FRANK D. WHITNEY, Chief District Judge.
On November 15, 2011, Petitioner was indicted by the grand jury in this District on two counts of kidnaping and transporting two victims in interstate commerce. The first count involved Petitioner's girlfriend, in violation of 18 U.S.C. § 1201(a), and the second count involved the abduction of her minor child, in violation of 18 U.S.C. § 1201(a) and (g). (3:11-cr-00365, Doc. No. 1: Indictment). Petitioner entered into a written plea agreement in which he agreed plead guilty to Count 1 in exchange for the Government's agreement to dismiss Count 2 if his plea was accepted. Petitioner agreed to enter his plea pursuant to Rule 11(c)(1)(C) which included the following binding recommendations: (1) a base offense level of 32 pursuant to § 2A4.1 of the
Petitioner appeared before the magistrate judge for his Plea and Rule 11 hearing and he was placed under oath and the elements of Count 1 were explained to him and the minimum and maximum penalties. Petitioner averred that he understood the elements of Count 1 and the potential penalties; that he understood and agreed with the terms of his plea agreement; and that no one had promised him any particular sentence, or made any promises that were not contained within the written plea agreement. In particular, when asked whether there were promises other than those in the plea agreement, Petitioner recounted nearly verbatim the binding stipulations regarding his total offense level, which included the three-point reduction for acceptance responsibility, and his decision to accept a binding term of 188-months in prison. The court's questions, along with Petitioner's answers were reduced to writing and presented to him. Petitioner reviewed his answers and he agreed that they were true and accurate, and the court accepted Petitioner's guilty plea after finding that it was knowingly and voluntarily entered. (
The U.S. Probation Office prepared a presentence report ("PSR") and calculated a base offense of level of 32 under USSG § 2A4.1, and applied a two-level enhancement for the use of a dangerous weapon pursuant to USSG § 2A4.1(b)(3), but did not deduct three points for acceptance of responsibility. With a total offense level of 34 and a criminal history category III (5 points), Petitioner's Guideline range was 188-235 months in prison. (
On February 24, 2015, Petitioner appeared with counsel for his sentencing hearing. At the outset of the hearing, Petitioner expressed dissatisfaction with his attorney and the Court engaged Petitioner in a colloquy on the issue. Petitioner expressed concern that his attorney was not attentive to his questions regarding the contents of the PSR. Namely, questions about the assessment of five criminal history points and whether he still qualified for the three-level reduction for timely acceptance of responsibility. The Court confirmed that the five criminal history points were correct and that Petitioner would be eligible for at least a two-level reduction for acceptance of responsibility, and that the parties could address the third point at a later time. With this established, Petitioner stated that he was satisfied with his counsel's representation and that he wanted counsel to continue to represent him.
The Court next addressed Petitioner regarding his participation in the Plea and Rule 11 hearing. Petitioner confirmed that the answers that he had provided during his Rule 11 hearing were true and that he would give the same answers if they were posed again during sentencing. Petitioner acknowledged that he had reviewed the Acceptance of Plea Form and that the magistrate judge had correctly recorded his answers. Finally, Petitioner admitted that he was pleading guilty to the kidnapping and transportation conduct as charged in Count 1 because he was in fact guilty. The parties stipulated that the Court could rely on the offense conduct in paragraphs 4-10 of the Revised PSR to support a factual basis for Petitioner's plea, and after considering this information and Petitioner's answers regarding the Rule 11 hearing, the Court found that a factual basis existed and his guilty plea was accepted.
The Government agreed to recommend the third point for acceptance of responsibility which reduced Petitioner's total offense level to 31 and with a category III criminal history, his Guidelines range was 135-168 months, however Petitioner had already agreed to be sentenced to 188 months. The Government explained that at the time the agreement was negotiated there was some question about whether a vulnerable victim enhancement would apply, and the Government wanted the severity of his sentence to reflect the fact that he abducted a child and that he had a serious criminal history. The Government noted that if the vulnerable victim enhancement did not apply that it would have moved for an upward variance. With the uncertainty of the sentence at that stage of the plea negotiations, the parties agreed to the negotiated sentence of 188 months.
The Court expressed concern that the 188 months was negotiated while the parties were still gathering information but nevertheless noted that it was a vigorously contested plea that was agreed to by the Petitioner and the Government. The Court explained to Petitioner that the 188 months could be rejected and the plea agreement set aside, and the parties could then resume negotiations. Petitioner conferred with counsel and Petitioner informed the Court that he would accept the 188 month sentence because he knew that it was the highest sentence he could receive. The Court closely questioned Petitioner about this decision and he confirmed that he wished to abide by the express terms of his plea agreement and that he would therefore accept the certainty of the 188 months. After hearing from counsel and Petitioner, the Court sentenced Petitioner in accordance with the terms of the plea agreement to the 188-month term and Petitioner did not appeal. (
In this collateral proceeding Petitioner raises two claims: (1) ineffective assistance of counsel with regard to his sentencing; and (2) that the Government breached the plea agreement by not including the three-point reduction for acceptance of responsibility in the agreement. (3:15-cv-0530, Doc. No. 1). Petitioner's contentions will be addressed herein.
