FRANK D. WHITNEY, Chief District Judge.
Pro se Plaintiff Brandon Pickens, a former North Carolina inmate, filed this action under 42 U.S.C. § 1983, alleging that the moving Defendants were deliberately indifferent to Plaintiff's serious medical needs while Plaintiff was incarcerated at Piedmont Correctional Institution ("PCI") and Mountain View Correctional Institution ("MVCI"). First, as to Dr. Rickman, a dentist who provided dental treatment to inmates at MVCI, Plaintiff alleges that Dr. Rickman was deliberately indifferent to Plaintiff's serious needs for dental care while Plaintiff was housed at MVCI between August and December 2012.
Plaintiff filed his original Complaint on December 9, 2015, and he filed an Amended Complaint on February 18, 2016.
Plaintiff's claim against Dr. Rickman arises out of dental treatment Plaintiff received, and dental treatment which Plaintiff contends he should have received, while he was incarcerated at MVCI between August and December 2012. Dr. Rickman is a dentist licensed by the State of North Carolina. (Doc. No. 84 at ¶ 3: Rickman Affidavit). He became employed as a full-time dentist by the Department of Public Safety on August 13, 2012, and began seeing inmate patients on August 20, 2012. (
Dr. Rickman was assigned to work at MVCI one day in August 2012; one day in September 2012; eight days in October 2012; five days in November 2012; and six days total in December 2012 (only three of which were before Plaintiff was transferred away from MVCI). (
Due to the large number of patients compared to the relatively few number of dentists available, the MVCI dental clinic maintained a waiting list of about ninety days for dental procedures such as routine fillings. (
Plaintiff was transferred to MVCI on or about August 13, 2012, and remained there for only about four months before being transferred to Scotland Correctional Institution on December 19, 2012. (
Upon arrival at MVCI, Plaintiff submitted three almost identical sick call requests regarding his fillings and wisdom tooth—on August 14, 16 and 25 of 2012. (
Plaintiff missed his October 10, 2012, prophylaxis appointment, but was seen by Dr. Rickman for the first time on October 12, 2012, for a cleaning. (
Over the next two months, before he was transferred from MVCI on December 19, 2012, Plaintiff submitted multiple sick call requests regarding his fillings. (
Dr. Rickman asserts in his affidavit that he provided Plaintiff with appropriate and timely dental care and treatment and was in no way indifferent to his dental needs. (
Plaintiff's tooth #15 was restored with a simple filling on or about March 13, 2013, (as Dr. Rickman planned to do himself had Plaintiff remained at MVCI) and remains fully functional. (
Dr. Larry Ray, a general dentist licensed by the State of North Carolina, has reviewed and evaluated the care provided to Plaintiff. (Doc. No. 85 at ¶ 3: Ray Aff.). Dr. Ray asserts that, in his professional expert opinion, Dr. Rickman's treatment of Plaintiff was appropriate and that he was not indifferent to Plaintiff's dental needs. (
As to the remaining Defendants, Plaintiff has brought a claim against them for deliberate indifference to serious medical needs, based on his allegation that Defendants were deliberately indifferent to his mental health needs. Specifically, Plaintiff alleges that, on October 17, 2012, he "requested to be placed back on [his] mental health medication and be transferred to another prison facility." (Doc. No. 9 at ¶ 31). The following day, Plaintiff submitted a request to see a mental health care provider and, on October 19, 2012, was evaluated. (
Plaintiff's next contact with Defendant White was by letter when she responded in writing to his request for permission to correspond with his brothers, who were also incarcerated within NCDPS facilities. (
Finally, Plaintiff claims that, on December 4, 2012, he received a written response from Defendant White to a letter Plaintiff had written to Defendant Lewis. (
In support of their motion, Defendants have submitted their own affidavits, as well as affidavits from various non-parties.
