LORETTA C. BIGGS, District Judge.
Plaintiff, Students for Fair Admissions, Inc. ("SFFA") initiated this action against Defendants (collectively, the "University" or "UNC"), alleging that the University's use of race in its undergraduate admissions process violates the Equal Protection Clause of the Fourteenth Amendment to the United States Constitution, 42 U.S.C. §§ 1981, 1983, and Title VI of the Civil Rights Act of 1964, 42 U.S.C. § 2000d et seq. ("Title VI"). (ECF No. 1 at 2.) Before the Court are: (i) Defendants' Motion for Summary Judgment, (ECF No. 152); (ii) SFFA's Motion for Summary Judgment, (ECF No. 158); and (iii) Plaintiff's Motion to File Under Seal Pursuant to Local Rule 5.4(c), (ECF No. 170). For the reasons set forth below, the parties' cross-motions for summary judgment will be denied and the motion to seal will be granted.
SFFA is a nonprofit corporation which states that its purpose is "to defend human and civil rights secured by law, including the right of individuals to equal protection under the law, through litigation and any other lawful means." (ECF No. 163-1 at 9.) SFFA's membership is comprised of over 22,000 members, including, among others, applicants who have applied for and were denied admission to UNC. (See id. at 9-10; ECF No. 113-9 at 2; ECF Nos. 114-5, 114-6.)
Founded in 1789, UNC is "the nation's first public university." (ECF No. 154-1 ¶ 16; ECF No. 154-4 ¶ 7; see ECF No. 163-2 at 2.) As a public university, UNC "receives a portion of its funding from the State of North Carolina and enrolls students who receive financial assistance from the Federal Government." (ECF No. 30 at 19.) UNC states that its "mission is to serve as a center for research, scholarship, and creativity and to teach a diverse community of undergraduate, graduate, and professional students to become the next generation of leaders." (ECF No. 154-32 at 2.) According to the University, its "experience has shown that [it] cannot achieve this mission without enrolling a broadly diverse student body where everyone feels empowered to be, speak, and act as unique individuals." (ECF No. 154-4 ¶ 10.)
UNC's undergraduate admissions policy is "broadly set by the Board of Trustees," which, in turn, has "delegated authority over the establishment of policies and procedures for undergraduate admission to the University's [Faculty] Advisory Committee on Undergraduate Admissions [(the `Advisory Committee')]." (ECF No. 154-4 ¶¶ 15-16; ECF No. 155-4 at 4.) On September 5, 2007, the Advisory Committee adopted a "Statement on the Evaluation of Candidates for Admissions" which states, in part, as follows:
(ECF No. 155-2 at 2.)
For the class of 2022, UNC received approximately 43,500 applications for undergraduate admission to a class of approximately 4,325 students. (ECF No. 154-4 ¶ 17; ECF No. 154-7 ¶¶ 15-16.) "To enroll a class of this size, the University offered admission to approximately 9,500 applicants, resulting in an overall admissions rate of approximately 22 percent." (ECF No. 154-4 ¶ 17; see ECF No. 154-7 ¶ 16.)
UNC's admission process for first-year applicants consists of two deadlines: (i) "a non-binding
UNC's Office of Undergraduate Admissions "has a staff of approximately 120 full—and part-time individuals." (ECF No. 154-4 ¶ 5.) Each application submitted to UNC is "read in its entirety by at least one" of approximately 40 individuals—referred to as "application readers" or "readers"—consisting of both full time admissions office staff members and seasonal employees.
During the evaluation process, readers are tasked with assessing each applicant using "more than forty criteria," grouped roughly into the following eight categories:
(ECF No. 154-4 ¶ 23; ECF No. 154-7 ¶ 31; ECF No. 155-4 at 7-8.) "Though readers consider a candidate's attributes and experiences across all of the [above] eight broad categories[,] . . . they assign scores for only five of them: academic program, academic performance, extracurricular activity, essays, and personal qualities." (ECF No. 154-7 ¶ 32.) The remaining categories are considered "when assessing the candidate as a whole in the context of the entire applicant pool, but [UNC] do[es] not assign numerical scores for these elements." (Id.) With respect to a candidate's race or ethnicity, should a candidate choose to disclose this information on the application, it "may be considered at any stage of the evaluation process . . . within the context of an individual candidate." (Id. at ¶ 42; see ECF No. 154-4 ¶ 24; ECF No. 155-4 at 8.) In addition, "[r]eaders are . . . trained to consider the socioeconomic circumstances of the applicant during the evaluation."
