MARTIN REIDINGER, District Judge.
Petitioner was charged in a Bill of Indictment returned by the Grand Jury in this District with one count of possession of a firearm by a felon, in violation of 18 U.S.C. § 922(g)(1). [Criminal Case No. 1:08-cr-00056-MR, Doc. 1: Indictment]. After being appointed counsel, Petitioner entered into a written plea agreement with the Government. [
After the plea agreement was filed, Petitioner appeared before U.S. Magistrate Judge Dennis L. Howell for a Rule 11 hearing. Judge Howell ascertained that although Petitioner had previously been treated for mental illness and substance abuse, Petitioner's mind was clear, and that he understood that he was there to enter a guilty plea that could not later be withdrawn. The Court informed Petitioner that if he had three previous convictions for violent felonies or serious drug offenses, the maximum punishment he faced was life imprisonment, that there would be a fifteen-year mandatory minimum, and that such a sentence would be consecutive to any other sentence. Petitioner testified that he understood how the sentencing guidelines may apply in his case; that the Court would not be bound by the sentencing guidelines but, nonetheless, must consult those guidelines and take them into account when sentencing; that the sentence imposed would be within the statutory limits and in the Court's sound discretion, and could be greater or less than the sentence as provided for by the Guidelines; and that in some circumstances he may receive a sentence that is either higher or lower than that called for by the Guidelines. Petitioner also acknowledged that if his sentence were more severe than he expected, or if the Court did not accept the Government's sentencing recommendation, he would still be bound by his plea. He further affirmed that his plea was voluntary and not the result of any coercion, threats, or promises other than those contained in the written plea agreement.
After the Government summarized the terms of the plea agreement, Judge Howell asked Petitioner if he understood the terms of the plea agreement, and he said that he did. The Court discussed with Petitioner his right to appeal or otherwise challenge his conviction or sentence, and ascertained that Petitioner was knowingly and willingly accepting limitations on those rights except as to claims of ineffective assistance of counsel or prosecutorial misconduct.
Petitioner also testified that he had been given ample time to discuss any possible defenses to these charges with his attorney, that he was "entirely satisfied" with the services of his attorney, that he knew and fully understood what he was doing, that he had heard and understood all parts of the Rule 11 hearing, and that he wanted the Court to accept his guilty plea.
Finding "that defendant's plea is knowingly and voluntarily made and that the defendant understands the charges, the potential penalties, and the consequences of the plea," the Court accepted Petitioner's guilty plea. [
A presentence report (PSR) was prepared in advance of Petitioner's sentencing hearing and a summary of the events that culminated in Petitioner's indictment on the § 922(g) charged was provided.
In addition, it was recommended in the PSR that the Court find that Petitioner qualified as an armed career criminal pursuant to 18 U.S.C § 924(e) based on four prior state convictions.
The PSR also addressed Petitioner's history of mental health and substance abuse issues. Records were obtained from several treatment facilities, which cover a span from 1985 to 2004, and detail multiple instances of in-patient and out-patient treatment that Petitioner received for mental health and substance abuse issues. According to these records, Petitioner was diagnosed and treated for, among other things, alcohol dependence, cocaine and marijuana abuse, major depression, congruent psychotic features and psychosis. The most recent information provided that Petitioner was diagnosed in 2004 with alcohol dependence, schizoaffective disorder, and personality disorder NOS. [
Petitioner's counsel filed objections to the PSR. In his first objection, Petitioner challenged the offense conduct which related to his state charges, arguing that he never attempted to murder either victim, and that he did not return to his house to retrieve the Taurus .357 revolver prior to shooting the victims. In response to this objection, the probation officer recommended that no change in the PSR was necessary based on Petitioner's objection because the description of the offense conduct was obtained from law enforcement records which included several victim statements and eyewitness accounts. In his second objection, Petitioner challenged the calculation of his base offense level, arguing that it should have been based on the offense level to which the parties jointly agreed in the plea agreement. Again, the probation officer found that no change was necessary, reasoning that the plea agreement did not limit the application of the cross reference. [
On June 2, 2009, Petitioner appeared with counsel for his sentencing hearing.