At the time of the incidents asserted in the Amended Complaint, Defendant Lancaster served as the Chief Deputy Secretary of Adult Corrections for NCDPS. (Doc. No. 63 at ¶ 11). Defendant Lewis served as the Director of Prisons for NCDPS from January 2009 until January 2013. (Doc. No. 39 at ¶ 4). Defendant Beddingfield previously served as an Executive Assistant in the Communications Office of NCDPS. (
Defendants Lewis, Beddingfield, White, and Lancaster were not healthcare providers and were not responsible for providing clinical care to inmates at PCI or MCVI, nor were they responsible for supervising clinical providers at either facility. (Doc. No. 90-3 at ¶ 7; Doc. No. 90-2 at ¶ 7; Doc. No. 90-1 at ¶ 7; Doc. No. 90-4 at ¶ 7). In addition, non-medical correctional officials such as Defendants Lewis, Beddingfield, White, and Lancaster had limited access to inmate health information pursuant to the Health Insurance Portability and Accountability Act. (Doc. No. 90-3 at ¶ 8; Doc. No. 90-2 at ¶ 8; Doc. No. 90-4 at ¶ 8; Doc. No. 90-4 at ¶ 8).
Non-party Lori Hall served as a Staff Psychologist at MCVI from 2014 through 2016, and, among other things, administered medications, provided clinical oversight to the mental health staff, and reviewed patient records in order to deliver care. (Doc. No. 90-2 at ¶¶ 3, 5). Non-party Katie Smith, M.S., served as Psychological Services Coordinator at PCI from July 2012 until December 2014, then again from May 2015 to the present, and was responsible for providing psychological services to inmates at the facility, supervising the subordinate mental health staff, and overseeing the treatment programming at the facility. (Doc. No. 90-1 at ¶¶ 3, 5). Finally, non-party Anna Jamieson, M.D., served as a psychiatrist at PCI from October 2010 until October 2012 and, among other things, evaluated patients, administered medication, delivered mental health care to patients, and provided clinical oversight to the facility's mental health staff. (Doc. No. 90-4 at ¶¶ 3, 5).
Pursuant to the NCDPS policy and procedures, all inmates can access routine healthcare through the sick call process. (Doc. No. 90-3 at ¶ 9; Doc. No. 90-2 at ¶ 9; Doc. No. 90-1 at ¶ 9; Doc. No. 90-4 at ¶ 9). Routine health care needs, to include medical, dental, and mental health are addressed through the Sick Call Process. (Doc. No. 90-3 at ¶ 9; Doc. No. 90-2 at ¶ 9; Doc. No. 90-1 at ¶ 9; Doc. No. 90-4 at ¶ 9). Sick Call Process Forms are readily available in all inmate-housing areas and upon request. (Doc. No. 90-3 at ¶ 9; Doc. No. 90-2 at ¶ 9; Doc. No. 90-1 at ¶ 9; Doc. No. 90-4 at ¶ 9). Sick Call Requests are then routed to the appropriate health care provider and individual appointments are scheduled. (Doc. No. 90-3 at ¶ 9; Doc. No. 90-2 at ¶ 9; Doc. No. 90-1 at ¶ 9; Doc. No. 90-4 at ¶ 9). Emergency Services are also processed through health care services. (Doc. No. 90-3 at ¶ 9; Doc. No. 90-2 at ¶ 9; Doc. No. 90-1 at ¶ 9; Doc. No. 90-4 at ¶ 9). All inmates have the ability to declare a medical emergency. (Doc. No. 90-3 at ¶ 9; Doc. No. 90-2 at ¶ 9; Doc. No. 90-1 at ¶ 9; Doc. No. 90-4 at ¶ 9). If an inmate declares a medical emergency, he becomes a priority. (Doc. No. 90-3 at ¶ 10; Doc. No. 90-2 at ¶ 10; Doc. No. 90-1 at ¶ 10; Doc. No. 90-4 at ¶ 10). In those circumstances, the inmate will be assessed by medical immediately. (Doc. No. 90-3 at ¶ 10; Doc. No. 90-2 at ¶ 10; Doc. No. 90-1 at ¶ 10; Doc. No. 90-4 at ¶ 10).
