MARTIN REIDINGER, District Judge.
On December 3, 2008, Petitioner was charged in a one-count Bill of Indictment with knowingly possessing with intent to distribute cocaine base in an amount exceeding five grams, in violation of 21 U.S.C. § 841(a)(1). [Criminal Case No. 1:08-cr-00129, Doc. 1: Indictment]. On February 17, 2009, Petitioner, with assistance of counsel, entered into a plea agreement with the Government. [Doc. 12].
The plea agreement informed Petitioner that pursuant to the statute he faced a sentence of not less than 5 years and not more than 40 years' imprisonment, unless he had previously been convicted of a felony drug offense, in which case Petitioner faced not less than 10 years and not more than life imprisonment. [
The plea agreement also contained important waiver provisions relating to Petitioner's ability to appeal his sentence or otherwise challenge it on collateral review:
[
On April 23, 2009, Petitioner appeared with appointed counsel to plead guilty to the one count contained in the Bill of Indictment. At his Rule 11 hearing, Petitioner was placed under oath and the Court carefully explained the elements of the charge, including the minimum and maximum penalties upon conviction. Petitioner was further advised of his rights to elect to plead not guilty and proceed to trial, at which the Government would have the burden of proving each element of the charged offense before a jury and beyond a reasonable doubt and Petitioner would have the right to put on a defense, including calling witnesses and confronting the Government's witnesses.
Petitioner confirmed that his plea was voluntary and not the result of any coercion, threats, or promises in any way; that he had met with his defense attorney; that he understood how the sentencing guidelines might apply to him; that he had ample time to discuss any possible defenses to the charges with his counsel; and that he was entirely satisfied with the services of his attorney. Petitioner confirmed that he was knowingly waiving his right to appeal his conviction or sentence or to prosecute any post-conviction proceeding except on the grounds of ineffective assistance of counsel or prosecutorial misconduct. The Court's questions, along with Petitioner's answers thereto, were recorded and presented to Petitioner in writing to review. Petitioner reviewed the document in open court and signed it. Thereafter, the Court accepted Petitioner's guilty plea. [
In advance of Petitioner's sentencing hearing, the U.S. Probation Office prepared a presentence report ("PSR"). In the PSR, the probation officer identified the following prior State convictions sustained by Petitioner in North Carolina: (1) felony sell and deliver marijuana; (2) felony possession with intent to sell and delivery marijuana; and (3) conspiracy to possess with intent to distribute crack cocaine and distribute cocaine base. [
On June 19, 2009, Petitioner appeared with counsel for his sentencing hearing. Petitioner's counsel reiterated the substance of his written objections to the career offender designation but the Court overruled them, concluding that the designation was correct. The Court granted the Government's 5K1.1 motion for a departure based on substantial assistance with the Government's investigation and the Court found this reduced Petitioner's total offense level to 29, thereby reducing Petitioner's guideline range to 151-188 months. [
In the present Section 2255 motion, Petitioner raises five grounds of ineffective assistance of counsel, and one claim that he should be resentenced pursuant to the Fair Sentencing Act of 2010 ("FSA").
After the Government filed its motion for summary judgment, Petitioner filed two motions to amend his § 2255 motion. In the first motion, Petitioner renews his argument that his trial counsel was ineffective during the course of plea negotiations in failing to act quickly enough to discuss his case with the Government prior to his indictment. [Doc. 13]. In the second motion, Petitioner again attacks his designation as a career offender, this time citing the decision of the Fourth Circuit Court of Appeals in
Pursuant to Rule 4(b) of the Rules Governing Section 2255 Proceedings, sentencing courts are directed to promptly examine motions to vacate, along with "any attached exhibits and the record of prior proceedings" in order to determine whether a petitioner is entitled to any relief. The Court has considered the record in this matter and applicable authority and concludes that this matter can be resolved without an evidentiary hearing.
Summary judgment is appropriate in cases where there is no genuine dispute as to a material fact and it appears that the moving party is entitled to judgment as a matter of law.
