LOUISE W. FLANAGAN, District Judge.
This matter is before the court on petitioner's motion to vacate, set aside, or correct his sentence under 28 U.S.C. § 2255, as corrected and amended, (DE 76, DE 85), and the government's motion to dismiss, (DE 88). Pursuant to 28 U.S.C. § 636(b)(1)(B), United States Robert B. Jones, Jr. entered memorandum and recommendation ("M&R"), (M&R (DE 94)), wherein it is recommended that the court deny petitioner's motion and grant respondent's motion. Petitioner timely filed objections to the M&R, and in this posture, the issues raised are ripe for ruling. For the reasons that follow, the court adopts the recommendation of the M&R, denies petitioner's motion, and grants respondent's motion.
On September 5, 2014, pursuant to a written plea agreement, petitioner pleaded guilty to a two-count criminal information charging him with conspiracy to commit offenses against the United States, that is bribery and theft of government property, in violation of 18 U.S.C. § 371 (count 1), and bribery of a public official, in violation of 18 U.S.C. § 201(b)(2) (count 2).
The criminal information to which petitioner pleaded guilty alleged in part as follows:
(DE 1 ¶¶ 1-3, 11). The criminal information set forth several overt acts, including that "the co-conspirators falsely certified that the false TMRs representing approximately 114 truckloads of fuel had been completed successfully," and additionally alleged criminal proceeds of $10,812,000.00. (
As part of his plea agreement, petitioner agreed to waive the right to challenge his conviction or sentence on collateral review with the exception of claims of ineffective assistance of counsel or prosecutorial misconduct not known at the time of petitioner's guilty plea. (Plea Agreement (DE 15) at 1-2). Additionally, the plea agreement included stipulation between the parties as to certain guidelines provisions, including the amount of loss. (
At sentencing on September 29, 2015, the government moved for a downward departure, pursuant to USSG § 5K1.1, based on petitioner's substantial assistance, and the court granted the government's motion, imposing a 60-month term of imprisonment for count one, concurrent with a 120-month term of imprisonment for count two.
Petitioner appealed his judgment, challenging only the court's calculation of restitution. Brief for Appellant at 7, 19,
On October 12, 2016, petitioner filed the instant motion to vacate pursuant to 28 U.S.C. § 2255, alleging the following four grounds as warranting relief: 1) the prosecution failed to provide full discovery and provided misleading or mischaracterized information, resulting in a conviction obtained by plea of guilty which was unlawfully induced or not made voluntarily; 2) the prosecution engaged in misconduct by withholding favorable evidence to the defendant and by providing to the court misleading information; 3) newly discovered evidence, and 4) ineffective assistance of counsel.
On April 19, 2017, the government filed its motion to dismiss petitioner's § 2255 motion, arguing petitioner's claims should be dismissed 1) related to his plea agreement and guilty plea as within the scope of petitioner's appeal waiver as found in his plea agreement, as procedurally defaulted, and for failure to state a claim; 2) related to his claims of post-plea prosecutorial misconduct as procedurally defaulted and for failure to state a claim; 3) related to his claims of new evidence as not providing a basis to set aside his guilty plea; and 4) related to his claims of ineffective assistance of counsel as partially within the scope of petitioner's appeal waiver and for failure to state a claim.
On April 24, 2018, the magistrate judge issued M&R, recommending denial of petitioner's motion and grant of the government's motion. On May 7, 2018, petitioner filed objection to the M&R, presenting identical arguments to this court as petitioner presented in support of his original 2255 motion, as amended, (
The district court reviews de novo those portions of the M&R to which specific objections are filed. 28 U.S.C. § 636(b). The court does not perform a de novo review where a party makes only "general and conclusory objections that do not direct the court to a specific error in the magistrate's proposed findings and recommendations."