Plaintiff regularly sought and received mental health and/or psychiatric treatment while housed at both PCI and MVCI. (Doc. No. 90-3 at ¶ 12; Doc. No. 90-2 at ¶ 12; Doc. No. 90-1 at ¶ 12; Doc. No. 90-4 at ¶ 12). Plaintiff contends that, on August 1, 2012, Katie Smith, M.S, performed a mental health assessment on Plaintiff at PCI. (Doc. No. 90-1 at ¶ 15; Doc. No. 90-3 at ¶ 15; Doc. No. 90-2 at ¶ 15; Doc. No. 90-4 at ¶ 15). However, before that date, and as part of a health screening at PCI on July 20, 2012, Plaintiff denied that he had a current mental health complaint and denied that he wanted any mental health treatment. (Doc. No. 90-1 at ¶ 15; Doc. No. 90-3 at ¶ 15; Doc. No. 90-2 at ¶ 15; Doc. No. 90-4 at ¶ 15). Plaintiff also denied at that time that he had ever been treated for mental health or emotional problems. (Doc. No. 90-1 at ¶ 15; Doc. No. 90-3 at ¶ 15; Doc. No. 90-2 at ¶ 15; Doc. No. 90-4 at ¶ 15).
As part of the "Mental Health Assessment" performed by Ms. Smith on August 1, 2012, Plaintiff denied symptoms of an anxiety, mood, or psychotic disorder. (Doc. No. 90-1 at ¶ 16; Doc. No. 90-3 at ¶ 16; Doc. No. 90-2 at ¶ 16; Doc. No. 90-4 at ¶ 16). Plaintiff also denied the need for ongoing mental health treatment, despite having been prescribed Zyprexa and Vistaril. (Doc. No. 90-1 at ¶ 16; Doc. No. 90-3 at ¶ 16; Doc. No. 90-2 at ¶ 16; Doc. No. 90-4 at ¶ 16). Plaintiff subjectively rated his current overall distress a "0" on a scale from "0" (no distress) to 10 (extreme distress). (Doc. No. 90-1 at ¶ 16; Doc. No. 90-3 at ¶ 16; Doc. No. 90-2 at ¶ 16; Doc. No. 90-4 at ¶ 16). At that time, Ms. Smith assessed Plaintiff as showing no current symptoms of an anxiety, mood, or psychotic disorder. (Doc. No. 90-1 at ¶ 16; Doc. No. 90-3 at ¶ 16; Doc. No. 90-2 at ¶ 16; Doc. No. 90-4 at ¶ 16). According to Ms. Smith's assessment, Plaintiff further showed no overt signs of distress and denied the need for ongoing mental health treatment. (Doc. No. 90-1 at ¶ 16; Doc. No. 90-3 at ¶ 16; Doc. No. 90-2 at ¶ 16; Doc. No. 90-4 at ¶ 16). Accordingly, Ms. Smith anticipated that, as of August 1, 2012, Plaintiff would be discontinued from the mental health caseload and that, due to the absence of a significant mental health disorder, there was no current need for Plaintiff to schedule a follow-up appointment with psychology staff. (Doc. No. 90-1 at ¶ 16; Doc. No. 90-3 at ¶ 16; Doc. No. 90-2 at ¶ 16; Doc. No. 90-4 at ¶ 16).
Eight days later, on August 9, 2012, Plaintiff underwent a Psychiatric Evaluation performed by Anna Jamieson, M.D. (Doc. No. 90-4 at ¶ 19; Doc. No. 90-3 at ¶ 19; Doc. No. 90-2 at ¶ 19; Doc. No. 90-1 at ¶ 19). On the day of the evaluation, Plaintiff had not taken his mental health medications for over a week and requested to discontinue all mental health treatment. (Doc. No. 90-4 at ¶ 19; Doc. No. 90-3 at ¶ 19; Doc. No. 90-2 at ¶ 19; Doc. No. 90-1 at ¶ 19). Plaintiff specifically reported to Dr. Jamieson that he had been prescribed those medications in the county jail for insomnia, a problem he reported had since resolved. (Doc. No. 90-4 at ¶ 19; Doc. No. 90-3 at ¶ 19; Doc. No. 90-2 at ¶ 19; Doc. No. 90-1 at ¶ 19). Plaintiff also self-reported to Dr. Jamieson having stable mood, appetite, sleep, and energy, and denied suicidal or homicidal ideation, thoughts of harm or escape, as well as symptoms of mania or psychosis. (Doc. No. 90-4 at ¶ 19; Doc. No. 90-3 at ¶ 19; Doc. No. 90-2 at ¶ 19; Doc. No. 90-1 at ¶ 19).