Petitioner's claims in this collateral proceeding rely largely upon his contention that his trial counsel provided ineffective representation, and that such deficient representation prejudiced Petitioner's defense.
In order to prevail on a claim of ineffective assistance of counsel, a petitioner must show that: (1) "counsel's representation fell below an objective standard of reasonableness," and (2) "the deficient performance prejudiced the defense."
To demonstrate prejudice in the context of a guilty plea, Petitioner must still satisfy the standard set forth in
Under these circumstances, Petitioner "bears the burden of proving
In his first three grounds, Petitioner contends that his trial counsel provided deficient representation under
As noted above, after receipt of the PSR, Petitioner's trial counsel filed a written objection challenging the use of state drug convictions from 1993 as being too remote in time to support a finding that Petitioner was a career offender.
A petitioner is a career offender if:
U.S.S.G. § 4B1.1 (2008). There is no question that Petitioner's conviction in the instant case is a felony controlled substance offense to which the career offender designation would apply or that Petitioner was 18 years old at the time he committed the offense. Petitioner focuses his argument on the third element, that is, whether he has the necessary prior controlled substance offenses to support the career offender designation. As will be discussed below, Petitioner contends that because he never served active time on these prior state controlled substance offenses, he has only one prior controlled substance offense, that being the federal conviction for possession with intent to distribute crack cocaine from 1995 [
According to his PSR, Petitioner was convicted on June 28, 1993, in North Carolina state court on one felony count of the sale and delivery of marijuana; one count of felony possession with intent to sell and deliver marijuana; and one count of felony simple possession of cocaine. The state court consolidated the convictions and sentenced Petitioner to a five-year term of imprisonment, to be suspended, and a five-year term of supervised probation. [
The PSR also indicates that on August 23, 1995, Petitioner was convicted in federal court in this District on one count of conspiracy to possess with intent to distribute crack cocaine, and that he was sentenced to 48 months of imprisonment. Petitioner was not immediately remanded to the custody of the United States Marshal but rather was allowed to report when notified by the Federal Bureau of Prisons ("BOP"). [
On September 1, 1995, prior to reporting to the BOP to serve his federal sentence, Petitioner appeared before the state court and his probation was revoked on the state marijuana convictions and the state cocaine conviction. The five-year term for the marijuana convictions was ordered to run consecutively to the state cocaine conviction for a total term of ten years' imprisonment. [
On November 29, 1995, before Petitioner could report to begin serving his active state sentence, he was ordered to self-report to the BOP to begin serving his federal sentence. [
Petitioner erroneously contends that the state court did not revoke his probation and impose two consecutive five-year terms for the convictions identified in Paragraphs 38 and 39 of his PSR. The State Judgment, however, which Petitioner attached to his § 2255 motion, makes plain that his probation was indeed revoked, and that subject to specific conditions, he was allowed to self-report on December 15, 1995, to begin serving his active, consecutive five-year sentences. Petitioner's argument that the state sentences do not support a career offender designation on the basis that he was continued on probation is simply belied by the record and therefor will be denied.
Petitioner's argument ultimately rests on the fact that he did not actually serve any time in state prison following the revocation of his probation and activation of his sentences on September 1, 1995. According to Petitioner, because he did not actually serve any time on the state convictions, he is not properly designated as a career offender. Thus, Petitioner seeks to benefit from the fact that the BOP ordered him to report and begin serving his federal sentence before he could dutifully report to state authorities to begin serving the state sentences.
The Government responds that Petitioner's arguments regarding his career offender status are without merit. The Government notes that Petitioner served his sentence in Case No. 1:95-cr-00013, but upon release he did not report to state authorities to begin serving his previously-imposed state sentence. The Government observes that "Petitioner basically `fell through the cracks' with the regard to the state Department of Correction and its execution of Judge Bridges' sentence. Since there is no statute of limitations as to a validly-imposed sentence of incarceration, however, the fact of the matter is that Petitioner, to this day, is still subject to that 10-year state sentence." [Doc. 8 at 16].
