MAX O. COGBURN, JR., District Judge.
Plaintiff brought this action, under 42 U.S.C. §§ 405(g) and 1383(c)(3), for review of defendant's final administrative decision denying his November 24, 2015, applications for a period of disability and disability insurance benefits (DIB) and supplemental security income benefits (SSI) under Titles II & XVI of the Social Security Act ("the Act").
An ALJ decision denying benefits was made on December 8, 2017. (Tr. 36-54). Plaintiff appealed to defendant's Appeals Council (AC), which, on January 25, 2019, denied plaintiff's request for, thereby causing the ALJ's decision to become the "final decision" of the Commissioner. (Tr. 1-6). In denying review, the AC noted that additional evidence submitted by plaintiff after the ALJ's decision either did not show a reasonable probability it would change the outcome of the decision or did not pertain to the period under review. (Tr. 2).
Plaintiff now seeks judicial review of this decision pursuant to 42 U.S.C. § 405(g).
It appearing that the ALJ's findings of fact are supported by substantial evidence, the Court adopts and incorporates such findings herein as if fully set forth. Such findings are referenced in the substantive discussion which follows.
The only issues on review are whether the Commissioner applied the correct legal standards and whether the Commissioner's decision is supported by substantial evidence.
The Court has read the transcript of Plaintiff's administrative hearing, closely read the decision of the ALJ, and reviewed the relevant exhibits contained in the extensive administrative record. The issue is not whether a court might have reached a different conclusion had it been presented with the same testimony and evidentiary materials, but whether the decision of the administrative law judge is supported by substantial evidence. For the following reasons, the Court finds that the ALJ's decision was supported by substantial evidence.
The Act defines "disability" as an inability "to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less than 12 months." 42 U.S.C. § 423(d)(2). To qualify for DIB under Title II of the Act, 42 U.S.C. §§ 416(i) and 423, an individual must meet the insured status requirements of these sections, be under retirement age, file an application for disability insurance benefits and a period of disability, and be under a "disability" as defined in the Act.
A five-step process, known as "sequential" review, is used by the Commissioner in determining whether a Social Security claimant is disabled. The Commissioner evaluates a disability claim pursuant to the following five-step analysis:
20 C.F.R. § 416.920(a)-(f). The burden of proof and production during the first four steps of the inquiry rests on the claimant.
In a decision dated December 8, 2017, (Tr. 36-54), the administrative law judge ("ALJ") found plaintiff had the following severe impairments: degenerative disc disease, status post myocardial infarction with stent placement, coronary artery disease, anxiety disorder, and substance use disorder. (Tr. 39, Finding 2). The ALJ, with detailed explanation, found plaintiff's neurofibromytosis to be non-severe. (Tr. 39-40).
The ALJ assessed moderate limitations in understanding, remembering, or applying information and in concentrating, persisting, or maintaining pace. (Tr. 41). The ALJ assessed mild limitations in interacting with others and in adapting or managing oneself. (
The ALJ further found plaintiff had the residual functional capacity (RFC)
Mentally, the ALJ limited plaintiff to simple, unskilled work. (
Based on the established RFC, the ALJ denied benefits, with the help of vocational expert (VE) testimony, at Step 5 of the sequential evaluation process, finding plaintiff would be able to perform other jobs existing in significant numbers in the national economy. (Tr. 52-53, Finding 9). Having propounded a hypothetical question to the VE with the established RFC, the VE testified such a hypothetical person could perform certain, unskilled light exertional jobs. (Tr. 79). The VE listed the jobs of sorter, enumerated in the Dictionary of Occupational Titles (DOT) (DOT number 521.687-102); sander (DOT number 761.687-010); and assembler (DOT number 706.684-022). (Tr. 79-80). The VE further stated her testimony was not inconsistent with the DOT. (Tr. 80-81).
Plaintiff raises two challenges to the ALJ's decision: (A) the ALJ's mental RFC is not supported by substantial evidence, especially with regard to plaintiff's alleged inability to concentrate, alleged post-traumatic stress disorder, and alleged bipolar disorder and (B) the ALJ's appointment did not comply with the Appointment Clause of the Constitution. As discussed below, these arguments do not present a basis for remand.
For the following reasons, the Court finds that substantial evidence supports the ALJ's mental RFC, despite plaintiff's alleged inability to concentrate, alleged post-traumatic stress disorder, and alleged bipolar disorder. No further function-by-function analysis is required.
Plaintiff erroneously cites to
Furthermore, the ALJ noted that "although the claimant was overly lethargic when presenting to consultative examiner Dr. Reavis, he was able to provide enough information to show he was able to engage in a wide array of daily activities" and until March 2017 "was working as a volunteer peer support specialist, until he lost this position, due to relations with a female patient." (Tr. 49). The ALJ also remarked that plaintiff's "psychological symptoms were largely situational in nature" and he "did not seek consistent mental health treatment." (Tr. 50). The ALJ pointed out that plaintiff "did not consistently exhibit concentration, cognition, memory, or attention deficits, and he did not report significant anger, paranoia, isolation, or other personality/social issues that would preclude his ability to interact with others." (
In summation, the ALJ specifically found that "mental status evaluations and treatment notes do not indicate that the claimant's symptoms are of the severity to preclude the performance of simple, unskilled work." (Tr. 50). Here, the Court finds that the ALJ's analysis has satisfied
Here, as discussed above, the ALJ specifically mitigated Plaintiff's allegations of concentration difficulties while addressing his purported intellectual limitations. The ALJ pointed to examination records and Plaintiff's daily living activities, such as playing hours of computer games, driving a car, and managing his own funds. (Tr. 18, 20). The Court therefore finds that the ALJ supplied sufficient reasoning to excuse the absence of any limitation in the RFC that would directly address a moderate limitation in CPP.