According to the "Mental Status Exam" performed by Dr. Jamieson, Plaintiff was fully oriented and without evidence of cognitive deficits. (Doc. No. 90-4 at ¶ 20; Doc. No. 90-3 at ¶ 20; Doc. No. 90-2 at ¶ 20; Doc. No. 90-1 at ¶ 20). His global AIMS exam was "0" or normal/negative. (Doc. No. 90-4 at ¶ 20; Doc. No. 90-3 at ¶ 20; Doc. No. 90-2 at ¶ 20; Doc. No. 90-1 at ¶ 20). As a result, Dr. Jamieson assessed Plaintiff as an inmate who was placed on medications for insomnia who was sleeping well and whose request to discontinue psychiatric treatment, including medications, was reasonable. (Doc. No. 90-4 at ¶ 20; Doc. No. 90-3 at ¶ 20; Doc. No. 90-2 at ¶ 20; Doc. No. 90-1 at ¶ 20). Dr. Jamieson discontinued Plaintiff's prescriptions for his psychotropic medications, including Zyprexa and Vistaril, as well as any future plans for psychiatric treatment, although Plaintiff was instructed to follow-up with mental health on an as-needed basis. (Doc. No. 90-4 at ¶ 20; Doc. No. 90-3 at ¶ 20; Doc. No. 90-2 at ¶ 20; Doc. No. 90-1 at ¶ 20).
As part of a "Health Screening" at MVCI on August 13, 2012, Plaintiff again denied that he had a current mental health complaint. (Doc. No. 90-3 at ¶ 21; Doc. No. 90-2 at ¶ 21; Doc. No. 90-1 at ¶ 21; Doc. No. 90-4 at ¶ 21). According to a "Mental Health Progress Note" authored by Staff Psychologist Lori Hall on October 19, 2012, Plaintiff's mental health interview and testing results were highly suggestive of malingering or feigning. (Doc. No. 90-2 at ¶ 22; Doc. No. 90-3 at ¶ 22; Doc. No. 90-1 at ¶ 22; Doc. No. 90-4 at ¶ 22). From her observations, Ms. Hall noted that Plaintiff appeared to be trying to use his alleged mental health problems to effectuate a transfer to another prison facility. (Doc. No. 90-2 at ¶ 22; Doc. No. 90-3 at ¶ 22; Doc. No. 90-1 at ¶ 22; Doc. No. 90-4 at ¶ 22). Ms. Hall also determined that Plaintiff had never been diagnosed with a serious mental illness such as a psychosis and that, despite his answers on the mental health testing, there was no indication that Plaintiff was responding to external stimuli or voices, experiencing hallucinations, or that he would have benefited from psychotropic medications, including Zyprexa and Vistaril, at that time. (Doc. No. 90-2 at ¶ 22; Doc. No. 90-3 at ¶ 22; Doc. No. 90-1 at ¶ 22; Doc. No. 90-4 at ¶ 22).
According to Ms. Hall, while Plaintiff did have some mental health issues, they were more character-related and included malingering or feigning his symptoms in an attempt to manipulate the system to get what he wanted. (Doc. No. 90-2 at ¶ 22; Doc. No. 90-3 at ¶ 22; Doc. No. 90-1 at ¶ 22; Doc. No. 90-4 at ¶ 22). Given her assessment that there were no psychotropic medications that would change Plaintiff's behavior, he was not added to the mental health caseload at that time. (Doc. No. 90-2 at ¶ 22; Doc. No. 90-3 at ¶ 22; Doc. No. 90-1 at ¶ 22; Doc. No. 90-4 at ¶ 22). Plaintiff was released from care due to his self-dismissal of mental health problems, the inability of mental health staff to assist him, and his basic goal of trying to use the mental health staff for his own gain. (Doc. No. 90-2 at ¶ 22; Doc. No. 90-3 at ¶ 22; Doc. No. 90-1 at ¶ 22; Doc. No. 90-4 at ¶ 22).