Indeed, it is unknown why the state did not file a detainer with the BOP once Petitioner began serving his federal sentence for the 1995 conviction, or what, if any, efforts the state has made to ensure that the criminal judgment is carried out. The record before this Court makes plain, however, that Petitioner did not appeal his state sentence and he still appears bound to serve it.
The question before this Court is this: Does a conviction for which an active prison sentence was imposed, which sentence the defendant manages to evade serving, count as a qualifying conviction for purposes of determining one's status as a career offender? The Government contends that it does. Under the Guidelines, a "sentence of imprisonment" is defined as "a sentence of incarceration and refers to the maximum sentence imposed." U.S.S.G. § 4A1.2(b)(1) (2008). Application Note 2 provides that for a sentence to "qualify as a sentence of imprisonment, the defendant must have actually served a period of imprisonment on such sentence (or, if the defendant escaped, would have served time)." U.S.S.G. § 4A1.2, App. n.2.
Courts have interpreted a "sentence of imprisonment" in the present unusual context, that is, where a state judgment of active imprisonment was entered prior to a petitioner's federal sentencing, but the execution of the active sentence had not yet been carried out. For example, in
The argument Petitioner proffers with without merit. The conviction at issue was properly counted. As such, Petitioner's argument that counsel's performance was deficient is likewise without merit. Ineffective assistance of counsel cannot consist of having failed to make an argument that is legally incorrect. Petitioner cannot demonstrate that he was prejudiced by his trial counsel's failure to pursue this line of attack on his prior state sentences because the sentences were activated and Petitioner, to this day, appears obligated to serve the consecutive sentences. Petitioner's Grounds 1-3 will be denied.
Petitioner contends that counsel provided deficient representation under
In regard to Petitioner's arguments concerning possible assistance under Section 5K3 of the Guidelines, this argument is without merit. The Guidelines recommend that a district court "may depart downward not more than 4 levels pursuant to an early disposition program authorized by the Attorney General of the United States and the United States Attorney for the district in which the court resides." U.S.S.G. § 5K3.1 (2008). Petitioner's counsel responds to this claim of ineffective assistance of counsel by noting that he was aware of no such authorized program in this District when Petitioner was sentenced. The Government confirms that no early disposition program was in place. [Doc. 8]. Therefore, counsel could not have been ineffective in failing to secure Petitioner sentencing relief under a program which was nonexistent in this District.
Next, Petitioner contends his counsel was ineffective in failing to act quickly in his negotiation with the United States Attorney's Office, and that such inexcusable delay may have "possibly caused" the filing of an information pursuant to 21 U.S.C. § 851. This argument distorts the record and calls for pure speculation.
In his affidavit, Petitioner's trial counsel acknowledges that Petitioner received a target letter from the United States Attorney before he had been appointed to represent the Petitioner. Counsel avers that following his assignment he began to place telephone calls to the United States Attorney assigned to the case in order to "commence negotiations," but that such negotiations were "substantially delayed due to scheduling issues with the U.S. Attorney and the Drug Enforcement Administration." [Doc. 8-1 at 1: Keller Aff. at ¶¶ 1-2]. Counsel notes that Petitioner was eventually indicted for the controlled substance offense before he could be interviewed by the United States Attorney or the DEA; however, the U.S. Attorney assured Petitioner's counsel that he "would get full credit for early and substantial assistance." [
The record supports these averments. First, although Petitioner had two prior, qualifying drug offenses, he was noticed with only one of these prior offenses by the Government in its § 851 notice, that being, the federal conviction in 1995. [Criminal Case No. 1:08-cr-00129, Doc. 11: Section 851 Notice]. Second, Petitioner's counsel did in fact secure Petitioner credit for substantial assistance in the plea agreement under U.S.S.G. § 5K1.1, and the Government later filed a motion pursuant to that section for downward departure which was granted by the Court. Last, the Government notes that Petitioner's argument that his counsel failed to act quickly enough to stave off the filing of a § 851 notice "is nothing more than rank speculation that the Government, contrary to his usual practice, might not have filed such a notice in Petitioner's case." [Doc. 8 at 22].