Petitioner's counsel reiterated his objections to the offense conduct related to the 2007 shooting which led to the state charges and his federal indictment on the § 922(g) charge. Petitioner's counsel also addressed Petitioner's history of mental health issues and admitted that he had previously had concerns about Petitioner's competency to proceed. After discussing these concerns with Petitioner during the course of his representation, however, counsel "concluded that [Petitioner] understands what's going on; he understands the charges; he understands what the Guidelines have said; he understands the role of the Court; the role of the prosecuting counsel; [counsel's role and the] probation officer's role. So it did not appear as though there was an issue that I needed to raise with the Court about his competency to proceed." [
The Court overruled Petitioner's objections to the offense conduct and found that the PSR correctly calculated the Guidelines range to be 210 to 262 months' imprisonment. Prior to the Court pronouncing sentence, Petitioner's counsel addressed the Court and again called attention to Petitioner's long-running history of mental health issues, and asked the Court to sentence Petitioner to the statutory minimum of fifteen years rather than a Guidelines sentence. The Court sentenced Petitioner to a term of 220 months' imprisonment. [
Thereafter, Petitioner appealed to the United States Court of Appeals for the Fourth Circuit. Petitioner's appellate counsel filed a brief pursuant to
The Fourth Circuit held that the Court committed procedural error because the record did not demonstrate that the Court had considered the sentencing factors of 18 U.S.C. § 3553(a) or had adequately explained Petitioner's sentence. Accordingly, the Fourth Circuit vacated Petitioner's sentence and remanded for resentencing.
Petitioner was appointed counsel on remand and the probation office prepared a supplement PSR in advance of Petitioner's resentencing hearing. In this PSR, the probation officer noted that Petitioner had been convicted on only two of the 2007 state charges — the two counts of assault with a deadly weapon inflicting serious injury — and he was sentenced to consecutive terms of 36 to 54 months' imprisonment which were ordered to run concurrently to the federal sentence that had been imposed in this matter. [
Following remand, Petitioner appeared for his resentencing before the undersigned. Petitioner's counsel argued that Petitioner's criminal history was overstated and that if his criminal history were properly accounted for, Petitioner would receive a reduced Guidelines range of 180 to 188 months. Counsel thus argued for the imposition of the mandatory minimum sentence.
Petitioner addressed the Court prior to sentencing and apologized for having come before the Court. He stated that he never intended to hurt anyone, and that he was sorry for what had transpired. Following this allocution, the Court reviewed the § 3553(a) factors, and concluded that a sentence of 220 months was appropriate to address the seriousness of the crime and to account for Petitioner's status as armed career criminal, and that the sentence promoted respect for the law and provided adequate deterrence for future criminal conduct by Petitioner and others. [
Petitioner did not appeal from the amended judgment. This § 2255 motion followed.
Pursuant to Rule 4(b) of the Rules Governing Section 2255 Proceedings, sentencing courts are directed to promptly examine motions to vacate, along with "any attached exhibits and the record of prior proceedings" in order to determine whether a petitioner is entitled to any relief. The Court has considered the record in this matter and applicable authority and concludes that this matter can be resolved without an evidentiary hearing.
Summary judgment is appropriate in cases where there is no genuine dispute as to a material fact and it appears that the moving party is entitled to judgment as a matter of law.
In his initial § 2255 motion, Petitioner raises five claims of ineffective assistance of counsel. Petitioner also moves to amend his § 2255 motion to include an additional claim for relief, which will be addressed below.
In his first claim for relief, Petitioner alleges that he received ineffective assistance of counsel because his attorney lied to him about the consequences of his guilty plea, telling him that he would be sentenced in the 77-96 month range. In second claim for relief, Petitioner alleges that counsel was ineffective in refusing to seek a mental evaluation.
These claims are merely iterations of the arguments he raised before the Fourth Circuit in his pro se brief. The Fourth Circuit reviewed these arguments and found them to be without merit. In a Section 2255 proceeding, a petitioner "will not be allowed to recast, under the guise of collateral attack, questions fully considered" and decided on direct appeal.
In the remaining claims asserted in his original motion, Petitioner alleges, under the guise of asserting ineffective assistance claims, that his criminal history was miscalculated.
Petitioner failed to raise these issues on his direct appeal. "Where a defendant has procedurally defaulted a claim by failing to raise it on direct review, the claim may be raised in habeas only if the defendant can first demonstrate either `cause' and actual `prejudice,' or that he is `actually innocent.'"
In the present case, Petitioner does not address or otherwise attempt to explain his failure to raise these issues on direct appeal, nor does he offer evidence to establish "cause and actual prejudice" or that he is innocent of the charges. Rather, he simply requests that his sentence and conviction be set aside and/or vacated based on the allegations in his § 2255 petition. Because Petitioner has not asserted any basis on which this Court could find cause or prejudice with respect to his failure to raise the claims asserted in the third, fourth, and fifth claims of his motion, such claims are not cognizable in this proceeding and must be denied.
Even if Petitioner were not procedurally barred from asserting his claims, his motion must still be denied on the merits.
In order to prevail on a claim of ineffective assistance of counsel, a petitioner must show that: (1) "counsel's representation fell below an objective standard of reasonableness," and (2) the deficient performance was prejudicial the defense.