Defendant Yearick also personally evaluated Plaintiff. (Doc. No. 90-3 at at ¶ 23; Doc. No. 90-2 at ¶ 23; Doc. No. 90-1 at ¶ 23; Doc. No. 90-4 at ¶ 23). According to the "Mental Health Progress Note" authored by Defendant Yearick on November 2, 2012, Plaintiff self-referred for evaluation. (Doc. No. 90-3 at ¶ 23; Doc. No. 90-2 at ¶ 23; Doc. No. 90-1 at ¶ 23; Doc. No. 90-4 at ¶ 23). Dr. Yearick reviewed Plaintiff's previous mental health evaluations, which suggested the absence of prominent Axis I issues, no need for inpatient treatment, malingering/feigning, no request for psychotherapy, demands for medication, and a desire to transfer facilities. (Doc. No. 90-3 at ¶ 23; Doc. No. 90-2 at ¶ 23; Doc. No. 90-1 at ¶ 23; Doc. No. 90-4 at ¶ 23). After interviewing Plaintiff, Dr. Yearick advised that no psychiatric referral was planned at that time, and Plaintiff indicated that he was not interested in psychotherapy. (Doc. No. 90-3 at ¶ 23; Doc. No. 90-2 at ¶ 23; Doc. No. 90-1 at ¶ 23; Doc. No. 90-4 at ¶ 23). Accordingly, Dr. Yearick did not schedule any future mental health sessions with Plaintiff, but noted that Plaintiff did know how to make a mental health referral if needed. (Doc. No. 90-3 at ¶ 23; Doc. No. 90-2 at ¶ 23; Doc. No. 90-1 at ¶ 23; Doc. No. 90-4 at ¶ 23).
Summary judgment shall be granted "if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." FED. R. CIV. P. 56(a). A factual dispute is genuine "if the evidence is such that a reasonable jury could return a verdict for the nonmoving party."
The movant has the "initial responsibility of informing the district court of the basis for its motion, and identifying those portions of the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, which it believes demonstrate the absence of a genuine issue of material fact."
Once this initial burden is met, the burden shifts to the nonmoving party. The nonmoving party "must set forth specific facts showing that there is a genuine issue for trial."
When ruling on a summary judgment motion, a court must view the evidence and any inferences from the evidence in the light most favorable to the nonmoving party.
First, to the extent that Plaintiff has sued Defendants in their official capacities, a suit against a state official in his official capacity is not a suit against the official but rather a suit against the official's office,
Moreover, the Eleventh Amendment generally bars lawsuits by citizens against non-consenting states brought either in state or federal courts.
The Prison Litigation Reform Act ("PLRA") requires a prisoner to exhaust his administrative remedies before filing a Section 1983 action. 42 U.S.C. § 1997e(a). The PLRA provides, in pertinent part: "[n]o action shall be brought with respect to prison conditions under section 1983 of this title, or any other Federal law, by a prisoner confined in any jail, prison, or other correctional facility until such administrative remedies as are available are exhausted."
In
Based on the pleadings, Plaintiff did not fulfill his obligation under the PLRA and provide Defendants Lewis, Beddingfield, White, or Lancaster with fair notice of his mental health care claim. In his Complaint, Plaintiff alleged that: (1) Defendant Lewis was "the Director of Prisons [of NCDPS]" who was "legally responsible for the administration of the Division of Prisons and was delegated the authority to act in all matters related to the D.O.P.," (Doc. No. 9 at ¶ 4); (2) Defendant Beddingfield was an "employee of the DOP's communications office," (
More importantly, contrary to Plaintiff's allegations, the records of the North Carolina Inmate Grievance Board ("the Board") establish that Plaintiff failed to properly exhaust his administrative remedies against Defendants Lewis, Beddingfield, White, and Lancaster before filing this action.
