accepted. Doc. 78 at 1.
After a status conference at which Mr. May abandoned his contention that Rule 11(d)(1) applied
At the September hearing, Mr. May revived his contention that he was entitled to withdraw his guilty plea under Rule 11(d)(1) "for any reason or no reason." Through counsel, he acknowledged that the Court had accepted his guilty plea, but for the first time he asserted that the verbal factual basis summarized by the Court at the Rule 11 hearing was insufficient to support the plea.
Rule 11 does not require any "magic words" for a court to "accept" a guilty plea, but "there is little doubt that an unambiguous acceptance (e.g., `I accept your guilty plea'). . . provides strong, if not conclusive, evidence that an acceptance has occurred." United States v. Battle, 499 F.3d 315, 322 (4th Cir. 2007). Here, the Court not only engaged in a detailed Rule 11 colloquy with Mr. May, Doc. 133 at 3-19, it also explicitly accepted Mr. May's guilty plea. Id. at 22 (statement by the Court that "[the defendant's] plea of guilty is accepted"). Mr. May has not pointed to any countervailing evidence indicating that the Court did not accept his guilty plea.
Mr. May appears to contend that the lenient standards of Rule 11(d)(1) apply here because the factual basis the Court found to support the guilty plea was inadequate.
Mr. May cites no cases or other authority for the proposition that an inadequate factual basis at the time a guilty plea is accepted somehow means the acceptance of the guilty plea is invalid or void so as to allow withdrawal as of right under Rule 11(d)(1). He does not explain why the Court's explicit acceptance of his plea after a Rule 11 colloquy does not foreclose the application of Rule 11(d)(1) and trigger the application of Rule 11(d)(2). Moreover, even if Mr. May is correct that an adequate factual basis should have been found before the Court accepted Mr. May's plea and that the verbal factual basis found by the Court at the Rule 11 hearing was inadequate, see Doc. 140 at 2-5, these are arguments that there is "a fair and just reason" to withdraw the plea, not arguments that the Court did not accept the plea or that Rule 11(d)(1) somehow applies.
The question, then, is whether Mr. May has shown a "fair and just reason" to withdraw his guilty plea under Rule 11(d)(2) . See generally United States v. Moore, 931 F.2d 245, 248 (4th Cir. 1991) (identifying factors to consider in evaluating a motion to withdraw a guilty plea). The only basis he has arguably asserted is his claim that the verbal factual basis given at the Rule 11 hearing was inadequate to support a guilty plea for conspiracy to distribute cocaine hydrochloride and heroin. Doc. 140 at 2-5. Under the circumstances of this case, this is not an adequate basis to allow Mr. May to withdraw his guilty plea, even assuming he is correct that the factual basis as stated by the Court was inadequate.
The factual basis requirement "is designed to protect a defendant who is in the position of pleading voluntarily with an understanding of the nature of the charge but without realizing that his conduct does not actually fall within the charge." See United States v. Mastrapa, 509 F.3d 652, 660 (4th Cir. 2007). Here, Mr. May admits he knew what was stated in the original factual basis document filed by the government before he pled guilty. Doc. 77 (handwritten document filed by Mr. May stating that "[t]here where [sic] some information in the original factual basis that I didn't agree to" and asking to unseal the amended factual basis "because I have not been shown this document before signing of plea agreement"); accord Doc. 133 at 19-20 (statements by defense counsel implying that Mr. May saw the original factual basis); Doc. 82 at 1 (letter by Mr. May stating that defense counsel read him the original factual basis on the day he signed the plea agreement). The original factual basis document, Doc. 69-1, is well sufficient to support Mr. May's plea.
Moreover, the Court explicitly went over the elements of the offense with Mr. May and twice inquired whether he understood them. Doc. 133 at 11, 12. Mr. May twice stated he did understand the elements, Doc. 133 at 11, 12, and twice affirmed that he understood his plea of guilty was an admission to all of those elements. Doc. 133 at 12, 18. At the end of the Rule 11 colloquy, immediately after again being advised that if he pled guilty he was admitting the elements of the crime, Doc. 133 at 18, Mr. May pled guilty and explicitly admitted his guilt. Doc. 133 at 19. He never asked any questions about how the elements applied to his conduct. He has not changed his position on these questions even now. Nor has he subsequently denied his guilt or contended that his guilty plea was not knowing or voluntary because he did not understand the elements. See Moore, 931 F.2d at 248 (identifying whether the defendant has offered credible evidence that his plea was not knowing or voluntary and whether the defendant has credibly asserted his legal innocence as factors relevant to the plea withdrawal inquiry).