In his final argument in this section, Petitioner contends that his decision to enter into the plea agreement was not knowing and voluntary because his counsel failed to adequately explain critical rights Petitioner was waiving, in particular, Petitioner's agreement to waive his right to appeal his sentence under 18 U.S.C. § 3742. [
It is Petitioner's burden to demonstrate ineffectiveness and prejudice under
Here, Petitioner argues that his counsel was ineffective in failing to move to suppress certain currency which was discovered following Petitioner's arrest for the offense of possession with intent to distribute crack cocaine. [Doc. 1 at 11]. Petitioner contends that he was prejudiced by this failure because "no jury would have been able to find me guilty beyond a reasonable doubt. My drugs were for personal use only." [
During his sentencing hearing, Petitioner stipulated that the PSR (subject to objections not relevant here) supported a factual basis for the entry of his guilty plea. The PSR indicates that on May 7, 2008, law enforcement received information from a confidential source that Petitioner was observed delivering crack cocaine to a residence in Brevard, North Carolina. Law enforcement encountered Petitioner at this residence during their subsequent investigation. Petitioner then fled on foot while discarding a small plastic bag which was recovered and later found to contain 5.9 grams of crack cocaine. In addition, officers recovered $3,470 in United States currency on Petitioner's person. [Crim. Case No. 1:08-cr-00129, PSR at ¶¶ 9-10]. Petitioner was arrested on that date, and subsequently indicted. He pled guilty in this Court to possession of crack cocaine with the intent to distribute an amount in excess of five grams. That Petitioner was found in possession of over three thousand dollars in cash is of no relevance to his ultimate decision to plead guilty to possession with intent to distribute crack cocaine as possession of this currency was not an element of Count One in his indictment.
As Petitioner's trial counsel explains [Doc. 8-1], the money recovered from Petitioner was pursuant to a lawful arrest for the possession of crack cocaine and any motion to suppress evidence of the recovery of this money would have been frivolous. It is well-settled that trial counsel cannot be ineffective in choosing not to file frivolous motions. This argument will be overruled.
Petitioner contends that he is entitled to be resentenced under the provisions of the FSA, which were made effective on August 3, 2010. [Doc. 3].
In
Petitioner filed two motions to amend his Section 2255 petition after the Government filed its response and motion for summary judgment. In the first motion to amend, filed almost one year after Petitioner filed his original § 2255 motion, Petitioner renews his attack on his trial counsel's performance prior to his Indictment, and he attaches a copy of the target letter that the United States Attorney's Office sent to him prior to the appointment of counsel and prior to his Indictment. [Doc. 13].
As the Court has already concluded herein, the record demonstrates that Petitioner's counsel responded swiftly following his appointment by contacting the United States Attorney in an effort to commence negotiations of Petitioner's behalf. What followed was the plea agreement with the Government which secured the filing of notice of only one of Petitioner's convictions under § 851, and the ultimate filing of a substantial assistance motion for departure under § 5K1.1, which the Court granted.
The first motion to amend will be allowed as it merely supplements the same argument regarding effort of Petitioner's trial counsel to engage in early plea negotiations as presented in the fourth ground for relief in Petitioner's § 2255 motion. For the reasons stated herein, however, the amended ground for relief will be denied as unsupported by the record.
In his second motion to amend, Petitioner contends that he no longer qualifies as a career offender based on the Fourth Circuit's opinion in
Petitioner's 1993 marijuana conviction was meted out under the provisions of the Fair Sentencing Act which applied to controlled substance offenses committed in North Carolina on or before October 1, 1994.
To the extent Petitioner seeks to rely on the decision in
Based on the foregoing, the Court finds that Petitioner's § 2255 motion, as amended, is without merit and it will be denied and dismissed.
Further, pursuant to Rule 11(a) of the Rules Governing Section 2255 Cases, the Court declines to issue a certificate of appealability as Petitioner has not made a substantial showing of a denial of a constitutional right. 28 U.S.C. § 2253(c)(2);