To demonstrate prejudice in the context of a guilty plea, Petitioner must still satisfy the standard set forth in
Under these circumstances, Petitioner "bears the burden of proving
Petitioner first contends that he received ineffective assistance of counsel because his counsel informed him that if he accepted the plea agreement then he would be sentenced in the range of 77 to 96 months. [Doc. 1 at 4; Doc. 1-1: Affidavit and Memorandum at 1-3]. As discussed previously, however, the plea agreement signed by Petitioner explicitly advised that if Petitioner had three previous convictions for violent felonies or serious drug offenses, he was subject to a mandatory minimum sentence of fifteen years and a maximum of life imprisonment. Petitioner also acknowledged in that agreement that he understood that any estimate of his likely sentence from any source, "including defense counsel," was only a prediction, not a promise, and that the Court had the final discretion to impose any sentence up to the statutory maximum. During the Rule 11 hearing, Judge Howell discussed these same provisions with Petitioner, who confirmed, under oath, that he understood them. Petitioner's sworn statements in this regard foreclose Petitioner's argument and it therefore will be denied.
Petitioner next contends that his counsel was ineffective by failing to file a motion for a mental evaluation after Petitioner requested that he do so. [
In his remaining claims, Petitioner asserts that his trial counsel was ineffective by failing to object to the calculation of his criminal history score. In his third claim for relief, Petitioner does not identify which convictions that he contends were erroneously relied upon to support the Guidelines calculation of his sentence.
In his fourth claim for relief, Petitioner contends that his trial counsel was ineffective by failing to object to the assessment of criminal history points for certain prior state convictions, specifically, a conviction for breaking and/or entering and a conviction for larceny, because the breaking "was improperly counted [ ] the `dwelling was unoccupied' and both convictions were on the same date." [Doc. 1 at 8; Doc. 1-1 at 3]. Despite Petitioner's contention to the contrary, he in fact received no criminal history points for either of these convictions. [Criminal Case No. 1:08-cr-00056-MR, Doc. 16: PSR at ¶ 42]. In his fifth claim for relief, Petitioner objects to the assessment of a criminal history point for two other prior state convictions, that being 1986 convictions for possession with intent to manufacture/sell/deliver a controlled substance and selling or delivering a controlled substance. [Doc. 1 at 9, Doc. 1-1 at 3]. Petitioner, however, did not receive a criminal history point for either of these 1986 convictions.
Petitioner further contends in his fifth claim for relief that he was denied effective assistance because counsel failed to object to the criminal history points that he was assessed for a conviction of felony escape from State prison in 1990. [Doc. 1 at 9; Doc. 1-1 at 3-4]. Again, while Petitioner contends that he was erroneously assessed two criminal history points for this offense, a review of the PSR reveals that he was not assessed any such points. [Criminal Case No. 1:08-cr-00056-MR, Doc. 16: PSR at ¶ 43].
Petitioner also argues that his counsel was ineffective in failing to challenge the use of his juvenile records during sentencing. [Doc. 1 at 9; Doc. 1-1 at 4]. The PSR, however, plainly states: "
Petitioner also argues that his trial counsel was ineffective in failing to challenge the use of prior convictions for driving while impaired (DWI) to enhance his sentence. [Doc. 1 at 9; Doc. 1-1 at 4]. The PSR identifies three DWI convictions: one in 1983 for which he receive no criminal history points, and two convictions in 2001, for which he received one criminal history point each. [Criminal Case No. 1:08-cr-00056-MR, Doc. 16: PSR at ¶¶ 38, 49, 50]. As noted by the Government, the 2001 DWI convictions were not used to enhance his sentence because they are not "aggravating felonies." Petitioner's argument in this regard is without merit.
Finally, Petitioner argues that his counsel was ineffective because he failed to argue any mitigating factors on his behalf during his sentencing hearing. [Doc. 1 at 9]. Contrary to Petitioner's argument, however, counsel argued for mitigation on a number of the bases, including Petitioner's age, mental health history, and his cooperation with the Government, and based on the arguments of counsel, Petitioner was ultimately sentenced to the low end of the applicable Guidelines range. Petitioner does not identify any other particular mitigating factors his counsel should have advanced during sentencing. Petitioner's arguments in this regard are simply without merit.
Petitioner filed a timely motion to amend his § 2255 motion to include a claim that the Court erroneously applied the cross-reference as provided for in U.S.S.G. §§ 2K2.1(c)(1)(A), 2X1.1 and 2A2.1 for assaulting the victims in the 2007 shootings with the intent to commit murder. [Doc. 8: Motion to Amend at 1-2]. While the Court will allow the amendment, this additional claim is without merit and is therefore denied. Petitioner challenged the application of the cross-reference on direct appeal, and the Fourth Circuit rejected this argument.
Based on the foregoing, the Court finds that Petitioner's § 2255 motion, as amended, is without merit and it will be denied and dismissed.
Further, pursuant to Rule 11(a) of the Rules Governing Section 2255 Cases, the Court declines to issue a certificate of appealability as Petitioner has not made a substantial showing of a denial of a constitutional right. 28 U.S.C. § 2253(c)(2);