Since 2014, UNC has divided its readers into two tiers—Tier 1 readers who "exclusively conduct initial evaluations of applications" and Tier 2 readers who "primarily conduct secondary evaluations of applications." (ECF No. 154-7 ¶ 43.) Once received, applications are randomly assigned to Tier 1 readers who "will read [each] application in its entirety, assess the applicant across all the specified categories, and assign ratings for the five scored categories." (Id. ¶ 44; see ECF No. 154-4 ¶ 27.) Then, the Tier 1 reader will either: (i) request a second read of an application; or (ii) recommend that the candidate be admitted or denied admission and provide a comment to support or explain the recommendation. (ECF No. 154-7 ¶ 44; see ECF No. 154-4 ¶¶ 27-28.) "Tier 1 readers may also choose to waitlist an early action applicant." (ECF No. 154-7 ¶ 44.) "Depending on the candidate's residency and the Tier 1 reader's recommended decision, the reader may forward the application for a Tier 2 reader's review or the Tier 1 reader's decision may become provisionally final." (ECF No. 154-7 ¶ 45.)
Tier 2 readers are comprised of "experienced Admissions staff and experienced seasonal reviewers," and they are responsible for "read[ing] applications requiring secondary review." (ECF No. 154-7 ¶ 46; see ECF No. 154-4 ¶ 28.) Upon reading each application "in its entirety," Tier 2 readers "make independent assessments of the candidate across all the specified categories." (ECF No. 154-7 ¶ 46.) The Tier 2 reader will then input his or her own recommendation that a candidate be admitted, denied, or waitlisted. (Id.) "The Tier 2 reader's recommended decision then becomes the provisionally final decision for that application." (Id.) "Typically, Tier 1 and Tier 2 readers complete their review of applications three to four weeks prior to the release of admissions decisions for that particular admissions cycle." (Id. ¶ 47.)
Next, "over the three-week period prior to [UNC's] release of [final] admissions decisions to applicants," each provisional decision made by Tier 1 and Tier 2 readers is subjected to another review, known as a School Group Review ("SGR"). (Id. ¶ 49 (citing ECF No. 156-12); see ECF No. 154-4 ¶ 31.) A yield assessment projection is prepared to predict the "number of spaces in the entering class that students who have been provisionally selected for admission are likely to fill." (ECF No. 154-7 ¶ 51.) "Based on [this] predicted enrollment, [during the SGR process, UNC] may adjust the number of applicants who will receive an offer of admission." (Id.) According to UNC, the goals of the SGR are: (1) to "allow[ ] the Office of Undergraduate Admissions to . . . avoid over- or under-enrollment [by] adjust[ing] up or down the total number of students provisionally designated for admission"; and (2) to "serve[] as a quality-control measure." (Id. ¶ 50; ECF No. 156-12 at 2.) The SGR review process is also used to "ensur[e] a correct proportion of in- and out-of-state applicants."
During the SGR process,
(ECF No. 154-7 ¶¶ 53-54; see ECF No. 156-12 at 2.) Upon completion of the SGR process, "the yield assessment projections are updated to ensure the targeted numbers of in-state and out-of-state admit[tees] have been reached. This is typically completed at least two days before [UNC] release[s] final decisions to allow time for any additional required adjustments." (ECF No. 154-7 ¶ 56.) Admission decisions are then released to each applicant. (ECF No. 154-4 ¶ 36.) "Candidates admitted to the University have until May 1 to accept their place in the incoming class . . . [whereas] [a]pplicants who are denied admission may appeal their admissions decisions." (Id. ¶¶ 36-37.)
SFFA initiated the instant action on November 17, 2014 alleging that UNC "has intentionally discriminated against certain of Plaintiff's members on the basis of their race, color, or ethnicity in violation of the Fourteenth Amendment and [federal law]" by: (i) "employing an undergraduate admissions policy that does not merely use race as a `plus' factor in admissions decisions in order to achieve student body diversity"; (ii) "employing racial preferences in undergraduate admissions when there are available race-neutral alternatives capable of achieving student body diversity"; and (iii) "employing an undergraduate admissions policy that uses race as a factor in admissions." (ECF No. 1 ¶¶ 198, 205, 215.)