In sum, the ALJ's discussion of the record is sufficient for this Court to meaningfully review the ALJ's conclusion; thus, remand is not appropriate.
The ALJ found that plaintiff suffered from a severe substance abuse disorder and an anxiety disorder but did not find that plaintiff had a medically determinable bipolar disorder or post-traumatic syndrome (PTSD) disorder. (Tr. 39, Finding 2). As mentioned, plaintiff bears the burden of proof in establishing impairments.
Plaintiff reported having a bipolar disorder during a March 22, 2011, consultative examination, together with opioid dependence, performed in association with plaintiff's earlier filed February 2, 2011, disability applications, which were denied on April 15, 2011, and apparently not appealed. (Tr. 106-107, 186-190, 432). Therefore, as a matter of administrative res judicata, his alleged bipolar disorder was not deemed disabling as of April 15, 2011.
Furthermore, in that 2011 consultative examination, plaintiff reported he was diagnosed with a bipolar disorder at the Crisis Recovery Center. (Tr. 432). He also reported no history of impatient psychiatric hospitalizations. (Tr. 433). The Disability Determination Services ("DDS") obtained a discharge record dated May 10, 2010, from the Crisis Recovery Center, indicating that plaintiff had been enrolled for substance abuse and voluntary detox on August 1-2, 2007, on January 7, 2009, and on May 5, 2010. (Tr. 412). That discharge record makes no mention of any bipolar diagnosis ever made. (
Furthermore, on July 7, 2016, in conjunction with the current disability application under court review, medical consultant Dr. Jonathan Mayhew indicated that plaintiff had alleged bipolar disorder diagnosis in the past, but current medical records were insufficient to evaluate this past diagnosis. (Tr. 118). Therefore, in Dr. Mayhew's opinion, plaintiff had not presented medical evidence of bipolar disorder to establish it as a medically determinable impairment from alleged amended onset of April 1, 2016. On December 21, 2016, Dr. Darolyn Hilts noted the same and that plaintiff had not presented any additional medical evidence regarding bipolar disorder. (Tr. 153). Moreover, a search of the administrative record finds no psychiatric records confirming this diagnosis. Therefore, the ALJ correctly determined that plaintiff did not have bipolar disorder as a medically determinable impairment.
On April 6, 2015, the records of Community Family Healthcare contain a notation that plaintiff "has questionable PTSD that has not been dx per pt." (Tr. 506). There is an "impression/diagnosis" of PTSD together with opiate disorder in remission in one medical record dated March 5, 2017, apparently signed by Dr. Rollins, during a general examination at the Neil Dobbins Center. (Tr. 865). But a March 20, 2017, mental consult two weeks later while a patient at Mission Hospital only diagnosed PTSD per history. (Tr. 1021). The definitive diagnosis was unspecified anxiety. (Tr. 1068). Therefore, Dr. Rollins did not make a definitive diagnosis; rather, Dr. Rollins was merely noting the history given by plaintiff.
Although an April 25, 2017, record from Mission Hospital ER put down PTSD as past medical history, (Tr. 989), it only diagnosed anxiety and suicidal ideation with medication noncompliance, (Tr. 990). May 20, 2017 and July 17, 2017, ER records from Mission Hospital put down PTSD on a past medical history problem list, but only diagnosed back pain. (Tr. 921, 965).
This Court finds that the ALJ correctly determined that plaintiff does not have a medically determinable impairment of PTSD, as no definitive PTSD diagnosis appears in the medical records. In addition, there is no indication of what trauma occurred to produce any such traumatic diagnosis. Therefore, plaintiff has not only failed to meet his burden of producing such a medically diagnosed PTSD impairment, but he has also failed to show that such an impairment lasted, or was expected to last, the requisite 12-month period prescribed by the Act.
In light of all the above, the ALJ's RFC is supported by substantial evidence. In formulating a RFC, the ALJ is not required to discuss each and every piece of evidence.
Furthermore, it is the claimant's burden to establish how any medically determinable impairments affect functioning.
In addition, there is no requirement that an ALJ base his RFC finding, or any particular limitation in it, on a medical opinion.
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The Court has carefully reviewed the decision of the ALJ, the transcript of proceedings, Plaintiff's motion and brief, the Commissioner's responsive pleading, and Plaintiff's assignments of error. Review of the entire record reveals that the decision of the ALJ is supported by substantial evidence. Finding that there was "such relevant evidence as a reasonable mind might accept as adequate to support a conclusion,"
(1) The decision of the Commissioner, denying the relief sought by Plaintiff, is
(2) Plaintiff's Motion for Summary Judgment, (Doc. No. 11) is
(3) The Commissioner's Motion for Summary Judgment, (Doc. No. 13) is
(4) This action is