DAVID C. KEESLER, Magistrate Judge.
Plaintiff Sarah Louise Madison ("Plaintiff"), originally filed applications for a period of disability and disability insurance benefits ("DIB") under Title II of the Social Security Act, 42 U.S.C. § 405,
Plaintiff Madison now seeks judicial review of an unfavorable administrative decision on her renewed applications for disability benefits. (Document No. 1). On or about August 12, 2013, Plaintiff filed new applications for a period of disability and disability insurance benefits again under Title II and Title XVI of the Social Security Act, alleging an inability to work due to a disabling condition beginning July 23, 2013. (Tr. 18, 276, 280). The Commissioner of Social Security (the "Commissioner" or "Defendant") denied Plaintiff's application initially on November 18, 2013, and again after reconsideration on April 14, 2014. (Tr. 18, 199, 213, 221). In its "Notice of Reconsideration," the Social Security Administration ("SSA") included the following explanation of its decision:
(Tr. 213, 221).
Plaintiff filed a timely written request for a hearing on April 22, 2014. (Tr. 18, 231). On January 15, 2016, Plaintiff appeared and testified at a hearing before Administrative Law Judge Wendell M. Sims ("ALJ Sims"). (Tr. 18, 40-82). In addition, Celena Earl, a vocational expert ("VE"), and Evan Metaxatos, Plaintiff's attorney, also from the Sasser Law Firm, appeared at the hearing.
ALJ Sims issued an unfavorable decision on June 14, 2016, denying Plaintiff's claim. (Tr. 15-35). On July 11, 2016, Plaintiff filed a request for review of ALJ Sims' decision, which was denied by the Appeals Council on May 19, 2017. (Tr. 1, 273). ALJ Sims' decision became the final decision of the Commissioner when the Appeals Council denied Plaintiff's review request. (Tr. 1).
Plaintiff's "Complaint" seeking a reversal of ALJ Sims' determination was filed in this Court on July 21, 2017. (Document No. 1). On August 1, 2017, the undersigned was assigned to this case as the referral Magistrate Judge.
"Plaintiff's Motion For Judgment Remanding The Cause For A Rehearing" (Document No. 9) and "Plaintiff's Memorandum In Support Of Her Motion For Judgment Remanding The Cause For A Rehearing" (Document No. 9-1) were filed January 3, 2018; and "Defendant's Motion For Summary Judgment" (Document No. 10) and "Memorandum In Support Of Defendant's Motion For Summary Judgment" (Document No. 11) were filed March 5, 2018. Plaintiff declined to file a reply brief, and the time to do so has lapsed.
The pending motions are ripe for disposition, and therefore, a memorandum and recommendation to the Honorable Martin Reidinger is now appropriate.
The Social Security Act, 42 U.S.C. § 405(g) and § 1383(c)(3), limits this Court's review of a final decision of the Commissioner to: (1) whether substantial evidence supports the Commissioner's decision; and (2) whether the Commissioner applied the correct legal standards.
The Fourth Circuit has made clear that it is not for a reviewing court to re-weigh the evidence or to substitute its judgment for that of the Commissioner — so long as that decision is supported by substantial evidence.
Ultimately, it is the duty of the Commissioner, not the courts, to make findings of fact and to resolve conflicts in the evidence.
The question before ALJ Sims was whether Plaintiff was under a "disability," as that term of art is defined for Social Security purposes, at any time between July 23, 2013, and the date of ALJ Sims' decision.
The Social Security Administration has established a five-step sequential evaluation process for determining if a person is disabled. 20 C.F.R. § 404.1520(a). The five steps are:
20 C.F.R. § 404.1520(a)(4)(i)-(v).
The burden of production and proof rests with the claimant during the first four steps; if claimant is able to carry this burden, the burden then shifts to the Commissioner at the fifth step to show that work the claimant could perform is available in the national economy.
First, ALJ Sims determined that Plaintiff had not engaged in any substantial gainful activity since July 23, 2013, her alleged disability onset date. (Tr. 21). At the second step, ALJ Sims found that "type II diabetes mellitus; acromioclavicular (AC) joint degeneration of the right shoulder; degenerative disc disease; arthritis; a history of carpal tunnel syndrome; hypertension; obesity; pain in the back, left knee, and right shoulder; cervical spondylosis; depression; and bipolar disorder" were severe impairments.
