DAVID C. KEESLER, Magistrate Judge.
Plaintiff Baker & Taylor, Inc. ("Plaintiff" or "B&T") filed its "Complaint" (Document No. 1) against College Book Rental Company, LLC ("CBR"), Charles Jones ("Jones"), and David Griffin ("Griffin") (collectively "Defendants") on August 24, 2012. The Complaint asserts that Defendant CBR owes Plaintiff "$19,437,734.73 for Books CBR ordered, received, and accepted from Baker & Taylor, but for which CBR did not remit payment to Baker & Taylor." (Document No. 1, p.5). The Complaint further asserts that "Jones and Griffin each guaranteed payment of all obligations of CBR to Baker & Taylor by executing personal guaranties." (Document No. 1, p.3). In addition to Plaintiff's claims, Defendant Jones asserted cross-claims against Defendant Griffin on September 18, 2012; and Defendant Griffin asserted cross-claims against Defendant Jones on March 15, 2013. (Document Nos. 8 and 40).
On April 14, 2014, the Court granted the parties' latest "Joint Motion To Amend The Pretrial Order And Case Management Plan" (Document No. 98), with modification. (Document No. 107). In allowing the "Joint Motion To Amend . . ." the Court noted that Plaintiff and Defendant Griffin had reported that the need for an extension of the discovery deadline was due in part to Defendant Jones' limited availability to be deposed.
On or about May 8, 2014, Plaintiff issued its "Second Amended Notice Of Videotaped Deposition Of Charles Jones" (Document No. 131-1); and on or about May 12, 2014, Defendant Griffin issued his own "Amended Notice Of Deposition of Charles Jones" (Document No. 131-1).
It appears to be undisputed that Defendant Jones' deposition was held on May 13, 2014 in Murray, Kentucky; and that Plaintiff's counsel questioned Defendant Jones for approximately six and one half (6½) hours, and Defendant Griffin's counsel questioned Defendant Jones for approximately twenty (20) minutes. At the instruction of counsel, Defendant Jones refused to continue the deposition beyond a total of seven (7) hours, and refused to allow Defendant Griffin's counsel any additional time to question Jones. (Document Nos. 131, 147, and 148). Defendant Jones also refused to answer questions about settlement discussions with Plaintiff Baker & Taylor after Judge Tennille's "Mediated Settlement Conference" on May 6, 2014.
"Defendant David Griffin's Motion To Compel" (Document No. 130) was filed on May 21, 2014. By the instant motion, Defendant Griffin seeks an Order compelling Defendant Jones to: (1) "reappear for the continuation of his examination," and (2) to "respond to questions about settlement negotiations involving him and B&T." (Document No. 130, p.2). "Defendant Charles Jones's Response To Motion To Compel" (Document No. 147) was filed on June 9, 2014. Also on June 9, 2014, "Plaintiff's Response to Defendant Griffin's Motion To Compel Further Testimony From Defendant Jones" (Document No. 148) was filed. Plaintiff does not oppose Griffin's request to further depose Jones, but does object to an order requiring Jones to respond to questions about settlement negotiations. (Document No. 148). "Defendant David Griffin's Reply In Support Of Motion To Compel" (Document No. 160) was filed on June 19, 2014.
Rule 26 of the Federal Rules of Civil Procedure provides that:
Fed.R.Civ.P. 26(b)(1). The rules of discovery are to be accorded broad and liberal construction.
Whether to grant or deny a motion to compel is generally left within a district court's broad discretion.
First, Defendant Griffin argues that Jones's refusal to allow him more than twenty minutes of examination "contradicts the clear spirit of Rule 30(d), a rule that seeks to allow for fair examination of witnesses:"
(Document No. 131, p.3) (quoting Fed.R.Civ.P. 30(d)). Defendant then effectively cites the Advisory Committee Notes regarding the 2000 Amendment of Rule 30(d). (Document No. 131, p.4). Specifically, Defendant notes that the drafters of the current Rule 30(d) envisioned the need for additional time under certain circumstances, for example: "[i]n multi-party cases, the need for each party to examine the witness may warrant additional time, although duplicative questioning should be avoided and parties with similar interests should strive to designate one lawyer to question about areas of common interest."