A petitioner seeking relief pursuant to 28 U.S.C. § 2255 must show that "the sentence was imposed in violation of the Constitution or laws of the United States, or that the Court was without jurisdiction to impose such sentence, or that the sentence was in excess of the maximum authorized by law, or is otherwise subject to collateral attack." 28 U.S.C. § 2255(a). "Unless the motion and the files and records of the case conclusively show that the prisoner is entitled to no relief, the court shall . . . grant a prompt hearing thereon, determine the issues and make findings of fact and conclusions of law with respect thereto." 28 U.S.C. § 2255(b). "The Federal Rules of Civil Procedure and the Federal Rules of Criminal Procedure, to the extent that they are not inconsistent with any statutory provisions, or the [§ 2255 Rules], may be applied to" § 2255 proceedings. Rules Governing Section 2255 Proceedings, Rule 12.
Plea negotiations and the plea agreement are central to the American criminal justice system.
To ensure those benefits remain undisturbed by future developments, guilty pleas typically "are accorded a great measure of finality."
As stated above, petitioner asserted in his original § 2255 motion and then repeated in his objections to the magistrate judge's recommendation that his guilty plea was unlawfully induced and involuntarily obtained for multiple reasons in that 1) defendant did not understand the nature of the charge and the consequences of the plea; 2) the prosecution failed to provide full pre-plea discovery and withheld actual pricing documents and service authorizations; and 3) the prosecution mischaracterized petitioner and other's roles and scope of the loss and harm resulting from petitioner's involvement in the conspiracy. (
In determining that defendant's guilty plea was valid and the appeal/post-conviction waiver enforceable as to matters within its scope, the magistrate judge properly looked to the plea agreement, the above Rule 11 colloquy, petitioner's sworn statements in response, the criminal information to which he pleaded guilty, the unchallenged factual basis for the guilty plea, and the district court's finding that the plea was knowing and voluntary, as well as the fourth Circuit's agreement with that finding and enforcement of the waiver provision. (M&R (DE 94) at 8-11). The magistrate judge then explained how other aspects of the case confirmed petitioner's guilty plea was knowing and voluntary including petitioner's confession,
Petitioner's only objection to the magistrate judge's recommendation is that he "could not knowingly waive his right . . . when the Government was affirmatively misrepresenting the facts of this case" and that defense counsel did not "gather, investigate and test the evidence." (DE 97 at 27). Petitioner does not address the argument, for example, that he voluntarily professed under oath that he was guilty of the criminal information.
Petitioner's claims of prosecutorial misconduct in advance of guilty plea are subject to dismissal due to petitioner's sworn representations at the plea hearing. (
Accordingly, the court finds petitioner's first objection without merit.
Generally, "claims not raised on direct appeal may not be raised on collateral review" and are thus procedurally defaulted.
As stated, ground one of petitioner's § 2255 motion incorporates allegations of pre-plea prosecutorial misconduct, specifically that the government made misrepresentations in the criminal information and the plea process. (
As stated above, ground one's assertions of government misconduct are within the scope of the appeal/post-conviction waiver in the plea agreement because petitioner knew the facts giving rise to these claims at the time he pleaded guilty. (
Petitioner does not argue otherwise, stating only that the government had access to the alleged facts, defendant was prevented from accessing these alleged facts, but that once petitioner's attorney withdrew, which occurred on November 12, 2015, (
Petitioner's argument does not address the magistrate judge's findings or recommendation that petitioner has procedurally defaulted these claims, nor does petitioner allege facts that would support a finding either of "cause and actual prejudice" or "actual innocence."
Accordingly, the court finds petitioner's second objection without merit.
Petitioner contends he is entitled to a new trial, pursuant to Federal Rule of Criminal Procedure 33, based on newly discovered evidence found December 2015, "more than two months after defendant was sentenced," that "revealed the actual fuel costs and the existence of authorizations for organizational procedures for logistics he followed while in Afghanistan." (DE 97 at 22-23).
Rule 33 is entitled "New Trial" and provides in pertinent part that "[u]pon the defendant's motion, the court may vacate any judgment and grant a new trial if the interest of justice so requires. If the case was tried without a jury, the court may take additional testimony and enter a new judgment." Fed.R.Crim.P. 33(a). However, Rule 33 relief is not available to petitioner, as he pleaded guilty. "By its express terms, Rule 33 is confined to those situations in which a trial has been had."