On October 25, 2017, UNC moved to dismiss SFFA's Complaint, pursuant to Rule 12(b)(1), for lack of standing to sue. (ECF No. 106.) On September 29, 2018, this Court entered a Memorandum Opinion and Order denying the motion to dismiss.
Summary judgment is appropriate when "there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). A fact is "material" if it might affect the outcome of the litigation, and a dispute is "genuine" if the evidence would permit a reasonable jury to find for the nonmoving party. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). When the nonmoving party bears the burden of proof on an issue, the moving party is entitled to judgment as a matter of law if the nonmoving party "fail[s] to make a sufficient showing on an essential element of her case." Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986) (noting that a "complete failure of proof" on an essential element of the case "renders all other facts immaterial").
The party seeking summary judgment bears the initial burden of "pointing out to the district court . . . that there is an absence of evidence to support the nonmoving party's case." Id. at 325. To defeat summary judgment, the nonmoving party must designate "specific facts showing that there is a genuine issue for trial." Id. at 324. The nonmoving party must support its assertions by citing to particular parts of the record, such as affidavits, depositions, answers to interrogatories, and admissions on file. Fed. R. Civ. P. 56(c)(1)(A); Celotex Corp., 477 U.S. at 324.
The role of the court is not "to weigh the evidence and determine the truth of the matter" but rather "to determine whether there is a genuine issue for trial." Liberty Lobby, 477 U.S. at 249. A genuine issue for trial exists only when "there is sufficient evidence favoring the nonmoving party for a jury to return a verdict for that party." Id. "If the evidence is merely colorable, or is not significantly probative, summary judgment may be granted." Id. at 249-50 (citations omitted). When reviewing a motion for summary judgment, the court must "resolve all factual disputes and any competing, rational inferences in the light most favorable" to the nonmoving party. Rossignol v. Voorhaar, 316 F.3d 516, 523 (4th Cir. 2003) (quoting Wightman v. Springfield Terminal Ry. Co., 100 F.3d 228, 230 (1st Cir. 1996)). Further, where, as in this case, the Court has before it cross-motions for summary judgment, the Court reviews each of them separately to determine if either party is entitled to judgment as a matter of law. Rossignol, 316 F.3d at 523.
SFFA and UNC each seek summary judgment on each of Plaintiff's three claims for alleged violations of the Equal Protection Clause of the Fourteenth Amendment
The parties agree that because UNC's consideration of race in undergraduate admissions is at issue, the Court must engage in a strict scrutiny analysis. (See id. at 30; ECF No. 159 at 32); Fisher v. Univ. of Tex. at Austin, 570 U.S. 297, 309 (2013) ("Fisher I") ("Race may not be considered unless the admissions process can withstand strict scrutiny.") "Strict scrutiny requires the university to demonstrate with clarity that its `purpose or interest is both constitutionally permissible and substantial, and that its use of the classification is necessary . . . to the accomplishment of its purpose.'" Fisher v. Univ. of Tex. at Austin, 136 S.Ct. 2198, 2208 (2016) ("Fisher II") (alteration in original) (quoting Fisher I, 570 U.S. at 309.).
As instructed by the Supreme Court, at the summary judgment phase, this Court "must assess whether the University has offered sufficient evidence that would prove that its admissions program is narrowly tailored to obtain the educational benefits of diversity." Fisher I, 570 U.S. at 314. The University "must make a showing that its plan is narrowly tailored to achieve . . . the benefits of a student body diversity that `encompasses a . . . broa[d] array of qualifications and characteristics of which racial or ethnic origin is but a single though important element.'" Id. at 314-15 (second and third alterations in original) (quoting Regents of Univ. of Cal. v. Bakke, 438 U.S. 265, 315 (1978)).