With respect to Defendant Yearick, Plaintiff alleges that Yearick was "a mental health care provider at MVCI." (Doc. No. 9 at ¶ 9). Of the thirty-one Step Three Appeals issued for grievances initiated by Plaintiff between July 20, 2012, and December 9, 2015, only two arguably address mental health concerns, and neither of those grievances dealt with mental health care provided by Defendant Yearick while Plaintiff was housed at MVCI. (Doc. No. 65 at ¶ 4, Exs. A-EE). Specifically, in Grievance No. 4365-13-0739, filed by Plaintiff on November 26, 2013, while he was housed at Lumberton Correctional Institution ("LCI"), Plaintiff requested to be placed on mental health medications and receive a mental health grade. (Doc. No. 65-13 at p. 2). The Step One Response indicated that Plaintiff was seen in the LCI psychiatric clinic by Dr. Atwater, was prescribed psychotropic medications, and was given a mental health grade of A3. (
Grievance No. 3805-15-283, filed by Plaintiff on May 7, 2015, while housed at Harnett Correctional Institution ("HCI"), dealt with the confidentiality of information shared by inmates with mental health staff at that particular facility. (Doc. No. 66 at ¶ 4.Z: Couch Aff.). Plaintiff did not grieve or complain about his particular mental health treatment, nor did he ask to be placed on mental health medications. (
The grievance records submitted by Plaintiff, (Doc. Nos. 65, 66), fail to mention or identify any conduct whatsoever by Defendant Yearick, whom Plaintiff now complains violated his constitutional rights, or, even more generally, complaints about mental health care provided to Plaintiff at MCVI. In the only two grievances relating to mental health care, Nos. 4365-13-0739 and 3805-15-283, Plaintiff also makes no specific complaints about Defendant Yearick related to the mental health treatment he provided. In fact, the only involvement that Defendant Yearick had during the relevant time period was the November 2, 2012, "Mental Health Progress Note" authored by Defendant Yearick, and about which Plaintiff did not grieve or complain.
Even if this Court were to liberally construe Grievance Nos. 4365-13-0739 and 3805-15-283, they still do not provide NCDPS sufficient factual allegations related to Defendant Yearick to fulfill Plaintiff's obligations under the PLRA. For instance, in
In sum, the evidence on summary judgment shows that Plaintiff failed to exhaust his administrative remedies as to his deliberate indifference claim against the moving Defendants. Thus, Defendants are entitled to summary judgment on this basis alone.
The Court further finds that, even if Plaintiff exhausted his administrative remedies before filing this action, Defendants Lewis, Beddingfield, White, Lancaster, and Yearick are nevertheless entitled to summary judgment on the merits of Plaintiff's deliberate indifference claim.
Claims under 42 U.S.C. § 1983 based on an alleged lack of or inappropriate medical treatment fall within the Eighth Amendment's prohibition against cruel and unusual punishment.
Allegations that might be sufficient to support negligence and medical malpractice claims do not, without more, rise to the level of a cognizable Section 1983 claim.
Even if Plaintiff had exhausted his administrative remedies as to Defendants Lewis, Beddingfield, White, Lancaster, and Yearick, these Defendants would nevertheless be entitled to summary judgment alternatively on the merits. First, Lewis, Beddingfield, White, and Lancaster were all non-medical prison officials during the incidents alleged in the Complaint. (Doc. No. 19 at ¶¶ 4, 7, 12; Doc. No. 63 at ¶ 11; Doc. No. 90-3 at ¶ 6; Doc. No. 90-2 at ¶ 6; Doc. No. 90-1 at ¶ 6; Doc. No. 90-4 at ¶ 6). In addition, none of them had any responsibility for providing clinical care to inmates at PCI or MCVI. (Doc. No. 90-3 at ¶ 7; Doc. No. 90-2 at ¶ 7; Doc. No. 90-1 at ¶ 7; Doc. No. 90-4 at ¶ 7). The district courts have repeatedly held that prison officers "without medical training are responsible for seeing that prisoners are attended to by medical professionals. They are not responsible for determining the course of treatment or for overruling the opinions of those professionals."
Plaintiff has not alleged sufficient facts to support his contention that the actions or inactions of Defendants Lewis, Beddingfield, White, or Lancaster were so grossly incompetent, inadequate, or excessive as to shock the conscience to show deliberate indifference.