Defendant Griffin contends that Defendant Jones's obstructionist approach prevented Jones from being deposed on topics relevant to the case. (Document No. 131, p.4). Moreover, the limitation to twenty (20) minutes of questioning by Griffin, a party with cross-claims against Jones, did not allow for a fair examination.
In response, Defendant Jones initially contends that the instant motion is untimely. (Document No. 147, p.3). Jones then focuses on the argument that the motion should be denied because Griffin did not request leave to take a second deposition of Jones or to exceed the seven hour time limit. (Document No. 147, p.4) (citing Fed.R.Civ.P. 26(b)(2) and 30(d)). Jones concludes that Griffin has not shown good cause to justify an extension of time to question Jones. (Document No. 147, pp.4-6). As noted by Griffin, Jones does not comment on the Advisory Committee's direction that "[i]n multi-party cases, the need for each party to examine the witness may warrant additional time. . . ." (Document No. 160, p.2) (quoting Fed.R.Civ.P. 30 Advisory Committee's Note (2000 Amendment)).
Plaintiff B&T does not oppose Griffin's request for additional time to depose Jones.
Based on the foregoing, the undersigned finds Defendant Griffin's arguments and authority most persuasive. While the parties might have all been in position to clarify their expectations for Jones' deposition prior to May 13, 2014, the undersigned believes that Jones received adequate notice that both Plaintiff and Griffin intended to depose him beginning on that date. The undersigned agrees that twenty (20) minutes was not adequate time for Griffin to question Jones, and that Jones' refusal to continue unnecessarily delayed relevant discovery in this matter. As such, the undersigned directs that Defendant Jones' deposition be continued as soon as possible.
Next, Defendant Griffin asserts that Defendant Jones should be required to respond to questions about settlement discussions with Plaintiff B&T since the conclusion of the mediation session on May 6, 2014. (Document No. 131, pp.5-8; Document No. 160, pp.3-5). Griffin argues that "[i]f Jones is attempting to settle B&T's claim against him by offering testimony B&T seeks against Griffin, such evidence of bias is discoverable." (Document No. 131, p.5).
Griffin's motion acknowledges that Rule 408 of the Federal Rules of Evidence "excludes settlement evidence offered `to prove or disprove the validity or amount of a disputed claim or to impeach by [a] prior inconsistent statement or a contradiction,'" but argues that "Rule 408 expressly allows evidence involving settlement to show `bias or prejudice.'"
In most pertinent part, Defendant Jones contends that settlement negotiations are continuing with B&T, and that "Courts should be reluctant to compel disclosure of settlement terms, particularly where the settlement is not finalized." (Document No. 147, p.9) (citing
Similarly, Plaintiff B&T argues that "all settlement discussions between Defendant Jones and Plaintiff beginning at the mediated settlement conference on May 6 and continuing through May 27, 2014 when a mediation impasse was declared by Judge Tennille are not discoverable." (Document No. 148, p.4) (citing Local Rule 16.3; N.C.G.S. § 7A-38.1; and Rule 10(c) of Rules Governing Mediated Settlement Conferences in Superior Court Civil Actions).
In reply, Griffin clarifies that he is not seeking discovery of any discussion held during the mediation session held on May 6, 2014. (Document No. 160, p.3). Moreover, Griffin asserts that B&T's position that the rules provide for blanket confidentiality until the mediator files a report officially declaring an impasse, is unsupportable.
The undersigned observes that the parties and/or the mediator failed to file a timely Mediation Report on or before May 23, 2014, and had to be ordered to show cause why the report on the results of mediation was not timely filed.
The undersigned finds that this issue presents a close call, but that it is not clear that any of the parties have identified authority establishing what questions should be permissible regarding on-going "settlement" discussions between Jones and B&T at the renewed deposition of Defendant Jones. Moreover, the undersigned is not convinced by Griffin's argument that testimony regarding on-going, but to date unsuccessful, attempts at settlement would provide discoverable evidence indicating bias or prejudice.