In seeking summary judgment on Count I, SFFA argues that "UNC may use race only to enroll a `critical mass of underrepresented minority students . . . so as to realize the educational benefits of a diverse student body.'" (ECF No. 159 at 32 (quoting Grutter v. Bollinger, 539 U.S. 306, 318 (2003).) According to SFFA, "[e]ven then, race may only be [used as] a `plus' factor," and "UNC is violating both preconditions." (Id.) As an initial matter, SFFA appears to argue that "UNC must articulate a definition of `critical mass' . . . with some precision," (id. at 34), yet "UNC's definition of critical mass could not be more elusory or amorphous," and "[f]or this reason alone, UNC fails strict scrutiny," (id. at 35). It is important to note, however, that "critical mass," was a term used in the specific university admissions policies at issue in the Grutter and Fisher cases. See, e.g., Grutter, 539 U.S. at 318 (discussing the law school's efforts "to ensure that a critical mass of underrepresented minority students would be reached so as to realize the educational benefits of a diverse student body"); Fisher I, 570 U.S. at 301 (explaining that the University refers to its goal of "increasing racial minority enrollment on campus . . . as a `critical mass'"); Fisher II, 136 S. Ct. at 2219 (Alito, J. dissenting) (describing a proposal by the university to consider race and ethnicity in admissions which "stated that [the university] needed race-conscious admissions because it had not yet achieved a critical mass of racial diversity" (internal quotation marks omitted)). The Supreme Court has not, however, defined the term nor has it held that a university must define, understand, or pursue a "critical mass" in order for a race-conscious admissions policy to survive strict scrutiny. See id. at 2216 (Alito, J. dissenting) (stating that the term "critical mass" "remains undefined"). Therefore, despite Plaintiff's argument, UNC is not required to "articulate a definition of `critical mass,'" (ECF No. 159 at 34), in order for its admissions policy to survive strict scrutiny.
Rather, the Supreme Court has explained that the compelling interest that justifies a university's consideration of race in admissions "is not an interest in enrolling a certain number of minority students;" instead, it is a broader interest in "obtaining `the educational benefits that flow from student body diversity.'" Fisher II, 136 S. Ct. at 2210 (quoting Fisher I, 570 U.S. at 310). The Court has recognized that "enrolling a diverse student body `promotes cross-racial understanding, helps to break down racial stereotypes, and enables students to better understand persons of different races.'" Id. (quoting Grutter, 539 U.S. at 330). The Court has nonetheless cautioned that while "[i]ncreasing minority enrollment may be instrumental to these educational benefits, . . . [such a goal is not one] that can or should be reduced to pure numbers." Id. Therefore, a university "cannot impose a fixed quota" or "specified percentage" to define diversity. Id. at 2208. The Supreme Court has also recognized that "the decision to pursue the educational benefits that flow from student body diversity . . . is, in substantial measure, an academic judgment to which some, but not complete, judicial deference is proper." Id. (alteration in original) (quoting Fisher I, 570 U.S. at 310).
The record contains evidence from UNC in support of its objective in pursuing the educational benefits that flow from a diverse student body including the following:
Such objectives, "as a general matter, mirror the `compelling interest' [that the Supreme Court] has approved in its prior cases." Fisher II, 136 S. Ct. at 2211. However, while UNC's decision to pursue the educational benefits of a diverse student body is entitled to deference, no such deference is owed when this Court determines whether its "use of race is narrowly tailored to achieve the university's permissible goals." Id. at 2208 (citing Fisher I, 570 U.S. at 311). "The purpose of the narrow tailoring requirement is to ensure that the means chosen fit th[e] compelling goal so closely that there is little or no possibility that the motive for the classification was illegitimate racial prejudice or stereotype." Grutter, 539 U.S. at 333 (alteration in original) (internal quotation marks omitted). Accordingly, "[t]o be narrowly tailored, a race-conscious admissions program . . . may consider race or ethnicity only as a `plus in a particular applicant's file,' without `insulat[ing] the individual from comparison with all other candidates for the available seats.'" Id. at 334 (third alteration in original) (quoting Bakke, 438 U.S. at 315, 317). "When using race as a `plus' factor in university admissions, a university's admissions program must remain flexible enough to ensure that each applicant is evaluated as an individual and not in a way that makes an applicant's race or ethnicity the defining feature of his or her application." Id. at 336-37. As emphasized by the Supreme Court, "[t]he importance of this individualized consideration in the contest of a race-conscious admissions program is paramount." Id. at 337.