Pursuant to Rule 4(b) of the Rules Governing Section 2255 Proceedings, sentencing courts are directed to promptly examine motions to vacate, along with "any attached exhibits and the record of prior proceedings" in order to determine whether a petitioner is entitled to any relief. The Court has considered the record in this matter and applicable authority and concludes that this matter can be resolved without an evidentiary hearing.
The Sixth Amendment to the U.S. Constitution guarantees that in all criminal prosecutions, the accused has the right to the effective assistance of counsel to assist in his defense. U.S. Const. amend. VI. In order to prevail on a claim of ineffective assistance of counsel, a petitioner must show that: (1) "counsel's representation fell below an objective standard of reasonableness," and (2) the deficient performance was prejudicial the defense.
To demonstrate prejudice in the context of a guilty plea, a Petitioner must demonstrate "a reasonable probability that, but for counsel's errors, he would not have pleaded guilty and would have insisted on going to trial."
Petitioner first argues that his sentencing counsel was ineffective because he labored under a conflict of interest and this caused him to not vigorously defend him at sentencing which resulted in a breach of loyalty and a higher sentence. (3:15-cv-00530, Doc. No. 1: Petition at 4-6).
Petitioner's counsel at sentencing, Mr. Peter Adolf, who was an attorney with the Federal Defenders of Western North Carolina, was first appointed to represent him during his arraignment on December 8, 2011. After his appointment, Petitioner filed five pro se documents in which he challenged his federal prosecution.
The gravamen of Petitioner's argument in this collateral proceeding is that because Petitioner filed a civil lawsuit against Mr. Adolf, he should not have been reappointed to represent him.
To establish that his attorney had a conflict of interest, a petitioner bears the burden of establishing (1) that there was an actual conflict of interest; and (2) that the conflict impaired counsel's performance.
Petitioner fails to establish either element of this test. First, the complaint against Mr. Adolf was dismissed for failure to state a claim for relief on September 20, 2012, which is more than two years before Mr. Adolf was reappointed to represent Petitioner for the sentencing phase of his trial, and Petitioner's plea agreement was not negotiated by Mr. Adolf as he had been relieved from representation on September 12, 2012.
Second, during sentencing the Court carefully questioned Petitioner as to whether he wanted Mr. Adolf to continue to represent him and Petitioner repeatedly affirmed that he did.
Based on the foregoing, Petitioner cannot establish that he is entitled to relief because there is no showing of a conflict, and in any event there is no evidence that Mr. Adolf's performance was adversely affected because Petitioner knowingly accepted the sentence for which he bargained even though he was provided the opportunity to set aside the plea agreement.
Petitioner next argues that the Government breached the plea agreement when it failed to include a three-point reduction for timely acceptance of responsibility in the agreement. (3:15-cv-00530, Petition at 7). Petition contends that the three-point reduction "induced" him into accepting the plea. This argument fails for two reasons.
First, the Government did include the three-point reduction in the plea agreement.
To the extent Petitioner contends that his plea was not knowing and voluntary because he believed he would receive a sentence lower than 188 months upon the application of the three-point reduction, this contention must fail. A petitioner is bound by his sworn statements which he makes during a properly conducted Rule 11 hearing and as this Court found during sentencing, and reaffirms herein, Petitioner's Rule 11 hearing was properly conducted therefore his late claim of inducement or an unknowing plea must fail.
Second, after his Guidelines range was established by the Court during sentencing, which provided for a range of 135-168 months in prison, Petitioner was questioned by the Court and provided the opportunity to withdraw his guilty plea and resume negotiations. After consulting with Mr. Adolf, Petitioner repeatedly affirmed that he would like the Court to accept the plea agreement and sentence him to 188 months because he wanted the certainty of that sentence. Thus, Petitioner's contention that he was induced into entering the plea agreement because he believed he may receive a lower sentence with the application of the three-point reduction is belied by the record. Put plainly, Petitioner bargained for and received the sentence of his choice.
For the foregoing reasons, the Court finds that Petitioner final claim for relief is without merit and it will be dismissed.
Based on the foregoing, the Court finds that Petitioner's § 2255 Motion is without merit and it will be dismissed.
The Clerk is respectfully directed to close this civil case.
DECISION BY COURT. This action having come before the Court Motion and a decision having been rendered;
IT IS ORDERED AND ADJUDGED that Judgment is hereby entered in accordance with the Court's November 20, 2015 Order.