Further, Mr. May abandoned his unverified and vague claim that his lawyers were ineffective, which was inconsistent with his statements under oath when he pled guilty. Compare Doc. 82 ("I feel that my counsel was ineffective"), with, e.g., Doc. 133 at 5 (Mr. May, answering "No" in response to the question of whether he had "any concerns about the sufficiency of [his lawyer's] representation"). The record discloses, and the Court finds, that Mr. May had competent counsel when he pled guilty. See Moore, 931 F.2d at 248 (identifying whether the defendant has had close assistance of competent counsel as relevant to the plea withdrawal analysis).
Mr. May does not contend, nor has he ever contended, that the government does not have evidence of his conduct that supports each element of the offenses he pleaded guilty to; he maintains only that the factual basis stated on the record during the Rule 11 hearing is insufficient to support his guilty plea. While Mr. May has consistently disagreed with unspecified aspects of the two written factual basis documents that the government filed before he pled guilty, see, e.g., Doc. 133 at 19-20, Doc. 77, those disagreements were never directed to the adequacy of the factual basis. Rather, his lawyer expressed the opposite concern: that the original and amended written factual basis documents contained "much more information than is actually necessary to cover the elements of the offense." Doc. 133 at 20-21. Mr. May's attorney agreed at the Rule 11 hearing that there was a sufficient factual basis for his guilty plea, Doc. 133 at 20, 22, and the two written factual basis documents fully support counsel's recognition of the obvious. See Docs. 69-1, 71-1.
Assuming without deciding that the factual basis stated during the Rule 11 hearing was insufficient, the Court can deal with this problem, if it is one, at the sentencing hearing. See United States v. Van Doren, 800 F.3d 998, 1001 (8th Cir. 2015) (noting that a "defendant may establish a fair and just reason for withdrawing his guilty plea by demonstrating that his plea is not supported by an adequate factual basis."). At that point, the Court will have the pre-sentence report and perhaps other information before it. See generally Martinez, 277 F.3d at 531-32 (noting that, at sentencing, the court "may conclude that a factual basis exists from anything that appears on the record," and that "answers provided by counsel for the defense and government [and] the presentence report" are appropriate for consideration); Mobley, 618 F.3d at 545 ("In reviewing whether a district court had a factual basis for a plea, then, we may examine the entire record, including proceedings that occurred after the plea colloquy."); Ketchum, 550 F.3d at 366-67; see also Hildenbrand, 527 F.3d at 475. As noted, the finding of a factual basis need only be made before entry of judgment.
While there was not a long delay between the Rule 11 hearing and Mr. May's motion to withdraw his guilty plea, granting the motion would prejudice the government, inconvenience the Court, and waste judicial resources. See Moore, 931 F.2d at 248 (highlighting these factors as relevant to the plea withdrawal inquiry). There are co-defendants who have pled guilty and whose sentencings would likely be further delayed if Mr. May's motion was granted. See, e.g., Doc. 125 at ¶ 14; Doc. 126 at 3; Doc. 127; Doc. 128. Mr. May's history of repeatedly changing his mind
Finally, the Rule 11 colloquy was unusually extensive in this case. See generally Doc. 133 at 3-19; Doc. 139 at 3 (Mr. May's current counsel, conceding that "the Court had gone way beyond the normal questioning that it would ask a defendant."). Mr. May had many opportunities to ask for a jury trial if he wanted to plead not guilty or to ask about the elements of the offense, and the record is clear that Mr. May's guilty plea was knowing and voluntary. See Doc. 133 at 3-19. The Court confirmed that the plea agreement had been signed several days before the Rule 11 hearing, Doc. 133 at 18, and Mr. May told the court several times, under oath, that he had had enough time to talk to his lawyers. Doc. 133 at 5, 8. Mr. May told the court—again several times while still under oath—that he understood it was his decision whether to plead guilty or not guilty and that he understood he could have a trial if he wanted one. Id. at 6, 7, 11, 17-18. The Court told him that "if you plead guilty today and the Court accepts your plea, you will not have a trial. That is a difficult decision to get set aside." Id. at 8. Mr. May said he understood. Id. He was fully aware of the elements of the crime, he knew the contents of the original factual basis document which summarized much of the government's evidence, and he admitted his guilt.
The Federal Rules of Criminal Procedure do not allow defendants who have knowingly and voluntarily pled guilty to withdraw their guilty pleas "simply on a lark" or based on "buyer's remorse." United States v. Thompson-Riviere, 561 F.3d 345, 348 (4th Cir. 2009). Technical difficulties with the factual basis—difficulties arising from defense concerns over Mr. May's safety, not over the adequacy of the factual basis—do not provide cover for what appears to be nothing more than a change of heart.
For these reasons, the court finds and concludes that Mr. May has not met his burden to show a fair and just reason for the withdrawal of his guilty plea. It is