UNC moves for summary judgment based on the testimony of its admissions officers, and training and policy documents which reflect that race is a flexible factor among many other factors in the university's admissions process. (See ECF No. 153 at 15-20, 34-39; see also, e.g., ECF Nos. 154-4 ¶¶ 23-29; 154-7 ¶¶ 28-48; 155-4 at 7-9.) UNC also points to the findings and statistical analysis of its expert, Dr. Caroline Hoxby,
On the other hand, in support of SFFA's motion for summary judgment, it points to contrary expert evidence showing that "[r]ace is not a `plus' factor that has a marginal effect on [an underrepresented minority applicant's admission] chances," but rather that race is "the predominant consideration" for under-represented minority applicants. (ECF No. 159 at 36-38.) SFFA's expert, Professor Peter S. Arcidiacono,
The Court's determination whether UNC considers race as a "plus" factor, or a dominant factor, in its admissions decisions is critically dependent on competing expert evidence regarding UNC's admissions data, as well as the credibility of the testimony of UNC's admissions personnel regarding the manner in which an applicant's race is factored into admissions decisions. At the summary judgment stage, however, "[c]redibility determinations, the weighing of the evidence, and the drawing of legitimate inferences from the facts are jury functions, not those of a judge." Reeves v. Sanderson Plumbing Prods., Inc., 530 U.S. 133, 150-51 (2000) (quoting Liberty Lobby, 477 U.S. at 255)). Moreover, where the Court is confronted with "a classic duel between competing experts, . . . judging the credibility of experts falls squarely within the province of the jury." Schwaber v. Hartford Accident & Indem. Co., Civ. No. JFM 06-0956, 2007 WL 4532126, at *4 (D. Md. Dec. 17, 2007); see Textron Inc. v. Barber-Colman Co., 903 F.Supp. 1570, 1579 (W.D.N.C. 1995) (stating that on summary judgment, "the Court cannot choose between [the parties' conflicting expert] opinions"). Thus, based on the conflicting evidence in the record on this issue, including the parties' expert evidence, the Court concludes that there exists a genuine dispute of material fact regarding whether UNC considers race as more than a "plus" factor in its admissions decisions. The Court must, therefore, deny the parties' cross-motions for summary judgment on Count I.
SFFA moves for summary judgment on Count II, contending that because "UNC has workable racial neutral-alternatives available to it[,] [i]t is thus both unnecessary and unlawful for UNC to use race in [its] admissions decisions." (ECF No. 159 at 38.) Conversely, UNC argues that it is entitled to summary judgment on this count because "[t]he record establishes that the University has carried its burden and undertaken a good faith consideration of race-neutral alternatives." (ECF No. 153 at 44.) UNC further contends that, having found no race-neutral alternative "that could feasibly achieve the diversity or academic standards it seeks, the University has established that its current use of race is permissible." (Id.)
Under a strict scrutiny analysis, the Court must "verify that it is `necessary' for a university to use race to achieve the educational benefits of diversity." Fisher I, 570 U.S. at 312 (quoting Bakke, 438 U.S. at 305). "This involves a careful judicial inquiry into whether a university could achieve sufficient diversity without using racial classifications." Id. The Supreme Court has explained that "[a]lthough `[n]arrow tailoring does not require exhaustion of every conceivable race-neutral alternative,' strict scrutiny does require a court to examine with care, and not defer to, a university's `serious, good faith consideration of workable race-neutral alternatives." Id. (second alteration in original) (quoting Grutter, 539 U.S. at 339-40). "Consideration by the university is of course necessary, but it is not sufficient to satisfy strict scrutiny: The reviewing court must ultimately be satisfied that no workable race-neutral alternatives would produce the educational benefits of diversity." Id. "If a nonracial approach. . . could promote the substantial interest about as well and at tolerable administrative expense, then the university may not consider race." Id. (first alteration in original) (internal quotation marks and citation omitted). UNC thus bears "the ultimate burden of demonstrating, before turning to racial classifications, that available, workable race-neutral alternatives do not suffice." Id.
According to UNC, its evidence shows that it "has rigorously assessed potential race-neutral alternatives that might replace its current admissions process, and continues to do so." (ECF No. 153 at 23 (citing ECF No. 154-4 ¶¶ 86, 107.) The University's evidence includes the following:
In addition, UNC's expert, Dr. Hoxby conducted assessments and simulations of race-neutral alternatives potentially available to UNC and concluded that "there is no race-blind alternative available to UNC that could be used, even in some practical combination with another alternative, that would allow UNC to maintain its current level of academic preparedness and racial diversity." (ECF No. 154-24 ¶¶ 61-62; see also ECF No. 154-22 ¶¶ 92-257.)