Next, ALJ Sims assessed Plaintiff's RFC and found that she retained the capacity to perform light work, with the following limitations:
(Tr. 24). In making his finding, ALJ Sims specifically stated that he "considered all symptoms and the extent to which these symptoms can reasonably be accepted as consistent with the objective medical evidence and other evidence, based on the requirements of 20 CFR 404.1529 and SSRs 96-4p and 96-7p."
At the fourth step, ALJ Sims held that Plaintiff could not perform her past relevant work as a Home Health Aide (Dictionary of Occupational Titles ("DOT") 354.377-014). (Tr. 33). At the fifth and final step, ALJ Sims concluded based on the testimony of the VE and "considering the claimant's age, education, work experience, and residual functional capacity" that jobs existed in significant numbers in the national economy that Plaintiff could perform. (Tr. 34). Specifically, the VE testified that according to the factors given by the ALJ, occupations claimant could perform included small parts assembler (DOT 706.684-022), electronics worker (DOT 726.687-010), and shipping and receiving weigher (DOT 222.387-034). (Tr. 34-35). Therefore, ALJ Sims concluded that Plaintiff was not under a "disability," as defined by the Social Security Act, at any time between July 23, 2013, and the date of his decision, June 14, 2016. (Tr. 35).
Plaintiff on appeal to this Court makes just one assignment of error. (Document No. 9-1). Plaintiff asserts that ALJ Sims erred as a matter of law "by failing to address and consider the additional limitations in Mrs. Stewart's residual functional capacity found by the Commissioner's previous final decision." (Document No. 9-1, p. 7). Plaintiff then acknowledges that ALJ Sims gave the prior ALJ decision "great weight" but argues that failing "to incorporate all of that prior decision's RFC limitations into Madison's more recent RFC, is "an error which requires remand."
Plaintiff provides the following summary of applicable law:
(Document No. 9-1, p. 7) (emphasis added).
Plaintiff again acknowledges that in adjudicating the second application ALJ Sims' gave ALJ Chin's prior decision "great weight pursuant to Albright, but ignores some of that decision's findings." (Document No. 9-1, p. 8) (citing Tr. 32). Plaintiff notes that ALJ Chin's decision included more limitations in the RFC than the more recent ALJ Sims decision. (Document No. 9-1, pp. 9-10). Specifically, Plaintiff argues that ALJ Sims "failed to incorporate" "ALJ Chin's restrictions for: occasional balancing; occasional bilateral reaching; occasional overhead reaching for both extremities, not just the right upper extremity; avoiding concentrated use of moving machinery; avoiding concentrated exposure to unprotected heights; and isolation from the public." (Document No. 9-1, p. 10) (citing Tr. 24, 101). Plaintiff concludes that this alleged failure requires remand.
Defendant first argues that "[s]ubstantial evidence supports Defendant's decision, and Defendant applied the correct legal standards in reaching that decision." (Document No. 11, p. 5). "In particular, ALJ Sims properly evaluated the July 19, 2013, decision of ALJ Chin."
ALJ Chin found for the period of April 2, 2010 through July 19, 2013, that Plaintiff had the RFC to perform light work with the following limitations:
(Document No. 11, p. 5) (quoting Tr. 101).
ALJ Sims' decision — on review here — found for the period of July 23, 2013 through June 14, 2016, that Plaintiff had the RFC to perform light work with the following limitations:
(Document No. 11, p. 5) (quoting Tr. 24).
Defendant asserts that ALJ Sims' decision not to adopt "every limitation in ALJ Chin's RFC finding, despite giving the finding great weight, [does not warrant] remand." (Document No. 11, p. 6). Defendant notes that ALJ Sims opined that he accorded ALJ Chin's "findings great weight as little time has lapsed between the period ALJ Chin adjudicated and the period under adjudication here, and the evidence of record here does not warrant making a significantly different finding with respect to the period under consideration here."