Next, as to Defendant Yearick, Plaintiff's simple disagreement with his mental health course of treatment between August 1, 2012 and December 14, 2012, while housed at both MVCI and PCI, and specifically the treatment by Defendant Yearick on November 2, 2012, does not amount to a viable claim under 42 U.S.C. § 1983 for deliberate medical indifference. Instead, the supporting affidavits attached from Plaintiff's mental health providers at PCI and MVCI document the fact that, when required, Plaintiff received reasonable, appropriate, continuous mental health care pursuant to NCDPS policy and procedure. (Doc. No. 90-3 at ¶¶ 16-23; Doc. No. 90-2 at ¶¶ 16-23; Doc. No. 90-1 at ¶¶ 16-23; Doc. No. 90-4 at ¶¶ 16-23). Among those who actually treated and evaluated Plaintiff was Defendant Yearick himself. (Doc. No. 90-3 at ¶ 23; Doc. No. 90-2 at ¶ 23; Doc. No. 90-1 at ¶ 23; Doc. No. 90-4 at ¶ 23). Accordingly, not only was Defendant Yearick not deliberately indifferent to any purported medical need of Plaintiff to receive mental health services, no other health care providers at PCI or MCI were either. And, as noted above with respect to Defendants Lewis, Beddingfield, White, and Lancaster, Plaintiff also wholly fails to allege that Defendant Yearick "knew of and disregarded" an "excessive risk" to Plaintiff's mental health. In the absence of any such excessive or serious risk to Plaintiff's mental health, and in light of the treatment Dr. Yearick and other mental health care providers furnished to Plaintiff, Dr. Yearick was not deliberately indifferent to Plaintiff's medical needs and therefore, Defendant Yearick is entitled to summary judgment alternatively on the merits.
Next, as to Dr. Rickman, Plaintiff is essentially alleging that, by refusing to move Plaintiff up the waiting list ahead of other inmates for the filling of two teeth, Dr. Rickman was deliberately indifferent to his alleged serious dental needs. The record evidence establishes that, far from being indifferent to Plaintiff's dental needs, Dr. Rickman promptly saw and treated Plaintiff. Dr. Rickman provided Plaintiff with a comprehensive dental evaluation on October 15, 2012, and appropriately established a treatment plan for two of Plaintiff's teeth for fillings. Plaintiff was then placed on the waiting list for those fillings, per MVCI and DPS policy. Plaintiff never declared a dental emergency and, furthermore, the affidavits of Dr. Rickman and Dr. Ray establish that teeth #13 and #15 did not require immediate or urgent treatment. In sum, Dr. Rickman rendered Plaintiff proper dental care, performing full mouth x-rays and a comprehensive exam. Dr. Rickman planned appropriate treatment, which Plaintiff eventually received.
The gist of Plaintiff's chief complaint against Dr. Rickman is that Plaintiff was not moved up the waitlist ahead of other MVCI inmates, who had been waiting longer than him, for the performance of routine dental care. However, "the prioritization of patients' complaints is not unreasonable and does not rise to a level of a constitutional violation."
Even assuming, for the sake of argument only, that Dr. Rickman was indifferent to Plaintiff's dental needs, Plaintiff must also prove that he was substantially harmed as a result, which he cannot do.
Although tooth #13 had to be extracted, Defendants have submitted on summary judgment Dr. Ray's expert opinion, as well as Dr. Rickman's expert and clinical opinion, that as of October 15, 2012 (the date Dr. Rickman performed x-rays and a full evaluation of Plaintiff), more likely than not tooth #13 was hopeless and would have had to be extracted regardless of treatment. Thus, even if Dr. Rickman had been able to fill #13 on October 15 or sometime thereafter, Plaintiff still would have lost that tooth, and would be in precisely the same position as he is now. Plaintiff has not suffered any harm with regard to #13 either.
The record evidence in this case shows that there is no question of material fact and, as a matter of law, Plaintiff cannot prove that Dr. Rickman deprived him of his constitutional rights in violation of 42 U.S.C. § 1983. Far from being indifferent to Plaintiff's needs, the dental records and Dr. Rickman's affidavit establish that Dr. Rickman provided a full dental evaluation and proper treatment planning to Plaintiff. The only reason that Plaintiff did not receive fillings in teeth #13 and #15 at MVCI is that he was transferred from MVCI a mere two months after first being seen by Dr. Rickman and placed on the facility's waitlist that was at least three months long. The Eighth Amendment of the Constitution does not entitle Plaintiff to skip ahead of other inmates on the MVCI waiting list for the performance of routine dental care.