SFFA's expert, Richard D. Kahlenberg,
(ECF No. 161-1 at 9; see also ECF No. 161-2 at 24-40; ECF No. 161-3 at 31-44.) Mr. Kahlenberg also prepared "several tailor-made simulations" to "show that UNC has multiple race-neutral alternatives available to achieve the educational benefits of diversity while maintaining the institution's high standards of academic excellence." (ECF No. 161-3 at 65, 68-90; see also ECF No. 161-1 at 105-119; ECF No. 161-2 at 66-133.)
Here again, as with Count I, there is a genuine dispute between the parties as to whether UNC has engaged in a "serious, good faith consideration of workable race-neutral alternatives," and that such alternatives "do not suffice." Fisher I, 570 U.S. at 312 (internal quotation marks omitted). The Court's determination of this issue would require that the Court weigh the evidence in the record, including the conflicting expert evidence, and draw conclusions with respect to the credibility of witnesses. As previously discussed, at this stage in the proceedings, "[i]t is not the role of the court to weigh expert credibility, and where qualified experts on both sides of the case offer competing opinions[,] . . . summary judgment is improper." Viva Healthcare Packaging USA Inc. v. CTL Packaging USA Inc., 197 F.Supp.3d 837, 863 (W.D.N.C. 2016); see Boyd v. Armstrong, Civ. A. No. ELH-17-2849, 2019 WL 1440876, *at 9 (D. Md. Mar. 29, 2019) ("[I]n the face of conflicting evidence, such as competing affidavits, summary judgment ordinarily is not appropriate because it is the function of the factfinder to resolve factual disputes, including matters of witness credibility."). The Court will therefore deny the parties' cross-motions for summary judgment on Count II.
Although each party moves for summary on each of the three counts alleged by SFFA, (see ECF No. 152 at 1; ECF No. 158 at 2), neither party appears to advance specific arguments as to why it should be granted summary judgment on Count III which alleges that any use of race as a factor in UNC's admissions decisions violates federal law. (ECF No. 1 ¶¶ 214-227.)
As previously discussed, however, (and as acknowledged by both parties)
The Court will next address Plaintiff's Motion to File Under Seal Pursuant to Local Rule 5.4(c), (ECF No. 170). Plaintiff moves this Court to file under the following materials under seal:
"It is well settled that the public and press have a qualified right of access to judicial documents and records filed in civil and criminal proceedings." Doe v. Pub. Citizen, 749 F.3d 246, 265 (4th Cir. 2014). "The right of public access springs from the First Amendment and the common-law tradition that court proceedings are presumptively open to public scrutiny." Id. "The common law," however, "does not afford as much substantive protection to the interests of the press and the public as does the First Amendment." Rushford v. New Yorker Magazine, Inc., 846 F.2d 249, 253 (4th Cir. 1988). "The common-law presumptive right of access extends to all judicial documents and records, and the presumption can be rebutted only by showing that `countervailing interests heavily outweigh the public interests in access.'" Doe, 749 F.3d at 265-66 (quoting Rushford, 846 F.2d at 253). The First Amendment presumptive right of access, in contrast, extends "only to particular judicial records and documents." Id. at 266. Further, the First Amendment presumptive right of access may only be restricted upon a showing that such a restriction is "necessitated by a compelling government interest and . . . narrowly tailored to serve that interest." Id. (internal quotation marks omitted).
"When presented with a request to seal
Procedurally, a district court presented with a sealing request must
Id. at 272. Local Rule 5.4 outlines similar requirements.
Considering both the substantive and procedural requirements necessary to rebut the First Amendment presumption of public access to the document in question, UNC has satisfied its burden. First, public notice of the request to seal presently before the Court was provided in January, 2019 and February, 2019, when SFFA filed the motion to seal and UNC filed its supporting brief. (See ECF Nos. 170, 173.) Next, as to Exhibit 16, UNC seeks "the sealing of a limited part" of this document which conceals the names and contact information of UNC's employees. (ECF No. 173 at 5.) Indeed, "the interest in protecting the personal privacy of [a] [d]efendant's employees and former employees represents a compelling interest sufficient to overcome both the common-law and the First Amendment right of access to some of the information . . . filed in connection with [SFFA's] summary judgment motion." Corl v. Burlington Coat Factory of N.C., LLC, No. 1:10CV406, 2011 WL 2607942, at *3 (M.D.N.C. June 30, 2011).