In support of this argument, Defendant makes four assertions. (Document No. 11, pp. 7-19). First, Defendant asserts that "there is no inconsistency between giving great . . . weight to a finding . . . and declining to adopt every aspect of it." (Document No. 11, p. 7) (citing
First, with respect to "climbing and balancing," Defendant contends that ALJ Sims' RFC limitations were not made in error, and even if they were, the error would be harmless because the DOT entries for the jobs identified by the VE and cited by ALJ Sims at step 5 of the disability analysis make clear that none of those jobs require climbing or balancing. (Document No. 11, pp. 11-12) (citing DOT 706.684- 022 (small-parts/products assembler), 1991 WL 679050; DOT 726.687-010 (electronics worker), 1991 WL 679633; DOT 222.387-034 (shipping-and-receiving weigher or material clerk), 1991 WL 672099).
Second, with respect to "reaching," Defendant points to the many pieces of evidence that ALJ Sims noted in making his findings regarding reaching. (Document No. 11, pp. 12-16) (citing Tr. 24, 25, 28, 29, 30-31, 52, 53, 300, 643 659, 673, 807, 882, 933, 962-963, 990-91). Defendant thus contends that ALJ Sims' "reasonable findings . . . should not be disturbed." (Document No. 11, p. 16).
Third, with respect to "hazards," Defendant contends that ALJ Sims' RFC limitation in this area is "broader" than that of ALJ Chin, because ALJ Sims restricts Plaintiff from concentrated exposure to hazards in general—not just from concentrated use of moving machinery and concentrated exposure to unprotected heights. (Document No. 11, p. 16) (citing Tr. 24, 101). Moreover, Defendant asserts that based on their DOT descriptions, none of the jobs identified by the VE and cited by ALJ Sims at step five involve concentrated exposure to hazards. (Document No. 11, p. 17) (citing DOT 706.684- 022 (small-parts/products assembler), 1991 WL 679050; DOT 726.687-010 (electronics worker), 1991 WL 679633; DOT 222.387-034 (shipping-and-receiving weigher or material clerk), 1991 WL 672099).
Fourth, with respect to "interpersonal interaction," Defendant contends that ALJ Sims "provided [a] reasonable, thorough, and well-cited" explanation for his RFC limitation of occasional interpersonal interaction. (Document No. 11, p. 18) (citing Tr. 24-28). In addition, Defendant asserts that even if ALJ Sims had adopted ALJ Chin's RFC limitations regarding interpersonal interaction, Plaintiff could still perform the jobs identified by the VE and cited by ALJ Sims because the DOT entries for these jobs identify the extent to which they require interpersonal interaction—specifically, taking instructions and helping—as "not significant." (Document No. 11, p. 18) (citing DOT 706.684- 022 (small-parts/products assembler), 1991 WL 679050; DOT 726.687-010 (electronics worker), 1991 WL 679633; DOT 222.387-034 (shipping-and-receiving weigher or material clerk), 1991 WL 672099).
The undersigned is persuaded by Defendant's argument. ALJ Sims did not err by failing to incorporate into Plaintiff's RFC every limitation that ALJ Chin found. Plaintiff correctly notes that ALJ Sims gave ALJ Chin's findings "great weight pursuant to
The undersigned observes, inter alia, that both ALJ Chin and ALJ Sims found that Plaintiff had moderate difficulties in concentration, persistence or pace; however, only the Sims' RFC properly accounted for those difficulties pursuant to
The undersigned further notes that Plaintiff's own cited authority directs that an ALJ must consider prior administrative findings as evidence, but does not require that the ALJ must incorporate prior findings. (Document No. 9-1, pp. 7-8) (citation omitted). Here, it is clear that ALJ Sims considered the prior administrative findings and then, based on substantial evidence, issued his own decision also determining that Plaintiff was not disabled during the period under review.
In short, the undersigned finds that there is "such relevant evidence as a reasonable mind might accept as adequate to support a conclusion," and thus substantial evidence supports the Commissioner's decision.
The parties are hereby advised that pursuant to 28 U.S.C. § 636(b)(1)(C), and Rule 72 of the Federal Rules of Civil Procedure, written objections to the proposed findings of fact, conclusions of law, and recommendation contained herein may be filed