Defendant does not address the inapplicability of Rule 33 to those have pleaded guilty. Petitioner instead objects to the magistrate judge's alternate finding regarding petitioner's allegations of new evidence, that petitioner procedurally defaulted his claims that the government overstated the loss amount and that his actions were approved by the chain of command. (
Accordingly, the court finds petitioner's third objection without merit.
Analysis of an ineffective assistance of counsel claim requires application of the two-part test established by
Petitioner asserts in his original motion and repeats in his objections to the magistrate judge's recommendations that counsel was deficient for failing, prior to petitioner's entry of a guilty plea, to initiate a motion for discovery and pursue the government's evidence generally, failing to obtain a sworn statement from petitioner or any person in his chain-of-command, failing to obtain an expert in military logistics, and for relying on representations made by the prosecution and counseling a pre-indictment plea prior to full discovery. (
Prior to entry of guilty plea, petitioner was aware of each of the above allegations. As discussed above and as discussed by the magistrate judge, petitioner's retained counsel represented him from June 2013 through October 2015, and petitioner claims that "[d]uring the intervening two-year period, the defendant stated on numerous occasions [to his counsel] that contents within the criminal information sheet, plea filings and sentencing documents were fraudulent and did not represent the facts of the case, to no avail." (DE 85 at 5; DE 97 at 5;
Additionally, as noted by the magistrate judge in the alternative, "counsel's failure to pursue discovery prior to entering a guilty plea was a reasonable strategic decision that did not prejudice Petitioner," in that petitioner provided a statement to law enforcement in conformity with the conduct charged in the criminal information to which he pleaded guilty and counsel advised petitioner to cooperate in an attempt to receive a sentence reduction, which petitioner did, a more than five-year reduction. (M&R (DE 94) at 21-23);
Overlapping with some of the above claims, petitioner additionally asserts in his original motion, and repeats in his objections to the magistrate judge's recommendations, ineffective assistance in preparation for and at sentencing, including 1) in June 2015, the government provided petitioner's counsel with "exculpatory" materials that supported his statements regarding the scope of his conduct, and that counsel failed to present the information to petitioner and to the court; 2) counsel otherwise failed to pursue evidence substantiating petitioner's statements; 3) counsel failed to challenge the government's version of events and directed others to withhold criticism of the government's position; 4) counsel failed to contact third parties with "exculpatory" information; and 5) counsel failed to associate with an expert with knowledge of military logistics. (DE 85 at 5-15; DE 97 at 3-13).
This claim of ineffective assistance for counsel's performance after petitioner pleaded guilty, in connection with his sentencing, likewise fails under
Petitioner argues the magistrate judge's "holding fails to account for the futility Defendant faced when counsel on his behalf waived any minimal testing of the Government's case through entry of plea to `criminal information,' instead of indictment by a grand jury. . . . Defendant could not possibly, and did not, know that his attorney would recommend and insist on such conduct that would ultimately result in his being unable to overcome false presentations to the Court related to his culpability at sentencing." (DE 97 at 13).
As previously held by the court, petitioner knowingly and voluntarily pleaded guilty to the two-count criminal information on September 5, 2014. (DE 1). Additionally, petitioner provided to the government a confession on June 13, 2013, (DE 57-1), made no objections at sentencing on September 29, 2015, (
Accordingly, the court finds petitioner's fourth objection without merit.
A certificate of appealability may issue only upon a "substantial showing of the denial of a constitutional right." 28 U.S.C. § 2253(c)(2). The petitioner must demonstrate that reasonable jurists could debate whether the issues presented should have been decided differently or that they are adequate to deserve encouragement to proceed further.
For the foregoing reasons, the court ADOPTS the recommendation of the M&R. The government's motion to dismiss (DE 88) is GRANTED, and petitioner's motion to vacate, set aside, or correct his sentence (DE 76, DE 85) is DENIED. A certificate of appealability is DENIED. The clerk is DIRECTED to close this case.
SO ORDERED.