With respect to Exhibits 31 and 33, UNC "seeks to maintain under seal an applicant's high school transcript . . . and a document created during the course of the University's admissions process that contains information about a small set of applicants from a specific high school along with several annotations." (ECF No. 173 at 2; see ECF No. 170 ¶¶ 6, 8.) The Court finds that UNC's interest in preserving the confidentiality of the sensitive personal information regarding applicants who are non-parties to this action is sufficiently compelling to overcome the First Amendment presumptive right of access. See Robinson v. Bowser, No. 1:12CV301, 2013 WL 3791770, at *4 (M.D.N.C. July 19, 2013) (explaining that the interest in keeping "sensitive personal material regarding third parties[ ] private outweighs the First Amendment right of access"); Nettles v. Farmers Ins. Exch., No. C06-5164RJB, 2007 WL 858060, at *1 (W.D. Wash. Mar. 16, 2007) (granting motion to seal in part because information at issue related to nonparties "who have not sought to place [their] private information in the public sphere"); Vassiliades v. Israely, 714 F.Supp. 604, 605 (D. Conn. 1989) ("Both the common law and the [F]irst [A]mendment protect the public's right of access to court documents. . . . The right of access, however, is not absolute. It can be overcome by a showing that placing the documents in question under seal will further other substantial interests, for example, . . . a third party's privacy interests.").
Further, as UNC correctly argues, the substantial interest protected by "the Family Educational Rights and Privacy Act (`FERPA') . . . and North Carolina law, including N.C. Gen. Stat. § 132-1 et seq.[,] . . . strongly weigh[ ] in favor of granting the motion to seal with respect to Exhibit 31 (the high school transcript of an applicant who matriculated at the University)." (ECF No. 173 at 3 (citing Rosenfeld v. Montgomery Cty. Pub. Schs., 25 F. App'x 123, 132 (4th Cir. 2001) ("There is no doubt that the district court should consider FERPA in making its determination whether sealing of the documents in question is appropriate under the applicable First Amendment standard.")).)
The Court also finds that the proposed redactions of Exhibits 16 and 31, which appear narrowly tailored to serve the compelling interests, is a less drastic alternative to sealing the entire documents. Additionally, as to Exhibit 33, given the nature of the information contained in this document—namely, "the statistics and ratings of UNC applicants from a particular high school, along with several annotations," (ECF No. 170 ¶ 8)—the Court finds that permanently sealing the contents of the document is warranted. The Court will, therefore, grant Plaintiff's motion to seal portions of Exhibits 16 and 31, as well as Exhibit 33 in its entirety.
Based on the above, the Court concludes that there are genuine issues of material fact as to each of the three counts alleged in SFFA's Complaint which preclude judgment as a matter of law on behalf of either party. Accordingly, the Court will deny the parties' cross-motions for summary judgment on each count. The Court further concludes that UNC has carried its burden of satisfying the requirements to permanently seal the limited information outlined above. The Court will, therefore, permanently seal the unredacted material filed in support of SFFA's motion for summary judgment, i.e., ECF Nos. 171, 171-1, 171-2. A redacted version of these materials, (ECF Nos. 163-16, 163-31, 163-33, 170-1, 170-2, 170-3), shall remain accessible to the public.
For the reasons stated herein, the Court enters the following:
IT IS THEREFORE ORDERED that Defendants' Motion for Summary Judgment, (ECF No. 152), is DENIED.
IT IS FURTHER ORDERED that SFFA's Motion for Summary Judgment Pursuant to Rule 56, (ECF No. 158), is DENIED.
IT IS FURTHER ORDERED that Plaintiff's Motion to File Under Seal Pursuant to Local Rule 5.4(c) is GRANTED, and Exhibits 16, 31 and 33 (ECF Nos. 171, 171-1, 171-2), are and shall be permanently sealed. A redacted version of these materials, (ECF Nos. 163-16, 163-31, 163-33, 170-1, 170-2, 170-3), shall remain accessible to the public.