The Court has also considered Plaintiff's response to the summary judgment motion and finds that Plaintiff has not raised a genuine issue of disputed fact in his response. First, Plaintiff asserts in his response that "the dentist [at Piedmont Correctional Institution] who completed said evaluation [on July 24, 2012] advised me that teeth #13 and #15 could be repaired." (Doc. No. 92-2 at ¶ 2). As Defendant notes in his Reply, this statement is clearly inadmissible hearsay not falling within any exception. Furthermore, this statement is not supported by Plaintiff's dental records, which do not discuss the prognosis of any teeth on July 24, 2012. (Doc. No. 84-2).
Furthermore, the only new arguments advanced by Plaintiff in his response brief are that Dr. Rickman was deliberately indifferent for not assigning or causing DPS to assign dentists to work at MVCI on a fulltime basis; that DPS now has a system that integrates dental wait lists among facilities; that DPS has a policy that inmates must be seen within between 24 and 72 hours of submitting a sick call request; and that tooth #13 was repairable on July 24, 2012. None of these arguments alters the conclusion that Defendant Rickman is entitled to summary judgment. With regard to staffing at MVCI, Dr. Rickman first became employed as a dentist for DPS on the same day Plaintiff was transferred there. At no time during the next four months, before Plaintiff was transferred again, was Dr. Rickman in charge of, or had any control over, dental staffing or hiring at MVCI. (Doc. No. 99 at ¶ 3: Supplemental Rickman Aff.). He had no authority to set his own schedule or to assign other healthcare providers to work at MVCI. (
Furthermore, Defendant notes in his Reply that, although no single dentist was assigned fulltime to work at MVCI, multiple providers rotated through the facility each month seeing inmate patients. Waiting lists are also a necessary reality for prison medical care.
Plaintiff also asserts in his response that that DPS now has implemented a system to integrate waiting lists among different DPS facilities when prisoners are transferred. Even if true, this statement is irrelevant. What system is in place and available now has no factual or legal bearing on this action or on Dr. Rickman's treatment of Plaintiff in 2012.
Plaintiff next argues in his response, without support, that there is a DPS policy that inmates must be seen within 24-72 hours of submitting a sick call request. Plaintiff attempts to cite to his affidavit, but does not provide a specific paragraph number. Moreover, his affidavit is devoid of any mention of this non-existent policy, and he has not filed or attached copies of any such policy. Again, a bare assertion that this policy exists, without any factual support, is insufficient to defeat summary judgment. Furthermore, Defendants assert that, to Dr. Rickman's knowledge, no such policy existed in 2012 and does not exist now, (Doc. No. 99 at ¶ 4), and they further assert that it would be impractical, if not impossible, for every inmate to be seen by a dentist within a matter of days every time they requested appointments for routine care.
Finally, Plaintiff contends that tooth #13 was "repairable" on July 24, 2012. Plaintiff seems to be arguing that the tooth deteriorated between July and October 2012 to the point that its prognosis became very poor, and that this delay is attributable to Dr. Rickman. First, there is no evidence that tooth #13 was "repairable" on July 24, 2012, with the exception of Plaintiff's hearsay statement that the dentist at that visit told him the tooth "could be repaired." In any event, as discussed above, this statement is inadmissible hearsay. Furthermore, this assertion is not supported by Plaintiff's dental records, which do not discuss the prognosis of any teeth on July 24. Defendants note that Plaintiff has no dental training, so he cannot evaluate the prognoses of his own teeth. Additionally, assuming for the sake of argument only that a delay of less than three months caused tooth #13 to go from restorable to likely nonrestorable, this delay cannot be attributed to Dr. Rickman because Dr. Rickman did not see Plaintiff before October 12, 2012. In sum, for all these reasons, Defendant Rickman is entitled to summary judgment as to Plaintiff's claim against him for deliberate indifference to serious medical needs.
In sum, for the reasons stated herein, the Court grants the summary judgment motions by Defendants.
Finally, although Defendant Avery County, the sole remaining Defendant, has not joined in the summary judgment motions, and has not been served in this matter, this Defendant shall likewise be dismissed as a Defendant for the same alternative reasons articulated in this Order as to the moving Defendants—that is, Plaintiff has not presented evidence of a disputed issue of fact to overcome summary judgment as to his deliberate indifference claims.